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Book Review
Nicole Hahn Rafter, Creating Born Criminals, Urbana: University
of Illinois Press, 1997. Pp. xi + 284. $36.95, cloth; $19.95 paper (ISBN
0-252-02237-8; 0-252-06741-X).
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Few cultural notions chill the blood like
the myth of the born criminal: the "bad seed," who lacks the wits
or the will to tell right from wrong, hardwired by biology and,
in many of the myth's modern variants, by heredity to a career of
evil. For Nicole Hahn Rafter, as for Michel Foucault, her muse in
this fascinating but ultimately frustrating book, born criminals
are properly understood as "cultural artifacts," not the stuff of
"hard scientific truth" (9). Creating Born Criminals combines
a genealogical account of how an array of professional groups in
late nineteenth- and early twentieth-century America defined born
criminals with a history of the model institutions that the state
of New York built to control "defective delinquents" and prevent
them from reproducing "their kind." |
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The born criminal personified
middle-class fears about a shadowy biological threat germinating
within the body politic, fears inspired by mass urbanization, declining
rates of middle-class reproduction, the "rising tide" of immigrants
from eastern and southeastern Europe, the burden of the rural poor
on public welfare offices, and, not least, by a burgeoning scientific
literature on degeneracy and eugenics. Born criminals were known
by many names: "moral imbeciles," "degenerate criminals," "defective
delinquents," and "psychopaths." In the acts of naming, producing
knowledge about, and institutionalizing mentally retarded people
and incorrigibles, Rafter argues, several generations of American
professionalsprison wardens, institutional superintendents,
criminologists, psychologists, and psychiatristscontinually
reinvented the born criminal. Born criminals "were socially manufactured,
brought into being by the discourses of scientists and social-control
specialists" (9). |
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Rafter is not the first
scholar to sleuth about this grim historical terrain. Historians
of biological determinism have examined biological theories of crime
as an important element of modern hereditarian thought. And criminal
justice historians have often noted (but rarely examined) the visible
hand of eugenics in Progressive Era criminal justice. But Creating
Born Criminals does focus sustained attention on a significant
subject that other scholars have treated only tangentially: the
convergence of cultural conceptions of inborn criminality and mental
retardation into a cluster of "scientific" discourses and policy
prescriptions that Rafter calls "eugenic criminology." Eugenic criminology
conceived of "feebleminded" persons and "incorrigible" criminals
alike as dangerous hereditary deviants. To lawmakers, welfare workers,
and prison officials persuaded by eugenic criminology, the solution
was irresistible: born criminals must be removed from society and
barred from reproducing, either by sterilization or, more commonly,
by indefinite confinement in sex-segregated institutions.
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Rafter traces the origins of
eugenic criminology to the creation of the first public institutions
for "idiots" in mid-nineteenth-century America. Inspired by the
pedagogical theories of the Frenchman Edouard Séguin, philanthropists
and educators including Hervey Backus Wilbur "rescued" the mentally
retarded from the local jails and poorhouses where they had languished
in Jacksonian America and set up new schools to systematically educate
them (17). Wilbur and the Syracuse elites who helped him found the
New York State Asylum for Idiots conceived of the retarded as innocent
victims, deserving of state care, who could be trained and released
back into the community as productive adults. During the asylum's
first two decades, Wilbur and his sponsors expressed great faith
in the moral and vocational educability of "idiots." But Wilbur
could not resist pandering to public fears of the retarded when
he needed to raise more public funds: unless given the education
they deserved, he argued, idiots would end up as public charges
and might commit "crimes ... of a serious character" (20).
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By the 1870s,
the early optimism about the rehabilitation of idiots had faded,
a casualty, it seems, of the institutions' success. Institutional
populations grew too large for the kind of intensive personal training
that Wilbur had attempted in Syracuse. Cultural perceptions hardened,
too: idiots were increasingly viewed as threats to society, rather
than as its victims. As the function of institutions narrowed from
education to custodialism, charity officials and institutional superintendents
campaigned for more and bigger institutions by warning the public
of the dangerous "degeneracy" of idiots. The concept of degeneracy
pervaded social policy discourse in the late nineteenth century.
A kind of dark mirror image of evolutionism, degeneration theory
regarded members of the "dependent, defective, and delinquent classes"
as people afflicted with a hereditary "tendency to devolve to a
lower, simpler, less civilized state" (37). By ascribing social
deviance to hereditary atavism, degeneration theory helped pave
the way for eugenics. But the theory's hereditarian assumptions,
rooted in Lamarckianism, were more permeable than eugenics would
be to the causal logic of environmentalism. The Lamarckian faith
in the heritability of acquired characteristics fostered the optimistic
idea that institutional treatment could actually reverse the spiral
of degeneracy: rehabilitated deviants would pass along their improved
traits to their offspring. |
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Degeneration theory had faithful
adherents among wardens of the new "reformatories" that many states
built for young male offenders in the late nineteenth century. In
a devastating discussion of New York's celebrated Elmira Reformatory,
often hailed as the birthplace of modern rehabilitationism, Rafter
argues that the concept of degeneracy gave wardens like Elmira's
Zebulon Brockway a scientific language with which to explain their
failure to cure intractable prisoners. In one of her more controversial
claims, she argues that Elmira's institutional practices actually
produced "degenerate criminals." The techniques of "individual
treatment" called attention to men who would not adopt or accommodate
the values of their keepers. And the physical abuse that many prisoners
evidently experienced at Elmira "physically create[d] the diseased
bodies that both encouraged and confirmed attributions of degeneracy"
(103).By the turn of the twentieth century, American hereditarianism
had shed its Lamarckian optimism, and full-blown eugenic criminology
emerged. Rafter carefully traces how a succession of professional
groupsinstitutional superintendents, criminal anthropologists,
psychologists, and psychiatristsdeveloped their own particular
born criminal theories, using these theories to stake out greater
cultural authority and larger jurisdictions for their professions.
Professionals compared notes in national fora like the National
Conference on Charities and Correction (established in 1874). Through
such encounters the old boundaries between the "moral imbecile"
and the "degenerate offender"figures produced in the quite
different institutional contexts of the asylum and the reformatorydissolved.
Eugenic criminology reached the height of its influence in the teens
and early twenties, culminating (in Rafter's account) with the creation
of "the nation's first freestanding eugenic prison," the short-lived
Napanoch Institution for Defective Delinquents (188). |
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Rafter's analysis would be
more compelling if it related these institutions and professional
disciplines to their larger economic, social, political, and legal
contexts. For reasons Rafter leaves much too mysterious, New York
eugenicists routinely soft-pedaled their eugenic purpose in their
public campaigns to build new institutions for the "treatment" of
"feeble-minded" people and "degenerate" offenders. Why? The absence
of any discussion of criminal law in this book is particularly disappointing,
given Rafter's subject and also Foucault's provocative thoughts
on the relationship between law and discipline in modern liberal
states. (Despite her enthusiasm for Foucault, Rafter references
only a slim selection of his works; neither The History of Sexuality
nor Discipline and Punish appear in her notes.) As a result,
the book lacks a clear explanation for how law and legal institutions
could both facilitate eugenic criminology (by incorporating
psychopathic clinics into the machinery of criminal courts and legalizing
the sterilization of "habitual criminals") and rein it in
(witness the dozens of inmates released from Napanoch on habeas
corpus petitions in the early 1930s). |
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No one who reads Creating
Born Criminals will fail to see the historical significance
of eugenic criminology and the dangerous influence it exerted over
the treatment of the mentally retarded and law-breakers in late
nineteenth- and early twentieth-century America. This is an important
contributionnot least because both eugenics and born criminal
theory seem poised for a renaissance in the twenty-first century.
Still, readers interested in history and concerned about the future
would profit from a more thickly contextualized understanding of
the emergence of eugenic criminology andequally importantof
the forces that ultimately contained it. |
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Michael Willrich
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Brandeis University
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