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History and Interpretation
of the
Great Case of Johnson v. M'Intosh
ERIC KADES
| At the root of most
land titles in America outside the original thirteen colonies sits
a federal patent. The validity of government title, in turn, rests
on "[t]he great case of Johnson v. M'Intosh,"1
which held that a discovering sovereign has the exclusive right
to extinguish Indians' interests in their lands, either by purchase
or just war. Yet both legal and historical scholarship on this "great
case" is surprisingly thin. There are no studies examining the litigants
or the actual acreage under dispute (surprising for a real property
dispute). There are also a number of unanswered legal questions
surrounding Chief Justice Marshall's opinion in M'Intosh,
perhaps none more glaring than the failure to pin down the legal
basis for the decision. This article endeavors to fill
in these gaps. |
1 |
| M'Intosh
involved conflicting claims to large tracts of land
in southern Illinois and Indiana. The plaintiffs made their claim
under deeds obtained directly from the Indians by predecessors organized
as the United Illinois and Wabash Land Companies. The defendant
countered with supposedly conflicting claims to some
of the same land under a United States patent. In ruling for the
defendant, Chief Justice Marshall once and for all established that
the federal government would not recognize private purchases of
Indian lands. |
2 |
|
|
|
|
Drawing on material from a variety of sources that neither historians
nor legal scholars have examined, this article uncovers a number
of surprises. The (victorious) defendant's purchases may well have
been illegal. The driving force behind the litigation was probably
the plaintiffs' lawyer, Robert Goodloe Harper. Finally, there likely
was no real conflict between the litigants' land claims.
|
3 |
| Part
1 presents a detailed history of the events leading up to the Supreme
Court's decision in Johnson v. M'Intosh. Part 2 offers novel
solutions to a number of puzzles in Chief Justice Marshall's somewhat
obtuse and cryptic opinion. Previous scholarship has passed over
Marshall's refusal to decide the case based on narrow statutory
grounds, despite courts' usual preference for such limited rules
of decision. This article explains some of the subtleties of the
system of dual, coexistent land tenure (Indian alongside European)
that Marshall constructed. For instance, Marshall implicitly suggested
that the plaintiffs, as purchasers from the Indians, look to Indian
courts for a remedy (a disingenuous suggestion, since Marshall must
have known no such courts existed and that the tribes lacked the
wealth to pay damages). Although Marshall's dual tenure land regime
did significantly limit their property rights, descriptions of Indian
title as a "tenancy at sufferance" are patently inaccurate as a
matter of law and misleading as a matter of fact. Finally, the most
astonishing gap in existing legal scholarship on Johnson v. M'Intosh
is the failure to identify the legal basis for Chief Justice Marshall's
holding. As mentioned above, Marshall declined to base his holding
narrowly on a colonial-era statute (or a royal proclamation) that
appeared controlling. Though sometimes classified as a constitutional
law case, the opinion does not cite the Constitution once. Marshall
cited a few cases, but these clearly did not control the holding.
This article argues that Marshall appealed to custom--the longstanding
European and American practice of barring private purchases of Indian
land--to provide the rule of decision in Johnson v. M'Intosh. |
4 |
|
Part 3 introduces a new interpretation of the purpose of the M'Intosh
rule: it served as a means of expropriating Indian land at minimal
cost. Just as sellers can charge more when they are monopolists
without competitors, so too buyers can pay less when they are monopsonists
without competing bidders. The rule of Johnson v. M'Intosh
ensured that Europeans would not transfer wealth to the tribes in
the process of competing against each other to buy land. This part
concludes by showing that a number of other important nineteenth-century
American legal rules similarly were designed to enable the nation
to separate Indians from their land cheaply; Johnson v. M'Intosh
was part and parcel of a complex, multifaceted machine of efficient
expropriation.2 |
5 |
|
I. The History
of Johnson v. M'Intosh
A. Land Title and Alienability
in Early America
|
| M'Intosh is about
the nature of Indian land title in general and, in particular, the
effect of United States law on sales by natives to private European
citizens. Thus the history of the case naturally begins with English
and American laws governing alienation of land.3 |
6 |
| For
the most part, colonists simply imported English real property law,
wholesale, to define their rights in American lands.
Two complications, however, demanded the creation of additional
rules. First, competing European sovereigns had to establish rules
to deal with conflicting claims among themselves to
American lands. Second, the European colonizers had to decide what
rights, if any, Indians had to their own lands. |
7 |
| The
simultaneous British, French, Dutch, Spanish, and even Swedish explorations
and colonizations of North America inevitably led to land disputes. |
8 |
[A]s they were all
in pursuit of nearly the same object, it was necessary, in order
to avoid conflicting settlements, and consequent
war with each other, to establish a principle, which all should
acknowledge as the law by which the right of acquisition, which
they all asserted, should be regulated as between themselves.
This principle was, that discovery gave title to the government
by whose subjects, or by whose authority, it was made, against
all other European governments, which title might be consummated
by possession.4
|
| It
is important to note that, strictly speaking, this discovery
rule applied only among European nations ("regulated as between
themselves"). Some commentators have used the term "discovery
rule" to describe the rules that the various European sovereigns
established for defining Indian land rights, such
as the M'Intosh rule that the sovereign alone could purchase
land from the natives. Milner Ball cogently explains why this is
inconsistent with Marshall's approach: "The theory [of M'Intosh]
sets out two different relationships: one among European claimants
to the New World, the other between each of the European claimants
and the Indian inhabitants. As among the Europeans, the doctrine
of discovery obtained. As between European and Indian nations, each
relationship was to be separately regulated." The discovery doctrine
did not apply, at least directly, to European-Indian relations.5 |
9 |
| Confusion
about this two-level doctrine (the discovery rule to regulate inter-European
disputes and rules to regulate European-Indian disputes) may be
due in part to the following dense passage in Chief Justice Marshall's
opinion. "The exclusion of all other Europeans, necessarily gave
to the nation making the discovery the sole right of acquiring the
soil from the natives, and establishing settlements upon it. It
was a right with which no Europeans could interfere. It was a right
which all asserted for themselves, and to the assertion of which,
by others, all assented." Describing the "sole right of acquiring
the soil" as a necessary result of the discovery rule is misleading.
Marshall meant that a discovering nation could exclude other nations
under the first level, the inter-European discovery
rule. The discovery rule does not dictate what rule each sovereign
chose at the second level in defining rights vis-à-vis
the Indians. Thus the quoted passage did not mean that each sovereign
had to bar its own citizens from making private purchases
of land from the Indians, the particular second-level rule that
Marshall found that America and its predecessors had adopted. Indeed,
contrary to the rule of M'Intosh, it appears that the French
at times permitted their colonists to purchase lands directly from
the Indians. |
10 |
| Marshall's
very next sentence makes clear the distinction between the discovery
rule as level one and whatever rules each nation decided to establish
as level two: "Those relations which were to exist between the discoverer
and the natives, were to be regulated by themselves [step two].
The rights thus acquired being exclusive, no other power could interpose
between them [step one, the discovery rule]."6 |
11 |
| The
earliest settlers articulated a simple, selfish step-two
doctrine: they declared that the Indians had no rights to their
own land. Despite an initial period of weakness, when colonial Virginia
was no military match for the local tribes and indeed depended on
their charity to survive, Governor Harvey articulated a theoretical
basis for expropriating Indian lands. |
12 |
Some affirm,
and it is likely to be true, that these savages have no particular
propriety in any part or parcel of that country, but only a general
residency there, as wild beasts in the forest; for they range
and wander up and down the country without any law or government,
being led only by their own lusts and sensuality. There is not
meum and tuum [mine and thine] amongst them. So
that if the whole land should be taken from them, there is not
a man that can complain of any particular wrong done unto him.
|
| Governor Winthrop
of Massachusetts Colony invoked the Bible in support of this principle,
although he generously offered to leave the Indians with enough
land to maintain themselves. |
|
The whole earth is
the lords Garden & he hath given it to the sonnes of men,
wth a general Condicion, Gen: I.28. Increase &
multiply, replenish the earth & subdue it. . . . And for the
Natives of New England they inclose noe land neither have any
settled habitation nor any tame cattle to improve the land by,
& soe have noe other but a naturall right to those countries
Soe as if we leave them sufficient for their use
wee may lawfully take the rest, ther being more than enough for
them & us . . .
|
| In the eyes of the
Puritans, hunter-gatherers were not really occupants of their lands.
"God had intended his land to be cultivated and not to be left in
the condition of 'that unmanned wild Country, which they [the savages]
range rather than inhabit.'"7 |
|
| Although
they replaced religion with appeals to "civilization," later American
leaders continued to defend their right to take land from hunters
and put it to agricultural or other more intense use. In an 1802
speech honoring the Pilgrims, future President John Quincy Adams
would leave the Indians only those lands they used for European-style
agriculture and occupation. |
13 |
The Indian right of
possession itself stands, with regard to the greatest part of
the country, upon a questionable foundation. Their cultivated
fields, their constructed habitats, a space of ample
sufficiency for their sustenance, and whatever they
have annexed to themselves by personal labor, was undoubtedly
by the laws of nature theirs. But what is the right of
the huntsman[?] . . . Shall the lordly savage, not only disdain
the virtues and enjoyments of civilization himself, but shall
he control the civilization of a world? Shall he forbid the wilderness
to blossom like the rose? Shall he forbid the oaks of the forest
to fall before the ax of industry and rise again transformed into
the habitations of ease and elegance?
|
| James Monroe, as
president, more than once voiced the same theme. "[T]he hunter or
savage state requires a greater extent of territory to sustain it,
than is compatible with the progress and just claims of civilized
life, and must yield to it . . . " "[T]he earth was given to mankind
to support the greatest number of which it is capable, and no tribe
or people have a right to withhold from the wants of others more
than is necessary for their own support and comfort." As the end
of the expropriation process approached, Theodore Roosevelt made
the argument with characteristic bluntness: "the settler and pioneer
have at bottom had justice on their side; this great continent could
not have been kept as nothing but a game preserve for squalid savages."8 |
|
| Common
settlers agreed with these sentiments and invoked egalitarian, leveling
arguments to explain why the land-rich Indians should be compelled
to share the wealth. Squatters on Chickasaw land successfully protested
eviction that would "bring many women and children to a state of
starvation merely to gratify a heathan nation Who have no better
right to this land than we have ourselves; and they have by estemation
nearly 100,000 acres of land to each man Of their nation . . . "9 |
14 |
| A
funny thing happened on the way to acquiring Indian lands. In spite
of these oft-repeated justifications for simply taking
it, colonists very early on began purchasing tracts. This soon became
official policy. The Massachusetts Bay Company instructed
its colonists in 1629 that "[i]f any of the Savages pretend Right
of Inheritance to all or any Part of the land in our Patent . .
. purchase their claim in order to avoid the least Scruple of Intrusion."
When the Crown began to exercise more direct oversight of the colonies
in the 1660s, it reiterated this principle. "No colony hath any
right to dispose of any lands conquered from the natives, unless
both the cause of the conquest be just and the land lye within the
bound which the king by his charter hath given it . . . the country
is [the natives] till they give it or sell it, though it not be
improved." This was not mere rhetoric; Massachusetts towns that
had occupied lands without buying them responded by retroactively
making payments to the local tribes. |
15 |
| The
passage does note the one instance in which outright expropriation
was permissible: "just" war, that is, defensive wars. "While the
English generally recognized the validity of aboriginal ownership
and felt the necessity to pay for the Indians' lands, no such necessity
existed for lands acquired by conquest in a just war. Two wars,
the Pequot War (1637) and King Philip's War (16751677) resulted
in large transfers of realty by conquest." Conquest in New England,
however, remained very much the exception, and the bottom line is
that "contrary to the common belief that the Indians were ruthlessly
deprived of their land, almost every part of [Massachusetts] that
came to be inhabited by the whites was purchased from the Indians,
except the areas that were either acquired by conquest or, like
Salem and Boston, never claimed by Indians, because of depopulation
by epidemics."10 |
16 |
| The
pattern of European land acquisition in New England, purchases punctuated
by rare conquests, repeated itself across the rest of the continent.
The United States paid over $800 million for Indian lands. According
to Congress, the United States exercised the right of conquest only
once and then half-heartedly.11 |
17 |
| Although
Europeans recognized some Indian interest in land, they never "granted"
the tribes all the sticks in the common-law bundle of property rights;
in particular, colonists consistently narrowed or entirely denied
the Indians' power to sell land. Two facets of European doctrine
are particularly relevant for Johnson v. M'Intosh: the ability
of European governments to sell lands before they had purchased
them from the Indians and the exclusive right of the British and
American governments to purchase when a tribe was ready to sell. |
18 |
| British
sovereigns and American officials asserted the right
to sell Indian land to their citizens before any dealings with the
occupying tribe. Purchasers took "subject only to the Indian right
of occupancy,"12
but otherwise had a full fee interest. Combined with the exclusive
right to purchase Indian lands (or conquer the tribe), discussed
in the following section, this created a novel and peculiar "bifurcated
title." Ultimate title resided with the European sovereign or its
grantee; the Indian occupants retained "Indian title" until they
sold (or were otherwise relieved of their lands). |
19 |
| Colonizers
always jealously maintained the superiority of their title. The
London Company warned its agents to make "no admission, either direct
or by inference, that the Indians possessed a superior claim on
the land. When such an implication was made . . . the company reacted
with bitter resentment."13
British and American law never questioned the basic premise that,
whatever rights Indian title encompassed, such rights were ultimately
subordinate to the separate title derived from the Crown, colony,
state, or the United States. |
20 |
| For
example, if Indian title was equal to European title, adverse possession
would have posed a serious problem to bifurcated title. A tribe
could argue that if the sovereign did not extinguish their Indian
title within the limitations period for trespass, and they continued
to occupy the land, they had adverse possession against any grantee
of the British or American governments. The next logical step in
the argument would be that the Indians could also adversely possess
against the sovereign itself. |
21 |
| The
colonists never recognized Indian title as creating such a power.
In Klock v. Hudson, both (American) claimants rooted their
title in a grant from the colony of New York in 1731. The defendant,
however, established that Mohawk Indians occupied the disputed tract
at the time of a deed in the plaintiff's chain of title, from 1761
onward, and hence, "under the doctrine of the common law rendering
void the sale of lands, while they are in adverse possession," the
plaintiff's chain of title had a gap. In rejecting this adverse
possession claim, the court pointedly noted, as discussed above,
that this same theory implied that the Indians could adversely possess
against New York itself. |
22 |
[I]t must be apparent,
that if the possession of the Indians was sufficient
to destroy the operation of the deeds in 1761, it would be equally
effectual to destroy the grant from government in 1731. Such a
suggestion, however, is inadmissible. The policy, or the abstract
right of granting lands in the possession of the native Indians,
without their previous consent, as original lords of the soil,
is a political question with which we have at present nothing
to do.14
|
| Another
dilemma might arise with bifurcated title if the Indians sold to
Y while the Crown or the United States sold to X. This was the basic
fact pattern of M'Intosh. Given the superiority that colonizers
assigned to their title, it comes as no surprise that X has title
as against Y. The colonies, the British government, the states,
and the United States achieved this result by the same rule: they
barred anyone but themselves from purchasing lands from the Indians.
Although most of the property rules discussed thus far involve European-Indian
relations, this stricture was a regulation made by colonists, directed
only at colonists.15 |
23 |
| The
universal and repeated enactment of laws barring purchases of land
by private citizens from the Indians attests to the importance Britain,
its colonies, and later the United States attached to this rule.
In colonial New England, "[i]t is a reasonable generalization to
say that land purchases from Indians were a governmental monopoly
. . . " Massachusetts apparently adopted the first
such official law in 1634 and reenacted similar measures
repeatedly. As late as 1760, Massachusetts publicized the law and
empowered local officials to enforce it at colonial
expense. Almost every colony adopted such measures as soon as it
began purchasing significant amounts of Indian land.16 |
24 |
| As
the British government increasingly took control over Indian affairs
in the mid-1700s, it reiterated the long line of colonial precedents;
for instance, in 1753, the British government instructed the governor
of New York "to forbid purchases of land by private individuals."
The process of centralizing Indian policy culminated in the Proclamation
of 1763. Inter alia, the Proclamation dictated that "no private
Person do presume to make any Purchase from the said Indians of
any Lands reserved to the said Indians . . . if at any Time any
of the said Indians should be inclined to dispose of the said Lands,
the same shall be Purchased only for Us, in our name [in public,
by colonial officials]." This royal proclamation superseded
all similar colonial statutes and provided a uniform and universal
ban on land purchases from the Indians until the Revolutionary War. |
25 |
| The
Continental Congress, despite the unclear division of state and
federal powers under the Articles of Confederation, soon enacted
measures echoing the prohibition in the Proclamation of 1763. The
subsequent Constitution of 1789 unequivocally gave the national
Congress exclusive power to conduct Indian affairs. Beginning in
1790, under a series of "Trade and Intercourse" acts, Congress continued
to ban private land purchases from the Indians; later versions explicitly
made private purchases a misdemeanor, punishable by jail terms of
up to a year and fines of up to $1000.17 |
26 |
| Even
though the United States generally respected French and Spanish
property law in lands it purchased (or conquered) from those nations,
such was the strength of the Anglo-American rule against private
purchases from the Indians that this deference apparently did not
extend to cases where these other sovereigns permitted such transactions.
In several cases, United States commissioners adjudicating French
claims in present-day Indiana "refused a tract for the time being
because it was obtained by a private person from the Indian tribes
in the neighborhood." Many of the laws barring private land dealings
with the Indians forbade not only outright purchases, but leases
and even timber sales. |
27 |
| Chief
Justice Marshall conceded that rare exceptions existed to the laws
refusing to recognize grants from Indians. "In New-England alone,
some lands have been held under Indian deeds. But this was an anomaly
arising from peculiar local and political causes." The sovereign
could always give its blessings to unapproved land purchases after
the fact, and according to a recent book this practice was common
in colonial Massachusetts.18 |
28 |
| Later
on, however, the United States rarely granted such ex post facto
approval of land purchases from the Indians. The government did
recognize the acquisition of Grosse Ile, near Detroit, by the Macomb
brothers. The last such dispensation apparently occurred in 1807.
Much more common, even before 1807, was the treatment received by
war hero George Rogers Clark. Congress refused to recognize a 1779
grant the Piankashaw tribe made to Clark, in the wake of his remarkable
conquest of Illinois during the Revolutionary War. Even the extraordinarily
sympathetic attempt by the Chippewa, Ottawa, Wyandot, and Pottawatamie
Indians in an 1807 treaty to reserve three square miles for one
Dr. William Brown, who had ministered to them for ten years, failed
to move Congress. The committee processing the petition first
voiced its irritation with such requests, stating that it was "almost
unnecessary for the committee to state to the house, that many applications
have been made to Congress for the confirmation of
titles to land purchased by individuals from the Indian tribes .
. . " Had the committee been sympathetic, it could have ruled for
Dr. Brown on the ground that rather than selling land directly to
him, the tribes instead had negotiated a grant to Brown under the
aegis of a treaty with the United States. Applying substance over
form, and voicing fear of a slippery slope of private purchases
disguised as reservations in treaties, the committee recommended
rejection of the petition. |
29 |
In the present case
no direct sale or transfer is pretended; but the committee can
discover, neither in the manner, nor the object, any thing to
materially distinguish it from former applications; or that would
induce a relaxation of a general rule. Therefore, Resolved,
that the prayer of the petitioners ought not to be granted.
|
| Congress' refusal
to recognize grants to a philanthropic doctor and a war hero of
Clark's stature shows the importance attached to the long-standing
rule against private acquisitions of land from the tribes.19 |
|
| There
are two reasons that I have traced the history of this longstanding
rule in such detail. First, its long and unbroken pedigree makes
the holding of M'Intosh (reaffirming the rule
disallowing private purchases from the Indians) seem predictable
and, moreover, lays the foundation for the novel argument that custom
forms the central ground for Chief Justice Marshall's opinion. Second,
the rule makes perfect sense as a tool for efficient
expropriation of Indian lands. Hence its universal enactment and
strict enforcement support the thesis of least-cost expropriation
presented below in Part 3. |
30 |
| In
the context of the facts of M'Intosh, the omnipresence of
the rule poses a puzzle: why did the predecessors in interest to
the plaintiffs in M'Intosh, experienced and worldly businessmen
as demonstrated below, spend a considerable sum to buy a seemingly
worthless title directly from the Indian tribes in southern Illinois
and Indiana? |
31 |
| The
plaintiffs' predecessors were not alone in speculating that British
or American governments might recognize some Indian deeds. George
Washington, undoubtedly a sophisticated observer of politics and
an astute land speculator, confided to a close friend
his view of the Proclamation of 1763's ban on purchases from the
tribes: |
32 |
I can never look upon
that proclamation in any other light (but this I say between ourselves)
than as a temporary expedient to quiet the minds of the Indians
. . . Any person, therefore, who neglects the present opportunity
of hunting out good lands, and in some measure marking and distinguishing
them, for his own, in order to keep others from settling them,
will never regain it.
|
| Washington felt,
correctly, that all Indian lands would soon fall into colonists'
hands, and if purchase from the Indians no longer established title
to good lands, then he planned to pursue other means to the same
end. George Croghan, a prominent trader, land speculator, and British
Indian agent, continued to buy land directly from the tribes even
after colonial officials nullified earlier
purchases he had made. |
|
| Croghan
and many other "gentlemen of fortune" felt emboldened to make such
private purchases from the Indians in part because of the Camden-Yorke
Opinion, a peculiar legal opinion letter originally written by British
Attorney General Charles Pratt (who later became Lord Camden) and
Solicitor General Charles Yorke. This document affirmed
the right of individuals to buy land from rajahs in British India.
A slightly altered version, not limited to India (it is not clear
if the original authors, or others, made the alterations), found
its way to America no later than 1773. |
33 |
| Croghan
was not alone in basing decisions to invest significant
sums, in large part, on the seemingly shaky foundation of the Camden-Yorke
Opinion. The Illinois and Wabash land companies, whose purchases
in 1773 and 1775 lie at the root of M'Intosh, were also motivated
by the opinion. Patrick Henry "was convinced from every authority
[including the Camden-Yorke Opinion] that the law knew, that a purchase
from the natives was as full and ample a title as could be obtained."20 |
34 |
| Improvident
belief that courts would agree with the Camden-Yorke Opinion and
void all legislative and executive bars on private purchases of
Indian lands may in part explain how land speculators in the 1770s
hoped to succeed. But this hardly seems a sufficient
basis for such experienced businessmen to take this risk. As the
later actions of many of the speculators indicate, they may have
planned from the first to obtain legislative action
after the fact to except them from the laws that would void their
titles. The incredible size of their claims, often in the millions
of acres, provided a ready source of consideration with which to
bribe legislators. Finally, anticipation of political change may
have motivated the marked increase in private purchases from the
Indians in the 1770s. |
35 |
|
B. The Land Companies
and Their Purchases
|
| The specific
background of Johnson v. M'Intosh begins with land purchases
from tribes in southern Illinois and Indiana by two closely related
entities: the Illinois Land Company and the Wabash Land Company.
The two later merged into the United Illinois and Wabash Land Companies. |
36 |
| The
Illinois Company arose out of the Indian trading and troop provisioning
activities of a group of prominent Philadelphia merchants led by
David Franks and the Gratz brothers, Bernard and Michael. These
merchants had very limited business success in the later 1760s and
early 1770s. When their partner and agent in Illinois, William Murray,
caught wind of the Camden-Yorke Opinion in 1773, he elatedly wrote
the Gratzes of his plans for turning their activities towards land
speculation. "So courage, my boys. I hope we shall yet be satisfied
for past vexations attending our concern in Illinois."21 |
37 |
| Murray
reached Kaskaskia, a town with a British fort on the Mississippi
in southern Illinois, in June 1773. He promptly "showed the [Camden-Yorke
Opinion] to Captain Lord, commander at Kaskaskia. Lord, however,
was not overawed by the weighty names and informed Murray that he
'should not suffer him to settle any of the lands as it was expressly
contrary to his Majestys Orders.'" Despite this admonition, Murray
promptly began negotiations with the Illinois tribes. He conducted
his negotiations at the fort and claims to have been scrupulously
honest. "[T]o avoid any insidious suggestion of malignant persons,
I prevented the Indians from getting a drop of spirituous liquor
during the whole of the negotiation." |
38 |
| He
negotiated slowly, over more than a month, in order to make sure
that all tribes with claims agreed to terms. This was important
since land rights among the tribes were unclear. Boundaries separating
the Illinois and other Great Lakes tribes were not well-defined
and seemed to shift continuously.22 |
39 |
| Murray
dealt with the remnants of the once great Illinois tribes. Their
population had dropped from around 12,000 in 1680 to 1,720 in 1756,
to 500 in 1800, as they fell victim to European diseases and Indian
enemies on all sides. Unable to prevent neighboring tribes from
encroaching on their extensive land, the Kaskaskia, Peoria, and
Cahokia tribes on July 5, 1773, deeded to Murray and the other twenty-one
members of the Illinois Company two large tracts of land in southern
and central Illinois.23 |
40 |
| In
return for the two tracts, the Illinois Company paid the tribes
with a wide variety of goods, including inter alia 250 strouds (sheets
of coarse woolen cloth), 250 blankets, 500 pounds of gunpowder,
400 pounds of lead, 2000 gun flints, 10,000 pounds
of flour, 2 horses, and 12 horned cattle. The company
originally valued these goods at over $37,000, but in the stipulated
facts of M'Intosh its successors placed the value at only
$24,000.24 |
41 |
| The
otherwise unremarkable deed contains a feature apparently overlooked
by earlier scholars: an alternative conveyance to the King, in use
(trust) for the grantees. After naming the members of the Illinois
Company as grantees directly, the deed in the alternative grants
the two tracts "unto his most sacred majesty, George the Third,
. . . for the use, benefit, and behoof of all the
said several abovenamed grantees."25
Although never raised by congressional committees rejecting the
company's claim, or by Chief Justice Marshall in the M'Intosh
opinion that foreclosed the claim once and for all, this is strong
evidence that even at the time of the purchase the grantees had
profound doubts about their ability to buy legal title directly
from the Indians. Utilizing a lawyerly "belts and suspenders" approach,
Murray, the presumptive scrivener, tried to paint himself and his
associates as beneficiaries of land formally held
in the name of the King. |
42 |
| Murray's
caution proved well-advised, for the Illinois Company purchase "evoked
a sharp response in London . . . [British officials
aimed to] prevent the speculators from establishing any settlement
in consequence of 'those pretended Titles' and to authorize the
local commander in the Illinois country to declare the 'King's disallowance
of such unwarrantable proceedings.'" They instructed the commander
at Kaskaskia "to delete from the public notary's register any of
the proceedings relating to purchases already made and to declare
publicly that they were invalid."26 |
43 |
| About
eighteen months after the purchase, in January 1774, the British
commander at Kaskaskia made just such a public pronouncement, telling
the Illinois Indians that they could still consider themselves holders
of the land. According to Murray, the commander told him that the
tribal leaders rejected this seemingly magnanimous offer. |
44 |
After some deliberation,
the Chiefs replied, "That they thought; what the great Captain
said was not right; that they had sold the lands to me [Murray]
and my friends not for a short time, but, as long as the Sun rose
and set;--That I had paid them what they had agreed for, and to
their satisfaction, and more than they had asked for; and that
they wished how soon I and my friends should come and settle upon
the lands; that they would help to protect us against our enemies,
and hoped we would do the same for them &c.27
|
| Murray
and his Philadelphia partners perhaps took some heart from this
faithfulness on the part of their vendors, but they continued to
worry about obtaining official recognition for the
Illinois Company's deed. Unable to find political
support in their own state for their purchase, the Pennsylvanians
of the Illinois Company turned to Lord Dunmore, Governor of Virginia.
Absent direct royal administration, Virginia claimed, and was recognized
to have, jurisdiction over Illinois by virtue of its colonial charter.
Murray visited Dunmore in April 1774. An aspiring land speculator
himself, the governor apparently agreed to throw his weight behind
the Illinois Company's claim in return for the chance to participate
in subsequent transactions. Murray was already talking of a second
scheme by May. |
45 |
To satisfy the desires
of the governor, Murray created the Wabash Land Company, of which
Lord Dunmore and several men from Maryland, Philadelphia, and
London became members . . . His reward promised, Lord Dunmore
wrote to Lord Dartmouth [British Secretary of State] a most cordial
recommendation of the Illinois Land Company . . . In a later letter
Dunmore denied that he had any connection with the Illinois Land
Company, but he kept discreetly silent about the Wabash Land Company.28
|
| Instead
of negotiating a second purchase himself, Murray recruited a prominent
local Frenchman, Louis Viviat, as a partner and agent.29
One historian has suggested that Murray employed a Frenchman for
this second purchase in order to invoke the tradition of private
purchases by that nation's citizens and to ensure their political
support for the Company's title. Murray may have believed that a
decision against Viviat's Indian deed would be seen as a threat
to all French titles in the west, an impression the British wanted
to avoid. |
46 |
| Viviat
treated with Piankashaw tribal leaders at Vincennes (Post St. Vincent)
and Vermillion in present-day Indiana. The Piankashaw were one of
six tribes classified as Miami Indians. Like the Illinois
tribes, the Miami as a group suffered precipitous population declines
after contact with Europeans; their numbers fell from 7,500 in 1682
to just over 2,000 in 1736. Although they were closely related to
the Illinois tribes in culture and perhaps heritage, the two groups
had long-standing animosity for each other. |
47 |
| Viviat
reached terms and executed a deed, on behalf of the twenty members
of the Wabash Company, with the Piankashaw representatives on October
18, 1775. Like the Illinois Company deed, it conveyed two large
tracts, both along the Wabash River. The first (northern)
tract straddled the Wabash between the Cat River and Point Coupee;
the second (southern) tract ran from the Ohio up to the White River.
The Piankashaws specifically reserved the land between
the two tracts, and in a further term implying their sovereignty
the tribes granted the Wabash Company a navigation easement on those
portions of the Wabash River and its tributaries situated outside
the purchased lands. The Wabash Company paid the Piankashaws with
trade goods similar to those given by the Illinois Company, but
with a slightly higher value: the Company originally claimed the
items were worth $42,477.73, but its successors stipulated to the
figure of $31,000 in the litigation of M'Intosh.30 |
48 |
| Unlike
Murray, Viviat apparently failed to include all the tribes with
colorable claims to the lands purchased. In particular the Weas
may have had claims in the southern tract. In addition, there is
evidence that the Piankashaw negotiators did not have the support
of their own tribe in making the grant. These facts are at odds
with the case stated in M'Intosh, which represented both
purchases as being made from united, consenting tribes with exclusive
Indian title. |
49 |
| Like
the Illinois Company deed, Viviat included an alternative grant
to the King, in use (trust) for the grantee members of the Company.
This again shows that the members of the Company had sincere doubts
about the validity of direct private purchases from the Indians.31 |
50 |
|
C. Losing the First
Round
|
| In order to cure
any defect in their title, the Illinois and Wabash companies did
what so many other land speculators did in the early republic: they
lobbied the legislature. Lobbying was no prettier then than today.
For legislators, land claims formed "the most complicated and embarrassing
Subject . . . Infinite pains are taken by a certain
sett of men vulgarly called Landd robbers [jobbers], or Land-Sharks
to have it in their power to engross the best lands . . . "32 |
51 |
| In
the early years of the American Revolution, the companies took two
important steps to obtain legislative confirmation
of their titles. First, they attracted influential,
well-connected investors to bolster their lobbying efforts, and
second, they merged into the United Illinois and Wabash Land Company
(the "United Companies") to pool their resources and coordinate
their efforts. |
52 |
| James
Wilson, later one of the primary architects of the Constitution
and a Supreme Court Justice, was, by 1779, the central figure
in the United Company's efforts. Robert Morris, Financier
of the American Revolution, was another prominent investor, as was
Dr. Thomas Walker, "a dominant figure among Virginia's
land speculators in the later 1700s." The Companies also tried to
lure American military leaders to their cause, including General
Arthur St. Clair and Brigadier General Anthony Wayne, though there
is no evidence that either became a shareholder in the United Companies.33 |
53 |
| The
members of the Illinois Company and the Wabash Company merged on
March 13, 1779. Wilson became chairman on August 20, 1779. He, along
with Murray, drafted the Articles of Union and the Constitution,
which the members adopted on April 29, 1780. The preamble to the
Articles stated that "the lands should be in common between [the
two companies' members]." Apparently the shareholders believed that
the Wabash Company lands were slightly more valuable, since two
of the eighty-four authorized shares were "conceded to the Ouabache
[Wabash] Company upon uniting their interest with the Illinois Company."34 |
54 |
| Murray
had begun lobbying even before the companies united. While the British
government had clearly rejected the claims, the happenstance of
the American Revolution opened up a new possibility for vindicating
the titles: the (newly sovereign) state of Virginia, whose colonial
charter encompassed Illinois along with the rest of the Old Northwest
(basically those lands north of the Ohio River and East of the Mississippi).
Thus Murray presented a memorial to the Virginia legislature in
December 1778 outlining the Companies' land claims. There was precedent
for relief from this quarter: Richard Henderson, organizer of the
Transylvania Company, twice received grants of other lands when
the Virginia General Assembly rejected his purchases from the Indians. |
55 |
| Virginia,
however, refused to recognize the Companies' Indian deeds. Indeed,
the activities of the Illinois and Wabash companies led the state's
legislature, in May 1779, to restate the ancient rule against direct
purchases from the Indians. And the reason given could not have
come as a surprise. "It was stated that no person had ever had the
right to purchase lands within the limits of Virginia from the natives,
except those persons authorized to make such purchases for the use
and benefit of the colony and later the state."35 |
56 |
| The
fluid political situation, however, soon gave the
United Companies yet another body to lobby: the new national legislature.
In response to pressure from states without extensive claims to
western lands under their colonial charters, Virginia and other
states ceded their western territory to the nation in 1783. Initially,
in 1781, Virginia tried to condition the cession of this land on
the Continental Congress' refusing to recognize the claims of the
land companies. Although the final deed of cession
contained no such explicit term, there was a tacit understanding
that the national legislature would reject the claims.36 |
57 |
| Between
1781 and 1796 Wilson drafted no less than five memorials
to the national legislature pleading the United Companies' case.
Complete copies survive of only the extraordinary efforts made in
179697, when the Companies publicly printed a fifty-Five-page
pamphlet and submitted a thirty-page memorial to Congress. Wilson,
along with Morris and sometimes others, received expenses and stipends
for trips to present these memorials to Congress and, presumably,
to lobby legislators. The Companies apparently also engaged in propaganda
as part of their lobbying efforts. Murray purchased two hundred
copies of Samuel Wharton's Plain Facts, a diatribe invoking
universal natural rights--Indians' rights to sell their land and
settlers' rights to buy it--to justify private purchases from the
tribes.37 |
58 |
| To
buttress these efforts, the Companies continually scavenged for
evidence supporting their claims. In 1787, they obtained an affidavit
from one Bernard Tardiveau averring that during his travels in Illinois
he had seen the Companies' deeds and that "the Inhabitants of that
Country speak of the said Purchase as being made in the most publick
manner." When a delegation of Indians from Illinois visited Philadelphia
in early 1793, the Companies appointed one of their shareholders,
Pollack, to ask about conditions in the region and any knowledge
the Indians had of the Companies' deeds. A smallpox epidemic among
the visitors, along with strenuous objections of government officials
to contacts by such a private citizen with Indian guests of the
United States, made this job almost impossible. Pollack did manage
to speak with a chief named Petit Castor (Little Beaver) who, after
touching his father's signature on a copy of the deed, said "he
had often heard his father speak of it as a fair sale and that value
had been received for the lands . . . " |
59 |
| The
Companies kept close tabs on American land acquisitions that might
overlap their claims. In 1793, they inquired about a treaty made
with the tribes occupying the banks of the Wabash River, but Secretary
of War Henry Knox noted that, since the Senate was still considering
the Treaty, he could not disclose its contents. The Companies took
pains to inform Knox that they had no intentions of violating federal
law by settling lands not yet ceded by the tribes.38 |
60 |
| The
members' changing choices for financing their operations
indicates increasing pessimism over the Companies' prospects. In
1778 and 1779 they repeatedly assessed themselves in order to raise
funds, displaying confidence by declining to sell
any interest in their claims to new investors. Thereafter, however,
the members instead raised funds by selling shares, thus diluting
their ownership. The Companies Articles created eighty-four shares,
with thirty retained by the Companies. Robert Morris was one of
the first purchasers, in 1789, and others bought all
but three of the thirty company-owned shares over the next year.
When the Companies needed to raise $500 in late 1792, Five
members offered only $100 for an additional share, and that only
if the Companies could not find an outside purchaser.
Somebody, however, found a mark: John Nicholson, Esq., a noted Pennsylvania
land speculator, willing to part with $500 for the share.39 |
61 |
| The
members, even before beginning to lobby in earnest, contemplated
dilution of their interest in another way: granting a large portion
of their lands to the federal government in return for recognition
of the Companies' title to the remainder. The members first
discussed a gift to the United States in conjunction with a supposed
patriotic desire to reward members of the armed forces by making
"a Cession to Congress at a moderate value, in trust for the United
States of a Tract of Land sufficient to enable them
to pay the stipulated bounties to Officers and Soldiers
. . . "40 |
62 |
| The
Companies were always very careful about the legal formalities of
such a grant. They consistently proposed to cede all their
lands to the government, which would then grant a portion back to
the Companies. Why did they propose this two-step transaction, when
it would have been simpler for the company to grant the government
the proposed share of its lands in one step? The shareholders probably
felt more secure with title rooted in a patent directly from the
federal government. |
63 |
| The
Companies vacillated on the fraction of lands they proposed to retain.
They first discussed keeping a fifth
of their acreage, expressed willingness later to reduce that fraction
to an eighth, but in their final major lobbying effort,
in 1796, told Congress that they would compromise their claim if
permitted to take title to a quarter of the land encompassed in
their four tracts, leaving the details to later negotiation.41 |
64 |
| In
trying to sell Congress on such a compromise, the United Companies
repeatedly emphasized that, by relying on their deeds, the nation
could avoid paying the Illinois and Piankashaw Indians a second
time for the same lands. "[A] transfer of [the company's title]
to the United States may be rendered effectual, to preclude the
necessity of a second purchase, and to bar all future
claims of the Indians to the lands in question . . . " Just in case
Congressmen missed the point, the Companies later made the point
again, more stridently: |
65 |
We are persuaded that
the government of the United States, would not reject a valid
title, to the great injury of many of their good citizens;
and, at a greater price, recur to the Indians for a new purchase,
sinking in their pockets (viz. the Indians) the large sums that
have been paid and expended by the first bona
fide purchasers, who remain true and faithful
citizens of the United States.
|
| Successive
national legislatures never found a compromise attractive. From
the very first memorial in 1781, they rejected the
Companies' claims based on the ancient, omnipresent rules against
private purchases of land from the Indians: "the said purchase had
been made, without the license of the then government,
or other public authority, contrary to the common and known usage,
in such cases established." The Companies did win over one legislative
committee in 1788, which reasoned that the nation could step into
the Companies' shoes: "however improper it may be in general to
countenance private purchases from Indians . . . the United States
will be ultimately benefitted by an exemption from
the expense of purchasing the same Lands . . . " |
66 |
| This
is as close as the United Illinois and Wabash Companies would ever
get to success. In 1792 a Senate committee felt that the benefits
of strictly enforcing the rule against private purchases of Indian
lands outweighed the benefits of waiving the rule
in this particular case. Thus it rejected the Companies' petition
on the predictable grounds that "deeds obtained by private persons
from the Indians, without any antecedent authority or subsequent
confirmation from the government, could not vest in
the grantees . . . a title to the lands . . . "42 |
67 |
| In
their concerted lobbying effort of 179697, the Companies marshaled
every possible argument in favor of recognizing Indian deeds. They
cited a few exceptional cases in which colonies had recognized private
purchases from Indians and quoted at length from the Camden-Yorke
Opinion. They emphasized the independence of the tribes from whom
they purchased and the fact that these Indians had never sold any
rights in land to a colony or the royal government. Summing up,
they stated a rule flatly at odds with the weight
of authority: "Mere sovereignty, without purchase
from the native Indians was never considered, as conveying a title,
or any Right of Soil." Congress was unmoved and adopted the
Senate committee's 1792 report rejecting the claims. The Companies
had an insurmountable hurdle: the long and virtually uninterrupted
line of laws barring private purchases from the Indians.43 |
68 |
| Even
as they lobbied Congress, the United Companies intimated that they
might pursue a judicial remedy. Their 1797 memorial quoted at length
from Van Horne's Lessee v. Dorrance on the constitutional
limits on legislative power.44
The Companies emphasized that, in offering to compromise with Congress,
they in no way admitted that a legislature could decide the validity
of title--a quintessentially judicial issue. |
69 |
|
D. Interregnum
|
| The Companies' strenuous
lobbying in 179697 may have been motivated by pecuniary pressures
on some of its leading members due to a severe financial
panic beginning in 1796. Wilson, hounded by creditors even as he
traveled to sit on federal circuit courts, died a pauper in 1798.
Robert Morris came out of debtors' prison in 1801 as "lean, low-spirited
and as poor as a commission of bankruptcy can make a man whose effects
will, it is said, not pay a shilling on the pound" and died penniless
in 1806.45 |
70 |
| The
next step certainly evidenced desperation. Only months after Congress
rejected the Companies' claims, unspecified "Inhabitants"
of Knox County, Indiana Territory (which included parts of present-day
Illinois), presented a copy of the Wabash Company deed to the secretary
of the Indiana Territory and asked that the government either confirm
the grant or at least refrain from making any other grants in the
specified regions. These "Inhabitants" were most likely
claimants under the Wabash deed or their heirs and successors, perhaps
spurred on by their strapped partners in the east. |
71 |
| The
territorial secretary, Winthrop Sargent, reminded these petitioners
of the long-standing rule against private grants and scolded them
for asserting a claim "so wildly set up." Some of the petitioners,
Sargent implied, had made claims to the same lands on more tenable
grounds, and he rhetorically asked, "why my Friends have we been
making these requests, if the Claim you propose to me is just?"
He refused even to raise the issue in Washington, claiming that
it would undermine legitimate claims, and accused the petitioners
of appearing to be "not Men, but Children."46 |
72 |
| In
1802 and 1803, the Companies submitted memorials to Congress that
contained little if any new material; Congress again summarily refused
to recognize the claims. They then took a stab at administrative
relief in the territories, petitioning the commissioners adjudicating
the morass of land claims at Vincennes in 1804. Clear directions
from Washington, however, barred recognition of the Companies' deeds
for the same old reason: the United States would never validate
"treaties made between the Indians and private persons." In 1805,
the secretary of the treasury summed up the consensus view of the
Companies' claims: "[they] have not the shadow of a title to support
their claim . . . I speak with perfect confidence
on this point, because I have read all the Memorials of the Companies
and never heard of a more frivolous claim." Two years later the
secretary made clear that the United States would have "no hesitation"
removing claimants under the Companies' deeds.47 |
73 |
| The
Companies were dormant until 1810. In that year they submitted a
fresh memorial to Congress, apparently authored by a new shareholder,
the prominent Supreme Court litigator and land speculator Robert
Goodloe Harper.48
While formally maintaining a right to the entirety of the lands
described in two deeds, the Companies were "ready to admit, that
the measures adapted by the Government for the defence and settlement
of the neighboring country have greatly enhanced the value of this
property" and hence were willing to yield a portion of their lands.
On the other hand, the Companies argued that they had rendered a
valuable service to the United States: the nation, the memorial
declared, had paid an unusually low price to the Indians for lands
recently purchased that overlapped with the Companies' tracts. Balancing
the benefits that each side provided the other, the
memorial proposed one of the Companies' most generous compromises:
that the United States grant the Companies title to the portion
of the second (southern) grant in the Wabash Company deed east of
the Wabash River. This would have left the Companies with roughly
an eighth of the lands they originally purchased.49 |
74 |
| Congress
rejected the memorial of 1810 on the same grounds used by the British
to reject the companies' claims before the Revolution: it contradicted
the then-governing Proclamation of 1763 and the universal rule,
introduced "at a pretty early day . . . regulating the intercourse
with Indian tribes, which requires the concomitant assent or subsequent
sanction of the Government to a conveyance of lands by Indians,
in order to render it valid." The Committee on Public Lands did
admit that "a few solitary instances may be found, in the early
settlement of the country, of Indian deeds of land being recognised
as valid," but refused to make any more such exceptions. Questioning
whether the earlier purchases allowed the U.S. to buy the same Indian
land more cheaply, the committee found that, even admitting this,
"to recognize such unauthorized proceedings of individuals with
the Indians . . . would encroach upon the great system of policy
so wisely introduced to regulate intercourse with the Indian tribes."50 |
75 |
| The
last recorded corporate act in the Companies' minutes is the gift
of a share in 1812. The Companies resubmitted the 1810 memorial,
with only trivial additions in 1816, but Congress never even bothered
to respond. The Companies' next stop would be federal court. Litigation
requires an adversary, however, and until the United States extinguished
Indian title and sold land within the tracts purchased by the Companies,
there was no way to test title in a lawsuit. |
76 |
| The
Companies did not have to wait long. By the early 1800s the United
States had extinguished most Indian claims in Ohio and began purchasing
numerous tracts in Indiana and Illinois that intersected with the
Companies' claims. It took a negotiator willing to cut a few corners
to buy Indian lands. General St. Clair "had been ordered to purchase
cessions from the Indians, but on his first visit
he was unable to discover any nation with a clear title to the southern
lands of Illinois." William Henry Harrison, who negotiated all the
major treaties discussed in this section, had no such compunction,
"showing a readiness to enter into negotiations with any faction
or isolated band of Indians who would consent to a relinquishment
of land titles . . . "51 |
77 |
| Before
Harrison negotiated any major land cessions, President Jefferson
made two important points to him regarding negotiations with the
Illinois tribes. First, in an interesting addendum to the discovery
rule, Jefferson asserted that the United States took title to the
lands of any tribes that became extinct. Applying this law to the
facts at hand, he noted that "[t]he Cahokias [an Illinois tribe]
having been extirpated by the Sacs, we have a right to their lands
in preference to any Indian tribe, in virtue of our permanent sovereignty
over it." Similarly, Jefferson claimed for the nation a "strip along
the southern bank of the Illinois River . . . because it was the
property of the Peoria Indians who had become extinct." He also
advised Harrison that the Kaskaskias, another Illinois tribe, were
reduced to "a few families, exposed to numerous enemies, and unable
to defend themselves, and would cede lands in exchange for protection." |
78 |
| Harrison
appears to have heeded this advice when, in August 1803, he obtained
all the lands in the Illinois Company's deed and more in a huge
8.9 million acre cession from the Illinois tribes. The cession specifically
notes the tribes were "reduced to a very small number . . . unable
to occupy the extensive tract of country which of right belongs
to them . . . " And although he did obtain signatures from the supposedly
extinct Cahokias, he did not bother looking for representatives
of the Peorias. The meager surviving bands ceded their lands in
large part for the protection of the United States, as anticipated
by Jefferson and promised in article two of the treaty. |
79 |
| Neighboring
Indians disputed the title of such a "decimated and impotent tribe"
to so vast a territory, and there was "considerable doubt as to
their rightful claim to the land they had ceded." A recent account
labeled the 1803 treaty with the Illinois tribes as "[t]he most
notorious" of Harrison's dealings with tribes having only tenuous
claims to lands ceded. Harrison dealt with "the remnants of the
Kaskaskias under Ducoigne, a band that numbered, according to the
United States, only 30 men, women, and children in 1796 but that
ceded [all of] southern Illinois [and much of central Illinois]
to the United States . . . "52 |
80 |
| When
Harrison began buying lands in the area of the Wabash Company's
claims, the United States, otherwise disdainful of Indian deeds,
decided to take a page from the United Companies' book. Secretary
of War Henry Dearborn counseled Harrison to convince the Piankashaw
and Kickapoo tribes to cede their lands, without payment, based
on the earlier sale to the Wabash Company. Apparently, however,
this plan was foiled by other tribes' vehement objection that the
Piankashaw had lacked the right to sell the lands in the first
place.53 |
81 |
| In
part because the United States had to deal with so many tribes,
acquisition of the lands described in the Wabash Company's deed
occurred through a series of cessions. Accepting the weakness of
the Piankashaw's claim to all the lands sold to the Wabash Company,
the federal government bought 2.8 million acres that included the
first (northern) parcel in the Company's deed, in
the fall of 1809, from a group of five other tribes
and never paid the Piankashaws a cent. The Piankashaws were among
the tribes ceding lands included in the second (southern) parcel
they granted to the Wabash Company, but they were not alone.54 |
82 |
| The
United States began surveying these purchases, a necessary prerequisite
to sales, almost immediately after finalizing the
treaties and opened land offices at Vincennes, Indiana,
and Kaskaskia, Illinois, in 1804. The War of 1812 and the uprising
led by Tecumseh and his brother, the Prophet (Tenskwatawa), however,
delayed the process of bringing any land in Illinois to market.
Before these conflagrations, however, the United States
did sell a significant amount of land in the Vincennes
district, overlapping both of the Wabash Company's parcels.55 |
83 |
| This
presents a puzzle. Why did the plaintiffs in M'Intosh not
bring their suit as soon as sales were made in the Vincennes district,
instead of waiting until 1820 to file, alleging conflicts
with later sales out of the Kaskaskia office? One
possibility is that they did not want to litigate in a territorial
court. Hence they waited until Indiana and Illinois achieved statehood
(in 1816 and 1818 respectively). The next section offers a different
explanation: the litigation was driven by the coincidence of the
death of a claimant (Thomas Johnson) and the identity of his executor
(Robert Goodloe Harper). |
84 |
|
E. The Litigation of
Johnson v. M'Intosh
|
| In their first
years of service, officials at the Kaskaskia, Illinois,
land office devoted themselves almost exclusively
to sorting out the tangle of preexisting French, British, and early
American claims over southern Illinois lands. New business picked
up when surveyors finished their work in the district
and Congress passed a "preemption" act giving occupiers and improvers
(squatters) the right to purchase their claims at the statutory
minimum price of two dollars an acre. Like most preemption acts,
Congress limited individual claims to a single quarter section (160
acres). Preemptioners purchased about 110,000 acres from 1814 to
1815. The president (Madison) Finally proclaimed open
market land sales, by auction, on May 16, 1816, and business boomed.56 |
85 |
| This
chronology raises questions about the purchases by the defendant
in M'Intosh, William McIntosh.57
He obtained the lands at issue in the case (Fifty-three
tracts amounting to nearly 12,000 acres) on April 24, 1815, before
the first public sales.58
The law limited preemption claims to 160 acres, and it is extremely
doubtful that McIntosh had claims dating from British or French
rule to over 11,000 acres scattered all over southern Illinois.
How, then, did McIntosh manage to get patents from the federal government
to all this land, at the statutory minimum price, before the government
auctioned it to the public? There are two possibilities, both consistent
with what little is known of William McIntosh. |
86 |
| First,
McIntosh may have engaged in a massive fraud, claiming preemptive
or colonial rights to acreage one hundred times the per person limit.
This undoubtedly would have required the assistance, or at least
the acquiescence, of a local land office employee.
McIntosh helped the register of the Kaskaskia land office,
Michael Jones, obtain his job and "politely offered to become [one
of Jones's] sureties." There is no direct evidence that Jones assisted
McIntosh in any malfeasance, but land office registers
could, and did, assist in myriad land frauds on the frontier. Given
the size of McIntosh's claims, however, it seems probable that officials
in Washington would have noticed any irregularity, and so outright
fraud seems unlikely. |
87 |
| It
is more likely, and consonant with a large body of evidence, that
McIntosh obtained these lands from preemptioners and colonial claimants
in return for legal services rendered to help establish their claims.
He served as the voice of French claimants in southern Indiana and
Illinois as early as 1803, and William Henry Harrison, governor
of the territories, identified McIntosh as one of
the "the principal councellors of the Kaskaskias Speculators . .
. " It is strange, however, that McIntosh chose to file
all these claims, accumulated over ten years or more, on a single
day.59 |
88 |
| By
some accounts, McIntosh was not faithful to his clients, or to the
law, in providing legal guidance in return for a portion of land
claims. "By magnifying the difficulty of obtaining
confirmations and other vile deceptions, upon those
illiterate and credulous people, he succeeded frequently in obtaining
200 out of 400 acres, for barely presenting the claim." Governor
(later President) Harrison accused McIntosh of controlling an "illiterate
Ignorant Irishman . . . possessed of a large property" and cited
documents purporting "to shew McIntosh guilty of perjury . . . [McIntosh]
will swear any falsehood whatever to gain any of his purposes .
. . the greatest stigma I shall incur is that of having my name
Coupled with [McIntosh and other] such Scoundrels . . . " It is
likely that McIntosh suborned perjury. "McIntosh had written in
the English language, two depositions, to be sworn to by a Frenchman,
who could neither write, read, nor speak one word of English . .
. " When this Frenchman appeared before the land commissioners,
he "declared with horror in his countenance, that he had never sworn
to the facts there stated, and that if they really contained those
facts, they had been inserted by McIntosh, without his knowledge
or consent." |
89 |
| These
sources, however, must be read with a grain of salt. Although Harrison
and McIntosh began as partners in purchasing lands at the rapids
of the Wabash River in 1800, they had a falling out in 1804. McIntosh
opposed Harrison's desire to advance the Indiana Territory closer
to statehood, since the administrative costs involved would require
levying higher property taxes--anathema to a land speculator like
McIntosh. The two publicly traded barbs. McIntosh apparently went
too far by accusing Harrison of cheating the Indians, and Harrison
obtained a $4000 libel judgment.60 |
90 |
| The
historical record of the plaintiffs in M'Intosh is less colorful.
Thomas Johnson, an original investor in the Wabash Company, was
the first governor of the state of Maryland and served
briefly on the United States Supreme Court from 1791
to 1792. He died on or about Nov. 1, 1819. The plaintiffs, his son
Joshua and grandson Thomas Graham, were the primary beneficiaries
of his will. Perhaps more importantly for the commencement of the
M'Intosh litigation, the will made Robert Goodloe Harper
executor of the estate. Harper apparently determined that Johnson's
estate owned shares and decided to go to court in a final
stab at a happy ending to the long and sad story of the United Illinois
and Wabash Land Companies.61 |
91 |
| Looking
for a federal patent holder to sue, as a test of the validity of
their claim under the Wabash Company's Indian deed, Johnson and
Graham, probably led by Harper, targeted McIntosh. As one of the
largest landholders in the Illinois and Indiana territories, McIntosh
was a natural adversary, but he does not appear to have been a real
one. Mapping the United Companies' claims alongside McIntosh's purchases
as enumerated in the district court records shows that the litigants'
land claims do not overlap. Hence there was no real "case or controversy"
between the parties and the federal courts lacked jurisdiction.
Even so, the record makes clear that the defendant McIntosh made
no effort to dispute the plaintiffs' questionable assertion that
the parties' claims conflicted. In addition, the courts
did nothing to establish the existence of a true dispute between
the litigants. It is impossible to determine whether the parties
and the courts were negligently ignorant, willfully ignorant, or
knowing participants in yet another early Supreme Court case that
was arranged by parties who knew or should have known that no true
conflict existed.62
Everyone, it seems, wanted a Supreme Court decision deciding once
and for all whether private purchases from the Indians were valid. |
92 |
| Given
the location of his properties, it is at first puzzling
that the plaintiffs contended that McIntosh's patents conflicted
with the Wabash Company's southern tract. The Supreme Court opinion
specifically limited the controversy to claims "by
the plaintiffs, under a purchase and conveyance from the Piankashaw
Indians"--grantors to the Wabash Company only. As the map shows,
none of McIntosh's tracts come within fifty miles
of the Wabash Company's claims. It would have been more plausible
to argue that McIntosh had claims that conflicted
with the Illinois Company's southern tract.63 |
93 |
|
Real property law at the time, however, may have required the plaintiffs
to assert claims under the Wabash Company deed, since they took
their interest from a grantee in that deed (Thomas Johnson). While
the United Companies' articles stated that, on unification,
they held their lands "in common," there is no record that they
executed deeds conveying mutual coownership interests. Without such
a formality, it is doubtful that courts in the 1820s would have
recognized any real property interest of successors in interest
under the Wabash Company deed to the lands described in the Illinois
Company deed. Hence the plaintiffs claimed, and the defendant and
courts agreed, to what the map shows is clearly not possible: that
McIntosh's property overlapped the southern Wabash Company tract. |
94 |
| |