|
|
|
The Civil Law Tradition and Constitutionalism in Twentieth-Century Mexico: The Legacy of Emilio Rabasa
CHARLES A. HALE
|
Constitutionalism in Mexico, indeed in Latin America
generally, has always posed a problem for interpreters, especially
for Anglo-American interpreters. It is true that adherence to
a written constitution and to constitutional order has been central
to Mexican political liberalism since independence. As a state-building
philosophy, liberalism has functioned both as an ideology, in
combat with inherited colonial and Hispanic patterns of government,
and as an all-embracing myth serving to unify contending self-defined
liberal factions. In both instances, liberals fought for, debated,
and on occasion were able to implement basic Western constitutional
principles, namely, the preservation of individual liberty and
legal equality within a representative government whose powers
were set out and limited in the articles of a written document.
The problem of interpretation arises because of a widespread view
that constitutional government in Mexico has been ineffective
or, at best, that the struggle to achieve it has been arduous.
|
1
|
|
In seeking explanations
for Mexico's problematic constitutionalism, both Mexican and foreign
interpreters have pointed first to the defects of the colonial
tradition, based on a patrimonial and bureaucratic regime. This
has allowed little opportunity for self-government or the development
of institutions that could limit royal authority. A standard way
of characterizing the colonial legal system has been to emphasize
the "breach between the written law and its observance," which
became a deeply ingrained cultural pattern. The breakup of the
colonial system at independence brought charismatic caudillo leadership,
both on the regional and the national level. Later nineteenth-century
efforts to recreate a central state produced the authoritarian
presidency, which might maintain peace and order, but at the expense
of the formation of effective representative institutions. The
twentieth century saw revolutionary upheaval and social change,
a transformation that ultimately allowed Mexico to avoid the total
collapse of constitutionalism experienced by Argentina, Brazil,
Chile, and Uruguay in recent decades. Yet, with the Revolution,
earlier governmental patterns were reproduced, culminating in
one-party centralized rule, legislatures that were subservient
to all-powerful executives, and a weak judicial system, even at
the level of the Supreme Court. So goes (in perhaps less stereotyped
and over-simplified fashion) much of the interpretation of Mexico's
constitutional experience.
|
2
|
|
Moreover, the
North American approach to constitutionalism in Mexico is especially
fraught with peril. The interpreter knows that Mexico adopted
in form much of the United States Constitution; and however critical,
he or she usually begins with an inherent pride in the document
and its implemention over the years. Thus there is the inevitable
tendency, explicitly or implicitly, to frame the problem as the
"failure" of constitutionalism in Mexico (or Latin America) and
its "success" in the United States.
1
Then, in seeking explanations, the interpreter tends to fall back
on the traditional cultural arguments, leading ultimately to implicit
ethnocentric generalizations about Mexican "character." To avoid
such pitfalls, I suspect that many foreign historians avoid the
subject of Mexican constitutionalism altogether. The purpose of
this article is to attack the problem directly, whatever the perils,
in hopes of offering an alternative way of understanding Mexico's
constitutional experience, one that relates that experience to
the legal tradition inherited by Mexico.
|
3
|
|
Let us leave
aside momentarily the question of constitutional effectiveness
and identify briefly how the constitutional issue was actually
framed and debated within the nineteenth-century liberal project.
In general, constitutionalism in Mexico took two forms, the doctrinaire
and the historical or traditional. The doctrinaire tendency reflected
a belief that rigid adherence to or imposition of the precepts
of the written document, however general or abstract, could guarantee
the realization of constitutional order. Doctrinaire constitutionalists
often took a radical and democratic political stand, believing
it was necessary to change society to conform to the constitution.
Historical or traditional constitutionalists, arguing that a constitution
should reflect social and historical reality, tried to change
precepts they found abstract and unrealizable in Mexico. They
tended to be politically moderate or conservative and socially
elitist; historical constitutionalists called for "strong government,"
at the same time resisting personal presidential power.
2
|
4
|
|
Historical constitutionalism
in Mexico drew its inspiration from a current of French political
thought that had its origins in Montesquieu and was put forth
in the nineteenth century by Benjamin Constant, Alexis de Tocqueville,
and Edouard de Laboulaye. French constitutionalists idealized
Anglo-American institutions and made their point of departure
a critique of the French Revolution and the egalitarian revolutionary
tradition. By the mid-nineteenth century French historical constitutionalism
was also receiving major influence from the German historical
school of law, whose key figure was Frederic Charles de Savigny.
Savigny's highly influential manifesto of 1814 rejected the tendency
toward French-inspired legal codification in Germany and posited
"the spirit of the nation" as the only source for all law. Edouard
de Laboulaye, who wrote an appreciation of Savigny in 1842, was
to became an important guide for Mexican historical constitutionalists
of the later nineteenth-century.
3
|
5
|
|
The principal
debates between doctrinaire and historical constitutionalists
focused on the democratic and egalitarian provisions of the Constitution
of 1857the rights of man, universal male suffrage, a single
chamber legislature, parliamentary government, a weakened executive,
and popular election of judges. The debates emerged first in 1878
when historical constitutionalists, led by Justo Sierra and his
colleagues in the newspaper La Libertad, attacked the "dogma
of equality" that permeated the Constitution and called for conservative
reforms. They did so in the name of "scientific politics," since
by the 1870s the new scientific philosophy of positivism had melded
with historical constitutionalism. They called themselves "new"
or "conservative" liberals as opposed to "old" liberals such as
José María Vigil and Ignacio M. Altamirano, doctrinaire
constitutionalists who defended the democratic and egalitarian
provisions of the 1857 document.
|
6
|
|
The debate resurfaced
in 1893 over an effort by the historical constitutionalists, again
led by Justo Sierra, to reform the Constitution to make judges
irremovable, instead of being popularly and periodically elected,
and thus subject to political manipulation. The measure was designed
to limit the increasingly personal power of President Porfirio
Díaz. They were again opposed by doctrinaire defenders of
the pure Constitution (who did not necessarily support the personal
power of Díaz). In the course of the debate the historical
constitutionalists, or advocates of scientific politics, came
to be labeled "científicos" and the doctrinaire constitutionalists
"Jacobins," labels that became embedded in the political rhetoric
of the next thirty years.
4
|
7
|
|
The nineteenth-century
current of historical constitutionalism, infused with scientific
politics or positivism, was perpetuated after 1906 by the jurist
and historian Emilio Rabasa, a latter-day científico
who would undoubtedly have been a party to the debate in 1893,
had he not been serving at the time as governor of Chiapas. With
the Revolution of 1910 and the postrevolutionary years of the
1920s, the constitutional thought of Emilio Rabasa becomes critical,
not only because of his great influence as a theorist, teacher,
and educational leader, but also because of intriguing ambiguities
in his thought that provide an insight into the problem of Mexican
constitutionalism.
|
8
|
|
However, before
discussing Rabasa's thought, let us explore the general relationship
between constitutionalism and the civil law tradition that Latin
America inherited. The relationship is occasionally treated by
legal scholars, though rarely by historians, especially by historians
of and in Latin America. We should note at the outset the problem
of terminology and translation. The term "civil law tradition"
is used exclusively by lawyers and scholars of the English-speaking
world to distinguish their "common law" systems from legal systems
that were derived from Rome and later from continental Europe,
especially from Germany and, in Latin America, from France. However,
since "civil law" (i.e., el derecho [le droit]
civil) in continental Europe refers only to private law, as
opposed to criminal, commercial, and public law, there is no obvious
translation of the term into romance languages: I have seen "civil
law tradition" rendered as "la tradición jurídica
romano-canónica," "la tradición del derecho continental
europeo," "la famille romano-germanique," and even
(in despair perhaps), "la tradizione di civil law." This
problem of translation may reflect the fact that "civilians" (as
they are called in English) tend to regard their tradition exclusively
as "the Law" (el derecho) and are generally less interested
in outside comparison than are their common law colleagues. This
is certainly the case in Mexico.
|
9
|
|
Be that as it
may, the notion of legal "tradition" goes beyond identifying legal
rules and the details of a legal system, and, in the words of
John Henry Merryman, "puts the legal system into cultural perspective";
it is concerned with "deeply rooted, historically conditioned
attitudes" about the law, its organization, its teaching, and
its implementation. As a way of understanding Mexican constitutionalism,
an emphasis on the dictates of its legal tradition, while admittedly
cultural, allows us to focus comparatively on the law itself and
thus perhaps to avoid the interpretative pitfalls referred to
earlier.
5
|
10
|
|
There are four
interrelated characteristics of the civil law tradition that set
it apart from the common law tradition and that are particularly
relevant to our inquiry: one, a depreciation of judges and a resistance
to, even a hostility toward, judge-made law; two, the theoretical
corollary that law emanates from the Legislator, which found its
modern expression in the impulse toward legal codification, especially
in the French Civil Code of 1804; three, a strict adherence to
the separation of powers in government, conceived of differently
from the so-called separation of powers in the United States;
four, a deeply held distinction between private and public law,
a distinction that has been generally unimportant in common law
jurisdictions.
|
11
|
|
The animus toward
judges in the modern civil law world arose from the reaction in
revolutionary France against the great legal power and privileges
acquired by the judiciary during the Old Regime. Judicial authority
was one target of the egalitarian fervor that impelled the assemblies
of 1789 and 1790 to eliminate "feudalism." By the decree of August
16, 1790, judges were reduced to technicians who would simply
apply the laws and refer back to the legislature in case of doubt.
By the same decree, "the civil laws shall be reviewed and reformed
by the legislatures; and a general code of laws, simple, clear,
and in harmony with the Constitution, shall be drafted."
6
Thus came the ideological impulse, not only to eliminate the interpretative
role of judges, but also to throw out the accumulation of past
legislation in favor of a code that would conform to nature and
to the Rights of Man. It was the ideology driving codification,
the utopian idea of replacing the laws of the past, that distinguished
codification in the civil law tradition from the proliferation
of codes that exist, for example, in the United States.
7
|
12
|
|
The French Constituent
Assembly also decreed on August 16 that "the courts may not take
any part, directly or indirectly, in the exercise of the legislative
power"; moreover, "judicial functions are distinct, and shall
always remain separate, from administrative functions." The revolutionaries
found support for their distrust of judges and their determination
to separate the powers of government in the ideas of Montesquieu,
who had asserted in The Spirit of the Laws (1748) that
the judge "is the mouth that pronounces the words of the law."
For him, judges were "inanimate beings." The "power to judge,"
he added, "becomes ... invisible and nul."
8
In addition, constitution-makers of the revolutionary era could
not conceive of a republican government based on the sovereignty
of the people becoming oppressive. As long as a popular legislature
applied laws equally to all citizens, no one could claim being
deprived of individual rights. Since threats to individual liberty
could only come from citizens themselves, judicial action came
to be regarded as only complementary, never opposed, to legislative
action.
9
Thus, from Montesquieu and from the revolutionary impulse, every
French constitution since 1791 has been based on the principle
of the strict separation of powers, a principle that for French
constitutional scholars has become a dogma.
10
|
13
|
|
The first three
characteristics of the civil law tradition bear directly on the
fourth, the distinction made between private and public law.
11
The basis for the distinction is ancient; the jus civile
of the Romans applied to relations between individuals, while
public law was left to the sovereign. The first was the subject
of elaborate scholarly study, commentary, and refinement by medieval
jurists, the second was left undeveloped until the rise of the
sovereign state. Public law emerged in modern times from theorizing
about government in the seventeenth- and eighteenth-century monarchies,
as it interacted with the liberal and egalitarian ideas of the
American and French Revolutions. Nonetheless, in European civil
law systems, where scholars were the ultimate heroes of the law,
the two major branches of public law, constitutional and administrative,
aroused far less interest than did the traditional civil or private
law. In fact, it is often said that in France constitutional law
is still regarded by many jurists as political science. In postrevolutionary
France, judges were restricted to decisions based on facts that
pertained to articles of the Civil Code.
12
If they misapplied the law, their actions could be appealed to
the Tribunal of Cassation, established in 1790 as a nonjudicial
body "in the service of the legislature" (au prés du corps
legislatif) to casser (quash or annul) procedurally
incorrect judicial decisions. The tribunal gradually took on more
interpretative (essentially judicial) functions and was called
a "court," but in accord with the doctrine of separation of powers,
these functions did not include public law. The High Court of
Cassation did not interpret the constitution, and thus it never
became a supreme court in the U.S. sense, nor did any other such
court develop in France.
13
|
14
|
|
Finally, we arrive
at the heart of our inquiry, the problem of Mexican constitutionalism.
Modern Mexico lies squarely within the civil law world. Its Civil
Code of 1870, revised in 1884 and again in 1928, was drawn from
the French model (with modifications influenced by the Spanish
Code of 1840), as were its procedural, commercial, and criminal
codes. I would argue, furthermore, that the assumptions revealed
in the four above-mentioned characteristics of the civil law tradition
guided the thought of Mexican jurists, teachers, and practitioners
in the nineteenth century and may continue to do so today. Yet,
Mexico adopted in its several constitutions many forms from the
United States, a natural tendency for another former European
colony in the New World, which achieved independence and established
a republic more than forty years later than its northern neighbor.
While the United States became a kind of political and social
utopia for Mexican liberals of the nineteenth century (despite
the war of 1847), they consistently were drawn intellectually
to continental Europe, that is, to France and Spain, whose societies
and institutions were more analogous to their own. What was true
in political and social thought was true in legal thought as well.
In the constitutional realm, the difference was often between
North American forms and European substance. Perhaps the most
notable example of this anomaly appears in Mexico's Supreme Court
and its process of judicial review.
14
The implications of this anomaly for understanding Mexican constitutionalism
can be clearly seen in the ideas of Emilio Rabasa and his followers.
|
15
|
|
In order to focus
on Rabasa's treatment of Mexico's Supreme Court, we must pass
over important aspects of his thought and career, all of which
contributed to his influence and to his notoriety in post-1910
Mexico. He is known as the pioneer of the Mexican realist novel,
though he left literature permanently after publishing five short
works from 1887 to 1891. As a historian, he not only attacked
what he regarded as the fallacies of the Constitution of 1857,
but he also asserted that dictatorship was the inevitable result
of sociological laws, an argument that was regarded mainly as
a defense of the Díaz regime (1877-1911). As a leader of
the strongly pro-Díaz juridical establishment of the capital,
Rabasa was the principal founder of the Escuela Libre de Derecho,
which broke away from the official Escuela Nacional de Jurisprudencia
in 1912, in reaction against intervention by the revolutionary
government of Francisco I. Madero (1911-13). Forced into exile
in 1913 because of his identification with the counterrevolutionary
regime of Victoriano Huerta, Rabasa nonetheless exerted through
his writings and teachings a major influence on the formation
of the Constitution of 1917, the magna carta of the Revolution.
He returned from the United States in 1920 to direct the Escuela
Libre, and he became the revered master of constitutional law.
Thus Rabasa exemplifies in a striking fashion intellectual continuity
from the Old Regime to the New, from the Porfiriato to the Revolution.
|
16
|
|
Though Rabasa
is often regarded simply as an apologist for Porfirio Díaz,
his political interpretation was in fact more complex. He concluded
La Constitución y la dictadura (1912) with the statement
that "the dictators have completed their task" and "the constitutional
stage must follow."
15
He envisioned an era of "democratic oligarchy," based principally
on a strong supreme court of permanent magistrates, which would
defend the Constitution against the excesses of both personal
dictatorship and a popular legislature. This serene and optimistic
vision, put forth on the eve of revolutionary turmoil, was only
strengthened by his years in the United States.
16
There Rabasa immersed himself in the literature of Anglo-American
constitutional law, as revealed in his elaborate comparative and
historical treatise of 1919 on judicial review, El Juicio constitucional,
a work he dedicated to the law students of Mexico. He stated at
the outset that the purpose of the work was to set forth "the
governmental system in which the stability of political institutions
is based on the intervention of judges."
17
In short, he was suggesting that greater attention to the North
American system could enhance the Mexican defense of the Constitution
and perhaps bring about the establishment of "democratic oligarchy."
|
17
|
|
It is difficult
and unprofitable to separate Rabasa the historian from Rabasa
the jurist, his general interpretation of Mexico's political and
constitutional history from his technical and detailed legal study.
In fact, it is this combination in Rabasa's works that makes him
such a unique and important figure. As Cosío Villegas observed,
though disagreeing fundamentally with his historical interpretation,
"Rabasa knew history and he knew law," something "that is rare
in Mexico."
18
In El Artículo 14 (1906), we can find the basis for
his later general critique of the Constitution of 1857. El
Artículo 14 was a painstaking discussion of the origin,
formulation, and wording of Articles 14, 101, 102, and draft Article
26. The Constitution, he said, contained a contradiction between
clearly and precisely expressed articles (i.e., 101 and 102) protecting
individual rights and abstract, vague, and "metaphysical" declarations,
to wit in Article 1: "The Mexican people recognize that the rights
of man are the base and object of social institutions." Such a
declaration, argued Rabasa, is false "as a scientific principle"
and invalid as a commitment because the Constituent Congress was
authorized "to constitute the nation, but not to establish its
philosophic creed."
19
He went on to acknowledge that the constitution-makers were wise
enough to put aside "logic" in much of the Constitution for what
was practical and "genuinely juridical," such as Articles 101
and 102, which established the judicial defense of individual
rights, the juicio de amparo. His sense of history provided
a context for his searching analysis of amparo, which gave
it a broader nontechnical significance.
|
18
|
|
In much of El
Juicio constitucional Rabasa idealized Anglo-American constitutional
development in comparison to that of the Latin American nations.
He said that the latter's constitutions were "imposed," in contrast
to the "spontaneous" and unwritten English constitution and the
North American constitution, which was "proposed," then "ratified"
by the sovereign people. The emigrants to North America, being
Englishmen, carried the common law in their baggage; it was their
birthright "like language, domestic customs, and the spirit of
the race." In drawing up the Constitution of 1787, the delegates
were well aware of theory, which they drew from Montesquieu, yet
they were sensible and deliberate, keeping invention within limits.
Since the baggage of emigrant Spaniards was the recopilación
de leyes, which gave them little to build upon, at independence
they turned to abstract theories "condensed into revolutionary
slogans." Whereas the North Americans used "science" (i.e., rationalism)
as "an aid to empiricism in establishing the principles of the
new freedom," the Latin Americans turned exclusively to science
and invention, adopting principles presumably proven already in
North America.
20
|
19
|
|
Rabasa, of course,
did not regard the adoption of such principles as necessarily
negative. For example, he lauded Mariano Otero as the pioneer
of Mexican judicial review, who in the Acta de Reformas of 1847
"followed the path of the American constitution, found there the
formula for making individual guarantees effective, and established
the juicio de amparo in a masterly fashion."
21
Otero's project ultimately became Articles 101 and 102, the "magnum
opus" of the 1857 constitution-makers, by which the federal courts
(in effect the Supreme Court) would resolve all controversies
arising from violation of indvidual constitutional guarantees.
22
A critical feature of the amparo, as specified in Article
102, was that all such suits must be initiated by the offended
(agraviada) party, that is, by an individual.
|
20
|
|
Rabasa's trenchant
critique of Mexico's judicial review process did not center on
the juicio de amparo itself. Instead, he focused on the
effect of Article 14 of the Constitution on that process. The
article prohibited retroactive laws; it also stated that "no one
can be judged or sentenced except by laws made prior to the fact
and exactly applied to it by the tribunal that had previously
enacted the law." Rabasa had two basic objections to the article.
The first was that the phrase "judged and sentenced" essentially
shifted protection for the individual from abuses by the government
(el poder público) to protection "from abuses by bad
judges."
23
His second objection was to the word "exactly," which he said
had been misinterpreted as "literally," thus encouraging excessive
litigation by individuals against laws that might be misapplied.
Rabasa argued that this article was a carelessly formulated version
of the "due process" clause of the Fifth Amendment to the U.S.
Constitution. By not making a distinction between "ordinary laws"
and "violations of individual [constitutional] guarantees," Rabasa
claimed that the effectiveness of the juicio de amparo
was undermined. Thus, by 1905 the Supreme Court was faced with
a total overload of amparo cases.
24
In effect, a large part of its activity was devoted to cassation,
that is, to examining purportedly incorrect legal procedures by
the lower courts.
25
Rabasa's campaign to eliminate or reform Article 14 was in vain,
for it emerged essentially intact in the Constitution of 1917;
and the Court's backlog continued.
|
21
|
|
Despite his critique
of the judicial mischief inflicted by Article 14, Rabasa remained
optimistic in his belief that the judicial defense of the Constitution
could be instituted effectively in Mexico.
26
And yet Rabasa's argument was nuanced, complex, and even contradictory,
because of the clash within it between his admiration for the
Anglo-American system and key assumptions from the civil law tradition.
In the conclusion of El Juicio constitucional, he wondered,
somewhat oddly perhaps for an antirevolutionary social conservative,
whether the U.S. judiciary could adapt to social change; for example,
it had overturned labor legislation regulating wages, hours, and
union organization. Is the U.S. Supreme Court, he asked, incompatible
with the evolution of ideas, inflexible and old-fashioned, as
charged by laboring groups? He even acknowledged the popular complaint
in the United States that "the American government is an oligarchy
of the robe"; and he repeated the critical phrase used by French
theorists, "legislation by judges," which he saw as a serious
threat in the United States to "legislation by legislators."
27
|
22
|
|
Rabasa stated
with pride that legislation by judges could never take hold in
Mexico. While Mexico did not enjoy the authority of precedent,
one of the great advantages of the common law, at the same time
it was spared "jurisprudential petrification," the danger that
judicial supremacy could be "converted into a dam to hold back
the currents of national life."
28
He was confident that the threat of judge-made law would be nullified
by Mexico's legal doctrines, its scholarly traditions, and its
conception of justice, "which awaken and enliven in the Latin
ideal a spiritual liberty which we will never lay aside." Rabasa's
study of and direct exposure to the U.S. legal system during his
years of exile did not make him a convert. He still adhered to
the fundamentals of the civil law tradition and showed, as on
this occasion, that he could even idealize them, all of which
paradoxically made him appear as a jurist who would be sympathetic
to the revolutionary legislation being enacted in his own country.
|
23
|
|
Rabasa's ambivalence
in the face of the two divergent legal traditions was also revealed
in his response to the much-debated theoretical issue: was the
juridical branch of government simply a "department" or a true
"power"? Was the administration of justice essentially nonpolitical
or did it have a political function? Following Montesquieu and
the French doctrine of the rigid separation of powers, he initially
took the first position in 1912, then in 1921 shifted decisively
to the second. At first he argued that since the administration
of justice was concerned only with the protection of individual
rights, it was not dependent on the "will of the nation" and thus
not a power as such. He cited Montesquieu's famous phrase on the
nullity of the judicial power, interpreting it to mean only that
the function of the judiciary was essentially different from that
of the legislature or executive.
29
From his exposure to the North American system, he later realized
by 1919 that in practical terms it should be designated a "power"
as in the United States, in order to strengthen its role as defender
of the Constitution. The constitution-makers of 1917 had taken
this position, partly in reaction to Rabasa's earlier argument.
30
Rabasa's basic conviction that Mexico's constitutional system
needed a strong supreme court of irremovable judges, whether he
termed it a "department" or a "power," remained constant during
the decade of turbulent political change. His problem was how
to implement this conviction within the dictates of the civil
law tradition.
|
24
|
|
By 1921, on his
return to Mexico, Rabasa again confronted the theoretical issue
of "department" versus "power" in light of the continued backlog
of amparo cases in the Supreme Court and a pending measure
to divide the Court into multiple chambers (salas) in order
to expedite cases and meet the problem. In a dramatic speech to
an overflow crowd, he reminded his juridical audience that "the
Supreme Court is not a tribunal; it is a supreme power of the
nation." As such, though it does not command, "it restrains those
who do command." He emphasized that its function "is always exclusively
political, as the regulating element of governmental organization."
He saw the measure to divide the court as disastrous, leading
to anarchy and dissolution.
31
|
25
|
|
The dramatic
point of the speech came when he proposed, in addition to the
Supreme Court, the creation of a court of cassation on the French
model, a proposal replete with references to French theorists,
French legal history, and lavish praise for French jurisprudence,
references and praise that were never explicit in his previous
writings. His words bear quoting at length:
|
26
|
|
Above the monument of the Napoleonic
code [was constructed] the monument of French jurisprudence, the
wisest and perhaps the most respectable in the world, the rich
source turned to by the legislators and jurisconsults of nations
that derive their law from the Roman trunk. The product of this
work [that is, of the Court of Cassation] is a general system
of the highest justice, contributed to by a body of judges equaled
by no nation, and by a scientific and judicious bar, the pride
of the world's most profound and transcendental profession.
32
|
|
The French Court of Cassation, he argued, with its
division into civil, penal, and procedural (la procedencia
del recurso) chambers, can dispatch its business with rigor
and clarity and avoid the "perversion of the law" present in the
Mexican system. It "shows us the admirable example of a revisionary
tribunal within the central government to watch over the exact
application of ordinary legislation." The union, as in Mexico,
of both judicial functions, cassation and defense of constitutional
rights, in a single body, "results in a monstrous institution."
33
|
|
|
By creating a
court of cassation, he concluded, the Supreme Court could be made
a true power of government, essentially as it is in the U.S.;
and Mexico's system of judicial review, the juicio de amparo,
could be freed to function as it should. The speech was in effect
Emilio Rabasa's swan song, for he wrote little more on this subject
before his death in 1930. It was his final effort to graft North
American judicial review onto the civil law trunk and thus to
establish a vigorous constitutionalism in Mexico. The effort was
in vain. His proposal aroused some debate at the time; but except
for his disciple Manuel Herrera y Lasso, whose influence was limited,
it has gone virtually unnoticed since.
|
27
|
|
The legacy of
Emilio Rabasa can be seen both in the experience of the institution
he helped establish and in the ideas of his successors. The survival
of the Escuela Libre de Derecho between its founding in 1912 and
the official recognition of its degrees in 1930 is one of the
intriguing subjects of the revolutionary years. Although the overt
justification for the school rested on the guarantee of "freedom
of instruction," as stated in Article 3 of the Constitution of
1857, its científico, anti-Madero, and ultimately
pro-Huerta orientation was clear. In short, the Escuela Libre
was a product of the major political conflicts of the Madero presidency.
The school rapidly gained prestige, despite the political sympathies
of its founders, in part because they were the country's leading
lawyers and jurists. The antagonism between the Escuela Libre
and the official Escuela Nacional de Jurisprudencia faded after
the fall of the counterrevolutionary regime of Victoriano Huerta
in July 1914 and the rise of Venustiano Carranza. Carranza was
able to reconcile the political divisions within the university
world of the capital, including the juridical establishment.
34
It is significant that José Natividad Macías, a founding
professor of the Escuela Libre and a follower of Rabasa, was an
author of the draft constitution Carranza presented to the Constituent
Congress at Querétaro in December 1916.
|
28
|
|
After 1920, the
Escuela Libre remained vulnerable, both because its leaders Emilio
Rabasa and Miguel S. Macedo were ex-científicos, but
also because many of its professors and students were strong Catholics.
In the harsh political atmosphere of the 1920s, the school's survival
strategy was to become apolitical and to preach "tolerance," that
is, to avoid entanglement in the church-state conflict. Rabasa
set the tone for this strategy. In his courses he did reiterate
earlier critical and comparative themes, but in a less vigorous
form. He continued to attack the contemporary juicio de amparo
as "notoriously defective and corrupting," referring to his earlier
proposal to create a court of cassation on the French model. He
criticized the failure of the Constituent Congress of 1916-17
to establish full irremovability of judges. And he pointed up
differences between the U.S. emphasis on judicial precedent and
interpretation and the French emphasis on scholarly analysis of
the law. But Rabasa avoided analyzing in depth the 1917 Constitution,
especially the radical Articles 27 on property and 123 on labor.
As for Articles 3 and 130, on education and the church, he declined
to "touch on religious matters, which I always omit in this class."
35
|
29
|
|
The survival
strategy was successful, and the school's future was secured when
two of its early students, Emilio Portes Gil and Ezequiel Padilla,
became president of the republic and minister of education respectively
in 1929. With the recognition of its degrees the school was able
to withstand continuing hostile pressures during the era of Lázaro
Cárdenas. But in so doing, the critical dimension of Rabasa's
legacy declined, law and history diverged, and the juridical establishment
made its peace with the revolutionary state.
|
30
|
|
The divergence
of law and critical history and the problems of the Rabasian legacy
can also be seen in bits of evidence drawn from ideas of his successors.
It appears that with the Revolution, interest in comparative legal
systems faded in Mexico, though Rabasa's son, Oscar, attempted
vainly to keep it alive. While in exile with his father in the
United States, he received a law degree from the University of
Pennsylvania in 1917, which made him unique among Mexican lawyers.
On his return from the United States, he sought to perpetuate
his father's interests when he vigorously opposed an amparo
case that he said involved a strictly political (and nonconstitutional)
conflict between the state of Veracruz and the federal government.
36
He maintained that since the juicio de amparo was an adaptation
of the Anglo-American system of judicial review to the Mexican
milieu, it would be quite natural in such a case for jurists to
study the decisions of the U.S. Supreme Court. He then berated
his colleagues for not doing so. When a juridical problem in civil,
commercial, or penal law arises, he said, they "turn to its source
or origin, going back if the case demands it to Roman law, or
perhaps to French or Spanish law." What a pity, he added, that
"we don't see in their libraries, alongside the magnificent French
treatises, a single complete work on U.S. constitutional law,
or a collection of Supreme Court decisions." While French theorists
are extensively consulted in a civil or criminal case, "an American
author is never consulted when a constitutional issue arises."
Moreover, if Mexican jurists had studied U.S. constitutional law,
they could have adapted the juicio de amparo more perfectly
to their needs, instead of allowing it to reach "its present state
of disintegration."
37
Rabasa then went on to review in detail the U.S. Supreme court
cases that bore upon the amparo suit in question.
|
31
|
|
Oscar Rabasa's
polemic aroused little response, but it is also evident that he
himself was determined to fill the void, which he did two decades
later with the publication of Mexico's only important treatise
on North American law. Once again he took the occasion to lament
the ignorance in Mexico of U.S. law, both because few could read
Anglo-American works in English, but also because there did not
exist a single complete translation of such a work into Spanish.
His challenge, as he saw it, was "to figure out a system which
in its formal aspect, in its juridical forms, in its terms and
procedures, differs radically from Mexican law."
38
In addition to Rabasa's work, there was established in 1940 the
Instituto Mexicano de Derecho Comparado and in 1948 its journal
devoted to comparative law. However, the journal scarcely acknowledged
Oscar Rabasa's study and to date has given little attention to
topics from the common law world. Hector Fix Zamudio, longtime
director of the Sección de Derecho Comparado of the Instituto
de Investigaciones Jurídicas, has clearly given some attention
to comparative topics, but he admitted recently that the teaching
of the subject was hindered by the lack of any appropriate texts.
39
It is perhaps too early to tell whether the era of NAFTA will
bring a change in the situation.
|
32
|
|
The fate of the
Rabasian legacy is also revealed in the experience of "his most
distinguished disciple," Manuel Herrera y Lasso (1890-1967).
40
Herrera y Lasso was one of the student rebels of 1912 whose actions
led to the founding of the Escuela Libre de Derecho, and he was
closely associated with the school throughout his career. He taught
sociology at various times from 1914 to 1927 and became Rabasa's
successor to the chair of constitutional law in 1930. A fervent
Catholic, Herrera sought exile in Cuba during the Cristero upheaval
of 1927-29; and in 1939 he became a founder of the conservative
Partido de Acción Nacional and a subsequent PAN activist.
Despite his uneasy relationship with the revolutionary state,
Herrera was tolerated and even recruited to serve as consultant
to three presidents from 1947 to 1964. Though he never published
a major juridical study, he was celebrated for his teaching at
the Escuela Libre and respected within the juridical establishment
for his eloquence and his numerous occasional commentaries on
constitutional issues, collected and published in three separate
volumes from 1940 to 1986.
41
|
33
|
|
Though Herrera
y Lasso took issue with Rabasa's anticlericalism and his narrow
construction of individual rights, he remained faithful to the
core issues of Rabasa's constitutional thought. He perpetuated
Rabasa's attacks on the contemporary amparo procedure,
and he was the sole champion of Rabasa's 1921 proposal for the
establishment of a court of cassation to separate appeals based
on ordinary legislation from amparo suits on bona fide
constitutional issues. He continued to pursue the cause of judicial
irremovability and criticized severely the half measures taken
to restructure the Supreme Court after 1917.
42
He argued eloquently, though unsuccessfully, that a statue be
erected to Emilio Rabasa in the Supreme Court building to accompany
those honoring the other three great jurists who had guided the
evolution of the juicio de amparo.
43
However, Manuel Herrera y Lasso's Catholicism, his PAN
militancy, and his failure to publish a notable juridical treatise
reduced his influence as a perpetuator of Rabasa's thought within
the postrevolutionary establishment.
|
34
|
|
Not only did
the Revolution undercut the Rabasian tendency toward historical
and comparative constitutionalism, but it also injected new social
assumptions into the juridical process. Although there is some
basis for them in Rabasa's sociological approach to history and
in his critique of the excessively individualistic decisions of
the U. S. Supreme Court, Mexican legal thought after 1920 moved
in new social directions. The ideas of Felipe Tena Ramírez,
Rabasa student, eminent constitutionalist, and Supreme Court President
were symptomatic of this change. Tena Ramírez studied at
the Escuela Libre de Derecho in the mid 1920s, presenting in 1928
a thesis on the shift in the function of law from individualism
to socialism. That same year a revision of the Civil Code appeared,
specifically construing property "as a social function and not
as a subjective right." The influence of the French theorist Leon
Duguit (1859-1928), an author also much studied at the Escuela
Libre during the 1920s, was apparent in this new formulation.
44
Duguit argued the historical decline of two opposing abstract
theories, the idea of "the sovereign right of the state" and the
"idea of a natural inalienable and imprescriptible right of the
individual personality," both giving way to a "public service"
state, that is, public law guided by realistic social concerns.
45
The constitutional thought of Tena Ramírez revealed clear
signs of these new tendencies, as well as certain older Rabasian
themes. The interaction of the two was subtle and not always in
conflict.
|
35
|
|
Felipe Tena Ramírez
departed from Rabasa when he justified some years later the right
of the Mexican people to modify by violent means "the constitutional
norms of the Mexican state." Following a detailed discussion of
the political and constitutional events of the revolutionary decade,
he concluded that revolution can have a moral if not a juridical
basis. In short, "the right to revolution," he said, "is converted
into positive law when it is recognized as such by the people,
expressly or tacitly."
46
Tena's construction of the right to revolution seemed to run parallel
to his critique, in the manner of Rabasa, of the U.S. Supreme
Court's attack on social legislation early in the century, which
he termed a defense of the capitalist social order (a phrase,
of course, which Rabasa would never have used). Citing French
theorists Maurice Hauriou and Edouard Lambert, Tena identified
the penetration of the "contagion of politics" into the U.S. judicial
power; it was paralizing the work of the legislator. It is necessary,
he concluded, that "the Mexican defense of the Constitution [el
juicio constitucional mexicano], which has taken that system
as a model, preserve itself from such risks."
47
He then went on to discuss at length the juicio de amparo,
which continues to be "what it always has been; a defense of the
individual within the constitutional order" and not what it perhaps
could never have been, "a direct and autonomous defense of the
Constitution" (by which he meant a defense against unconstitutional
legislation or decrees).
48
|
36
|
|
One can definitely
sense ambivalence in the treatment of the Supreme Court by Tena
Ramírez, an ambivalence pointed to years before by his mentor.
Tena outlined a pattern of frequent changes in the organization
of the court from the 1920s to the 1950s, a discussion that in
effect emphasized its lack of independence in the face of executive
authority.
49
Though his ambivalence was subdued and only implicit (what else
could it be in the standard manual of Mexican constitutional law?),
he probably would have agreed with his colleague Salvador Urbina,
president of the Supreme Court in the 1930s and 1940s. In his
1944 prologue to Oscar Rabasa's treatise on Anglo-American law,
Urbina lamented the limited power of the Mexican judiciary, asserting
that the Mexican legal system "places handcuffs on the Mexican
judge."
50
Tena Ramírez had great pride in the juicio de amparo
as a defense of individual rights and he resisted any political
intervention by the judiciary. Nonetheless, he seemed to acknowledge,
as had Emilio Rabasa earlier, the weakness of the Mexican Supreme
Court in the face of executive authority, now enhanced within
the revolutionary state.
|
37
|
|
What conclusions
can we draw concerning Mexican constitutionalism from the thought
of Emilio Rabasa, the country's most important historian and jurist
of the early twentieth century? First of all, his work was part
of a difficult attempt to bring together elements of the two Western
legal traditions. The attempt has been the more difficult because
it pertains only to public law; private law in Mexico has remained
solidly within the civil law world, and mastery of private or
civil law has been the continuing basic objective of legal education.
Thus the assumptions derived from civil law have inevitably inserted
themselves into public or constitutional law, even though many
of the constitutional forms, particularly pertaining to the judiciary,
were adapted from the United States.
|
38
|
|
Emilio Rabasa's
intellectual trajectory demonstrates clearly this anomaly in Mexican
public law. As a historical constitutionalist with a broad comparative
vision, fortified by years spent in the United States, Rabasa
sought to strengthen Mexico's judiciary so that it could become
a limiting force on personal executive power, whether the version
was pre- or postrevolutionary. Though he saw the need for strong
government in the nineteenth century, even for "dictators" like
Benito Juárez and particularly Porfirio Díaz, Rabasa
concluded optimistically on the eve of the Revolution that the
stage of dictatorship was over and that the constitutional stage
would follow. As an elitist he saw that stage as "democratic oligarchy"
based on a powerful supreme court on the U.S. pattern. Yet the
dictates of Rabasa's own legal tradition were in conflict with
that pattern, and he found unacceptable the actions of the U.S.
interventionist courts of the early twentieth century. Influenced
by French legal theorists, Rabasa rejected "legislation by judges"
and paradoxically took a position that could be used to justify
revolutionary social measures, measures that were inimical to
his general social thought.
|
39
|
|
In the juridical
realm itself, Rabasa made numerous efforts to "purify" Mexico's
system of judicial review, the juicio de amparo, so that
it could function effectively as a process for guaranteeing individual
constitutional rights. His most dramatic effort was to propose
late in his career a court of cassation on the French model, in
order to remove from the clogged agenda of the Supreme Court the
myriad cases that arose from challenges to poorly applied decisions
on ordinary legislation. Thus freed, the Supreme Court could become
a true power of government and perhaps a more effective restraint
on executive authority. But Rabasa's dual solution was ignored
and Mexico's Supreme Court continued to function as a hybrid of
the two systems, French and North American, and its independence
within the government was undermined.
|
40
|
|
However, Rabasa's
critique of the conservative U.S. interventionist courts, a critique
pursued by his student Felipe Tena Ramírez, raises the question
of the role of judicial review in a revolutionary regime whose
objective is legislation to transform society. It may be that
the civil law tradition, with its modern origins in revolutionary
France, was better suited to Mexico than its common law counterpart.
The extreme separation of powers, the ideological impulse driving
codification, the suspicion of judges and judge-made law, all
of these civil law elements favored a regime of social transformation,
at least ideally.
51
Perhaps this is one reason, though certainly not the only one,
why Rabasa's juridical successors made their peace with the revolutionary
state and why his form of historical constitutionalism, with its
envisioned "democratic oligarchy," did not outlive him. However,
as Mexico now confronts a long-entrenched quasi-authoritarian
government in the hands of a single party, perhaps Rabasa's version
of constitutionalism, modified for our more democratic times,
will regain its significance.
52
|
41
|
|
Finally, we return
to the "problem" of Mexican constitutionalism posed at the beginning
of this article. By considering it within the context of conflicting
legal traditions, can we not surmount the North American temptation
to resort to the terminology of "success" and "failure"? The institutional
and legal differences between Mexico and the United States are
deep and enduring, despite a common border and the inevitable
influences that flow in both directions. The thought of Emilio
Rabasa and his followers may provide a window through which we
can view the interaction of North American influences and the
resistant legal tradition embedded within Mexican constitutionalism.
|
42
|
|
Charles A. Hale is a professor of history,
emeritus, at the University of Iowa. This article is a revised
and expanded version of a conference paper, published in Spanish
in Historia Mexicana 48 (1998): 97-125. The author acknowledges
the support of the David Rockefeller Center for Latin American
Studies, Harvard University, and its director, John H. Coatsworth,
in the preparation of this article, as well as the ongoing help
of Jaime del Arenal Fenochio and John Reitz. All translations
are the author's unless otherwise indicated.
Notes
1.
See, for example, Keith S. Rosenn, "The Success of Constitutionalism
in the United States and Its Failure in Latin America: An Explanation,"
Inter-American Law Review 22 (1990): 1-39. Interestingly
enough, the "success" and "failure" theme is much less prominent
in Rosenn's two earlier authoritative articles: "Judicial Review
in Latin America," Ohio State Law Journal 35 (1974): 785-819,
and "The Protection of Juridical Independence in Latin America,"
Inter-American Law Review 19 (1987): 1-35. See also Michael
C. Taylor, "Why No Rule of Law in Mexico? Explaining the Weakness
of Mexico's Judicial Branch," New Mexico Law Review 27
(1997): 141-66. Taylor focuses primarily on the ineffectiveness
of post-1917 reforms of the judicial system.
|
|
2.
For a fuller discussion of nineteenth-century Mexican constitutionalism,
see my "The Revival of Political History and the French Revolution
in Mexico," in The Global Ramifications of the French Revolution,
ed. Joseph Klaits and Michael H. Haltzel (Washington and Cambridge:
Woodrow Wilson Center Press and Cambridge University Press, 1994),
158-76.
|
|
3.
Laboulaye's 1842 essay on Savigny can be found in Études
contemporaines sur l'Allemagne et les pays slaves, 3d ed.
(Paris: Charpentier, 1868), 239-310. See also Hermann Kantorowicz,
"Savigny and the Historical School of Law," Law Quarterly Review
53 (1937): 326-4The only English version of Savigny's manifesto,
On the Vocation of Our Age for Legislation and Jurisprudence,
dates from 1831 (reprint, New York: Arno, 1975). The first recognition
of Savigny in France may have been by Jean Louis Eugéne Lerminier,
who in his Introduction génerale à l'histoire du
droit (Bruxelles: Hauman, 1829), vi, testified to the impact
Savigny's manifesto made on him as a law student forced to "learn
the meager and dry formulas without animation or life" of the
French Civil Code. Savigny, he said, made him realize the difference
between loi and droit. On this general topic, see
the illuminating study by Donald R. Kelley, Historians and
the Law in Post-Revolutionary France (Princeton: Princeton
University Press, 1984).
|
|
4.
This section of the article has been drawn from my The Transformation
of Liberalism in Late Nineteenth-Century Mexico (Princeton:
Princeton University Press, 1989), chaps. 2-The advocates of an
irremovable judiciary were undoubtedly influenced by the French
anti-Jacobin campaign during the early Third Republic to establish
irremovability in the Council of State, the supreme administrative
tribunal. See David Thomson, Democracy in France (New York:
Oxford University Press, 1952), 59-60. The campaign produced at
least two elaborate studies by jurists: Albert Desjardins, Études
sur l'inamovibilité de la magistrature (Paris: Durand,
1880) and G. Martin-Sazeaud, Recherches historiques sur l'inamovibilité
de la magistrature (Paris: Imprimerie et Librairie Générale
de Jurisprudence, 1881).
|
|
5.
John Henry Merryman, The Civil Law Tradition. An Introduction
to the Legal Systems of Western Europe and Latin America,
2d ed. (Stanford: Stanford University Press, 1984), 2. On the
civil law tradition generally, see also essays by Mauro Cappelletti
and David S. Clark in Comparative and Private International
Law. Essays in Honor of John Henry Merryman on his Seventieth
Birthday, ed. David S. Clark (Berlin: Dunker and Humboldt,
1990); F. H. Lawson, A Common Lawyer Looks at the Civil Law
(Ann Arbor: University of Michigan Law School, 1953); Mary Ann
Glendon et al., Comparative Legal Traditions (St. Paul:
West Publishing Company, 1982).
|
|
6.
The standard work on the comparative history of the judiciary
with emphasis on the revolutionary reaction against the judiciary
of the Old Regime in France is John P. Dawson, The Oracles
of the Law (Ann Arbor: University of Michigan Law School,
1968). For the text of the decree of August 16, 1790, see John
Hall Stewart, A Documentary Survey of the French Revolution
(New York: Macmillan, 1951), 143-57.
|
|
7.
Merryman, Civil Law Tradition, 26-2
|
|
8.
Passages from Montesquieu (bk. 11, chap. 6), quoted by Mauro Cappelletti,
The Judicial Process in Comparative Perspective (Oxford:
Clarendon Press, 1989), 192-93 n.
|
|
9.
Jerome B. King, "Constitutionalism and the Judiciary in France,"
Political Science Quarterly 80 (1965): 69-70.
|
|
10.
René David, French Law (Baton Rouge: Louisana State
University Press, 1972), 19. It is important to note that Montesquieu's
influence on historical constitutionalism entailed his emphasis
on the balance of powers between king, nobility, and commons,
and not between the executive, legislative, and judiciary, since
he saw the judicial power as null. Thus the U.S. notion of separation
of powers (or checks and balances), which includes the judiciary,
cannot be attributed directly to the influence of Montesquieu.
See R. R. Palmer, The Age of the Democratic Revolution
(Princeton: Princeton University Press, 1959-64), 1: 57-58.
|
|
11.
In general, see Merryman, "The Public Law-Private Law Distinction
in European and United States Law," Journal of Public Law
17 (1968): 3-19.
|
|
12.
Kelley in Historians and the Law demonstrates the ambivalence
of the postrevolutionary judicial establishment toward codification,
which in part prompted its growing enthusiasm for history and
for the German historical school of law.
|
|
13.
On the evolution of cassation in France, see Mauro Cappelletti,
Judicial Review in the Contemporary World (Indianapolis:
Bobbs-Merrill, 1971), 12-16. Cappelletti (also in Judicial
Process) stresses the efforts to strengthen judicial review
in post-World War II Europe and notes indications of convergence
between the two Western legal systems. However, in France, the
traditional Council of State, which was charged with reviewing
abuses of administrative action, and the new Constitutional Council
(1958) have remained basically political as opposed to judicial
entities.
|
|
14.
A Mexican Supreme "Court" on the U.S. pattern was established
in the Constitution of 1824, but its immediate precedent was the
Supreme "Tribunal," created in the Spanish Constitution of 1812,
an entity tied to the legislature (Cortes) and thus more
French in orientation. From these mixed origins arose the conflict
between the Court's early struggle for judicial independence and
its extreme entanglement in politics, succumbing finally to executive
authority by 1855. See the pioneering archivally based study by
Linda Arnold, Política y justicia: La Suprema Corte mexicana,
1824-1855 (Mexico: UNAM, 1996).
|
|
15.
Rabasa, La Constitución y la dictadura. Estudio sobre
la organización política de México, 3d ed.
(Mexico: Porrua, 1956), 244.
|
|
16.
Daniel Cosío Villegas asserted that according to Rabasa's
son Oscar, La Constitución y la dictadura was probably
written in 1910 in time to present a copy to Porfirio Díaz
before he left the country in May 1911. Cosío speculated
further that the book may have been prompted by the famous Creelman
interview of 1908, which opened the way for public discussion
on how the country could pass "from a tyrannical to an institutional
regime." See Cosío Villegas, La Constitución de 1857
y sus críticos, 4th ed. (Mexico: Fondo de Cultura Económica,
1998; 1st ed. 1957), 59-60. The considerable emphasis Rabasa put
on "la Conferencia Creelman y sus consecuencias," chapter 11 of
La Evolucion histórica de México, 2d ed. (Mexico:
Porrua, 1956; 1st ed., 1920), lends credence to Cosío's suggestion.
|
|
17.
Rabasa, El Artículo 14: Estudio constitucional; El Juicio
constitucional: Orígenes, teoría y extensión,
2 vols. in 1, 5th ed. (Mexico: Porrua, 1984), 133.
|
|
18.
Cosío Villegas, Constitución de 1857, 51.
|
|
19.
Rabasa, Artículo 14, 69-70.
|
|
20.
Rabasa, Juicio constitucional, 160, 138-39.
|
|
21.
Rabasa, Constitución, 193; also Juicio constitucional,
230-37.
|
|
22.
There is, of course, an extensive technical literature on the
juicio de amparo, and a debate on its origins, which is
beyond the scope of this article. The standard work is Ignacio
Burgoa, El Juicio de amparo, 32d rev. ed. (Mexico: Porrua,
1995; 1st ed., 1943). In English is Richard D. Baker, Judicial
Review in Mexico: A Study of the Amparo Suit (Austin: University
of Texas Press, 1971). Contrary to the conventional view, Andrés
Lira González has argued persuasively for the colonial antecedents
of the juicio in El Amparo colonial y el juicio de amparo
mexicano (Mexico: Fondo de Cultura Económica, 1972).
Article 101 also provided that the federal courts would resolve
all controversies arising from federal laws that restricted the
sovereignty of the states and from state laws that invaded the
sphere of federal authority. These parts of the article have been
much less applied than the protection of individual guarantees.
|
|
23.
Rabasa, Artículo 14, 12.
|
|
24.
Rabasa, Juicio constitucional, 108, 276-79, also 319.
|
|
25.
Ibid., 278. On the amparo as cassation, see Baker, Judicial
Review, 175-76; Kenneth L. Karst and Keith Rosenn, Law
and Development in Latin America (Berkeley: University of
California Press, 1971), 130 and following. For the numerous late
nineteenth-century volumes of court reports devoted to cassation,
see Helen L. Clagett and David M. Valderrama, A Revised Guide
to the Law and Legal Literature of Mexico (Washington: Library
of Congress, 1973), 406-13.
|
|
26.
See, for example, Rabasa, Juicio constitucional, 337
|
|
27.
Ibid., 329-33. For the U.S. context, see Arnold M. Paul, Conservative
Crisis and the Rule of Law: Attitudes of Bar and Bench, 1887-1895
(Ithaca: Cornell University Press, 1960); William W. Fisher III
et al., eds. American Legal Realism (New York: Oxford University
Press, 1993); Morton J. Horowitz, The Transformation of American
Law, 1870-1960: The Crisis of Legal Orthodoxy (New York: Oxford
University Press, 1992), chaps. 1-2.
|
|
28.
Rabasa, Juicio constitucional, 333. In his "Brief Introduction
to the Mexican Writ of Amparo," Californa Western International
Law Journal 9 (1979): 306-48 (designed to introduce U.S. lawyers
to the juicio de amparo), Hector Fix Zamudio states: "It
is important to note at the outset the lack of a principle in
the Mexican legal system comparable to stare decisis [i.e.,
the power and obligation of courts to base decisions on prior
decisions]" (308).
|
|
29.
For Rabasa's early position, see Constitución, 188-90.
On the issue in France, see David, French Law, 27.
|
|
30.
See Rabasa, Juicio Constitucional, 227; Felipe Tena Ramírez,
Derecho constitucional mexicano, 6th ed. rev. (Mexico:
Porrua, 1963), 230, 411-12. References to Rabasa, positive and
negative, were frequent in the debate over the organization of
the judiciary (Article 94) in the Constituent Congress of 1916-17:
see Diario de los debates del congreso constituyente, 2d
ed. (Mexico: Secretaría de Gobernación, 1960), 2: 701-22
(session of 20 Jan. 1917). Cosío Villegas dismissed Rabasa's
assertion in 1912 that the judicial branch "is never a power,"
but he failed to acknowledge Rabasa's later change of position.
Andrés Lira in his "prólogo" to the 1998 edition of
Cosío Villegas, Constitución de 1857, criticizes
Cosío for his failure to come to grips with Rabasa's juridical
ideas or with his two juridical studies.
|
|
31.
Rabasa, "Reforma a la constitución política de la república,
con el fin de organizar la suprema corte de justicia como tribunal
que pueda garantizar la rapidez de sus resoluciones y cumplir
a las funciones técnicas que la constitución le encomienda,"
Revista de ciencias sociales 5 (1928): 616-29, reprinted
in Rabasa, Antología de Emilio Rabasa, ed. Andrés
Serra Rojas (Mexico: Oasis, 1969), 2: 188-99. The speech is dated
7 Jan. 1921. The event, including a subsequent debate on Rabasa's
proposal, was reported in Excelsior, 8 Jan. 1921, reprinted
in Rabasa, Antología, 2: 199-204.
|
|
32.
Rabasa, "Reforma a la constitución política," in Antología,
2: 194.
|
|
33.
Rabasa was reacting in part against the Law of Amparo of 1919,
which, after a half century of debate (that included Rabasa's
Artículo 14) on the problem of overlapping cassation
functions in federal tribunals and in the Supreme Court via amparo,
eliminated cassation in name, though maintained it in effect with
the "legality" function of the juicio de amparo. See Hector
Fix Zamudio, "Casación," Diccionario jurídico mexicano,
2d ed. (Mexico: Porrua, 1987), 1: 428-30; also idem, "Brief Introduction,"
324, where Fix Zamudio asserts that eighty percent of amparo
suits were of the cassation type.
| |