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Law, Capitalism, and the Liberal State: The Historical Sociology of James Willard Hurst
WILLIAM J. NOVAK
The knowledge to which his life is consecrated is of things
which it concerns the world to know.
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Oliver Wendell Holmes, Jr.
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Two legacies vie to take the measure of the work of
Willard Hurst. The first understands Hurst primarily in his formal
role as the "founding father" of an academic sub-specialty known
as "American legal history"the author of a canonical text
Law and the Conditions of Freedom, and the coiner of interpretive
phrases like "legal instrumentalism" and "the release of energy"
that established the boundaries of disciplinary debate for two generations
of acolytes and dissenters. The second legacy flows from the substantive
range of Hurst's research and writing as a wholethe depth
and breadth of an intellectual project that tears at and transcends
the very disciplinary borders being constructed by his texts and
phrases. 1 In this essay, I will ignore the first perspective,
which tends to dominate hagiographic and commemorative commentaries.
But I will take the second very seriously, that is, the notion that
there is something substantively unique and lasting in the scale
and scope of Hurst's work, in his capacious and self-reflexive conception
of his project and his field of inquiry. In this essay, I will talk
about Hurst's work as "historical sociology," not "American legal
history." Historical sociology offers a fresh context against which
to measure Hurst's largest intellectual contributions while simultaneously
freeing the substance of his writings from the disciplinary canonization
that so often inhibits new perspectives and future research and
writing. 2
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What is historical
sociology? The combination of a historical concern for the broad
compass of time together with a sociological ambition to understand
the vast complexity of society as a whole exudes a certain "bigness."
And indeed Theda Skocpol identifies historical sociologists in the
first instance by their ability "to ask bigger questions than most
social scientists ever dream of posing." Historical sociology has
as its lofty objective nothing less than the holistic understanding
of the interrelationship of individual action, large-scale social
structures, and fundamental processes of historical change.
3 It attempts to encompass both past and present,
events and processes, action and structure, and the individual and
the collective via a method that merges conceptual development,
comparative generalization, and in-depth empirical exploration.
4 Such full-scale, transdisciplinary attempts to
grasp the totality of socio-historical change are not for the faint
of heart as indicated by the short list of historical sociologists,
old (Montesquieu, Tocqueville, Marx, Weber, Durkheim) and new (Marc
Bloch, Barrington Moore, Karl Polanyi, E. P. Thompson, and Immanuel
Wallerstein).
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The work of Willard
Hurst crosses the threshold of historical sociology. His questions
and methods were certainly "big." Hurst worked and talked in books
and long-term projects envisioned as written for subsequent generations.
He often repeated Robert Lynd's probing question, "Knowledge for
What?" as he attempted to move legal scholarship toward a broader
conceptualization. Hurst attacked the "parochialism" of extant legal
writing for its "inattentiveness to the study of large processes
and end values." 5 "Want of philosophy" is the fundamental
defect, he argued. "Legal research has moved within very limited
borders, relative to its proper field, because it has not been grounded
in ideas adequate to the intellectual challenge which the phenomena
of legal order present." What were the ideas adequate to illuminate
the "proper field" for legal inquiry? For Hurst they were history
and sociology"the living interplay of law and social growth."
As he put it, "Only a broad concern with law's operational ties
to other components of social order will lead to the contributions
the study of legal history should make to an illuminating sociology
of law." 6
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This is the most
appropriate context within which to weigh Hurst's intellectual achievementnot
as the forebear of a band of American legal history specialists
nor as the founder of a distinctive "school" of legal sociologybut
as a broad-gauged socio-legal thinker of the first order, writing
in the tradition of Tocqueville, Weber, Holmes, and Pound.
7 Hurst's project is less interesting for its contribution
to local historiographical debates about formalism vs. instrumentalism,
classicism vs. realism, consensus vs. conflict, continuity vs. change,
or functionalism vs. critical legal theory 8 than for its broader synthesisits total
(theoretical, empirical, and normative) attempt to sketch the whole
set of interrelationships between law and society. Hurst consciously
strove to underwrite his work with a systematic and elaborate conceptual
framework designed to link his close empirical investigations of
nineteenth-century American law to perennial questions about the
"general course of social experience." 9 This essay is a preliminary attempt to map and
summarize that remarkably consistent Hurstian system.
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At the center of
Hurst's system was the particular study of American law and civilization
and the changing roles of market and state from the nineteenth to
the twentieth century, that is, the story of law, capitalism, and
the American liberal state. But just as important were the more
general analytical categories generated by Hurst's investigation
of law and society highlighted throughout this article: sequence,
context, structure, function, value, power, and drift. Hurst's work
was a never-ending dialogue between the most particular and the
most generalbetween facts and valuesbetween the Wisconsin
log-labor lien and social theory (between the trees and the
forest). 10 As Oliver Wendell Holmes, Jr., once counseled,
"All that life offers any man from which to start his thinking or
striving is a fact.... Your business as thinkers is to make plainer
the way from some thing to the whole of things; to show the rational
connection between your fact and the frame of the universe."
11 Many thinkers and scholars have assorted facts.
Willard Hurst was one of the few to take the next stepto try
to twist the tail of the cosmos.
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I. Hurst's Method: Sequence,
Context, and Structural Complexity
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Hurst's historical sociology was so extensive and multifaceted
that to some extent it defies compression and concise summary. This
article thus makes two formal concessions to the task at hand. First,
for the most part, it is a sympathetic re-presentation of Hurst's
intellectual project. It attempts to reconstruct those aspects of
Hurst's synthesis most deserving renewed scholarly attention. In
the notes and in the conclusion, I hint at some important criticisms
(some very old, some quite recent) of Hurst's work; but this article
is overwhelmingly a constructive re-engagement with rather than
a critique of Hurst's historical sociology. Secondly, at the risk
of pulling things apart that Hurst wove together, I have divided
this reassessment into two parts. Part I is devoted to the underlying
concepts of Hurst's historical-sociological method: sequence,
context, structure, and complexity. These were the analytical foundations
upon which Hurst erected his more elaborate legal histories. Part
II then takes up the Hurstian legal-historical narrative
itselfthe story of modern American legal evolution from the
early nineteenth through the early twentieth century. Once again,
however, emphasis is placed on the generalized interpretive constructs
with which Hurst told that story, most importantly: function, value,
power, and drift.
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From Constitutional History
to Historical Sociology
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It is comforting to know that despite his prodigious
intellectual skills, Willard Hurst could develop a historical sociology
only with time and effort. Hurst's first serious research and writing
effort was his collaboration with Felix Frankfurter on The Commerce
Clause under Marshall, Taney, and Waite (1937).
12 That volume was as traditional methodologically
as its focus on constitutional doctrine and judicial personalities
implies. Frankfurter and Hurst defended a simple concentration on
chief judges and Supreme Court opinions: "The reduction of history
to the efforts of a very few personalities is an expression of the
ineradicable romantic element in man. We want to dramatize life,
and also to simplify it." Scattered throughout their narrative were
truisms about the relationship of history and law like Maitland's,
"To-day we study the day before yesterday, in order that yesterday
may not paralyse to-day, and to-day may not paralyse to-morrow."
13 When he arrived at Wisconsin, Hurst's first approach
to the teaching of legal history followed a similar orientation.
In 1939 and 1940 he taught "An Historical Inquiry into the Development
of the Process of Judicial Review," a course that relied on classic
cases (Marbury v. Madison, Gibbons v. Ogden, Fletcher v. Peck,
Dartmouth College v. Woodward) and classic readings (the AALS's
Selected Essays on Constitutional Law) to explore the formal
origins of American constitutional doctrine: commerce clause, contract
clause, judicial review, and due process. As Hurst noted simply
in his opening lecture, the nature of this historical inquiry was
"to explore the familiar ... to see and tell what happened." Special
emphasis was placed on the usefulness of historical knowledge to
get at courtroom "evaluation and prediction"to explain "what
motives may move judges." Hurst even spent time on the individual
court reporters, Dallas, Cranch, Wheaton, Peters, Howard, Black,
and Wallace, as if to bear out Frankfurter's observation about the
"influence of personalities." 14
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Hurst's future
career was nothing if not an explicit repudiation of this doctrinal,
constitutional, and biographical approach to legal history. One
of the more interesting things about his own first work The Growth
of American Law (1950), which he subtitled "The Law Makers,"
is that there were no people in it. 15 By 1960, Hurst's critique of a legal history
made up of a "recital of Great Cases" was growing indignant: "I
confess to some irritation that the writing of legal history tends
to take the cream off the top of the bottle and let the nutritious
skimmed stuff flow down the drain because it is bulky to handle
and not so pleasing to taste." 16 He cited Oliver Wendell Holmes on the need to
get at the harder questions of underlying causation, more general
trends, and deeper social and historical processes: "I have no belief
in panaceas and almost none in sudden ruin. I believe with Montesquieu
that if the chance of a battleI may add, the passage of a
lawhas ruined a state, there was a general cause at work that
made the state ready to perish by a single battle or a law."
17 Hurst was moving, in other words, away from constitutional
history toward historical sociology.
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Later renderings
of Willard Hurst's legal history course at Wisconsin reflected the
attempt to get beyond the established interpretive frameworks of
constitutional historiographybeyond Roscoe Pound's taught
legal tradition, beyond Edward Corwin's neo-whiggish story of liberty
and higher law, beyond Charles Beard's discovery of economic interest,
and beyond Felix Frankfurter's preoccupation with public doctrine
and legal personality. 18 Simple stories of doctrinal necessity, idealistic
teleology, economic interestedness, or biographical efficacy no
longer fully explained for Hurst. Like Talcott Parsons, he grasped
for a more comprehensive sociological and historical schema that
took account of the whole, that attempted to wrestle with human
agency as well as structural restraints, public values as well as
private interests, legal doctrine as well as nonlegal social forces,
the market as well as the state, short-term events as well as long-term
historical processes. 19 Socio-historical explanation was not a simple
matterit was fraught with an overwhelming complexity and the
inherent tensions and dualisms that pervaded Hurst's more mature
scholarship: Drift and Direction, Initiative and Response,
Leverage and Support, Force and Fruition.
20 As he frequently argued, "There can be no single
point of view from which all United States legal history falls into
a coherent sequence. Rather, the subject must be turned this way
and that, to catch different but relevant aspects of a complex reality."
21
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This complexity
revolved especially around that fundamental conundrum at the heart
of historical sociology: the relationship of human agency and social
structure. Philip Abrams neatly summarized this constantly recurring,
ever-evasive theme of social theory as:
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The problem of finding a way of accounting
for human experience which recognizes simultaneously and in equal
measure that history and society are made by constant and more or
less purposeful individual action and that individual action,
however purposeful, is made by history and society. How do we, as
active subjects make a world of objects which then, as it were,
become subjects making us their objects? It is the problem of individual
and society, consciousness and being, action and structure.... It
is easily and endlessly formulated but, it seems, stupifyingly difficult
to resolve. People make their own historybut only under definite
circumstances and conditions; we act through a world of rules which
our action creates, breaks and renewswe are creatures of rules,
the rules are our own creations: we make our own worldthe
world confronts us as an implacable and autonomous system of social
facts. 22
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This problemthe relationship of the creative
energies of active, self-conscious, independent individuals and
the webs of associations, institutions, and processes that limited
thembecame Willard Hurst's problem. Captured best in that
artful, tension-filled phrase "The Conditions of Freedom" that graced
Hurst's most popular book, the coincidence of individual possibility
and social limitation was the ground on which Hurst constructed
his new legal history. 23 He tried to grasp simultaneously growth and scarcityhuman
beings' seemingly infinite "capacity to make new meanings in social
experience" amidst constant evidence of their ultimate finitude.
24 Hurst realized that any adequate appreciation
of the complicated, constantly changing relationship of agency and
structure could only come about through a method both historical
and sociological, diachronic and synchronic a method that
undertook to explain agency and structure in time as mutually
interdependent (as a dialectical process) as well as in their
complex relations with other phenomena. 25 Hurst's historical sociology would require many
definitional and analytical categories, but his first conceptual
concern was the two categories he dubbed "sequence" and "context."
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Sequence (The
Historical). Sequence represented Hurst's attempt to deal overtly
with history and time in his analysis"to define the dimensions
of experience which the perspective of time reveals." As Hurst put
the question: "What is 'the law,' the life of which we would study?"
For one steeped in history, there existed "no timeless, placeless,
essential legal order; on the record, law has been man-made, or
at least has grown out of men's social experience."
26 Building on the contributions of sociological
jurisprudence and legal realism, Hurst demanded a thoroughgoing
historicist approach to law as "a living" rather than a revealed
or a natural order. 27 The legal order was suffused with dimensions
in time that determined "its character, impact, and direction."
From the rather simple observation that "items in experience follow
one another in a sequence," Hurst charted the way in which time
influenced social experience by generating perceptions of change
or continuity, tradition or revolution, stasis or accumulation.
28 Hurst analogized sequence to length (compared
to breadth for context) and offered up Oliver Wendell Holmes (compared
to Louis Brandeis for context) as the legal scholar who in The
Common Law best illustrated the force of time, the weight of
history, the momentum of the past on law. 29 Hurst opened his legal history course at Wisconsin
with an annotated time line to drive home the point that the contemporary
American legal system was a remarkably recent achievement shot through
with the sequential influences of a 2500-year prehistory.
30 That was why any comprehensive appraisal of the
complex forces involved in the legal process had to entail a significant
element of legal history.
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Context (The
Sociological). Context was Hurst's attempt to identify the notion
that we not only experience situations or issues or events sequentially,
linearly, and in time, but we also experience them concurrently
as coexisting with different, interrelated situations, issues, or
events. Context referred to the "whole event as it exist[ed] by
the convergence of many factors." As Hurst summarized, "The content
and energy which patterns of behavior and ideas, feelings, and events
impart to men's lives are conditioned by the fact that these elements
do not exist as isolated entities. They coexist and interact." Law
could not be studied as an isolated and autonomous science precisely
because of its multiple relations "to the life outside of and around
and about the law." 31 That is what Hurst meant by "the need for a social
history of law"contextual historya realistic legal history
"pursuing law into whatever relations it has had to the whole course
of the society." 32 The study of law not only had to be historical
to account for the sequential pressures of 2500 years of previous
development, it also had to be what Roscoe Pound called a sociological
jurisprudence "which might put law into realistic context with other
institutions." As Hurst commanded simply, "Significant legal research
must relate to the society at large." 33 Though Louis Brandeis best exemplified this kind
of sociological, contextual legal research agenda for Hurst, Oliver
Wendell Holmes contributed the clarion call for context when he
argued, "To be master of any branch of knowledge, you must master
those which lie next to it.... If your subject is law, the roads
are plain to anthropology, the sciences of man, to political economy,
the theory of legislation, ethics." 34
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Since Robert Gordon's
pioneering historiographical articles, it has become common for
legal historians to illustrate this point about studying law in
context, law in society, through a simple diagram charting the interdependent
relationship of the black box of law with the rest of socio-economic
life. 35 Willard Hurst's class notes contained just such
a diagram (see Figure 1).
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Fig. 1. Hurst's
class notes diagram.
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Hurst's box reflected
his desire to understand law "not as a self-contained system but
as a part of the life of its society." Law was a product of the
larger social, economic, and political forces around it. True to
form, Hurst subdivided those multiple forces into three different
kinds of societal pressure: focused pressure (the balance of power
among different centers of will and competing interests), functional
pressure (the involvement of law in "the functional integrity and
efficiency of certain social institutions and processes"), and inertia
(unconscious drift, indifference, habit, custom, and ignorance).
36
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The most important
thing to notice about Hurst's visual representation of the relationship
of law and society was how little of what went into law was the
product of conscious, intentional, or "focused" action (roughly
20 percent). As Hurst noted, "Our minds and energies are not equal
to grasping the whole sequence or context of experience. The manifest
evidence of our shortcomings is the extent to which grounds of public
policy remain inarticulate at any given time." The great mass of
the accumulated accretion of social experience weighing upon law
at any given moment was overwhelmingly unconscious, unwilled, and
unarticulated in Hurst's analysisthe product of inertia or
unquestioned values or the hidden "structure and processes" of the
underlying, half-defined "patterns of behavior we call institutions."
37
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This is where it
becomes easy to misinterpret Hurst's ideas about consensus. When
Hurst talked about shared values and institutions, he was not talking
about the absence of conscious and willed contest and strugglemuch
to the contrary, conflicting interests and competing centers of
power played crucial roles in his analysis. Rather, Hurst's point
was that the whole realm of intentional wills or interests (whether
in conflict or not) was but a small fraction of the overwhelming
social pressure impacting on law that it was incumbent upon scholars
to explain. Hurst was interested in the more substantial, if less
explored, subterranean story of general causesof the deeper,
hidden functional, inertial, institutional, and environmental forces
impinging upon law below the level of conscious intent or interest
on the part of historical actors. There was no conflict over these
forces, not because Americans were a particularly tolerant, nonideological
people, but because no one actually realized such forces were operating.
In Hurst's diagram, inertia and function account for almost 80 percent
of the context of legal change. In his opinion, traditional constitutional
historians focusing on judges and personalities and conscious economic
interests were only accounting for 20 percent of the story of law's
sequence and context.
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Of course, formally
defining or diagraming sequence and context was a much easier task
than substantively accounting for their innumerable interrelationships
in any given legal history. For that purpose, Hurst relied on another
heuristic device (and one of my favorites), the list. In a manuscript
on "Technology and the Law: The Automobile" (1949), Hurst conveyed
some sense of the range and complexity of the sequential and contextual
pressures on law by means of a marvelously thorough list of 119
"Derivative Effects of the Auto Upon the Law" including:
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4. Legal
devices for private economic planningcontract, franchise,
parent-subsidiary corporation relationshipsbecame important
for ordering an industry that draws together diverse sources of
supply.
6. The
industrial accident hazard is increased; workmen's compensation
imposed by law, and contract systems of plant insurance and company
health plans become important.
12. The
demand for semi- or unskilled labor promoted more migration of labor,
with attendant problems in community adjustment regarding schools,
racial, religious, and rural-urban attitudes.
39. Conservation
problems developed in connection with the oil industry.
50. It
affected the extent and types of extra-legal sex relations through
the privacy and mobility it afforded.
51. Autos
themselves became prime objects of criminal activity: car thefts
and traffic violations added up to impressive totals in the total
bulk of offenses handled by law.
59. Health
problems grew out of the readier means for carrying human disease
about.
68. The
hotel business, with new forms such as the tourist cabin grew, giving
new importance to the law of innkeepers.
69. Discrimination
on racial, national, or religious grounds, in serving the traveling
public, became a greater problem.
75. A new
unit of urban livingthe metropolitan areagrew out of
the new mobility, unmatched by older local government organization.
84. Mass
use brought traffic problemsnot only police regulation, but
zoning, street and highway construction, and community planning.
88. Motor
car uses provided a whole new field for government revenue, with
accompanying growth in taxes, creation of administering authorities.
92. There
was new interest in resort to law to preserve the natural beauty
along the roads from invasion by roadside advertising and business.
102. Insurance
regulation had to be extended to cover auto casualty insurance.
105. Accidents
to persons and property growing out of the operation of autos grew
to alarming proportions as the use of the motor car spread, and
from this came a great diversity of demands upon law: licensing
of drivers, testing of equipment, requirement of safe equipment
(e.g., safety glass), stipulations for financial responsibility
of drivers or owners, traffic regulation, adjustment of court structures
and procedures to cope with the flood of litigation, the handling
of out-of-court settlements (involving relations of lawyer and client,
insured and insurer, injured party and insurance adjuster), development
in legal doctrine regarding negligence, causation, joint tortfeasors,
etc. 38
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As if this were not enough to demonstrate his point,
Hurst went on to list 148 penal offenses growing out of the rise
of the automobile in Illinois.
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Sequence and context
were two essential categories to begin thinking about a historical
sociology of American law. But as the detail of such lists suggest,
the actual writing of a work of legal-historical sociology required
more than abstract conceptualization. It depended upon exhaustive
and wide-ranging substantive research. The prerequisite for such
an empirical investigation of law was the basic identification and
operation of what Hurst originally called in his own first book
of legal history, "The Principal Agencies of Law in the United States."
39
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Structure: The Principal Agencies
of American Law
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Through the ideas of sequence and context, Hurst attempted
to outline a historical and sociological approach to the rule of
law that would avoid the mistakes of earlier schools and methods.
Law was not an Idea; it was not about the unfolding of a priori
ultimates. "The reality is always finite and contingent," he noted,
"even when it shows trend or pattern." Like Oliver Wendell Holmes,
Hurst believed that the only kind of principles worth investigating
"were existing notions of public policy." Law was also not an organism
or a mechanism. Society and jurisprudence were not living bodies
nor did they reflect "the inexorable and impersonal laws of social
mechanics." Rather, the interaction of factorsthe "contextual
influences in legal history"were "subject to contingencies
of men's wills, minds, and emotions." 40 Law was, and had to be studied as, a particular
historical institution. That required a certain double vision in
legal studies lacking in previous models. Legal scholarship needed
to take account of law itself as an institution "with its own built-in
inertias and its own interests derived from the momentum of its
own operations" while simultaneously acknowledging the tight "interplay
of law with other social institutionsmarket, family, private
associations." 41
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The intellectual
sources of Hurst's historical, sociological, and institutional approach
to law were many and diverse, and they have been treated at length
in historiographical essays in this volume and elsewhere.
42 They included the sociological jurisprudence
of Roscoe Pound and Eugen Ehrlich; 43 the legal methodologies of Holmes and Brandeis;
the social theory of Max Weber, Emile Durkheim, Talcott Parsons,
and Robert Merton; 44 and the legal realism that dominated the jurisprudential
landscape when he "first came into this business in 1937."
45 But his library was also full of somewhat odd
books that seemed to influence the development of his own particular
system. Hurst's copy of H. Stuart Hughes, Consciousness and Society,
for example, contained an elaborate series of notes working out
Hurst's ideas on Inertia, Process, and Values.
46 From such diverse sources, Hurst fashioned an
original perspective. Beyond sequence and context, its next two
features were particularity and complexity.
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Particularity.
Given the central significance of sequence and context in Hurst's
analysis, it was impossible to study or talk about "The Law" in
general. Law could only be understood in a particular historical
context. "To one who perceives the time dimensions of legal order,"
Hurst noted, "the question will always be one of studying a particular
legal order, or comparing particular legal orders."
47 In contrast to claims of universal elements in
law, Hurst proposed the study of one specific legal orderthat
of the United States. Citing Alexis de Tocqueville, Hurst noted
that the United States was a peculiarly legalistic societya
society in which law was deeply woven "into a wide range of living."
Americans were "a law-minded, law-using people, whose affairs were
touched by legal processes at many points." American legal history
was thus a prime venue for a study of law's contextual relationship
to society, as well as an alternative way to study the sequential
and "general history of the country's character and development."
48 But writing a particular history of law in the
United States was no easy feat. The American legal system understood
in sequence and context was an extremely complex social institution.
Hurst's project simultaneously attempted to come to terms with two
different kinds of institutional complexity: structural complexity
and functional complexity.
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Structural Complexity.
Structural institutional complexity was the starting point for Hurst's
own empirical research into the principal agencies of law in the
United States, the project that became The Growth of American
Law. Hurst envisioned Growth as something like an introductory
text or, as he termed it, a work for "purely practical, journeyman's
purposes." When Hurst began his own researches, he was appalled
at the lack of basic information on the central institutions of
American law. 49 Growth was an attempt to survey in a single
volume the different institutional structures that composed the
American legal order: the legislature, the courts, constitutional
conventions, the bar, and the executive. This was a first-order
requirement of any legal historya simple accounting of the
independent institutional factors that structured legal decision
making. It mattered profoundly whether an issue or dispute was taken
up by a constitutional convention or a state assembly or a county
court or an administrative agency. And all were law makers. Legal
historians had to wrestle with the different implications of the
different institutional pressures on law. That was the origin of
one of Hurst's most often-repeated injunctionsthat legal history
must go well beyond a history of courts and judges and formal doctrine.
50 For Hurst, the proper subject of legal history
was coterminous with the whole history of governance, broadly construedformal
and informal, local and central, public and private, jural, legislative,
and administrative. As Hurst put it best:
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In deciding what to include as "law"
I do not find it profitable to distinguish "law" from "government"
or from "policy." The heart of the matter is that we formed organizations
for collective action characterized by their own distinctive bases
of legitimacy.... In order to see law in its relations to society
as a whole, one must appraise all formal and informal aspects of
political organized powerobserve the functions of all legal
agencies (legislative, executive, administrative, or judicial) and
take account of the interplay of such agencies with voters and nonvoters,
lobbyists and interest groups, politicians and political parties.
This definition overruns traditional boundaries dividing study of
law from study of political history, political science, and sociology.
51
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This structural institutional complexity of law as
governmental practice was precisely why Hurst so prized his own
legal history of the lumber industry in Wisconsin. It was the only
example of a historical study that attempted to simultaneously investigate
the interaction of all the relevant legal agencies (every
piece of official paper) surrounding the changes in a given public
policy over time.
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Functional Complexity.
Though many have credited Hurst for his pioneering research into
the institutional complexity of the modern American legal order,
he has often been accused of oversimplifying another key element
in his legal-historical sociologythe socio-economic functions
of law in the United States. But in Hurst's system, even more significant
than his regard for institutional complexity was his general acknowledgment
of law's functional complexity. Indeed, it was precisely Hurst's
emphasis upon law's complex functions in society over time that
most separated his brand of legal history from its whiggish, constitutionalist,
progressive, and institutionalist predecessors. Hurst's focus on
the multiple roles of law in society was key to his historical sociology
and the point at which his work gets most interesting. In contrast
to interpretive critiques that reduced Hurst's conception of law's
function to a simple economic instrumentalism or middle-class values
consensus, Hurst explicitly and repeatedly recognized (and called
for further research into) four broad and salient combinations of
value and function that marked "the distinctive roles of law in
United States history": violence/force, liberal constitutionalism,
procedural rationality, and resource allocation.
52 Those four roles were the basis of Hurst's historical-sociological
definition of law: "Law has meant organization for making and implementing
choices among scarce sources of human satisfactionorganization
marked (1) by successful assertion of a legitimate monopoly of violence,
(2) by constitutionally ordered power, (3) by procedures which emphasize
adherence to legitimated form and to continual cross-check of generals
and particulars, and (4) by its regular use to allocate resources
to affect conditions of life in society." 53
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One should not
be deceived by the simplicity of Hurst's enumeration, for it was
the cornerstone of a sophisticated sociology of law. The first thing
to notice about this list is that, despite his reputation for emphasizing
law's functional relationship to the economy and the market, Hurst
began like Max Weber (and later Robert Cover) by headlining law's
principal role as force and as official, monopolized violence in
society. By this Hurst meant not only the direct legal powers of
the state, but also the second-order "surveillance of all other
forms of compulsion." To law was assigned the "ultimate scrutiny
of the legitimacy of all forms of secular power developed within
the societythat is, of all means by which some men may exercise
power over the will of other men." Far from underplaying the role
of force, coercion, or power in law, Hurst understood it as the
first function. 54 By way of contrast, resource allocationlaw's
role as the "principal means to affect allocations of manpower and
material means among competing objects of use"was its fourth
function. Though much of Hurst's substantive research and writing
was preoccupied with the role of law in "shaping the general course
of economic development," that was not the only (indeed, perhaps
not even the most significant) function of law in society.
55 Though the rest of this article will again privilege
Hurst's understanding of law's relationship to capitalism and the
market economy, Hurst's own legal-sociological conceptualization
highlighted other concerns, including liberal values and procedural
rationality.
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That is the second
important thing to notice about this list of law's roles in societythe
degree to which Hurst's understanding of function (which usually
has a static and systemic quality) was deeply intertwined with the
more open-ended and dynamic problem of value. Like all the best
works of legal sociology (again Weber and Cover as well as Jürgen
Habermas 56 are good illustrations), Hurst's project attempted
to come to terms with both system and action, objectivity and subjectivity,
utility and justice. As Hurst translated this constant dualism,
legal history had to adequately deal with "both the instrumental
and the constitutional character of law." The functional
and instrumental problem of the legal distribution of political
powers and economic resources in society was intimately bound up
with the normative and constitutional issue of legitimacy. The second
and third roles of law in American society, according to Hurst's
schema, centered on the moral problem of political and economic
legitimationliberal constitutionalism and procedural rationalization.
For Hurst, liberal constitutionalism was primarily a question of
value. It entailed a wide spectrum of attitudes, usages, and norms
focused on the constitutional ideal that "there should be
no center of secular power which was not in some way subject to
review by another center of such power." 57 While Hurst elaborated the ideal of liberal constitutionalism
at length in his substantive writings, he unfortunately left the
ideal of procedural rationality rather undeveloped. Though he acknowledged
a pivotal role for law in "providing rational and acceptable forms
for finding facts and making choices among scarce satisfactions"a
procedural role that he ranked with "industrial technology and organized
science as a major means for enlarging the scope of rationalized
behavior"Hurst's analysis of "procedural regularity" never
quite reached the provocative dimensions of the work of Weber, Habermas,
Niklas Luhmann, and Gunther Teubner on the role of "legal rationalization"
or "juridification" in modern societies. 58
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Thus Hurst's conception
of the roles of law in modern society, far from being reducible
to any narrow legal instrumentalism or economism, actually revolved
around the perennial historical sociological tensions between structure
and agency, fact and norm, function and value. Synchronically, function
and value (or in Hurst's legal frame, instrumentalism and constitutionalism)
were two alternative perspectives from which to examine the same
phenomenon. But through the addition of a time dimension (the historical,
diachronic perspective), Hurst was able to throw his analytical
system into motionto create a narrative, a story, a legal
history. Instead of understanding the relationship of structure
and agency, collective and individual, system and lifeworld as distinct
and static conceptual categories, the addition of a sequential narrative
allowed Hurst to view function and value and power and rationality
as intertwined phenomena unfolding in time as historical processes.
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II. Hurst's Narrative: Function,
Value, and Power
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The second part of this article is devoted to Hurst's
particular historical narrative about the growth of law in the United
States. It continues to adhere to a conceptual outline that emphasizes
three of Hurst's primary synchronic categories for understanding
law in society:
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A. FUNCTIONRESOURCE
ALLOCATIONCAPITALISMLEGAL INSTRUMENTALISM: Hurst's understanding
of the relationship of law to the functional requirements of a market
economy.
B. VALUELEGITIMACYLIBERALISMRULE
OF LAW: Hurst's understanding of the relationship of law to that
amorphous realm of articulated norms in society.
C. POWERVIOLENCESTATECONSTITUTIONALISM:
Hurst's understanding of the relationship of law to public (and
sometimes private) force.
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Through these basic categories, Hurst explored the
interaction of law with (a) economy, (b) society, and (c) polity.
They supplied the basic characters in Hurst's legal history: (a)
capitalism, (b) liberalism, and (c) the American state. But set
in motion, they also provided a diachronic narrative structure for
Hurst's histories. Almost all of Hurst's substantive books--Law
and the Conditions of Freedom (1956), Law and Economic Growth
(1964), The Legitimacy of the Business Corporation (1970),
Law and Markets (1982)employed the same braided metanarrative
interweaving a chronological progression from the early nineteenth
to the early twentieth century with a three-part movement from a
focus on market functions to value conflicts to political controls.
Hurst's basic outline of law's history in America moved from an
early nineteenth-century story featuring law's role in the release
of creative economic energies; to a mid-century preoccupation with
the competing values of individual rights vs. community well-being;
to a late nineteenth- and early twentieth-century tale of the rise
of a modern administrative state. As Hurst charted this legal policy
progression in Law and the Conditions of Freedom:
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A. 1800-1870 Communications,
credit, and national markets as frame for release of private individual
and group energies.
B. 1820-1877 Sectional
balance in federalism.
1840-1900 Humanitarianism
and conservation of human resources.
C. 1870-1900 Balance
of power: for wider sharing of freedom of choice. Community strength
and security, by rationalization of social processes.
59
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As indicated, the exact dates sometimes shifted and
frequently overlapped. And Hurst certainly recognized that function,
value, and power (capitalism, liberalism, and statecraft) played
important roles in each historical period. Nevertheless,
Hurst's overarching narratives generally utilized the same shifting
tripartite emphases: from the release of energy to the control of
the environment to the balance of power in the general history;
from property and contract to police power to general planning in
the lumber story; from general utility to legitimacy and responsibility
to institutional policymaking in the legal history of the corporation;
and from the market to commonwealth vs. individual values to bargained
public policy in the story of the market. 60 By merging sequence and context, diachronic narrative
and synchronic analysis, history and sociology, Hurst produced the
first comprehensive overview of law in modern American history.
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Function: Market Capitalism
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The starting point for Hurst's synthesis was the economy.
Over the past twenty-five years, issues like economic growth, development,
resources, and the proper relationship of market and state have
taken a backseat to social and cultural history in both academic
and public discourse. But in Hurst's formative years, the 1930s
through the 1960s, political economy was a universal topicthe
lingua francaof discussion, research, and writing.
Fittingly, Hurst's library was replete with the economic writings
of economists and public intellectuals like John Commons, Walton
Hamilton, Thurman Arnold, Joseph Schumpeter, W. W. Rostow, John
Kenneth Galbraith, and Robert Heilbroner as well as ubiquitous economic
histories of industries, corporations, robber barons, and state
policymaking. Without question, political economy was the crucial
frame of reference for Hurst's intellectual project. "Always in
the background," he argued, was the constant, immovable, and economic
"fact of scarcity." 61 Hurst was matter-of-fact: "It's hard not to be
an economic determinist. People have to find means to eat."
62 He explicitly endorsed the older, nonspecialized
perspective of "political economy" for exploring big historical-sociological
questions: "The larger the questions, the more alike are the modes
of analysis of economists and lawmen." In the history of the United
States, particularly, "legal process was woven closely into the
general growth of the economy." 63 Indeed, American law's solicitousness toward
the serviceability of the economic institution of the market was
for Hurst the leading example of law's functionalism, that is, the
idea that legal power should be justified and legitimated by "being
usefulefficient, if you willfor socially acceptable
and humanly desirable ends." 64 Such concerns led Hurst to begin his history
of law in the United States not with the old political story of
vested rights and ancient constitutional limitations but with the
formative, functional, and instrumental relationship of modern American
law to the emergence of a market economy.
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The Market.
For Hurst, the market was unequivocally the dominant institution
in nineteenth-century American life. This was a century that "put
all the energy and attention it could into economic interests."
The market"the activity of private operators in producing
and distributing goods and services for private profit"was
particularly valued as the institution "for achieving economic efficiency""the
most output for the least input." 65 Though public controls and state regulations
were present (especially in the latter part of the century), the
overwhelming emphasis of nineteenth-century approaches to the problem
of the allocation of scarce resources was "to promote expansion
rather than to regulate expressions of private energies of will."
This was a society, according to Hurst that "preferred immediately
visible productivity above formal order""dispersion and delegation
put the greater weight of decision in market processes rather than
in political processes." 66
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In Hurst's analysis,
the market came first and consequently had a decisive and determining
effect on the rest of nineteenth-century American social and political
life. "We favored large scope for private invention and elaboration
of organizational techniques for increasing control over material
or social environment," Hurst argued. "Thus we assigned the market
a role substantially equal to that of political process in shaping
social order." Indeed, for the past one hundred and fifty years,
Hurst contended, the private market was "central to ideas and styles
of action which have determined the location and character of prevailing
political power in the country." Law reflected that prioritization.
Indeed, "with its emphasis on the law of contract and fee simple
title to land," the early American legal order was something of
a symbol of that "prime reliance on the market" for producing and
distributing resources. For much of the nineteenth century, Americans
demanded through and conceded in law "a wide scope for the initiative
of private will in the market." 67
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Hurst was certainly
not uncritical of the overriding influence of the market as a simple
fact of nineteenth-century American life. As he put it, "The century
was so market-focused as to be politically naive." Like many mid-twentieth-century
liberal humanists (for instance, Richard Hofstadter and Louis Hartz),
Hurst did not take unambiguous pride in a market system that generated
effects like the rapid deforestation of Wisconsin.
68 In particular, Hurst decried three noxious consequences
of market dominance: the monetization of value, the privileging
of short-term over long-term goals, and the masking of socio-economic
power. 69 One central concomitant of a reliance on the
market to distribute scarce resources was the assignment of value
to achievements through a simple tally of measurable inputs and
outputs, for instance, "the number of men or dollars." And while
there were obvious benefits to a money calculus of costs and benefits
like speed, impersonality, and comparability, Hurst, like Holmes,
found a certain "crudity or grossness in the country's regard for
private economic power." He felt that alternative sources of worth
better dealt with significant areas of life such as "the worth of
a secure family unity, or the opportunity asset represented by a
natural resource subject to irreversible depletion." So, too, the
market was often "superficial or neglectful in matters of deep public
concern," owing to its short-term, practical judgments as opposed
to deeper analyses of underlying causes and consequences. The market
released the creative energies and expressions of a myriad of interested
individuals, but it also yielded "vast, unforeseen, unchosen social
consequences out of unplanned, uncontrolled accumulations of fragmented
decisions." Finally, Hurst was also critical of the obvious power
element at the heart of market assessments of the appropriate distribution
of scarce goods: "The market offered men leverage through skill,
fortune, and energy to acquire practical powers of compulsion over
other men." Despite such criticisms, however, the market loomed
as an irrefutably large fact and force in nineteenth-century American
life. It demanded close examination in legal history.
70
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Legal Instrumentalism.
But what exactly was law's relationship to this powerful and sometimes
problematic institution called the market? In contrast to some of
the economic assertions of the critical legal studies movement (and
the insights of sociological jurists like Morris Cohen and Robert
Hale), Hurst did not believe that the market was fundamentally a
creation of law. "The private marketsustained patterns of
private trading for profit," he argued, "was primarily the product
of goals set and means fashioned by industrialists, merchants, bankers,
lenders and borrowers, employers and employees, and ultimate consumers."
Though Hurst shared Legal Realism's recognition of the public powers
that undergirded private rights like property and contract, he worried
about overstating formal law's constitutive role vis-à-vis
other socio-economic institutions. "Relative to the whole play of
factors that produced the market," Hurst contended, "the law was
marginal." 71
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Rather than creating
or constituting the market, Hurst envisioned law as primarily an
enabling and supplementing institution for allocating scarce human
resources. In the United States, people made "heavy and pervasive
demands on the market and the law" to cope with the problem of scarcity.
"In a society which believed that in economic creativity it held
the means to fashion new standards of human dignity," Hurst noted,
this "interplay of law and market has expressed a good deal of our
way of life" 72 In the early nineteenth century, this interplay
was primarily a functional one. Law provided "the means for assembling
and channeling resources" and "the processes for resolving conflicts"
derived from scarcity or the "absence of life's satisfactions."
73 Hurst dubbed this economic functional relationship
of law and market (law and resource allocation) in the antebellum
United States "legal instrumentalism"a pragmatic, improvising,
rule-of-thumb attitude that considered law a tool rather than a
rule, a means rather than an end. As Hurst put it, Americans "believed
that law existed to serve men, and not men to serve the law." Law
functioned primarily as a mechanism of resource allocation that
channeled and dispersed "economic decision making into private hands
through the market, implemented through the law of property and
contract." 74
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As Lawrence Friedman,
Harry Scheiber, Stanley Kutler, and others have made clear, Hurst's
functional understanding of law's instrumental role in the "market
revolution" was an exhilarating achievement and the basis for a
new research agenda in American legal history.
75 In place of traditional constitutional stories
of judicial review, vested rights, and due process, Hurst's functional
approach integrated legal change into the general story of American
socio-economic development. In place of a relatively internalist,
technical, and limited story of doctrine and judges, Hurst opened
the doors to an externalist story with topics and themes as broad
as history and sociology themselves. Hurst urged legal scholars
to replace ubiquitous studies of natural law and constitutional
clauses with topics like the ways "we used the public lands to fashion
a family-farm economy in the Mississippi Valley, to underwrite the
growth of the private banking which serviced this farm economy,
and to subsidize the development of roads, canals, and railroads
which brought its products to market" or the ways "we used federal
fiscal powers to give tariff protection to foster industry, and
to provide central banking facilities and regulation to promote
nationwide business expansion" or the "ways in which the law of
private property, contract, and tort gave legally protected scope
for exercising private initiative of decision to allocate scarce
economic resources, free of arbitrary intrusions either of public
or of private power." With such instrumentalist topic suggestions,
Hurst coaxed into being the original agenda of a new legal history.
76
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Three things are
important to note about Hurst's conception of legal instrumentalism.
First, like his ideas about the limitations of the market, Hurst
could be quite critical about the early American tendency to use
law "in a narrowly practical way""more as an instrument for
desired immediate results than as a statement of carefully legitimated,
long-range values." The "pragmatic insistence on using law" as "a
handy tool" could too easily be perverted into the narrow calculus
of short-term interests that Hurst later criticized as "bastard
pragmatism." 77 Second, legal instrumentalism was intimately
linked to another underlying theme in Hurst's workthe marginality
of law. As Hurst suggested, "Typically law worked only to exert
limited but critical leverage upon situations; its effectiveness
in this culture not only depended upon but consisted in its playing
a limited part." In his work on the business corporation, Hurst
made the most explicit case for the relationship of instrumentality
and marginality: "Corporation law has always been an instrument
of wants and energies derived from sources outside the law; it has
not been a prime mover. However, ... the kind of structure, procedures,
and privileges which corporation law made available significantly
channeled the expression of men's wants and energies and significantly
affected the responses which other interests made to these drives."
Hurst's instrumentalist perspective thus carried a distinct warning
about overstating law's role in the development of a market economy:
"We must not exaggerate the influence of men of law compared with
the inventions and energies of promoters, financiers, managers,
marketing men, trade union leaders, and a host of others. In the
whole course of affairs lawyers produced only marginal effect."
But though marginal relative to the vast array of human factors
contributing to "the market," law provided critical leverage and
cumulative effects that had a decisive influence upon the balance
of other factors shaping American capitalism. 78
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Finally, and most
significantly, law's instrumental role in the allocation of scarce
resources in nineteenth-century America should never be confused
with a negative or passive or laissez-faire approach to the relationship
of government and the economy. On this point Hurst was unequivocal:
"A simple regulatory, prohibitory, narrowly policeman-role concept
has not adequately described our legal order." Legal instrumentalism
was Hurst's attempt to portray the active, dynamic, positive, and
powerful function of law as governance in the most crucial public
policy matter facing the new American nationthe creation and
distribution of product and wealth. The legal tools exploited in
this process included some of the most potent of sovereign authorities:
taxation, public expenditure, eminent domain, nuisance, police power,
even military mobilization. The Wisconsin lumber industry, for example,
was almost completely dependent upon original state-created conditions
for market exchange: land grants of 35,000,000 publicly controlled
acres, public internal improvements like navigable streams and railroads,
and sovereign grants of public privileges like corporate status,
special licenses and franchises, and the power of eminent domain.
79 Legal instrumentalism was not about a simple
governmental acquiescence to the private market. It involved the
positive and public deployment of legal power. Indeed, as the nineteenth
century progressed, according to Hurst, the legitimacy of the market
as a central mechanism of resource allocation was increasingly challenged.
By the late nineteenth and early twentieth century, the same legal
and governmental powers of the state that bolstered and supplemented
economic decision making came to be deployed as antagonistic checks
on the excesses of market allocations of scarce goods. The public
utility and the administrative agency signaled a fundamental realignment
of economic and political power in American history.
80 The economic functions of law came into increasing
conflict with the values and violence that also constituted a legal
order. Legal instrumentalism acceded to liberal constitutionalism.
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Value: American Liberalism
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Legal instrumentalism, law's functional relationship
to early nineteenth-century market imperatives, was but one of law's
important roles in American history. Equally significant was law's
relationship to the problem of value. Hurst's historical sociology
attempted to wrestle simultaneously with the problem of meaning
as well as material life, law's normative as well as its positive
implications. Law's sweeping power in American society was linked
not only to its factual and sociological function as a distributor
of resources and power (in legal realist terms, its "is-ness") but
also to its intellectual and moral force as a primary source of
notions of rightness and validity (its "ought-ness"). For Hurst,
law not only reflected the economic demands surrounding scarce resources,
it was one of the principal embodiments of the full range of articulated
values in a society at any given time. "For all its frailties and
fictions," Hurst noted, "law operated with a force not matched by
any other major institution of social order to press men to define
ends and means""nowhere else did men undertake so much to
explain themselves." Constitutions, statutes, judicial opinions,
and administrative rules constituted "the largest single body of
articulated values and value-oriented contrivances in society."
81 This enormous deposit of value evidence extended
well beyond issues of economic function, utility, efficiency, or
the satisfaction of wants. Rather, a "deeper, more demanding" and
more elusive criterion operated around this problem of valuea
criterion Hurst sometimes dubbed "justice." By "justice" Hurst attempted
to capture very simply something that more complicated social theories
allude to with neologisms like "species-being" and "lifeworld,"
that is, "the humanistic demand that life should have rewarding
content, that life should be made more real as an end in itself."
The organized powers, administrative systems, and economic functions
of modern societies were always subject to the higher stricture
that institutions should enlarge rather than diminish "the humane
quality of individual life for all individuals." Admittedly, this
normative concept of law as justice was somewhat slippery, but Hurst
was precise about its two primary valences. "On the one hand, we
should structure society so that people find humane satisfaction
in living in it," Hurst argued. "And, secondly, organized power
in society should offer substantially equal terms of life opportunities
for all." Justice for Hurst entailed that interweaving of humanism
and egalitarianism, individualism and collectivism, embodied in
the due process and equal protection clauses of the Fourteenth Amendment.
82 Indeed, law as values in American society frequently
revolved around the competing demands for individual liberty vs.
democratic freedom, or as Hurst understood it, the release of energy
vs. the balance of power. In Hurst's synthesis, this tension was
at the root of the American legal tradition of liberal constitutionalism.
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Though values were
often shared in Hurst's analysis, they were never simple or one-dimensional.
Liberty and order, freedom and control, were the two faces of liberal
constitutionalism, and they reflected Hurst's conviction that the
human condition involved the fundamental contradiction of possibility
and limitation, growth and scarcity, infinity and finitude. From
Louis Brandeis he inherited an optimistic, progressive, and reformist
faith in the possibility of growth "toward realizing the creative
potential that resides in individuals and their society." From Reinhold
Niebuhr he learned about "the tragic element, not just in life but
in human history, the sense of limitations of energy, courage, imagination,
vitality that adhere in being a human being." 83 The patterns of values Hurst detected in American
law and society often broke down around this bifurcation between
the release of individual creative energy and the collective limitations
of the balance of power. Hurst demarcated four values especially
salient in nineteenth-century law that gave "character to the society"
and that helped determine the "main currents of public and private
policy in the growth of the country": (a) a deference to individual
life; (b) an activist, manipulative bias; (c) pragmatism; and (d)
a concern for social contexta commonwealthwhose primary
constitutional requirement was a broad dispersion of decision-making
power. 84 The last, multifaceted value involves Hurst's
definition of constitutionalism, limitations, and the "balance of
power." It will be discussed in the next section on power and the
constitutional state. The first three values were central to Hurst's
rendering of the possibilities of nineteenth-century liberalism,
or what he dubbed the "release of individual creative energy."
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The Release
of Energy. Hurst rooted the release of energy in a reformed
and enlightened Judeo-Christian tradition not unlike Max Weber's
"protestant ethic and the spirit of capitalism." Its first feature
was a high individualism. For Hurst it was simply apparent that
American law and public policy were dominated by a first-order concern
"to foster the creative potential and dignity of individual life."
In the nineteenth century, this objective was primarily reflected
in law's deference toward individual market decisions, that is,
"in the strong support for freedom of contract and in the emphasis
on moving public lands into private, fee-simple ownership." While
twentieth-century American law largely abandoned this knee-jerk
market solicitousness, it "continued to focus attention on the position
of the individual" but in new ways, for example, civil rights and
the protection of minorities. Throughout, American legal culture
"put a premium on individualism." Though like any progressive, Hurst
admitted that "individuals realize their humanity only in society,"
he also contended that "they realize their individuality only in
self-awareness, which consists in some sense of separateness."
85 Like John Stuart Mill, Hurst placed an irreducible
residual concern for the individual at the center of American law
and at the core of his definition of liberalism. The energy to be
released was at bottom individual.
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But like John Dewey,
the individualism that Hurst found in the history of legal liberalism
was not the static, passive, or negative liberty of the vested rights
school of American constitutional developmentDewey's "old
liberalism." Rather, the second liberal value reflected in law was
"the prizing of active will to shape social experience." The energy
to be released, in other words, was active and creative, indeed
at times creatively destructive. Liberal freedom implied not simply
the removal of oppressive constraints, but the positive promotion
of the ability of individuals to act and to create, to work and
to manipulateto continually and freely express their creative
wills. "Not the jealous limitation of the power of the state," Hurst
made clear, "but the release of individual creative energy was the
dominant value" of nineteenth-century American law. "Where legal
regulation or compulsion might promote the greater release of individual
or group energies," Americans did not hesitate to make "affirmative
use of law." 86 As this call to creative action and energy was
something like a secular faith, Oliver Wendell Holmes was something
like its high priest pontificating, "Life is action, the use of
one's powers. As to use them to their height is our joy and duty,
so it is the one end that justifies itself." "I know of no true
measure of men except the total of human energy which they embody,"
Holmes argued, "from Nansen's power to digest blubber or to resist
cold, up to his courage, or to Wordsworth's power to express the
unutterable, or to Kant's speculative reach." The bold and free-wheeling
adventurousness of an Arctic explorer was exactly the kind of energy
that Hurst witnessed as valued in nineteenth-century law. It was
a legalism and a liberalism that "measured the content and quality
of life by the amount and skill of manipulation which men addressed
to their relations to the material world and to each other."
87 It was thus a legalism and a liberalism constantly
in motion and in flux. Like the "creative destruction" that Joseph
Schumpeter identified as a central feature of capitalism, Hurst's
legal liberalism was constantly revolutionizing itselfincessantly
destroying old legal rights and political duties and creating new
ones in their stead. 88 Just as Hurst's understanding of shared values
had little to do with consensus, his notion of the release of creative
energy was fundamentally about change, not continuity. Indeed, it
was precisely Hurst's emphasis on law's dynamic role in the economic
and political revolutions of the nineteenth century that opened
the doors to a new legal historiography.
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But just as individualism
was qualified by an emphasis on activism (in addition to the competing
commonwealth and constitutional values to be discussed below), the
powerful value of active will in Hurst's analysis was further qualified
by a third valuepragmatism. Hurst described pragmatism as
a sobering and limiting value that reined in the potential excesses
of an unqualified promotion of individualism, activism, and manipulation.
Pragmatism in law meant that action and judgments should be "disciplined
and moderated by reasoned calculation and by a cautious sense of
man's limitation." Hurst again cited Holmes on the pragmatic tendency:
"Certitude is not the test of certainty. We have been cock-sure
of many things that were not so." The pragmatic strain that Hurst
detected in nineteenth-century law and society was irreverent and
decidedly anti-absolutist. It was the hallmark American philosophy"the
idea that truth lies in operation, that truth is learned by behavior,
and appears in fulfilled effort." In its most valuable, positive
form, this pragmatism operated as a kind of "skeptical moderation"
prodding reason to operate with "a saving skepticism" and cultivating
the "capacities of mind and will to act" upon one's situation. But
as implied in the discussion of legal instrumentalism, Hurst also
warned about the ease with which this pragmatic tendency could be
perverted into the more menacing "bias toward exalting the immediately
practicalin the sense of knowledge which can be translated
into immediate operationat the expense of understanding larger
causes and more remote chains of effects." "A superficial concern
with immediacies" and mere "busyness" and "satisfaction with opportunistic
gains" were the negative byproducts of an overly narrow version
of pragmatism in American law. Hurst's conclusion that "a valid
pragmatism is constantly at war with an illegitimate pragmatism
in our way of life" very much mirrored his divided perspective on
the possibilities and limits of "the release of energy."
89
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Hurst sometimes
combined the values of individualism, activism, and pragmatism into
something he called the "middle-class outlook" of nineteenth-century
American life. But much like Tocqueville, his assessment of its
achievements was decidedly mixed: "The middle-class outlook which
was significant in the roles of law in United States history was
morally ambiguous, marked by positive strength and by capacity for
waste and wrong." Like most liberals, he praised the ideals of individuality,
free expression, creative action, skeptical moderation, and tolerance
as the highest social and moral ambitions. But he took no delight
in the practices of unfreedom whereby "a rich, unexploited continent
gave scope for self-righteous or amoral individualism" or whereby
the high ambition of a protestant ethic "easily fell away into a
lower kind, satisfied with mere increase in quantity of creature
life." 90 Hurst's critique and his fear of the degradation
of the liberal release of energy echoed Tocqueville's depressing
vision of "an innumerable multitude of men, alike and equal, constantly
circling around in pursuit of the petty and banal pleasures with
which they glut their souls." In 1971, Hurst argued, it was hard
"to push Tocqueville aside": "People will settle for beer and television,
in Tocqueville's estimate.... Their insistence on equally shared,
immediate, material enjoyment would make them increasingly ready
to accept the domination of the mass and of mass opinion, and increasingly
willing to accept strong political direction, if it would only assure
them the beer and the television." 91
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So, even if completely
and consensually shared, the values of individualism, activism,
and pragmatism combined in the middle-class outlook and legal practices
of "the release of energy" brought the attendant dangers of a Tocquevillian
democratic despotism. Still, the values "shared by a politically
effective segment of the population" were but a small part of the
full story of nineteenth-century law. It would be a serious error
to overemphasize the role of "the release of energy" in Hurst's
total vision of law in American history and society. We have already
mentioned law's functional role in the allocation of scarce resources
as well as the powerful impact of "unplanned and unchosen" drift
and inertia in societal and legal affairs. In addition to these
factors, we still need to reckon with the fourth dominant value
that Hurst identified in nineteenth-century lawconstitutionalism,
or the tendency to disperse decision-making authority and balance
competing centers of power. As implied, this last legal value was
much more about conflict and division than consensus and shared
feeling. "The country's turbulent growth spawned a great diversity
of goals and ambitions," Hurst was fond of pointing out. Thus, law
and public policy was "much concerned with handling conflicts of
interests." Hurst especially noted the "deep divisions of interest
centered on wealth or income, race, and sex as criteria for allocating
the gains and costs of life in society." 92 Indeed, this last set of values surrounding the
legitimate balance of conflicting powers and interests in society
leads away from the emphasis on function and value in American law
and toward one of the most intriguing and important (if comparatively
underdeveloped) of Hurst's themes: the role of legitimate force
and violence in law's underwriting of the American constitutional
state.
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Power: The Constitutional State
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Though questions of instrumental market functions and
shared liberal values dominated Hurst's characterization of early
American legal change, questions of conflict, interest, power, force,
and state-monopolized violence increasingly prevailed in his account
of the creation of a modern polity and economy in the late nineteenth
and early twentieth century. A victim of his own success at redirecting
attention to the "formative era" of American private law and economic
growth, Hurst's underlying preoccupation with modern corporate capitalism,
the administrative state, and what he called "the dominant problems
in law of our time" is easy to forget. 93 In Hurst's original 1942 research program for
legal history, h | |