|
|
|
"No Deceit Safe in Its Hiding Place": The Criminal Trial in Eighteenth-Century Spain
FABIO LÓPEZ-LÁZARO
|
He said history was a sum of situations whose significance was never seen until long afterwards because people were afraid to act them out.. . . He said. . . we had to enact the situation as it really was, and in a way that would mean neither of us ever forgetting it or being tempted to pretend it didn't exist, or was something else. |
|
Paul Scott, The Raj Quartet
|
|
The least understood aspect of the punishment of crime in pre-nineteenth-century
Spanish society is trial procedure. This is not surprising. Our
misapprehensions and misinterpretations of the past are principally
the product of eighteenth-century reality being sieved through an
uncritical acceptance of nineteenth-century political criticism.
1
The West inherits much of its modern paradigm from the Spain of
1808 to 1834, from Romantic images of Goya as the enlightened individual
fighting obscurantism to portrayals of heroic guerrilla patriots
seeking to wrest political reform from a reactionary central government.
It also inherits, although less consciously, the political rubrics
of liberal and conservative (and absolutist
) from nationalist polemics during the 1808-1814 French occupation.
2
When looking back half a century later, Spaniards wanted to distinguish
themselves clearly from the past. They needed to establish beyond
doubt that Spain had redeemed itself by purposefully relegating
the negative to an absolutist past. After all, to believe in progress
in an age of positivism was to believe in the inexorably positive
nature of change. Progress fueled optimism and a chiliastic disdain
for the past. Spaniards were not alone; as Donald Kelley and others
have shown, modernization elsewhere in the nineteenth century was
often accompanied by similar processes.
3
This study explores the ways in which one Western society in the
nineteenth century, Spain, reformed laws by consciously exaggerating
the un-liberalness of the previous legal system.
4
This rationalizing process relied on a philosophical attitude that
M. J. Horwitz characterized as the need "to make the existing world
seem to be necessary," whereas in fact it is "historically contingent."
5
Constitutionalism needed to prove in the nineteenth century that
legal systems prior to it had been arbitrary and prejudicial to
the interests of the public. It could not afford to reveal the contingencies
and continuities that gave the lie to its propaganda, which maintained
that the complex legal defense of the individual was a new guarantee. |
1 |
|
This cultural paradigm shift necessitated for many a shift in the legal system from worse to better, especially for liberals. Consequently liberal critiques of unreformed Bourbon Spain suppressed the existence of rights, due process, and the public nature of trials in the eighteenth century as a way of pushing their political--and historicist--agenda. To create difference between "modern" Spain and its precursor, proponents of reform created a "despotic" Spain, axiomatically condensed in the haunting image of the Spanish Inquisition looming dangerously in every reactionary or conservative coup. Ideologically, it made sense for them. For us, however, it no longer does, if we are attempting to reconstruct the praxis--and not just the calls for reform--of criminal trials in premodern Spain. The liberal image of the Inquisitorial trial is hardly representative of the pre-nineteenth-century legal process. In this context it is imperative that we analyze the negative stereotype of Old Regime trial procedure before we describe the reality.6 |
2 |
|
Criticism of the Sala
|
|
In order to reconstruct actual trials, we focus on Madrid's principal
court, the Sala de Alcaldes de Casa y Corte,
the "Hall of Royal Court Judges," from 1750 to 1808.
7
The Sala
is ideal for our purposes. Its civil and criminal jurisdiction of
ten leagues stretched over the capital of the Spanish Empire during
this period and extended in serious criminal cases beyond Madrid
to the Kingdom of Castile. The Sala'
s fundamental structure was typical of Spanish courts: it contained
an executive governor (the court's chief senior magistrate), eight
to nine judges (alcaldes
), a prosecutor (fiscal
), a defense lawyer for the poor (abogado de pobres
), and various ushers, policemen, jailers, and administrative assistants,
all appointed by the Crown's principal governing body, the Council
of Castile. Over the centuries, the legal jurisdiction and competence
of the Sala
had evolved from a judicial body governing the king's household
to a complex mixed tribunal that heard local civil and criminal
cases as well as serious criminal cases from the provinces. It also
functioned as an appeals court for the same jurisdiction, court
usage ensuring that different judges heard internal appeals. Appeals
of Sala
decisions were only heard by the Council of Castile in exceptional
cases. |
3 |
|
The actual trial procedure of the
Sala,
which was characteristic of most royal courts in the Spanish Empire,
was developed over the course of centuries and diverged substantially
at times from statute, or royal, law. Because Spanish legal historians,
particularly the doyens of Spanish law studies, Francisco Tomás
Valiente and Alfonso García Gallo, have based their analyses
almost exclusively on published statutes and legal manuals, their
descriptions of actual practice are significantly flawed. An analysis
of the legal drama of Spanish courts should begin with the real
world of court practice as it is revealed, for example, in the Sala
's extensive archival records, and not with the more readily available
published material. Royal statutes and legal manuals reveal the
theory of law, as opposed to the reality of court practice--what
government ministers hoped would be reality, not, in fact, what
they knew it was.
8
Tomás Valiente and García Gallo's emphasis on royal
statute law suggests a larger problem: the fundamental difference
between Spanish judicial attitudes in the eighteenth century and
those that evolved to justify nineteenth- and twentieth-century
reforms. It is probably not coincidental that Spanish "liberal"
reformers in the 1800s, rarely as radical as their American, French,
or Spanish American counterparts, owed much of their revolutionary
rhetorical baggage to the late eighteenth-century Enlightened Royalist
campaign to strengthen the Crown's control of the Spanish Empire.
The two greatest legal historians of Spain have perpetuated this
Royalist/liberal perspective in their own versions of Spanish legal
history. |
4 |
|
Liberal Stereotypes and Preliberal Justice
|
|
Prejudice against Spanish Old Regime courts impedes the modern appreciation
of real eighteenth-century trials. As a result, the important issue
of how trials exemplified social conflict is lost in pointless attempts
to denigrate the past for not living up to the ideals of twentieth-century
notions of the "rights-bearing" individual.
9
Any discussion of preliberal justice has to contend with the stereotype
that the universal adaptation of such essential liberal paradigms
entails. One favorite touchstone of twentieth-century legal commentators
is the presumption of innocence. To quote a frequently used modern
instructional manual, this "is a cornerstone of Anglo-Saxon justice,"
which distinguishes it historically from continental trials where
it has not been characteristic. When compounded by the sort of samokritika,
or self-criticism, of Spaniards--heirs apparently to despotic and
anti-liberal traditions--it is hard to approach our topic with the
equanimity it deserves.
10
The purpose of this article is not to rebut the modern indictment
of "old style" courts, but to reconstruct trial procedure accurately.
Stereotypical assumptions about "inquisitorial" courts in the Spanish
Empire, a perennial windmill for Quixotesque historians of Spain,
must be reduced to their proper place as rhetorical devices of the
discourse of modernity. |
5 |
|
After 1834, the triumph of the self-ascribed
liberals introduced new political and judicial institutions that
clashed--consciously--with Sala
practice. Inspired by liberal principles of individual constitutional
rights and admiration for foreign judicial methods, nineteenth-century
politicians and legal commentators viewed the court system and judicial
practices of preliberal Spain with disdain. Unable to defend the
"old regime" on its own grounds, even conservatives joined in condemning
the past. The overwhelming verdict was somber: the "old style" judges
and courts were systematically subjected to both conservative and
liberal criticisms at the height of nineteenth-century legislative
Anglophilia. The liberal interpreters of this "new" spirit of the
laws introduced foreign institutions, such as trial by jury, into
some criminal cases as a way of "modernizing" Spanish court culture.
11
|
6 |
The height of reform condemnation
of eighteenth-century practice came in the late 1870s and early
1880s. The progressive Sagasta Parliament of 1882 passed laws altering
court procedure, stressing in its official publications that constitutional
Spain inherited serious judicial problems from its "absolutist predecessor."
It is obvious that attempts to legitimate the new order of the day
were not driven by a desire for historically contextualized interpretation.
The judicial sections of the 1812 Constitution, the 1835 reform
that ended the existence of the Sala de Alcaldes de Casa y Corte,
and the 1870 Law on Judicial Powers were all regarded as necessary
but incomplete steps on the ineluctable road to legal modernity:
|
7 |
Spaniards have for centuries been educated exclusively in the knowledge of the secretive inquisitorial procedural style, and thus, far from learning to trust the court's justice and actively aiding in its correct administration as English citizens do, which makes the existence of a Public Ministry for the discovery and punishment of delinquencies unnecessary [in England], they have formed false opinions as to the Judicial Police, and they have become estranged from the Tribunals, treating magistrates, judges, notaries, and policemen with lamentable mistrust. Spaniards think participation as witnesses in criminal cases is a repugnant act to be avoided.12
| |
This situation required a remedy if Spain was to take her rightful place among the civilized peoples of Europe and America. |
8 |
|
The Taint of the Inquisition
|
|
Such nineteenth-century criticisms of Spain's courts echoed earlier
ones, especially the negative stereotype of the Spanish Inquisition.
For liberals, Spain's eighteenth- and early nineteenth-century courts
were bogged down in atavistic and repressive procedures and punishments.
These advocates of modernity concentrated on censuring the old trial
procedure as the worst culprit. The Sagasta government's labeling
of the old system as "Inquisitorial" in procedure followed the received
wisdom of the time, which homogenized all the various court systems
in Spain into a vulgarized version of an Inquisition. Bourgoing's
1789 description of the Inquisition (published in 1805), for example,
served as a handy indictment of all Spanish courts. His criticism
was not that it punished barbarously, however, but that its trial
procedure was outdated, and that it lacked four key modern elements
of an enlightened trial: that hearings be public, that the accused
know their accusers, that the contending parties confront one another,
and that lawyers should be allowed to advise clients privately without
having judges present.
13
According to Richard Ford, writing in the 1830s, the Spanish justice
system still lagged behind Europe in terms of modern reform. The
Audiencia of Madrid, the successor of the Sala,
continued its nefarious practices against modern precepts: "In it
every man is assumed to be guilty until he is proved innocent, the
judge endeavouring by every means fair and foul to convict the accused;
a Westminster Hall barrister if transported by special retainer
to the Rhadamantine court below, would scarcely find himself in
a newer [i.e., stranger] practice." Ford, nevertheless, believed
England's laws were worse than Spain's but more effective because
they were not Inquisitorial in nature and were more diligently administered.
"Both however err in extremes, since few guiltless escape in Spain,
and few guilty are convicted in England. . . ." Another reading
of this, of course, could be that the laws of Spain were theoretically
better, but were emasculated in practice "because the ministers
are corrupt and unjust."
14
The nineteenth-century verdict was in: old-style Spanish courts
must go. |
9 |
|
According to this liberal view, one
of the most serious indictments was that eighteenth-century criminals
had been tried unfairly because sumarias,
or investigations, were conducted in the absence of legal counsel
and before formal charges were made. Furthermore, suspects were
jailed during this initial process, a nefarious Inquisition-like
process. Even worse than these excesses, critics held, was the fact
that the next phase in a case, the plenaria
or trial, was in their view nothing more than a formality.
They further alleged three counts against the old system: that the
defense was barely heard by judges, who had, in any case, already
reached a decision during the sumaria;
that courts refused to participate in public oral debate of the
evidence; and that judges decided the same cases they investigated.
The old court system was neither impartial nor open to public scrutiny.
To add insult to injury, courts took forever to try criminal cases.
15
To eliminate these abuses, the government of Práxedes Sagasta,
who founded the Liberal Party, believed that the courts should focus
attention on individuals: "Sacred indeed is the cause of Society,
but no less so are individual rights [derechos individuales
]. Citizens in truly free countries [pueblos libres
] ought to have at their disposal the efficient means of defending
and preserving their life, liberty, fortune, dignity, and honour."
16
For modern reformers the explicit lack of these guarantees and the
absence of legal strategies for the individual under absolutism
constituted a clear indictment of preconstitutional courts. How
historically accurate was this portrayal of "a secretive inquisitorial
procedural style" that permeated courts in the eighteenth century?
Let us begin with the notion of the presumption of guilt and the
arbitrariness of judicial decisions, two items on the reformers'
indictment. |
10 |
|
The Presumption of Innocence and Habeas Corpus
| |
Whatever bias judges may have had during the investigative stage of a criminal case, suspects were not presumed guilty. Both the legal theory and legal practice of the eighteenth century testified to the truth of this assertion. The rhetoric of legality reiterated the traditional common law belief that it was "incumbent on the accuser in criminal cases to prove the delictive nature" of any alleged act.17 Furthermore, court practice held that accusations could not be made in criminal cases until strict legal controls aimed at ensuring the impartiality of judges, witnesses, and participants had been put into place. Failing these, the court's decisions could be pronounced null and void, even after sentencing. |
11 |
|
Eighteenth-century Spanish court theory
followed continental law in naming the initial procedural control
on a trial's legality habeas corpus.
If irregularities arose in the initial investigation, lawyers on
either side could appeal to the court that errors in procedure had
vitiated the trial process. In essence, when the defense called
for an examination of the habeas corpus
of a case in Spain, they were doing much the same thing as English
lawyers who were granted a writ of habeas corpus ad subjiciendum,
the pride of English law's defense of the modern individual. This
particular kind of English habeas corpus
demanded that the prosecution reveal "the reason for the applicant's
detention so that the court could judge the sufficiency of that
reason."
18
Approval of the reasons for investigations and imprisonment was
also necessary in Spain for a case to be tried. The demand for an
examination of such procedural assurances was usually presented
by the defense at the first reading of the case in a preliminary
hearing. Significantly, this device for ensuring the presumption
of innocence and limiting the abuse of investigative powers was
subsequently forgotten by both constitutionally minded reformers
in the early nineteenth century and Spanish commentators of law.
Ironically, in the nineteenth century, "liberty" became associated
with the upholding of principles of judicial administration deemed
non-Spanish.
19
The reality in the eighteenth century was that habeas corpus
and convincing proof of wrongdoing had to be established before
a case progressed from investigation to trial. In Spanish bureaucratic
terms, this transition was called changing a file from a sumaria
to a plenaria
stage.
20
|
12 |
|
Judicial discretion held that any
infraction of the legal precepts thus invalidated the case and could
prevent it from ever reaching the trial stage. This was not the
decision of one judge, but rather the collective assessment of the
Sala'
s quorum of judges. A traditional eighteenth-century jurist and
prosecutor, Don Francisco Antonio de Elizondo, stressed the importance
of this point in 1784: "when the requirement that every case be
substantiated is not fulfilled, the consequent procedure is fundamentally
nullified, even if the accused is found completely guilty by reason
of witnesses' testimony in trial; all Magistrates are to be prevented
from proceeding in any investigation, capture, torment, or condemnation
without habeas corpus,
even in military cases."
21
|
13 |
|
The procedure circumscribing nullification
of trials for lack of habeas corpus
exemplifies the court's strict adherence to the principal of unprejudiced
adjudication. The step between the two stages of a prosecution hinged
on correctly turning the sumaria
into a plenaria,
a critical part of judicial ritual that guaranteed the discovery
of unprejudiced evidence. Only after the investigating judge completed
his examination of a case, receiving charges, depositions, and evidence,
did he present his findings at the weekly public hearing that assessed
whether sumarias
were founded in fact and without investigative prejudice. Full public
disclosure could not occur until this point. Evidence was gathered
before the accused was informed of the exact charges. The jurist
Elizondo believed, characteristically, that "judges, by ensuring
limited publicity and making secret inquiries regarding the facts
of the case," could discover the truth before suspects became familiar
with "judicial procedures" and subverted them.
22
Whatever the merits of this system, this kind of judicial power
troubled later critics. |
14 |
|
Nineteenth-century reformers like
Sagasta were fond of portraying old-fashioned courts as despotic
because the judges had both investigative and adjudicatory powers.
The 1882 legal reform law thus attacked judges' indiscriminate mixing
of powers. The ideological critique would have been justified in
its condemnation of judicial authoritarianism if its description
of the "old style" had been correct. But from what we know of the
Madrid court's practice, single judges in the Sala
never investigated and tried the same case. Every investigation
was judged impartially at the sumaria
stage for its legality along the lines described above, before
it was ever tried.
23
Nineteenth-century critics downplayed this fact. Historians might
want to speculate on the judges' personal bias, but one cannot judge
them on their procedural fairmindedness, which was exactly what
reformers did when condemning court practice as inquisitorial. |
15 |
The judge under whose orders constables
and notaries accumulated evidence presented the results of the sumaria
to a panel of three to five of his peers.
24
The Sala
governor ensured that the alcaldes,
or judges, never heard capital cases without a quorum of five, the
number assigned by court custom. This was often increased to seven
for final judgment and sentencing. He also guaranteed that only
senior alcaldes
tried serious crimes.
25
No judge among the alcaldes
of the Sala ever tried his own investigative case,
although instructing judges did supervise the collection of legal
documents such as depositions from extra witnesses after a criminal
case was transferred by vote to the plenaria.
A former notary and royal secretary, equally familiar with legal
theory and court practice, stressed this in 1764: "Each Se–or Alcalde
can individually accept complaints, accusations, receive information,
write a warrant for arrest, and participate in any criminal case
that arises; but none can make judgments, impose sentences, or free
any accused subject, without the consensus and intervention of the
Court as a body."
26
Not even the hallowed and powerful persona of the Sala
governor could judge a case on his own.
27
|
| |
|
|
| |
Figure 1. A trial at the
Sala. The banner at the top reads "No deceit
is safe in its hiding place [Nulla fraus tuta latebris]."
Antonio Martínez Salazar, Coleccíon
de Memorias, y Noticias . . . (Madrid, 1764), facing
page 328. Courtesy of the Biblioteca Nacional, Madrid.
|
|
|
|
16 |
|
The officiating magistrates determined
whether the prosecution's case met the requirements of habeas
corpus
and also considered other important issues at this initial stage.
When a case involved either a serious charge, such as homicide or
robbery, or a lesser charge with serious incriminating circumstances,
the court heard the evidence presented by the investigating judge
and crown prosecutor in a public hearing. If the prosecution had
a case, it would proceed to the plenaria
stage.
28
It was at this point that minors and the poor were assigned solicitors
and legal counsel, and, in any case where it was legally justified,
torture was recommended. Occasionally, the judges acting as a body
could send the case back to the investigating judge for further
detective work, thus temporarily suspending further consideration
of the evidence.
29
Both the accused and the prosecutor could request a halt in proceedings
if they felt a mistrial had occurred. Finally, the court reporter
had to contact the Council of Castile, Spain's highest government
agency, for it to approve any judicial decisions made so far before
the trial could proceed. This consultation, however, did not bind
the alcaldes.
But if complaints of irregularities in the investigative stage were
later substantiated, the trial ended immediately. Judicial procedural
errors could be resolved in certain limited cases, apparently through
the Council's mediation, though this happened infrequently. The
Council's supervision of Sala
affairs extended legally only as far as the enforcement of the legal
culture of proper procedure allowed.
30
"Culture" describes this better than "laws" for an important reason:
laws, ironically enough, did not principally govern the Sala'
s procedural or even sentencing behavior. |
17 |
|
Court Custom vs. Statutes
|
|
Significantly, the Madrid court's procedure did not arise from royal
statute, which fact did not stop many jurists from recommending
that the monarchy adopt its customary system of judging crime throughout
the empire. As in many other things, royal authority was not troubled
unduly by the unlegislated nature of Madrid's court; nor were the
judges. That court custom and not royal law was responsible for
the "style" (customary trial procedure) was accepted almost unquestioningly
in the seventeenth and eighteenth centuries. It only became an issue
when Royalist reform in the eighteenth-century empire claimed that
governmental abuses were linked to such customary judicial practices.
The judge and lawyer Matheu y Sanz did not seem bothered by this
in the 1670s; however, less than a hundred years later, the reforming
jurist Vizcaíno Pérez was definitely troubled by the
lack of royal control over judicial procedure. To his disappointment
he found only one vague 1436 instruction for judges to try cases
quickly according to "their style," which hardly strengthened the
Royalist agenda for enhancing the king's control of judges.
31
Because of the effective self-governing nature of the Sala,
political reformers and modern historians alike have been unable
to find traces of its legal procedure in most of the published records.
Unwritten and unlegislated style, like a micro Spanish version of
the famous unwritten English constitution, was everything to the
legality of eighteenth-century proceedings. |
18 |
|
According to the Sala'
s style, minor criminal charges, such as misdemeanors, petty theft,
and pickpocketing (raterías
), were summarily judged at this point orally in the presence of
the accused's solicitor and counsel, without the presence of the
crown prosecutor. Toward the end of the eighteenth century, reforming
ministers argued for an extension of this practice, making oral
judgment more common throughout the courts in minor criminal matters.
But their attempts failed and differing local court practices continued
fundamentally unchanged into the nineteenth century.
32
A possible reason for this failure was the ambiguity of the legal
terminology: the distinction between "major" and "minor" crime was
vague and discretionary. In general, crimes involving property and
violence were considered serious, but the gravity of a pickpocket's
crime, for example, was decided on a case-by-case basis. The penalty
attached to particular charges, such as capital punishment, whipping,
or perpetual exile, normally determined the measure of criminal
"seriousness" in the court's initial rulings.
33
Since the court's style, much more than royal statute, dictated
punishment--with great latitude for judicial discretion--a case's
seriousness must have often been the result of judgment, rather
than an initial and unalterable consideration of the facts of the
crime. |
19 |
|
The Public Drama of Early Court Procedure
|
|
Facts did play an important role, of course, in the real drama of
the court's actions. As revealed by the judge in his sumaria,
they formed the prosecuting indictment. The court reporter presented
the results of the causa,
or case, at a public hearing to the assembled judges. Despite what
later detractors would claim, court style stressed that the results
of investigations be made public, even before becoming full-blown
trials. |
20 |
|
The physical layout of the courthouse
and its rooms clearly indicated that trials were far from "secretive."
Court practice did control public participation, however, and much
of this control was expressed in the jargon of theatricality, a
fact that is not incidental to eighteenth-century perceptions of
how sin was to be punished. Persons involved in a case, or actors
as they were known legally, were prepared for the actual trial by
the judges' decision to accept the sumaria
for examination. But the courtroom was not the scene of the first
important ritual of a trial. On days when judges sat, the first
judicial act was the celebration of an 8
A.M.
Mass held in the central courthouse chapel. This Mass was celebrated
for the benefit of the judges, not the suspects, to cleanse them
of serious sin before undertaking the weighty and quasi-religious
task of judgment.
34
Following Mass, the alcaldes
proceeded into the main courtroom, the Sala de acuerdos,
or Hall of Judgments. |
21 |
|
The courthouse was opened to the public
after Mass and a Baroque sense of religious sinfulness and redress
permeated the proceedings. The public's suspense and expectations
heightened the drama of a trial. As always, a certain interest in
the details of cases developed from the ambiguous playing out of
people's stories in the courtroom. These stories were evidence of
personal and group strategies that the audience must have enjoyed
with both prurient interest and expectation of just punishment.
All this drama was played out in a physical environment full of
architectural and religious rigidity, but the real-life ambiguity
of social conflict overflowed all the architectural attempts to
control it. The building itself mirrored the ideal social structure
in plastic form, admitting the outside world of chaotic accusations
and defenses through its portals. The architectural formalism of
legality (intentionally built into the structure) is most clearly
visible in the Sala
courthouse's tripartite entrance. The general public entered the
court's dramatic stage when passing through the left door, which
was also reserved for prisoners, suspects, and witnesses entering
or leaving the jail. The large central door was opened only for
magistrates. The extreme right-hand door was reserved for litigants
and accusers. The viewing public was thus physically associated
with the objectivized subject of the law. This physical arrangement,
however, broke down frequently with confusion spilling into the
large foyer linking courtrooms, entrances, and interior patios.
Prisoners took advantage of this to attempt escapes and porters
consequently received fines for their lax watch. Occasionally, they
connived with the culprits.
35
The ambiguity of the physical arrangements was made patent by periodic
escapes during the ceremony of the alcaldes
' entrance. Porters naturally bore the brunt of the responsibility;
at times the guards who were to ensure that escapes did not occur
were themselves turned into prisoners because of their ineptitude
or corruption. Félix Angel and Luis Martínez, for
example, were both imprisoned in 1799 for allegedly aiding in an
escape.
36
|
22 |
|
To the left of the foyer stood the
archway facing the guards' room that led into the courtroom itself.
The public area inside was cordoned off from the judges' seating
area, a raised platform called the estrado,
by a shoulder-high barrier, the barandilla
or "bar." A curtained door behind this dais led to a small Saleta,
or Sala de Acuerdos,
the private room where the alcaldes
deliberated and decided cases.
37
The judges met in this small room early in the morning to dispatch
preliminary business. Usual business included listing current cases
by the judge instructing them, reporting on the previous day's arrests,
and making the report to the Council of Castile. These tasks were
completed by the time the Council of Castile met at 9 a.m.
38
|
23 |
|
The entrance and positioning of judges
in the courtroom exhibited all the markings of a ritualized public
procession. After their closed administrative meeting, the judges
exited the Saleta
by a curtained door into the public courtroom and positioned themselves
on the estrado
around the court governor, who rang the bell to announce the beginning
of public proceedings. Spanish courts' official name, audiencia,
derived from the governor's opening words: "Let there be a public
hearing [audiencia pública
]."
39
Seating in strict order of seniority prevailed on the dais. The
alcaldes
sat around a table, on which lay a bell, a silver cross used for
oath taking, and a leather-bound book in which the junior judge
wrote down decisions.
40
Constables would silence the audience standing behind the bar when
the trial commenced. For lack of evidence, we can only speculate
on the rowdiness and character of audience disturbances that probably
accompanied this public display. But there are indications that,
of course, things heated up in the courtroom occasionally.
41
|
24 |
|
Social Control?
|
|
All of these rituals demonstrate that the social drama of a criminal
trial was controlled, but clearly public. Judges did not conduct
themselves like stereotypical inquisitors. They included the public
in their mediation of social disputes and this legitimated criminal
prosecution. Most modern commentators, however, interpret criminal
courts as agents of social control, or as agents of social oppression.
In this they are following the received wisdom of the twentieth
century, with its commonly accepted social scientific and behaviorist
reinterpretation of a Marxist-Gramscian construct. Weber's description
of social institutions as rational entities that monopolize violence
is critical, of course, to the extensive influence of this theory.
Certainly the Sala'
s ritualized procedures are an example of governmental control;
nevertheless, to engage the public in the spectacle of debating
guilt and innocence made them party to the internal logic and reasonableness
of trials as expressions not merely of the will of the government,
the official world, but of the commonly held belief system that
legitimated the moral structuration of society. We might, in this
context, benefit from Edward Shils's understanding of cultural values
and their protection. He identified the elite as the guardians of
a culture's values, but noted that this is effective only when the
public consents to the assumptions of legality that judges must
act on. This was certainly true in the case of the Sala'
s proceedings. Whether through Gramscian coercion or consent, the
central value system of Spanish society determined the limits of
acceptable public dispute resolution, and we would be foolish to
depict courtrooms as mere organs of an elite's dictating of social
norms. Although judges might be seen as controlling events, they
were actors in the drama controlled by the central value system's
script of acceptable behavior, as much as the audience and the participants
themselves were, to use the revealing contemporary jargon, "actors"
in a trial. In fact, judges mediated between accusers and victims
in pre-established ways that appealed to a common sense of moral
order. They were not merely imposing the will of an elite. The script
followed social expectations and traditions guaranteeing limited
variations on a common theme. The choreography of trials paralleled
the social norms of legitimate and proper conduct. The individuals
involved generated meaning by acting out their parts. Celebrating
moral judgments publicly was one of the collective means of normalizing
meaning.
42
The nineteenth century's condemnation of earlier courtroom procedure
has contributed to historians' misleading emphasis on analyzing
trials as examples of social control. |
25 |
|
The Liberal Objection to Trial Publicity
|
|
Ironically, the very publicity of Spanish trials was one of the
key issues that distressed eighteenth-century critics, while their
nineteenth-century counterparts would decry the exact opposite,
bemoaning how courts had been secretive and inquisitorial. Certainly,
trials were not adversarial like modern Anglo-American trials. Confrontation
before the public in trials was not characteristic of the formal
Spanish courtroom. Participants, however, did engage in carefully
choreographed expressions of their adversarial positions by having
their lawyers read statements in court. The somber ritual of presenting
cases in a mediated form left some foreign observers puzzled. According
to one, "the only parties visible in court are the judges and the
pleaders, and the relatores,
or court reporters who read the evidence authenticated by notaries.
. . ."
43
But this description is not wholly accurate. It held true for certain
stages in trial procedure, but not for others. The critical stages,
the assessment of habeas corpus
and the presentation of evidence, occurred in full view of the public
and usually with the presence of the interested parties. |
26 |
|
Furthermore, all cases necessarily went public at two points: at the end of discovery when judges considered whether enough evidence had been collected for a trial; and at the final judgment and sentencing--which usually occurred on the same day. Court custom dictated solemnity on both occasions by conspicuously positioning legal counsel and parties before the judges. Defense counsel and crown prosecutor read their arguments to the court and audience although lawyers were not apparently allowed to extemporize on them. The reporter then summarized the evidence in writing.44 The public nature of these solemn occasions was marked by the fact that the presentation of a case was normally made in the presence of the accused, thus underscoring the implicitly adversarial role of the legal system. |
27 |
|
The theatricality that permeated eighteenth-century trials and the confrontational roles of participants point to the highly public nature of criminal prosecution at the time. Nineteenth-century reformers, in condemning these solemn rituals, ignored the historical facts and sought to prove that Spain's institutions had not been public. This required that the stereotype of a corrupt "Inquisitorial" procedure be expanded discursively to include all Spanish trials, civil and criminal. No part of the inquisitorial stereotype was more important than its purported secretive, anti-public style.45 But this was simply not true of the eighteenth-century Madrid tribunal. Despite the solemn ceremonial character of judicial proceedings, lawyers enjoyed ample opportunity to practice the arts of rhetoric. José Mo–ino (later the Count of Floridablanca), for example, spent years as a private lawyer and crown prosecutor in Madrid before immersing himself in an illustrious career as Spain's principal minister. In fact, his successful promotion was substantially due to his reputation as an eloquent pleader in the courts. Mo–ino's colleagues referred to him as "the mellifluous Bernardo," stressing the importance of the eloquence he had acquired as a lawyer.46 Lawyers depended on the public presentation of oral arguments. Whether they had the skills of a "mellifluous Bernardo" or not, they zealously defended and prosecuted cases and occasionally even used trials as a battleground for political ends. A popular saying of the time, "No case, no matter how lame, goes undefended in court," underscores lawyers' commitment to the effectiveness of public eloquence.47 Making arguments to the judges in courtrooms became an essential part of defense lawyers' stratagems. So popular were these speeches that, by the end of the century, successful lawyers were publishing them alongside their criticisms of judges' decisions. |
28 |
|
Trials were definitely public in the
eighteenth century, but evidence suggests that the public was less
interested in Sala
goings-on than it would be in the following century. There are several
possible explanations for this. The "blind men's ballads" published
as broadsheets offered the general public succinct and enjoyable
accounts of crime and its punishment, making attendance redundant.
These ballads, complete and accurate reflections of court proceedings,
were the result of a centuries-old relationship between court reporters
and blind men's confraternities who bought their trial summaries.
48
But a shift occurred in the court's impact on public affairs when
the Sala
became the locus of political trials in the second decade of the
nineteenth century. It began to draw increasing crowds attracted
by political scandal and controversy, and less by the daily workings
of crime. The mid-1820s trial of Rafael de Riego, a liberal leader,
caused one of the most tumultuous crowds ever to gather inside the
Madrid courthouse; they jeered, applauded, and actively made their
presence felt in the court like none that we know of in prior centuries.
49
Only one case in our archival sample from 1758 to 1802 involved
a courtroom disturbance and there was apparently no reaction from
the crowd when the accused hurled insults at the judges.
50
The politicization of courts is possibly responsible for the increasing
attendance. |
29 |
|
The Carmen Calzado Case
|
|
The revision of our historical understanding of trials requires
more than just revealing the existence of habeas corpus
and the very public nature of criminal prosecution. In order to
illustrate the fundamental points involved in the investigation
and trial of a typical case, we will use the record of one published
in full, the Carmen Calzado case of 1788. This involved multiple
charges of robbery and murder committed at the Carmen Calzado tavern
in Madrid in 1787. The investigation revealed that several men robbed
the tavern keeper at knife point, resulting in the wounding of two
men, one of whom was the tavern keeper. Another died apprehending
the robbers. |
30 |
|
As mentioned above, suspects did not
have the benefit of legal counsel during the investigation. The
defense case effectively began with the detailed charges made by
the investigating judge at the beginning of the plenaria
stage, at which point the judge had to provide the defense team
with a copy of the evidence supporting the charges listed in the
indictment. Suspects were immediately required to file a plea of
guilty or innocent. This was referred to as "the confession." Although
earlier jurists argued that this disclosure of the prosecution's
case weakened it by revealing too much too early, it was established
legal practice to provide the accused with the detailed charges
and the names and identity of witnesses testifying against him or
her.
51
The court pursued suspects mentioned in the sumaria
but not yet apprehended by issuing warrants for arrest through the
agency of a public crier and on printed posters placed around Madrid.
52
|
31 |
|
In the Carmen Calzado case, the first
man to "confess" was José Masín, an Italian hosier.
He had declared in his testimony that he only entered the tavern
after
he had heard a scuffle inside. During his confession, he verified
his previous admission that upon entering he had tied up one of
the servants, but denied that he had otherwise assaulted anyone
or stolen anything. It is important to stop and take notice of what
the judge revealed to Masín. He gave a full account of all
the witnesses who were testifying, as well as the names of those
who had identified him, including several co-suspects in the case.
Masín denied the murder charges. When faced with the judge's
counterclaims based on eyewitness accounts, he demanded that witnesses
be produced: "Call him and let him face [me]; let him answer my
questions and my counterclaims." Masín thought he could use
established court style for his benefit. He was right. The result
of the two-day confrontation favored his case more than it did the
prosecution's. The judge received nothing more than confirmation
of Masín's prior statements; on the other hand, by the end
of this phase, Masín's defense knew almost every point that
the prosecution would use against him in the trial.
53
|
32 |
|
The prevalent legal fiction during
trial maintained Masín's innocence until the court found
him guilty. "Anyone who can be found guilty of a crime, must also
necessarily be capable of being found innocent of it," said one
maxim of the common law.
54
Legal tradition held that even if the accused confessed openly,
he could still provide himself with a defense based on mitigating
circumstances. Mitigation did not prevent judges, however, from
imposing minor "arbitrary sentences"--according to common law tradition--when
a specific statute did not dictate a particular kind of punishment
for convictions with mitigating circumstances. These arbitrary sentences,
applicable where the judges were convinced of the accused's guilt,
but found the prosecution somewhat short of evidence, were clearly
laid out in common law, as extraordinaria,
or extraordinary sentences. On the other hand, the common law understanding
of the law of evidence aided the defense because it made getting
a conviction much harder for prosecutions than for today's courts.
55
In theory and practice the assumption of innocence, not guilt, operated
in Spanish trials. |
33 |
|
The Masín defense took up its
case after charges were filed. Masín selected Antonio Rodríguez
Vizoso as his solicitor (procurador
), but did not elect to have a lawyer (abogado
). Lawyers advised clients on legal points and wrote up arguments
based on fact; solicitors represented the client, collected and
distributed necessary documents, and presented evidence in court,
although lawyers might be present to argue their client's position
(as noted above, Spanish courts favored written over oral adversarial
argument). By court custom, the counsel of a defense abogado
or lawyer was not required, although the accused could call on one
at any time during the trial. In Masín's case, no point of
law could be argued and the evidence against him was damning; despite
his earlier bravado, Masín chose to plead guilty. The material
presented by Vizoso aimed at establishing his good faith and reputation,
principally in the form of character witnesses (testigos de abono
), in the hope of less severe punishment. The prosecution countered
by buttressing the credibility of its witnesses in a similar way.
56
|
34 |
|
Defendants often used the trial or
plenaria
phase of a case to have their lawyers argue at length about their
rights. By "rights," naturally, we are referring to the treatment
their clients were entitled to according to the law.
57
As one seventeenth-century proverb expressed it, "Everyone claims
something, even the rights [derecho
] of his finger." When legal rights failed, some lawyers suggested
the strategy of boring the court into submission: "Whoever has an
hour to spare does not die on the gallows."
58
These popular sayings, illustrative of common legal tactics, substantiate
the public's knowledge of trial tactics, but they also reveal that
a popular version of "rights" discourse informed legal defense at
the time. Some even believed lawyers could perform miracles through
the skillful presentation of their clients' legal rights. A common
saying, lawyers manage "to twist cucumbers" without breaking them,
satirized this kind of legal arguing.
59
Today's skepticism about trials is nothing new. Its existence centuries
ago in Madrid proves that judges did not wield complete, summary,
and absolute authority, although the "arbitrary" sentences they
imposed fed later reformers' inaccurate visions of eighteenth-century
governments as "arbitrary" despotisms. |
35 |
|
Even in the direst of circumstances, everything was not lost for the accused. Because a suspect's confession was taken immediately before he received counsel, it was customary for defense lawyers to argue that the confession might not include extenuating circumstances or points of law that the suspects failed to include, but of which they became cognizant after taking legal advice. Lawyers could use these circumstances, at worst, as a plea bargain to ask the court to diminish the punishment corresponding to the crime. Opportunities for such tactical maneuvering abounded and many an undocumented discussion must have taken place between defense lawyers and their clients during jail visits, although we know very little about how these visits took place. Legal manuals rarely discuss the formal controls that operated on lawyer-client contact.60 |
36 |
|
Naturally prosecutors intensely disliked
the possibility of new evidence arising during the trial. As one
experienced lawyer and prosecutor explained, defense lawyers "use
this stratagem to try to force the Prosecutors to have to prove
in trial the existence of the legal fact justifying the public's
vengeance, at the same time as they [the prosecutors] are trying
to identify the accused as the singular and clear author of the
said acts; otherwise, they must yield to the defense plea for an
extraordinary sentence."
61
If accomplished after the sumaria
stage, this in fact would have been tantamount to destroying the
distinction between it and the plenaria.
Although it is difficult to believe the court would allow such latitude,
the experience of the legal source indicates that it must have happened
from time to time. Lawyers who argued along these lines were, however,
mistaken according to law: the defense could only ask for special
treatment at the trial if it managed to prove extenuating circumstances,
or qualidad dividua,
but not if the prosecution failed to clearly prove all the charges.
In reality the burden of proof rested with the prosecution. It is
difficult, in this context, to gauge what impact sumaria
evidence had on the presumption of innocence. Judges reserved the
right, even after reaching a final verdict, to accept further relevant
testimony from either side, inevitably causing delays and suspended
sentences.
62
Court style, clearly, was a fluid matter, but there was ample play
for the defense as well as the prosecution. |
37 |
|
Criminal trials in Spain were not
usually a matter of confrontation between the crown and private
individuals, but rather the confrontation of individuals before
the crown. In this respect, they resembled civil litigation. Civil
terminology was thus applied to the actors in criminal cases. Court
officials always enquired from interested parties whether they desired
to press criminal charges during the sumaria.
In the Carmen Calzado case the investigating judge questioned Rita
Gómez, the widow of the shoemaker killed trying to prevent
the escape of the robbers. Rita made a formal statement that "despite
the grievous harm done her by those who attacked her husband, she
forgave them from the bottom of her heart, so that God Our Lord
might forgive her, and that consequently she renounced all rights
or claims ["todo derecho ó accion
"] pertaining to her in prosecuting them."
63
The tavern keeper, however, did not forgive the suspects and so
the Carmen Calzado case was prosecuted by the crown prosecutor on
his behalf. In serious cases where no private individual pressed
charges, crown prosecutors were appointed. |
38 |
|
Length of Trials
| |
Contemporary eighteenth-century commentators (and later reformers) alleged that the length of trials was a critical weakness in the judicial system. Early in the century the trenchant social critic Benito Jerónimo Feijóo noted that "the accused. . . should be entitled to absolution if he is innocent and the Republic to his punishment if he is guilty." Trial procedure should be carefully carried out, he admitted, but not to the extent that the accused is left in the "dungeon, as if he were already in the grave." Legal procrastination caused problems. Feijóo, like others, believed two were particularly important. First, by giving suspects time to escape and exert their influence on potential accusers and witnesses, the courts were effectively discouraging the filing of charges. Second, time decreased the prosecutorial zeal of the offended party, the crown prosecutor, and the judge. |
39 |
|
Critics also stated that judges were too lenient, allowing criminals to escape their just rewards. Magistrates were frequently guilty, Feijóo asserted, of a "mistaken" and "cruel pity" when they failed to punish wrongdoers. This was especially true of criminal cases where no offended party filed charges, placing the onus of prosecution on an government apparently reluctant to pursue criminals without the backing of private motivation. Hardened criminals escaped the will of the Republic and God, Feijóo said, and caused the deaths of more innocents.64 (Incidentally, this is hardly evidence of an absolutist government manipulating the public.) |
40 |
|
Almost a century later, the exiled author Blanco White repeated Feijóo's condemnation of the courts, laying particular stress on how lengthy trials increased the inefficiency caused by leniency.65 A foreigner writing at the end of the eighteenth century confirmed these authors' sentiments. "Innumerable instances are cited," he wrote, "of criminals who have died forgotten in the prisons; and of some who, whilst under sentence of death, have married, produced numerous offspring, and then been brought forth to execution when all recollection of their crimes had long since been obliterated." This gave credence to the theory that consideration of the parties' rights encumbered trials needlessly and thwarted "the purposes of justice."66 Such critics were effectively impugning Spanish judges for being too meticulous. |
41 |
|
Ironically, this is exactly the opposite
of nineteenth-century criticism, which portrayed the older system
as inquisitorial, sloppy in the application of the law, and unjust
in its hasty judgment of evidence. Despite these criticisms, the
actual length of trials was principally the result of the many legal
guarantees, not of courtroom sloppiness or procedural haste. Medieval
Iberian custom established that defense and prosecution had until
the day after the plenaria
to substantiate their cases, but trials became progressively longer
in the early modern period. Eventually the length of the arguments
put forth by both sides dictated trial length. It was the lawyers
and not the judges who ended up controlling time in court.
67
In the Carmen Calzado case the defense and crown prosecutor kept
files going back and forth as they added testimonies and legal summations
for four months.
68
Judges turned government ministers attempted to curtail such legal
freedoms. By 1750 common law and royal statute were demanding that
courts try cases within two years of beginning the sumaria
stage, but jurists admitted that such instructions were dead letter.
The statutory time requirement "has been derogated by the universal
practice of the Monarchy."
69
|
42 |
|
Some contemporaries--especially foreign
visitors--blamed the large number of religious holidays for the
courts' procrastination. The government must have shared these concerns,
since in 1747 and 1749 they limited the holidays celebrated by the
Sala
(ferias de corte
) to the major religious holidays and a detailed list of thirty-two
additional days. However, this still left at least sixty-six holidays.
There was a theoretical possibility of no work days during almost
40 percent of the thirteen weeks of high summer.
70
Sala archival records demonstrate that August and September were
substantially abandoned as working months, much as they still are
today all over Spain. Although religious holidays may have affected
the speed of trials, ultimately courts took their time because legal
counsel had the right to extend their arguments almost indefinitely.
We might even argue that tardiness was a mark of judicial fairness.
71
|
43 |
|
How long did criminal trials actually
last? The legal fiction that only a few days were to elapse from
the end of the investigation to sentencing persisted, judges typically
ending a trial's first day by stating that a verdict would be passed
down "at the next public hearing [audiencia
]," held five times a week. Brief trials did occur. In 1768, for
example, Juan Moreno and his accomplices were tried for the theft
of a mule in two days.
72
Most trials, however, lasted longer. In 1758 sixty-one serious cases
came before the judges for trial.
73
Thirty-eight percent of them continued into 1759, lasting on average
over seven months; the remaining 62 percent were tried within the
year. The average length of a criminal trial in 1758 was fourteen
weeks and three days. These average figures fail to convey the fact
that the overwhelming majority of criminal cases lasted considerably
less than three or four months. Trials taking longer than the average
always included multiple charges or charges against several individuals.
Thus every case exceeding the 1758 average involved charges against
groups of two or more.
74
|
44 |
|
Close analysis of selected cases between 1750 and 1802 establishes the fact that duration was not a major problem in the judicial system: 52 percent were tried within one month; 24 percent required from two to six months; and only 18 percent took between one year and five. Two uncharacteristic cases involving multiple charges against more than ten individuals lasted longer. Thus, overall, more than half of the people accused received judgment within a few weeks of the date of the crime; about one in five continued in trial for at least two years. The longest were those which involved multiple indictments.75 Reports of extremely long criminal proceedings as the norm were clearly an exaggeration. |
45 |
|
Trial length did not affect as many people as critics claimed either. The overwhelming majority of accused did not rot in dungeons awaiting their sentencing and many indeed did not even stay incarcerated after the initial arrest. Out of 3,020 individuals indicted in the sample count examined for the years 1750-1802, 432 were released during the investigation or trial period under bail, placed under house arrest under oath, or bound over in some other fashion.76 The length of the defense and prosecution did not seriously affect the personal freedom of many accused. |
46 |
|
Conclusion
|
|
The Madrid court's procedure from 1750 to 1808 clearly did not fit
the nineteenth-century stereotype. Elaborate measures were in place
to ensure judicial impartiality and the frequent use of the courts
by individuals and groups to prosecute those they believed guilty
of sinful crime is proof that Spaniards did not find the criminal
system "repugnant." Trials were also clearly orchestrated in the
eighteenth century to solemnize and sanctify the public punishing
of crime. The Sala'
s procedure expressed an institutional belief in penalizing sinful
acts and courtroom drama provided a frame for it, a forum for formal
discourse on commonly held cultural truths, not necessarily a source
for their definition. It did not reinvent the wheel of social control
at every trial; rather, relying on the reasonableness of what it
was doing, the court served the needs of the public through a dramatic
enactment of just retribution, in a cultural economy that assigned
them the task of mediating criminal truth. Trial hierarchy and ritual,
part of that era's "due process," corresponded to the limits imposed
on acceptable judicial arbitrariness by societal norms of governmental
responsibility. It is difficult to find evidence for the sort of
public estrangement from the courts that, a century later, reformers
would attribute to "old style" courts. |
47 |
|
The eighteenth-century state acted
primarily as an accessory to private prosecution in criminal trials,
despite nineteenth-century criticisms that characterized state action
as absolute authority imposing its will on a passive--and subjected
--populace. It is true that criminal trials maintained the dominant
social groups' ideological power, but the popular use of courts
as spaces in which to negotiate personal grievances overwhelmingly
supports an interpretation of the court's role as an institution
confirming the populace's sense of moral order. Criminal courts
existed to serve a public need in a public way, and many cases underscored
the surprisingly unhierarchical punishing of crime. Occasionally,
the rich and powerful got their comeuppance in the Sala.
Ultimately, it was the private and family concerns of individuals,
not the dominant social groups' ideological motives, that produced
prosecutions. Aspects of trial procedure criticized by nineteenth-century
reformers, such as the length of trials, were in many cases the
result of the legal guarantees of individual rights, the insistence
on the private inception of criminal prosecution, and the wide latitude
given legal counsel. The "secretive inquisitorial procedural style"
invoked by the 1882 reformed criminal code was a red herring created
to suit liberal Spain's paradigmatic need for an absolutist past
that denied the previous system's contextual "fairness." Modern
observers, using everyday language to characterize eighteenth-century
trial practice, would be justified in saying that, however fallible,
preconstitutional trials worked
for the public they served. |
48 |
|
At least one important question arises
from this discussion that is, unfortunately, beyond the scope of
the present study. How far did the Sala'
s system apply in the provincial and imperial areas of the Spanish
monarchy? The secondary literature indicates that it may have been
exceptional to a certain degree. There is clear evidence, however,
that the Sala'
s moral-cum-legal mythology of "fair" trial procedure applied everywhere
in the monarchy, at least in theory.
77
More and more studies of colonial legal culture stress the common
cultural norms that extended far and wide. There is growing evidence
of the interconnectedness of legal institutions and religio-moral
codes in the Spanish empire, a link that was perpetuated in local
cultural customs. A procedure not unlike the Sala'
s, for example, was characteristic of such a distant and disparate
place as the New Mexico frontier. The cultural expectations of what
a justice system was about followed suit.
78
My argument that political motivations caused this colonial culture
to be ignored is also confirmed by the work of Latin Americanists.
Modern scholars like Andrés Lira González, for example,
proved decades ago that the cataclysmic birth of nations in the
1900s was often accompanied by constitutional arguments expediently
ignoring the Spanish empire's legal protection of individual guarantees,
its insistence on judicial impartiality, and its institutionalized
forms of accountable government.
79
|
49 |
On the other hand, the nineteenth
century's hatred for the previous system stemmed from a dislike
of its religious core, not from the rational critique of rights
discourse. Making pre-constitutional trials look unfair served the
rhetoric of a constitutionalism that divorced sinfulness from illegality
in the name of eternal truths of social constructionism. The shrewd
early nineteenth-century jurist Savigny knew that his contemporaries'
chief political ailment was their obsession with legislative (read:
creative
) authority over cultural (read: re-creative
) existence.
80
One had to blacken the past's culture in order to legislate out
of existence the legal institutions whose legitimacy depended on
a religio-cultural norm. Constitutionalism required that Spanish-speaking
citizens or subjects change their world into what the politicians
believed the world was really
like. Epistemological incarnation won out over phenomenological
reasoning. They were not the first, or the last, to invent institutions
in order to live imagined truths and illusory realities.
|
50 |
|
Fabio López-Lázaro is an assistant professor in the Faculty of Communication and Culture at the University of Calgary and an adjunct assistant professor in its History Department.
Notes
1 For example, see
Raymond Carr, Spain, 1808-1975,
2d ed. (Oxford: Clarendon Press, 1982), 1-38. The term "failure,"
which organizes Carr's analysis of Old Regime society, is symptomatic
of his theoretical assumptions and anachronistic preconceptions.
John H. Elliott's popular introduction to early modern Spain also
contributed to this vision of historical disappointment, or malfunction.
See his Imperial Spain, 1469-1716
(New York: St. Martin's Press, 1964). See also Michael R. Weisser's
comments in Crime and Punishment in Early Modern Europe
(Atlantic Heights, N.J.: Humanities Press, 1979), 52. In developing
my counterargument to the Carr-Elliott interpretation of Spanish
history as a long-drawn record of "failure," I have drawn on the
revisionist insights of Helen Nader, Liberty in Absolutist
Spain: The Habsburg Sale of Towns, 1516-1700
(Baltimore: The Johns Hopkins University Press, 1993), especially
comments on 157, as well as the philosophical shrewdness of Anthony
Giddens's structuration theory, "Structuralism, Post-structuralism
and the Production of Culture," in Social Theory Today,
ed. Anthony Giddens and Jonathan H. Turner (Stanford: Stanford
University Press, 1987). This collection includes Ira J. Cohen's
useful critique, "Structuration Theory and Social Praxis
," 273-308. I also referred to Giddens, New Rules of the Sociological
Method
(New York: Basic Books, 1977) and idem, The Constitution of
Society
(Cambridge, England: Polity Press, 1984).
2 Enlightened absolutism
has a long scholarly tradition. Indicative of the classic trends
for Spain are Richard Herr, The Eighteenth-Century Revolution
in Spain
(Princeton: Princeton University Press, 1958) and Jean Sarrailh,
L'Espagne éclairée de la seconde moitié
du 18e si¸cle
(Paris: Klincksieck, 1964). For our purposes, the work of Ruth
Pike has blazed a trail. She has been the only major analyst of
the Sala de Alcaldes de Casa y Corte'
s records. See Pike, Penal Servitude in Early Modern Spain
(Madison: University of Wisconsin Press, 1983) and idem, "Capital
Punishment in Eighteenth-Century Spain," Social History
5 (1985): 375-86.
3 A sampling of recent works should include Donald R. Kelley,
Historians and the Law in Postrevolutionary France
(Princeton: Princeton University Press, 1984); David J. A. Cairns,
Advocacy and the Making of the Adversarial Criminal Trial,
1800-1865
(Oxford: Clarendon Press, 1998); H. W. Arthurs, "Without the
Law": Administrative Justice and Legal Pluralism in Nineteenth-Century
England
(Toronto: University of Toronto Press, 1985); Michael John, Politics
and the Law in Late Nineteenth-Century Germany
(Oxford: Clarendon Press, 1989), especially chap. 1, "The Theory
and Practice of Codification, 1814-1867"; the collection of essays
edited by Robert Badinter, Un Autre Justice 1789-1799
(Paris: Fayard, Histoire de la Justice, 1990), especially the
contributions of N. Castan, J.-P. Royer, P. Lascoumes, and P.
Poncela. For another discussion of French criminal adminstration
in a revolutionary period that hints at the political utilization
of Ancien Régime legal institutions, see Iain Cameron,
Crime and Repression in the Auvergne and the Guyenne, 1720-1790
(Cambridge: Cambridge University Press, 1981). See also John A.
Davis, Conflict and Control: Law and Order in Nineteenth-Century
Italy
(Atlantic Heights, N.J.: Humanities Press International, 1988),
an especially enlightening discussion of the connections between
evolving liberal political ideologies and criminal law reform.
David Bushnell, Reform and Reaction in the Platine Provinces,
1810-1852
(Gainesville: University Presses of Florida, 1983) is a rare look
into these processes in the Latin American context; see also the
discussion of reform in Alan Norrie, Crime, Reason, and History:
A Critical Introduction to Criminal Law
(London: Weidenfeld and Nicolson, 1983), 1-33. Even England was
not immune to the explicit repudiation of the "old system" of
law in the nineteenth century; see Peter Stein, "Legal Theory
and The Reform of Legal Education in Mid-Nineteenth Century England,"
in his The Character and Influence of the Roman Civil Law
(London and Ronceverte: The Hambledon Press, 1988).
4 I agree with the
legal historians O. F. Robinson, T. D. Fergus, and W. M. Gordon
that the general trend extends across Western Europe, despite
local variations. See Robinson, Fergus, and Gordon, An Introduction
to European Legal History
(Abingdon: Professional Books, 1985), 438-42.
5 Quoted by Norrie,
Crime, Reason, and History,
8
6 In a larger context
the stereotyping of all Spanish law as inquisitorial fits into
R. C. Van Caenegem's argument that there has been a powerful stereotyping
of English law as somehow more democratic historically than continental
law. See his Judges, Legislators, and Professors: Chapters
in European Legal History
(Cambridge: Cambridge University Press, 1987), 73-83.
7 This tribunal had
full criminal jurisdiction over Madrid and its surrounding countryside,
but consulted with the central government in cases of capital
crime. It was also a court of appeal for the crown of Castile.
Sala
and alcaldes
refer to the tribunal and judges, respectively.
|
|