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Book Review
Tony Honoré, Law in the Crisis of Empire, 379-455 A.D.: The Theodosian
Dynasty and Its Quaestors, New York: Oxford University Press, 1998.
Pp. xii + 314 + two computer disks. Price $85.00 (ISBN 0-19-826078-4).
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Tony Honoré has pugnaciously dedicated
his newest book "to the unsatisfied," a broad hint that something
familiarly controversial is to come. And come it does, in the form
of a historical argument based on a stylistic analysis of the Latin
of imperial laws dated between a.d. 379 and 455. These laws are
chiefly preserved in the Theodosian Code, a collection of
imperial laws of the fourth and fifth centuries a.c. gathered (with
subsequent additions) in a.d. 429-435 and thus prior to the
more familiar, multi-part Justinianic Code.
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The purpose of Honoré's stylistic
analysis is to distinguish individual late-antique quaestors, who,
Honoré and others argue, were the officials responsible for
the drafting of late-antique laws, laws whose date and place of
promulgation are preserved but which are otherwise attributed only
to emperors. He does this by identifying stylistic characteristics
and then alternations in styles over time, for there was no "palace"
style that flattened all individual expression in the writing of
law, nor extensive later editing that altered individual styles
beyond recognition. A particular object of Honoré's stylistic
interest, the varying legal exactitude of the language employed,
then becomes the basis of wider conclusions about the Decline and
Fall of the Roman Empire in the West. Yet whether Honoré brings
his chariot past the finish line depends on whether you can accept
the conclusions he draws from his stylistic analyses, admit his
closely reasoned assessments of plausibility that build upon each
another, and endorse his assumptions about how law works in premodern
society. |
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Honoré is applying
to these late-antique texts the analytical techniques he developed
in Tribonian (1978), Emperors and Lawyers (1981 and
1994), and Ulpian (1982): "in each of these [earlier works]
the dissection of style and outlook shows that, behind the surface
uniformity of the texts ... lies diversity" (p. viii). By rearranging
here the laws of the Theodosian Code from one empire-wide
topical sequence into one Eastern and one Western sequence, each
arranged chronologically, and then paying minute attention to the
language in which these laws were written, Honoré can discern
"distinct intellectual and moral commitments" (p. viii)that
is, styles and attitudesand, therefore, individual authors.
Ten of the book's thirteen chapters are devoted to this endeavor,
burrowing into the thorny thickets of Latin style so deeply that
readers of this journal, so rarely troubled in its pages even by
neatly trimmed and English'd expositions of Roman law in its Roman
context, might find that attempts to follow Honoré's path draw
blood. Honoré understands (p. ix) that it is easy to criticize
his stylistic analysiswhich is to some extent subjective and
depends in particular on distinctive stylesand the attributions
of authorship that depend on it. Yet the extensive effort to prove
scientifically that different hands were at work is at heart an
attempt to convey, in rigorous form acceptable to his critics, intuitions
developed from years of immersion in legal Latin, and these intuitions
should be respected. If you can propose better criteria and arguments,
Honoré has provided two computer disks with searchable legal
texts of the period under discussion with which you can test them
(p. ix). |
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Honoré's assessment of how reliably
the texts have been transmitted and dated is less controversial:
the Theodosian Code is "more text-conservative" than the
Justinianic Code (152), and the dating, probably performed
by the commissioners themselves, was 89 percent accurate (150).
Yet if there is some editing (even if not very much), and one in
ten laws is incorrectly dated (and must be redated on the basis
of style [p. x]), the certainties on which the stylistic analysis
depends become a little less certain. Ninety percent of eighty-nine
percent is eighty-one percent: for some, the chariot may be slowing
on the back stretch. |
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In making
his stylistic analysis, Honoré is especially dependent on alternations
between the rhetorical or bureaucratic style, on the one hand, and
the legal or "lawyer's" style on the other. Where he diagnoses less
legalese, as in the West, he can also distinguish fewer quaestors
overall (215). How can Honoré make this distinction between
bureaucrats and lawyers? "Quaestors with a purely rhetorical training
... tried to avoid technical terms, since these belonged to a plain
style of composition, unsuited to imperial pronouncements," he explains.
"But when the quaestor was a lawyer, who had moved on from rhetoric
to the classical legal texts, the desire to be clear might override
the convention against using technical terms ... whilst his colleague
who had picked up only as much law as he needed in order to draft
this or that constitution would seek to paraphrase legal terms"
(164). This conclusion is a reasoned and hopeful one, and merits
respect, but cannot be an iron law. Indeed, even in Honoré's
judgment this argument leads to characterizations that are fuzzy
at best, like the quaestor of a.d. 381-382, a man "of literary accomplishment
who was probably but not certainly a lawyer" (45), or Martyrius,
who was "a rhetorically gifted lawyer rather than ... a purely literary
figure" (164).
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Moreover, this perceived distinction
between lawyer and bureaucrat, which carries an enormous interpretive
weight, is also a value judgment. Rhetoric? Grotesque obfuscation,
of course! Bring on lawyerly (and modern [cf. 85]) exactitude and
clarity! But were these also the judgments of the later Roman Empire?
Honoré suggests that this was so, with reservations. For although
"the high literary style was the most admired" (22), he also suggests
that the compilers of the Theodosian Code considered their
laws "brief" and "clear," even though these laws might seem "obscure
and wordy" to us (127). The brevitas and claritas
(CTh 1.1.6) claimed by the compilers might, however, mean
not "brevity and clarity" but "trimmed" and "brilliant," the latter
in a socially superior or rhetorically elevated sense. The "obscurity"
from which laws are rescued (NT 1.1.4) would then be that
imposed by time, not confused syntax. That is, what we deem an opaque
and hyper-rhetoricized style, they found impressive and appropriate.
The more difficult and knotted the language, the better, and thus
the more the emperor's phrasing resembled the knot of Gordion, the
better. The very existence of hypertrophied rhetoric in legal as
well as literary texts warns against singling out precise and clear
legal language as the standard to which all should have been striving
but did not. |
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A way of testing
the value contemporaries placed on legalistic law would be to ask,
How and why did this law work? Was "lawyers' law" in fact
more effective than "rhetorical law"? Honoré does not tackle
these questions head on, contenting himself in the preface and the
first chapter with the lionization of lawyers as men who combined
"technical expertise with a trained sense of justice and right conduct"
(7) and with the suggestion that the appointment of these lawyers
to quaestorships demonstrates "a commitment to the rule of law"
(x), itself an element of good government. Lawyers' laws, because
clearer, were good; without good laws, even "physical security"the
most important aim of government"was incomplete" (8). Yet
these observations remain suggestions. The opposite position might
well be maintained: in the almost total absence of enforcement mechanisms,
"rhetorical law," written in a style associated with cultural authority
and therefore commanding obedience, might have been more effective
than "lawyerly law." In either case, the impact or efficacy of laws
cannot be derived from their language, or from a study of their
admirable lawyer-authors, or even from a study of the bureaucracy
to which they came to belong. To understand impact and efficacy,
one must look not at the fact of lawyerly law, but at how that or
other law was received or understood in court, and at what a nonspecialist
understanding of legitimacy might be. |
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Built upon this "sketch" (25), with its
assumptions about good government and the rule of law, is one further
conclusion. The Eastern Roman Empire, perhaps "more professional
than the western" (19; cf. 23, 25), survived, while the western
did not: "what role did law play in the outcome?" (1). Honoré's
logic is clear. There were more lawyer-quaestors in the East (15/30)
than in the West (5/19). The East was, therefore, more committed
to good government. Therefore the East survived. That more of these
Eastern lawyer-quaestors (8/15, compared to 2/5 in the
West) were Christians Honoré also finds significant (23), for
this fact demonstrates that in the East, law and the Christian life
were integrated, which gave "the legal profession in the East greater
theoretical strength and practical effectiveness" (24). Here too
the brief argument has an eerie gossamer quality that the low numbers
only serve to highlight. There is simply not enough evidence here
to justify the assumptions or support such a far-reaching theory,
intriguing though it may be. |
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Although for some, as for this reviewer,
this may be the point where a wheel falls off the chariot, all should
admit that this book is nonetheless an exhilarating ride, admirable
for its inventive hypotheses if not for its conclusions. Some phrasing
will amuse or baffle the American cousins: Christians "pressurizing"
widows brings to mind irresistible images of pursuit with bicycle
pump (6); Britishisms like "wet" as a political term meaning "weak"
(2), composing "in the Curzon manner" (48), and "French-style cohabitation"
(69) can confuse. Other idiosyncrasies may irritate a wider audience,
like the avoidance of final punctuation in the footnotes, which
can create unattractive chaos and is an experiment that should not
be repeated. These last points are, however, small points.
Overall, the conviction of the author and the ruthless thoroughness
of the stylistic analysis compel admiration and should inspire Roman
historians as well as scholars of Roman law to explore, vindicate,
or disprove some of the conclusions about law and society that Honoré
posits. |
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Elizabeth A. Meyer
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University of Virginia
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