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Book Review
Keechang Kim, Aliens in Medieval Law: The Origins of Modern Citizenship,
New York: Cambridge University Press, 2000. Pp. vii + 250. $64.95 (ISBN
0-521-80085-4).
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The question put forth by Keechang Kim in his book Aliens in
Medieval Law: The Origins of Modern Citizenship is a simple
but important one: how did the medieval English courts define the
term "alien"? The standard response of legal historians, following
in the more than ample footsteps of F. W. Maitland, is that the
concept was not even understood at the time of the conquest because
any legal awareness of English nationality would have made rule
by a foreigner untenable. Consequently, it was only after the loss
of Normandy in the thirteenth century that the English began consciously
to distinguish between natives and foreigners. This view of the
origins of the law of personal status is certainly compelling; yet,
as Kim points out, there is very little evidence to support Maitland's
seemingly reasonable hypothesis. Instead, Kim proposes a fresh perspective.
He argues that the primary distinction between men in the medieval
period had nothing to do with a person's birthplace; rather, the
overriding concern was a division between the free and unfree, characterized
by the amount of privileges and franchises they enjoyed. It was
not until the fifteenth century when a new understanding of alien
emerged, based on allegiance to the king. It is with this new definition
of alien that Kim identifies a fundamental shift between a focus
on "status to the State" (9), marking both the emergence
of a distinction between natives and foreigners and the dawning
of the modern era. |
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Kim's bold analysis of the legal
evidence demonstrates that English law did not systematically discriminate
against foreigners during the medieval period. His first few chapters
adopt a similar approach: looking at a variety of ways foreigners
interacted with Englishmen (as merchants, clerics, proprietors of
religious houses) and examining the laws governing contact of this
nature to demonstrate that their nationality was simply not an issue.
For example, in the case of London, he observes that foreign merchants
were accorded the same rights as any English merchant living outside
London. Thus, it was not nationality, but privileges of the burgess
that distinguished merchants in these courts. Similarly, when it
came to the appointment of clerics, Kim notes that the issue dominating
the English courts was not their nationality, but who appointed
them (advowson
). |
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The strength of his book, however, lies in the second half, in which he traces the emergence of a new concept of personal status based on allegiance to the king and its legacy in the early modern era. In Chapter Five, Kim illuminates the efforts of the fifteenth-century courts to define "aliens" in such a way to ensure that Englishmen who were born overseas (as many royal sons and nobles were in times of war) did not find themselves incapable of proving their lineage and thus vulnerable to proprietary disputes. Nevertheless, the efforts of late medieval common lawyers were misinterpreted by their early modern counterparts when confronted with two political crises. First, in the Elizabethan era, fears of the queen dying childless made it necessary to contemplate the transmission of the English throne to a Scot. Opponents of Mary Queen of Scots reinterpreted the laws liberally to block her succession, focusing on the allegiance of the parent to determine the nationality of the child. Second, James's crowning suddenly brought into question the legal status of Scotsmen in England--were they in fact Englishmen because they shared an allegiance to the English king, or did their foreign birth prevent them from claiming English rights? The modern definition of aliens as foreigners was born in the debate surrounding these pivotal crises. |
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Kim's analysis, while insightful
and persuasive, is not without flaws. Throughout Kim maintains that
his goal is not to examine the rise of English nationalism because
"[t]o say that the law of alien status resulted from the growing
awareness of national identity is to run the risk of psychological
determinism." Moreover, he argues that what is in question
here is not how nationalism developed, but "how such a mode
of perception could be translated into legal argument" (87).
Nevertheless, because Kim's study is focused heavily on statute
law and legal treatises, he fails to recognize that the laws may
have been employed to discriminate against foreigners even if that
was not their original intention. This oversight is compounded by
his definition of "foreigner." In the section of his
book that discusses the Middle Ages, foreigners are almost always
described as Normans or the French, but when it comes to the early
modern era, the Scots become the only foreigners worthy of mention.
Research by C. J. Neville into the law courts of northern England
suggests that this approach needs rethinking. She observes that
northern Englishmen were very conscious to differentiate themselves
from their Scottish neighbors, and that they were eager to use the
common law to this end. As early as the mid-fourteenth century,
northerners were employing the statute of treason to penalize English
felons who repeatedly collaborated with Scotsmen in crime, suggesting
that notions of nationality and personal allegiance were already
being brought into question. Finally, she notes that northern justices
of assize were sometimes forced to preside over cases of Scottish
felons and that their nationality, at times, impeded the regular
process of justice (C. J. Neville, "The Law of Treason in
the English Border Counties in the Later Middle Ages," Law
and History Review
9 [1991]: 1-30 and "Border Law in Late Medieval England,"
Journal of Legal History
9 [1988]: 335-56). Neville's research suggests that
the reason Kim does not find any evidence of legal discrimination
against foreigners in the medieval period is because he has chosen
to ignore medieval England's closest and most visible foreigner. |
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Keechang Kim's perspective makes an important contribution to an understanding of the position of aliens in English law. Undoubtedly, it demands a complete revision of the canonical perspective; Maitland's contention that the Conquest impeded a sense of legal nationality is no longer tenable in light of Kim's research. An indiscriminate adoption of Kim's conclusions, however, might be equally damaging. It is simply not possible to divorce the practice of the law from the theory. Kim's research, then, stands as an important call to historians to revisit the question of aliens in the English courts and to determine whether his analysis of the legal system is born out in legal practice. |
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Sara M. Butler
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Dalhousie University
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