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Book Review
Peter H. Solomon, Jr., Soviet Criminal Justice under Stalin, Cambridge:
Cambridge University Press, 1996. Pp. 518. $80.00, cloth; $29.95, paper
(ISBN 0-521-40089-9; 0-521-56451-4).
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This richly detailed, comprehensive monograph
examines the establishment and refinement of a distinctive legal
system: one that demanded legal specialists (investigators, prosecutors,
and judges) to adhere to generally applicable substantive and procedural
norms while operating in a hierarchical bureaucratic order that
was subordinate to pervasive political control. The author, a professor
of political science at the University of Toronto whose study of
Soviet law has spanned more than two decades, concludes that the
key decisions of the Soviet leadership in the mid-1930s to create
this system of formal legalism were grounded in dissatisfaction
with earlier administrative practices that, reflecting the regime's
ambivalence about the role of law, featured reliance on non-specialist
cadres in legal agencies (many had no more than an elementary school
education), simplified adjudicative procedures, and an absence of
centralized direction and control. The system introduced in the
mid-1930s reflected an instrumental approach to formal law: substantively,
it was marked both by expansion of the scope of criminal law (for
example, to include enforcement of labor discipline) and increased
severity in punishments; procedurally, it featured a pronounced
accusatory bias that gave prosecutors a dominant role in the criminal
process. |
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As a study in the political dynamics
of public administration, the book offers much for students of Soviet
political and social history. It should also be of great value for
specialists in legal history. Its primary focus is not legal doctrine,
although discussions of policy considerations regarding substantive
criminal law and procedure appear throughout the narrative. The
author has marshaled a rich collection of primary source material
from archives and published reports and demonstrates a thorough
grasp of the research and interpretations of Soviet, post-Soviet,
and foreign scholars. While he provides interpretations that often
differ from those of other scholars (for example, his view that
other writers have exaggerated the significance of the anti-law
or nihilist view in the post-1930s administration of Soviet justice),
he does so in a balanced fashion that actually enhances their work,
rather than detracting from it. Central to his methodology is examination
not only of the pronouncements of the Soviet leadership, particularly
Joseph Stalin and USSR Procurator-General Andrei Vyshinskii, but
also of the operation of the system at all levelscentral,
regional, and localof the institutional structure. |
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The book makes its greatest
contribution to study of the Soviet and post-Soviet legal systems
in its analysis of the management of legal officialdom. Beginning
in the mid-1930s, the response of the Soviet leadership to the problems
associated with widespread turnover and inconsistency in law application
among legal cadres was twofold: the establishment of effective lines
of centralized direction and control by those agencies responsible
for the various components of the justice system; and development
of a careerist ethos among legal officials by requiring them to
obtain specialized legal training and linking their opportunities
for career advancement to the use of statistical performance indicators
(for judges, for example, the efficiency with which they handled
their case loads and the ability of their judgments to withstand
appellate scrutiny). The resulting institutional structure proved
to have an enduring legacy, shaping much of the environment within
which the post-Soviet legal systems continue to operate and in which
legal reformers have sought to fashion modifications while relieving
the judiciary of extralegal political control. |
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Along with their relevance for the
study of post-Soviet systems, the author's findings furnish rich
data for comparative studies and suggest many questions for further
study. In this regard, they provide a vehicle with which to examine
theoretical models of legal structures such as those of "bureaucratic
law" and the "hierarchical ideal" constructed by Roberto Unger in
Law in Society (1976) and Mirjan Damaska in The Faces
of Justice and State Authority (1986). For example, Solomon
seeks to explain why, despite the Soviet system's increasing reliance
on legal specialists, indicia commonly associated with professional
developmentexpressions of a legal ethos embracing elements
of the "rule of law" approach, strivings for professional autonomy
from direct political control of both norm creation and applicationwere
not evident during this period. In addition to the obvious fact
of the Soviet regime's vast resources for stifling such development,
he suggests that the nature of legal training (most specialists
in this period received their instruction via correspondence, rather
than through university-based education) and the particular mechanisms
of bureaucratic control (the emphasis on statistical indicators)
were of particular importance. Whatever the reasons, it is noteworthy
that, as the author points out, legal officials were demonstrating
greater compliance with centralized bureaucratic directives by the
early 1950s, when the structures of a careerist ethos were solidly
in place, than in previous years. These and the author's many related
findings pose a challenge to quick assumptions that the creation
of legal systems based on formal legality will eventually give rise
to aspects of legal order associated with the "rule of law." In
this regard, however, the author might perhaps have examined more
closely the broader context of social development in the Soviet
Union during these years: the reasons that other scholars have cited
for the Soviet leadership's increased reliance on specialists during
this period in a broad range of fields, not only in law. |
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Also, while
the author's own comparative analysis (found particularly in his
insightful conclusion) is largely devoted to the administration
of law in authoritarian political environments, another approach
might examine more closely the Soviet developments within the continental
civil law tradition. Were the Stalinist reforms unique to the Soviet
setting, or did they to some extent reflect borrowing from other
legal systems? Also, to what extent has the legacy of the Stalinist
reforms endured in the legal systems of other former Communist countries,
and what elements have reformers in those systems targeted for change?
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Finally, it should be noted that the
book, despite its density, is presented in an extremely readable
style. In all, it is essential for those who seek an understanding
of the history of Soviet law and the structure and operation of
post-Soviet legal systems, and it is highly recommended for all
readers with an interest in foreign and comparative law. |
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Peter Krug
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University of Oklahoma
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