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Law, Capitalism, and the Liberal State: The Historical Sociology of James Willard Hurst
WILLIAM J. NOVAK
The knowledge to which his life is consecrated is of things
which it concerns the world to know.
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Oliver Wendell Holmes, Jr.
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Two legacies vie to take the measure of the work of
Willard Hurst. The first understands Hurst primarily in his formal
role as the "founding father" of an academic sub-specialty known
as "American legal history"the author of a canonical text
Law and the Conditions of Freedom, and the coiner of interpretive
phrases like "legal instrumentalism" and "the release of energy"
that established the boundaries of disciplinary debate for two generations
of acolytes and dissenters. The second legacy flows from the substantive
range of Hurst's research and writing as a wholethe depth
and breadth of an intellectual project that tears at and transcends
the very disciplinary borders being constructed by his texts and
phrases. 1 In this essay, I will ignore the first perspective,
which tends to dominate hagiographic and commemorative commentaries.
But I will take the second very seriously, that is, the notion that
there is something substantively unique and lasting in the scale
and scope of Hurst's work, in his capacious and self-reflexive conception
of his project and his field of inquiry. In this essay, I will talk
about Hurst's work as "historical sociology," not "American legal
history." Historical sociology offers a fresh context against which
to measure Hurst's largest intellectual contributions while simultaneously
freeing the substance of his writings from the disciplinary canonization
that so often inhibits new perspectives and future research and
writing. 2
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What is historical
sociology? The combination of a historical concern for the broad
compass of time together with a sociological ambition to understand
the vast complexity of society as a whole exudes a certain "bigness."
And indeed Theda Skocpol identifies historical sociologists in the
first instance by their ability "to ask bigger questions than most
social scientists ever dream of posing." Historical sociology has
as its lofty objective nothing less than the holistic understanding
of the interrelationship of individual action, large-scale social
structures, and fundamental processes of historical change.
3 It attempts to encompass both past and present,
events and processes, action and structure, and the individual and
the collective via a method that merges conceptual development,
comparative generalization, and in-depth empirical exploration.
4 Such full-scale, transdisciplinary attempts to
grasp the totality of socio-historical change are not for the faint
of heart as indicated by the short list of historical sociologists,
old (Montesquieu, Tocqueville, Marx, Weber, Durkheim) and new (Marc
Bloch, Barrington Moore, Karl Polanyi, E. P. Thompson, and Immanuel
Wallerstein).
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The work of Willard
Hurst crosses the threshold of historical sociology. His questions
and methods were certainly "big." Hurst worked and talked in books
and long-term projects envisioned as written for subsequent generations.
He often repeated Robert Lynd's probing question, "Knowledge for
What?" as he attempted to move legal scholarship toward a broader
conceptualization. Hurst attacked the "parochialism" of extant legal
writing for its "inattentiveness to the study of large processes
and end values." 5 "Want of philosophy" is the fundamental
defect, he argued. "Legal research has moved within very limited
borders, relative to its proper field, because it has not been grounded
in ideas adequate to the intellectual challenge which the phenomena
of legal order present." What were the ideas adequate to illuminate
the "proper field" for legal inquiry? For Hurst they were history
and sociology"the living interplay of law and social growth."
As he put it, "Only a broad concern with law's operational ties
to other components of social order will lead to the contributions
the study of legal history should make to an illuminating sociology
of law." 6
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This is the most
appropriate context within which to weigh Hurst's intellectual achievementnot
as the forebear of a band of American legal history specialists
nor as the founder of a distinctive "school" of legal sociologybut
as a broad-gauged socio-legal thinker of the first order, writing
in the tradition of Tocqueville, Weber, Holmes, and Pound.
7 Hurst's project is less interesting for its contribution
to local historiographical debates about formalism vs. instrumentalism,
classicism vs. realism, consensus vs. conflict, continuity vs. change,
or functionalism vs. critical legal theory 8 than for its broader synthesisits total
(theoretical, empirical, and normative) attempt to sketch the whole
set of interrelationships between law and society. Hurst consciously
strove to underwrite his work with a systematic and elaborate conceptual
framework designed to link his close empirical investigations of
nineteenth-century American law to perennial questions about the
"general course of social experience." 9 This essay is a preliminary attempt to map and
summarize that remarkably consistent Hurstian system.
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At the center of
Hurst's system was the particular study of American law and civilization
and the changing roles of market and state from the nineteenth to
the twentieth century, that is, the story of law, capitalism, and
the American liberal state. But just as important were the more
general analytical categories generated by Hurst's investigation
of law and society highlighted throughout this article: sequence,
context, structure, function, value, power, and drift. Hurst's work
was a never-ending dialogue between the most particular and the
most generalbetween facts and valuesbetween the Wisconsin
log-labor lien and social theory (between the trees and the
forest). 10 As Oliver Wendell Holmes, Jr., once counseled,
"All that life offers any man from which to start his thinking or
striving is a fact.... Your business as thinkers is to make plainer
the way from some thing to the whole of things; to show the rational
connection between your fact and the frame of the universe."
11 Many thinkers and scholars have assorted facts.
Willard Hurst was one of the few to take the next stepto try
to twist the tail of the cosmos.
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I. Hurst's Method: Sequence,
Context, and Structural Complexity
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Hurst's historical sociology was so extensive and multifaceted
that to some extent it defies compression and concise summary. This
article thus makes two formal concessions to the task at hand. First,
for the most part, it is a sympathetic re-presentation of Hurst's
intellectual project. It attempts to reconstruct those aspects of
Hurst's synthesis most deserving renewed scholarly attention. In
the notes and in the conclusion, I hint at some important criticisms
(some very old, some quite recent) of Hurst's work; but this article
is overwhelmingly a constructive re-engagement with rather than
a critique of Hurst's historical sociology. Secondly, at the risk
of pulling things apart that Hurst wove together, I have divided
this reassessment into two parts. Part I is devoted to the underlying
concepts of Hurst's historical-sociological method: sequence,
context, structure, and complexity. These were the analytical foundations
upon which Hurst erected his more elaborate legal histories. Part
II then takes up the Hurstian legal-historical narrative
itselfthe story of modern American legal evolution from the
early nineteenth through the early twentieth century. Once again,
however, emphasis is placed on the generalized interpretive constructs
with which Hurst told that story, most importantly: function, value,
power, and drift.
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From Constitutional History
to Historical Sociology
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It is comforting to know that despite his prodigious
intellectual skills, Willard Hurst could develop a historical sociology
only with time and effort. Hurst's first serious research and writing
effort was his collaboration with Felix Frankfurter on The Commerce
Clause under Marshall, Taney, and Waite (1937).
12 That volume was as traditional methodologically
as its focus on constitutional doctrine and judicial personalities
implies. Frankfurter and Hurst defended a simple concentration on
chief judges and Supreme Court opinions: "The reduction of history
to the efforts of a very few personalities is an expression of the
ineradicable romantic element in man. We want to dramatize life,
and also to simplify it." Scattered throughout their narrative were
truisms about the relationship of history and law like Maitland's,
"To-day we study the day before yesterday, in order that yesterday
may not paralyse to-day, and to-day may not paralyse to-morrow."
13 When he arrived at Wisconsin, Hurst's first approach
to the teaching of legal history followed a similar orientation.
In 1939 and 1940 he taught "An Historical Inquiry into the Development
of the Process of Judicial Review," a course that relied on classic
cases (Marbury v. Madison, Gibbons v. Ogden, Fletcher v. Peck,
Dartmouth College v. Woodward) and classic readings (the AALS's
Selected Essays on Constitutional Law) to explore the formal
origins of American constitutional doctrine: commerce clause, contract
clause, judicial review, and due process. As Hurst noted simply
in his opening lecture, the nature of this historical inquiry was
"to explore the familiar ... to see and tell what happened." Special
emphasis was placed on the usefulness of historical knowledge to
get at courtroom "evaluation and prediction"to explain "what
motives may move judges." Hurst even spent time on the individual
court reporters, Dallas, Cranch, Wheaton, Peters, Howard, Black,
and Wallace, as if to bear out Frankfurter's observation about the
"influence of personalities." 14
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Hurst's future
career was nothing if not an explicit repudiation of this doctrinal,
constitutional, and biographical approach to legal history. One
of the more interesting things about his own first work The Growth
of American Law (1950), which he subtitled "The Law Makers,"
is that there were no people in it. 15 By 1960, Hurst's critique of a legal history
made up of a "recital of Great Cases" was growing indignant: "I
confess to some irritation that the writing of legal history tends
to take the cream off the top of the bottle and let the nutritious
skimmed stuff flow down the drain because it is bulky to handle
and not so pleasing to taste." 16 He cited Oliver Wendell Holmes on the need to
get at the harder questions of underlying causation, more general
trends, and deeper social and historical processes: "I have no belief
in panaceas and almost none in sudden ruin. I believe with Montesquieu
that if the chance of a battleI may add, the passage of a
lawhas ruined a state, there was a general cause at work that
made the state ready to perish by a single battle or a law."
17 Hurst was moving, in other words, away from constitutional
history toward historical sociology.
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Later renderings
of Willard Hurst's legal history course at Wisconsin reflected the
attempt to get beyond the established interpretive frameworks of
constitutional historiographybeyond Roscoe Pound's taught
legal tradition, beyond Edward Corwin's neo-whiggish story of liberty
and higher law, beyond Charles Beard's discovery of economic interest,
and beyond Felix Frankfurter's preoccupation with public doctrine
and legal personality. 18 Simple stories of doctrinal necessity, idealistic
teleology, economic interestedness, or biographical efficacy no
longer fully explained for Hurst. Like Talcott Parsons, he grasped
for a more comprehensive sociological and historical schema that
took account of the whole, that attempted to wrestle with human
agency as well as structural restraints, public values as well as
private interests, legal doctrine as well as nonlegal social forces,
the market as well as the state, short-term events as well as long-term
historical processes. 19 Socio-historical explanation was not a simple
matterit was fraught with an overwhelming complexity and the
inherent tensions and dualisms that pervaded Hurst's more mature
scholarship: Drift and Direction, Initiative and Response,
Leverage and Support, Force and Fruition.
20 As he frequently argued, "There can be no single
point of view from which all United States legal history falls into
a coherent sequence. Rather, the subject must be turned this way
and that, to catch different but relevant aspects of a complex reality."
21
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This complexity
revolved especially around that fundamental conundrum at the heart
of historical sociology: the relationship of human agency and social
structure. Philip Abrams neatly summarized this constantly recurring,
ever-evasive theme of social theory as:
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The problem of finding a way of accounting
for human experience which recognizes simultaneously and in equal
measure that history and society are made by constant and more or
less purposeful individual action and that individual action,
however purposeful, is made by history and society. How do we, as
active subjects make a world of objects which then, as it were,
become subjects making us their objects? It is the problem of individual
and society, consciousness and being, action and structure.... It
is easily and endlessly formulated but, it seems, stupifyingly difficult
to resolve. People make their own historybut only under definite
circumstances and conditions; we act through a world of rules which
our action creates, breaks and renewswe are creatures of rules,
the rules are our own creations: we make our own worldthe
world confronts us as an implacable and autonomous system of social
facts. 22
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This problemthe relationship of the creative
energies of active, self-conscious, independent individuals and
the webs of associations, institutions, and processes that limited
thembecame Willard Hurst's problem. Captured best in that
artful, tension-filled phrase "The Conditions of Freedom" that graced
Hurst's most popular book, the coincidence of individual possibility
and social limitation was the ground on which Hurst constructed
his new legal history. 23 He tried to grasp simultaneously growth and scarcityhuman
beings' seemingly infinite "capacity to make new meanings in social
experience" amidst constant evidence of their ultimate finitude.
24 Hurst realized that any adequate appreciation
of the complicated, constantly changing relationship of agency and
structure could only come about through a method both historical
and sociological, diachronic and synchronic a method that
undertook to explain agency and structure in time as mutually
interdependent (as a dialectical process) as well as in their
complex relations with other phenomena. 25 Hurst's historical sociology would require many
definitional and analytical categories, but his first conceptual
concern was the two categories he dubbed "sequence" and "context."
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Sequence (The
Historical). Sequence represented Hurst's attempt to deal overtly
with history and time in his analysis"to define the dimensions
of experience which the perspective of time reveals." As Hurst put
the question: "What is 'the law,' the life of which we would study?"
For one steeped in history, there existed "no timeless, placeless,
essential legal order; on the record, law has been man-made, or
at least has grown out of men's social experience."
26 Building on the contributions of sociological
jurisprudence and legal realism, Hurst demanded a thoroughgoing
historicist approach to law as "a living" rather than a revealed
or a natural order. 27 The legal order was suffused with dimensions
in time that determined "its character, impact, and direction."
From the rather simple observation that "items in experience follow
one another in a sequence," Hurst charted the way in which time
influenced social experience by generating perceptions of change
or continuity, tradition or revolution, stasis or accumulation.
28 Hurst analogized sequence to length (compared
to breadth for context) and offered up Oliver Wendell Holmes (compared
to Louis Brandeis for context) as the legal scholar who in The
Common Law best illustrated the force of time, the weight of
history, the momentum of the past on law. 29 Hurst opened his legal history course at Wisconsin
with an annotated time line to drive home the point that the contemporary
American legal system was a remarkably recent achievement shot through
with the sequential influences of a 2500-year prehistory.
30 That was why any comprehensive appraisal of the
complex forces involved in the legal process had to entail a significant
element of legal history.
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Context (The
Sociological). Context was Hurst's attempt to identify the notion
that we not only experience situations or issues or events sequentially,
linearly, and in time, but we also experience them concurrently
as coexisting with different, interrelated situations, issues, or
events. Context referred to the "whole event as it exist[ed] by
the convergence of many factors." As Hurst summarized, "The content
and energy which patterns of behavior and ideas, feelings, and events
impart to men's lives are conditioned by the fact that these elements
do not exist as isolated entities. They coexist and interact." Law
could not be studied as an isolated and autonomous science precisely
because of its multiple relations "to the life outside of and around
and about the law." 31 That is what Hurst meant by "the need for a social
history of law"contextual historya realistic legal history
"pursuing law into whatever relations it has had to the whole course
of the society." 32 The study of law not only had to be historical
to account for the sequential pressures of 2500 years of previous
development, it also had to be what Roscoe Pound called a sociological
jurisprudence "which might put law into realistic context with other
institutions." As Hurst commanded simply, "Significant legal research
must relate to the society at large." 33 Though Louis Brandeis best exemplified this kind
of sociological, contextual legal research agenda for Hurst, Oliver
Wendell Holmes contributed the clarion call for context when he
argued, "To be master of any branch of knowledge, you must master
those which lie next to it.... If your subject is law, the roads
are plain to anthropology, the sciences of man, to political economy,
the theory of legislation, ethics." 34
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Since Robert Gordon's
pioneering historiographical articles, it has become common for
legal historians to illustrate this point about studying law in
context, law in society, through a simple diagram charting the interdependent
relationship of the black box of law with the rest of socio-economic
life. 35 Willard Hurst's class notes contained just such
a diagram (see Figure 1).
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Fig. 1. Hurst's
class notes diagram.
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Hurst's box reflected
his desire to understand law "not as a self-contained system but
as a part of the life of its society." Law was a product of the
larger social, economic, and political forces around it. True to
form, Hurst subdivided those multiple forces into three different
kinds of societal pressure: focused pressure (the balance of power
among different centers of will and competing interests), functional
pressure (the involvement of law in "the functional integrity and
efficiency of certain social institutions and processes"), and inertia
(unconscious drift, indifference, habit, custom, and ignorance).
36
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The most important
thing to notice about Hurst's visual representation of the relationship
of law and society was how little of what went into law was the
product of conscious, intentional, or "focused" action (roughly
20 percent). As Hurst noted, "Our minds and energies are not equal
to grasping the whole sequence or context of experience. The manifest
evidence of our shortcomings is the extent to which grounds of public
policy remain inarticulate at any given time." The great mass of
the accumulated accretion of social experience weighing upon law
at any given moment was overwhelmingly unconscious, unwilled, and
unarticulated in Hurst's analysisthe product of inertia or
unquestioned values or the hidden "structure and processes" of the
underlying, half-defined "patterns of behavior we call institutions."
37
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This is where it
becomes easy to misinterpret Hurst's ideas about consensus. When
Hurst talked about shared values and institutions, he was not talking
about the absence of conscious and willed contest and strugglemuch
to the contrary, conflicting interests and competing centers of
power played crucial roles in his analysis. Rather, Hurst's point
was that the whole realm of intentional wills or interests (whether
in conflict or not) was but a small fraction of the overwhelming
social pressure impacting on law that it was incumbent upon scholars
to explain. Hurst was interested in the more substantial, if less
explored, subterranean story of general causesof the deeper,
hidden functional, inertial, institutional, and environmental forces
impinging upon law below the level of conscious intent or interest
on the part of historical actors. There was no conflict over these
forces, not because Americans were a particularly tolerant, nonideological
people, but because no one actually realized such forces were operating.
In Hurst's diagram, inertia and function account for almost 80 percent
of the context of legal change. In his opinion, traditional constitutional
historians focusing on judges and personalities and conscious economic
interests were only accounting for 20 percent of the story of law's
sequence and context.
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Of course, formally
defining or diagraming sequence and context was a much easier task
than substantively accounting for their innumerable interrelationships
in any given legal history. For that purpose, Hurst relied on another
heuristic device (and one of my favorites), the list. In a manuscript
on "Technology and the Law: The Automobile" (1949), Hurst conveyed
some sense of the range and complexity of the sequential and contextual
pressures on law by means of a marvelously thorough list of 119
"Derivative Effects of the Auto Upon the Law" including:
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4. Legal
devices for private economic planningcontract, franchise,
parent-subsidiary corporation relationshipsbecame important
for ordering an industry that draws together diverse sources of
supply.
6. The
industrial accident hazard is increased; workmen's compensation
imposed by law, and contract systems of plant insurance and company
health plans become important.
12. The
demand for semi- or unskilled labor promoted more migration of labor,
with attendant problems in community adjustment regarding schools,
racial, religious, and rural-urban attitudes.
39. Conservation
problems developed in connection with the oil industry.
50. It
affected the extent and types of extra-legal sex relations through
the privacy and mobility it afforded.
51. Autos
themselves became prime objects of criminal activity: car thefts
and traffic violations added up to impressive totals in the total
bulk of offenses handled by law.
59. Health
problems grew out of the readier means for carrying human disease
about.
68. The
hotel business, with new forms such as the tourist cabin grew, giving
new importance to the law of innkeepers.
69. Discrimination
on racial, national, or religious grounds, in serving the traveling
public, became a greater problem.
75. A new
unit of urban livingthe metropolitan areagrew out of
the new mobility, unmatched by older local government organization.
84. Mass
use brought traffic problemsnot only police regulation, but
zoning, street and highway construction, and community planning.
88. Motor
car uses provided a whole new field for government revenue, with
accompanying growth in taxes, creation of administering authorities.
92. There
was new interest in resort to law to preserve the natural beauty
along the roads from invasion by roadside advertising and business.
102. Insurance
regulation had to be extended to cover auto casualty insurance.
105. Accidents
to persons and property growing out of the operation of autos grew
to alarming proportions as the use of the motor car spread, and
from this came a great diversity of demands upon law: licensing
of drivers, testing of equipment, requirement of safe equipment
(e.g., safety glass), stipulations for financial responsibility
of drivers or owners, traffic regulation, adjustment of court structures
and procedures to cope with the flood of litigation, the handling
of out-of-court settlements (involving relations of lawyer and client,
insured and insurer, injured party and insurance adjuster), development
in legal doctrine regarding negligence, causation, joint tortfeasors,
etc. 38
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As if this were not enough to demonstrate his point,
Hurst went on to list 148 penal offenses growing out of the rise
of the automobile in Illinois.
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Sequence and context
were two essential categories to begin thinking about a historical
sociology of American law. But as the detail of such lists suggest,
the actual writing of a work of legal-historical sociology required
more than abstract conceptualization. It depended upon exhaustive
and wide-ranging substantive research. The prerequisite for such
an empirical investigation of law was the basic identification and
operation of what Hurst originally called in his own first book
of legal history, "The Principal Agencies of Law in the United States."
39
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Structure: The Principal Agencies
of American Law
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Through the ideas of sequence and context, Hurst attempted
to outline a historical and sociological approach to the rule of
law that would avoid the mistakes of earlier schools and methods.
Law was not an Idea; it was not about the unfolding of a priori
ultimates. "The reality is always finite and contingent," he noted,
"even when it shows trend or pattern." Like Oliver Wendell Holmes,
Hurst believed that the only kind of principles worth investigating
"were existing notions of public policy." Law was also not an organism
or a mechanism. Society and jurisprudence were not living bodies
nor did they reflect "the inexorable and impersonal laws of social
mechanics." Rather, the interaction of factorsthe "contextual
influences in legal history"were "subject to contingencies
of men's wills, minds, and emotions." 40 Law was, and had to be studied as, a particular
historical institution. That required a certain double vision in
legal studies lacking in previous models. Legal scholarship needed
to take account of law itself as an institution "with its own built-in
inertias and its own interests derived from the momentum of its
own operations" while simultaneously acknowledging the tight "interplay
of law with other social institutionsmarket, family, private
associations." 41
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The intellectual
sources of Hurst's historical, sociological, and institutional approach
to law were many and diverse, and they have been treated at length
in historiographical essays in this volume and elsewhere.
42 They included the sociological jurisprudence
of Roscoe Pound and Eugen Ehrlich; 43 the legal methodologies of Holmes and Brandeis;
the social theory of Max Weber, Emile Durkheim, Talcott Parsons,
and Robert Merton; 44 and the legal realism that dominated the jurisprudential
landscape when he "first came into this business in 1937."
45 But his library was also full of somewhat odd
books that seemed to influence the development of his own particular
system. Hurst's copy of H. Stuart Hughes, Consciousness and Society,
for example, contained an elaborate series of notes working out
Hurst's ideas on Inertia, Process, and Values.
46 From such diverse sources, Hurst fashioned an
original perspective. Beyond sequence and context, its next two
features were particularity and complexity.
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Particularity.
Given the central significance of sequence and context in Hurst's
analysis, it was impossible to study or talk about "The Law" in
general. Law could only be understood in a particular historical
context. "To one who perceives the time dimensions of legal order,"
Hurst noted, "the question will always be one of studying a particular
legal order, or comparing particular legal orders."
47 In contrast to claims of universal elements in
law, Hurst proposed the study of one specific legal orderthat
of the United States. Citing Alexis de Tocqueville, Hurst noted
that the United States was a peculiarly legalistic societya
society in which law was deeply woven "into a wide range of living."
Americans were "a law-minded, law-using people, whose affairs were
touched by legal processes at many points." American legal history
was thus a prime venue for a study of law's contextual relationship
to society, as well as an alternative way to study the sequential
and "general history of the country's character and development."
48 But writing a particular history of law in the
United States was no easy feat. The American legal system understood
in sequence and context was an extremely complex social institution.
Hurst's project simultaneously attempted to come to terms with two
different kinds of institutional complexity: structural complexity
and functional complexity.
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Structural Complexity.
Structural institutional complexity was the starting point for Hurst's
own empirical research into the principal agencies of law in the
United States, the project that became The Growth of American
Law. Hurst envisioned Growth as something like an introductory
text or, as he termed it, a work for "purely practical, journeyman's
purposes." When Hurst began his own researches, he was appalled
at the lack of basic information on the central institutions of
American law. 49 Growth was an attempt to survey in a single
volume the different institutional structures that composed the
American legal order: the legislature, the courts, constitutional
conventions, the bar, and the executive. This was a first-order
requirement of any legal historya simple accounting of the
independent institutional factors that structured legal decision
making. It mattered profoundly whether an issue or dispute was taken
up by a constitutional convention or a state assembly or a county
court or an administrative agency. And all were law makers. Legal
historians had to wrestle with the different implications of the
different institutional pressures on law. That was the origin of
one of Hurst's most often-repeated injunctionsthat legal history
must go well beyond a history of courts and judges and formal doctrine.
50 For Hurst, the proper subject of legal history
was coterminous with the whole history of governance, broadly construedformal
and informal, local and central, public and private, jural, legislative,
and administrative. As Hurst put it best:
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In deciding what to include as "law"
I do not find it profitable to distinguish "law" from "government"
or from "policy." The heart of the matter is that we formed organizations
for collective action characterized by their own distinctive bases
of legitimacy.... In order to see law in its relations to society
as a whole, one must appraise all formal and informal aspects of
political organized powerobserve the functions of all legal
agencies (legislative, executive, administrative, or judicial) and
take account of the interplay of such agencies with voters and nonvoters,
lobbyists and interest groups, politicians and political parties.
This definition overruns traditional boundaries dividing study of
law from study of political history, political science, and sociology.
51
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This structural institutional complexity of law as
governmental practice was precisely why Hurst so prized his own
legal history of the lumber industry in Wisconsin. It was the only
example of a historical study that attempted to simultaneously investigate
the interaction of all the relevant legal agencies (every
piece of official paper) surrounding the changes in a given public
policy over time.
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Functional Complexity.
Though many have credited Hurst for his pioneering research into
the institutional complexity of the modern American legal order,
he has often been accused of oversimplifying another key element
in his legal-historical sociologythe socio-economic functions
of law in the United States. But in Hurst's system, even more significant
than his regard for institutional complexity was his general acknowledgment
of law's functional complexity. Indeed, it was precisely Hurst's
emphasis upon law's complex functions in society over time that
most separated his brand of legal history from its whiggish, constitutionalist,
progressive, and institutionalist predecessors. Hurst's focus on
the multiple roles of law in society was key to his historical sociology
and the point at which his work gets most interesting. In contrast
to interpretive critiques that reduced Hurst's conception of law's
function to a simple economic instrumentalism or middle-class values
consensus, Hurst explicitly and repeatedly recognized (and called
for further research into) four broad and salient combinations of
value and function that marked "the distinctive roles of law in
United States history": violence/force, liberal constitutionalism,
procedural rationality, and resource allocation.
52 Those four roles were the basis of Hurst's historical-sociological
definition of law: "Law has meant organization for making and implementing
choices among scarce sources of human satisfactionorganization
marked (1) by successful assertion of a legitimate monopoly of violence,
(2) by constitutionally ordered power, (3) by procedures which emphasize
adherence to legitimated form and to continual cross-check of generals
and particulars, and (4) by its regular use to allocate resources
to affect conditions of life in society." 53
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One should not
be deceived by the simplicity of Hurst's enumeration, for it was
the cornerstone of a sophisticated sociology of law. The first thing
to notice about this list is that, despite his reputation for emphasizing
law's functional relationship to the economy and the market, Hurst
began like Max Weber (and later Robert Cover) by headlining law's
principal role as force and as official, monopolized violence in
society. By this Hurst meant not only the direct legal powers of
the state, but also the second-order "surveillance of all other
forms of compulsion." To law was assigned the "ultimate scrutiny
of the legitimacy of all forms of secular power developed within
the societythat is, of all means by which some men may exercise
power over the will of other men." Far from underplaying the role
of force, coercion, or power in law, Hurst understood it as the
first function. 54 By way of contrast, resource allocationlaw's
role as the "principal means to affect allocations of manpower and
material means among competing objects of use"was its fourth
function. Though much of Hurst's substantive research and writing
was preoccupied with the role of law in "shaping the general course
of economic development," that was not the only (indeed, perhaps
not even the most significant) function of law in society.
55 Though the rest of this article will again privilege
Hurst's understanding of law's relationship to capitalism and the
market economy, Hurst's own legal-sociological conceptualization
highlighted other concerns, including liberal values and procedural
rationality.
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That is the second
important thing to notice about this list of law's roles in societythe
degree to which Hurst's understanding of function (which usually
has a static and systemic quality) was deeply intertwined with the
more open-ended and dynamic problem of value. Like all the best
works of legal sociology (again Weber and Cover as well as Jürgen
Habermas 56 are good illustrations), Hurst's project attempted
to come to terms with both system and action, objectivity and subjectivity,
utility and justice. As Hurst translated this constant dualism,
legal history had to adequately deal with "both the instrumental
and the constitutional character of law." The functional
and instrumental problem of the legal distribution of political
powers and economic resources in society was intimately bound up
with the normative and constitutional issue of legitimacy. The second
and third roles of law in American society, according to Hurst's
schema, centered on the moral problem of political and economic
legitimationliberal constitutionalism and procedural rationalization.
For Hurst, liberal constitutionalism was primarily a question of
value. It entailed a wide spectrum of attitudes, usages, and norms
focused on the constitutional ideal that "there should be
no center of secular power which was not in some way subject to
review by another center of such power." 57 While Hurst elaborated the ideal of liberal constitutionalism
at length in his substantive writings, he unfortunately left the
ideal of procedural rationality rather undeveloped. Though he acknowledged
a pivotal role for law in "providing rational and acceptable forms
for finding facts and making choices among scarce satisfactions"a
procedural role that he ranked with "industrial technology and organized
science as a major means for enlarging the scope of rationalized
behavior"Hurst's analysis of "procedural regularity" never
quite reached the provocative dimensions of the work of Weber, Habermas,
Niklas Luhmann, and Gunther Teubner on the role of "legal rationalization"
or "juridification" in modern societies. 58
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Thus Hurst's conception
of the roles of law in modern society, far from being reducible
to any narrow legal instrumentalism or economism, actually revolved
around the perennial historical sociological tensions between structure
and agency, fact and norm, function and value. Synchronically, function
and value (or in Hurst's legal frame, instrumentalism and constitutionalism)
were two alternative perspectives from which to examine the same
phenomenon. But through the addition of a time dimension (the historical,
diachronic perspective), Hurst was able to throw his analytical
system into motionto create a narrative, a story, a legal
history. Instead of understanding the relationship of structure
and agency, collective and individual, system and lifeworld as distinct
and static conceptual categories, the addition of a sequential narrative
allowed Hurst to view function and value and power and rationality
as intertwined phenomena unfolding in time as historical processes.
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II. Hurst's Narrative: Function,
Value, and Power
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The second part of this article is devoted to Hurst's
particular historical narrative about the growth of law in the United
States. It continues to adhere to a conceptual outline that emphasizes
three of Hurst's primary synchronic categories for understanding
law in society:
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A. FUNCTIONRESOURCE
ALLOCATIONCAPITALISMLEGAL INSTRUMENTALISM: Hurst's understanding
of the relationship of law to the functional requirements of a market
economy.
B. VALUELEGITIMACYLIBERALISMRULE
OF LAW: Hurst's understanding of the relationship of law to that
amorphous realm of articulated norms in society.
C. POWERVIOLENCESTATECONSTITUTIONALISM:
Hurst's understanding of the relationship of law to public (and
sometimes private) force.
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Through these basic categories, Hurst explored the
interaction of law with (a) economy, (b) society, and (c) polity.
They supplied the basic characters in Hurst's legal history: (a)
capitalism, (b) liberalism, and (c) the American state. But set
in motion, they also provided a diachronic narrative structure for
Hurst's histories. Almost all of Hurst's substantive books--Law
and the Conditions of Freedom (1956), Law and Economic Growth
(1964), The Legitimacy of the Business Corporation (1970),
Law and Markets (1982)employed the same braided metanarrative
interweaving a chronological progression from the early nineteenth
to the early twentieth century with a three-part movement from a
focus on market functions to value conflicts to political controls.
Hurst's basic outline of law's history in America moved from an
early nineteenth-century story featuring law's role in the release
of creative economic energies; to a mid-century preoccupation with
the competing values of individual rights vs. community well-being;
to a late nineteenth- and early twentieth-century tale of the rise
of a modern administrative state. As Hurst charted this legal policy
progression in Law and the Conditions of Freedom:
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A. 1800-1870 Communications,
credit, and national markets as frame for release of private individual
and group energies.
B. 1820-1877 Sectional
balance in federalism.
1840-1900 Humanitarianism
and conservation of human resources.
C. 1870-1900 Balance
of power: for wider sharing of freedom of choice. Community strength
and security, by rationalization of social processes.
59
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As indicated, the exact dates sometimes shifted and
frequently overlapped. And Hurst certainly recognized that function,
value, and power (capitalism, liberalism, and statecraft) played
important roles in each historical period. Nevertheless,
Hurst's overarching narratives generally utilized the same shifting
tripartite emphases: from the release of energy to the control of
the environment to the balance of power in the general history;
from property and contract to police power to general planning in
the lumber story; from general utility to legitimacy and responsibility
to institutional policymaking in the legal history of the corporation;
and from the market to commonwealth vs. individual values to bargained
public policy in the story of the market. 60 By merging sequence and context, diachronic narrative
and synchronic analysis, history and sociology, Hurst produced the
first comprehensive overview of law in modern American history.
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Function: Market Capitalism
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The starting point for Hurst's synthesis was the economy.
Over the past twenty-five years, issues like economic growth, development,
resources, and the proper relationship of market and state have
taken a backseat to social and cultural history in both academic
and public discourse. But in Hurst's formative years, the 1930s
through the 1960s, political economy was a universal topicthe
lingua francaof discussion, research, and writing.
Fittingly, Hurst's library was replete with the economic writings
of economists and public intellectuals like John Commons, Walton
Hamilton, Thurman Arnold, Joseph Schumpeter, W. W. Rostow, John
Kenneth Galbraith, and Robert Heilbroner as well as ubiquitous economic
histories of industries, corporations, robber barons, and state
policymaking. Without question, political economy was the crucial
frame of reference for Hurst's intellectual project. "Always in
the background," he argued, was the constant, immovable, and economic
"fact of scarcity." 61 Hurst was matter-of-fact: "It's hard not to be
an economic determinist. People have to find means to eat."
62 He explicitly endorsed the older, nonspecialized
perspective of "political economy" for exploring big historical-sociological
questions: "The larger the questions, the more alike are the modes
of analysis of economists and lawmen." In the history of the United
States, particularly, "legal process was woven closely into the
general growth of the economy." 63 Indeed, American law's solicitousness toward
the serviceability of the economic institution of the market was
for Hurst the leading example of law's functionalism, that is, the
idea that legal power should be justified and legitimated by "being
usefulefficient, if you willfor socially acceptable
and humanly desirable ends." 64 Such concerns led Hurst to begin his history
of law in the United States not with the old political story of
vested rights and ancient constitutional limitations but with the
formative, functional, and instrumental relationship of modern American
law to the emergence of a market economy.
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The Market.
For Hurst, the market was unequivocally the dominant institution
in nineteenth-century American life. This was a century that "put
all the energy and attention it could into economic interests."
The market"the activity of private operators in producing
and distributing goods and services for private profit"was
particularly valued as the institution "for achieving economic efficiency""the
most output for the least input." 65 Though public controls and state regulations
were present (especially in the latter part of the century), the
overwhelming emphasis of nineteenth-century approaches to the problem
of the allocation of scarce resources was "to promote expansion
rather than to regulate expressions of private energies of will."
This was a society, according to Hurst that "preferred immediately
visible productivity above formal order""dispersion and delegation
put the greater weight of decision in market processes rather than
in political processes." 66
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In Hurst's analysis,
the market came first and consequently had a decisive and determining
effect on the rest of nineteenth-century American social and political
life. "We favored large scope for private invention and elaboration
of organizational techniques for increasing control over material
or social environment," Hurst argued. "Thus we assigned the market
a role substantially equal to that of political process in shaping
social order." Indeed, for the past one hundred and fifty years,
Hurst contended, the private market was "central to ideas and styles
of action which have determined the location and character of prevailing
political power in the country." Law reflected that prioritization.
Indeed, "with its emphasis on the law of contract and fee simple
title to land," the early American legal order was something of
a symbol of that "prime reliance on the market" for producing and
distributing resources. For much of the nineteenth century, Americans
demanded through and conceded in law "a wide scope for the initiative
of private will in the market." 67
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Hurst was certainly
not uncritical of the overriding influence of the market as a simple
fact of nineteenth-century American life. As he put it, "The century
was so market-focused as to be politically naive." Like many mid-twentieth-century
liberal humanists (for instance, Richard Hofstadter and Louis Hartz),
Hurst did not take unambiguous pride in a market system that generated
effects like the rapid deforestation of Wisconsin.
68 In particular, Hurst decried three noxious consequences
of market dominance: the monetization of value, the privileging
of short-term over long-term goals, and the masking of socio-economic
power. 69 One central concomitant of a reliance on the
market to distribute scarce resources was the assignment of value
to achievements through a simple tally of measurable inputs and
outputs, for instance, "the number of men or dollars." And while
there were obvious benefits to a money calculus of costs and benefits
like speed, impersonality, and comparability, Hurst, like Holmes,
found a certain "crudity or grossness in the country's regard for
private economic power." He felt that alternative sources of worth
better dealt with significant areas of life such as "the worth of
a secure family unity, or the opportunity asset represented by a
natural resource subject to irreversible depletion." So, too, the
market was often "superficial or neglectful in matters of deep public
concern," owing to its short-term, practical judgments as opposed
to deeper analyses of underlying causes and consequences. The market
released the creative energies and expressions of a myriad of interested
individuals, but it also yielded "vast, unforeseen, unchosen social
consequences out of unplanned, uncontrolled accumulations of fragmented
decisions." Finally, Hurst was also critical of the obvious power
element at the heart of market assessments of the appropriate distribution
of scarce goods: "The market offered men leverage through skill,
fortune, and energy to acquire practical powers of compulsion over
other men." Despite such criticisms, however, the market loomed
as an irrefutably large fact and force in nineteenth-century American
life. It demanded close examination in legal history.
70
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Legal Instrumentalism.
But what exactly was law's relationship to this powerful and sometimes
problematic institution called the market? In contrast to some of
the economic assertions of the critical legal studies movement (and
the insights of sociological jurists like Morris Cohen and Robert
Hale), Hurst did not believe that the market was fundamentally a
creation of law. "The private marketsustained patterns of
private trading for profit," he argued, "was primarily the product
of goals set and means fashioned by industrialists, merchants, bankers,
lenders and borrowers, employers and employees, and ultimate consumers."
Though Hurst shared Legal Realism's recognition of the public powers
that undergirded private rights like property and contract, he worried
about overstating formal law's constitutive role vis-à-vis
other socio-economic institutions. "Relative to the whole play of
factors that produced the market," Hurst contended, "the law was
marginal." 71
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Rather than creating
or constituting the market, Hurst envisioned law as primarily an
enabling and supplementing institution for allocating scarce human
resources. In the United States, people made "heavy and pervasive
demands on the market and the law" to cope with the problem of scarcity.
"In a society which believed that in economic creativity it held
the means to fashion new standards of human dignity," Hurst noted,
this "interplay of law and market has expressed a good deal of our
way of life" 72 In the early nineteenth century, this interplay
was primarily a functional one. Law provided "the means for assembling
and channeling resources" and "the processes for resolving conflicts"
derived from scarcity or the "absence of life's satisfactions."
73 Hurst dubbed this economic functional relationship
of law and market (law and resource allocation) in the antebellum
United States "legal instrumentalism"a pragmatic, improvising,
rule-of-thumb attitude that considered law a tool rather than a
rule, a means rather than an end. As Hurst put it, Americans "believed
that law existed to serve men, and not men to serve the law." Law
functioned primarily as a mechanism of resource allocation that
channeled and dispersed "economic decision making into private hands
through the market, implemented through the law of property and
contract." 74
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As Lawrence Friedman,
Harry Scheiber, Stanley Kutler, and others have made clear, Hurst's
functional understanding of law's instrumental role in the "market
revolution" was an exhilarating achievement and the basis for a
new research agenda in American legal history.
75 In place of traditional constitutional stories
of judicial review, vested rights, and due process, Hurst's functional
approach integrated legal change into the general story of American
socio-economic development. In place of a relatively internalist,
technical, and limited story of doctrine and judges, Hurst opened
the doors to an externalist story with topics and themes as broad
as history and sociology themselves. Hurst urged legal scholars
to replace ubiquitous studies of natural law and constitutional
clauses with topics like the ways "we used the public lands to fashion
a family-farm economy in the Mississippi Valley, to underwrite the
growth of the private banking which serviced this farm economy,
and to subsidize the development of roads, canals, and railroads
which brought its products to market" or the ways "we used federal
fiscal powers to give tariff protection to foster industry, and
to provide central banking facilities and regulation to promote
nationwide business expansion" or the "ways in which the law of
private property, contract, and tort gave legally protected scope
for exercising private initiative of decision to allocate scarce
economic resources, free of arbitrary intrusions either of public
or of private power." With such instrumentalist topic suggestions,
Hurst coaxed into being the original agenda of a new legal history.
76
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Three things are
important to note about Hurst's conception of legal instrumentalism.
First, like his ideas about the limitations of the market, Hurst
could be quite critical about the early American tendency to use
law "in a narrowly practical way""more as an instrument for
desired immediate results than as a statement of carefully legitimated,
long-range values." The "pragmatic insistence on using law" as "a
handy tool" could too easily be perverted into the narrow calculus
of short-term interests that Hurst later criticized as "bastard
pragmatism." 77 Second, legal instrumentalism was intimately
linked to another underlying theme in Hurst's workthe marginality
of law. As Hurst suggested, "Typically law worked only to exert
limited but critical leverage upon situations; its effectiveness
in this culture not only depended upon but consisted in its playing
a limited part." In his work on the business corporation, Hurst
made the most explicit case for the relationship of instrumentality
and marginality: "Corporation law has always been an instrument
of wants and energies derived from sources outside the law; it has
not been a prime mover. However, ... the kind of structure, procedures,
and privileges which corporation law made available significantly
channeled the expression of men's wants and energies and significantly
affected the responses which other interests made to these drives."
Hurst's instrumentalist perspective thus carried a distinct warning
about overstating law's role in the development of a market economy:
"We must not exaggerate the influence of men of law compared with
the inventions and energies of promoters, financiers, managers,
marketing men, trade union leaders, and a host of others. In the
whole course of affairs lawyers produced only marginal effect."
But though marginal relative to the vast array of human factors
contributing to "the market," law provided critical leverage and
cumulative effects that had a decisive influence upon the balance
of other factors shaping American capitalism. 78
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Finally, and most
significantly, law's instrumental role in the allocation of scarce
resources in nineteenth-century America should never be confused
with a negative or passive or laissez-faire approach to the relationship
of government and the economy. On this point Hurst was unequivocal:
"A simple regulatory, prohibitory, narrowly policeman-role concept
has not adequately described our legal order." Legal instrumentalism
was Hurst's attempt to portray the active, dynamic, positive, and
powerful function of law as governance in the most crucial public
policy matter facing the new American nationthe creation and
distribution of product and wealth. The legal tools exploited in
this process included some of the most potent of sovereign authorities:
taxation, public expenditure, eminent domain, nuisance, police power,
even military mobilization. The Wisconsin lumber industry, for example,
was almost completely dependent upon original state-created conditions
for market exchange: land grants of 35,000,000 publicly controlled
acres, public internal improvements like navigable streams and railroads,
and sovereign grants of public privileges like corporate status,
special licenses and franchises, and the power of eminent domain.
79 Legal instrumentalism was not about a simple
governmental acquiescence to the private market. It involved the
positive and public deployment of legal power. Indeed, as the nineteenth
century progressed, according to Hurst, the legitimacy of the market
as a central mechanism of resource allocation was increasingly challenged.
By the late nineteenth and early twentieth century, the same legal
and governmental powers of the state that bolstered and supplemented
economic decision making came to be deployed as antagonistic checks
on the excesses of market allocations of scarce goods. The public
utility and the administrative agency signaled a fundamental realignment
of economic and political power in American history.
80 The economic functions of law came into increasing
conflict with the values and violence that also constituted a legal
order. Legal instrumentalism acceded to liberal constitutionalism.
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Value: American Liberalism
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Legal instrumentalism, law's functional relationship
to early nineteenth-century market imperatives, was but one of law's
important roles in American history. Equally significant was law's
relationship to the problem of value. Hurst's historical sociology
attempted to wrestle simultaneously with the problem of meaning
as well as material life, law's normative as well as its positive
implications. Law's sweeping power in American society was linked
not only to its factual and sociological function as a distributor
of resources and power (in legal realist terms, its "is-ness") but
also to its intellectual and moral force as a primary source of
notions of rightness and validity (its "ought-ness"). For Hurst,
law not only reflected the economic demands surrounding scarce resources,
it was one of the principal embodiments of the full range of articulated
values in a society at any given time. "For all its frailties and
fictions," Hurst noted, "law operated with a force not matched by
any other major institution of social order to press men to define
ends and means""nowhere else did men undertake so much to
explain themselves." Constitutions, statutes, judicial opinions,
and administrative rules constituted "the largest single body of
articulated values and value-oriented contrivances in society."
81 This enormous deposit of value evidence extended
well beyond issues of economic function, utility, efficiency, or
the satisfaction of wants. Rather, a "deeper, more demanding" and
more elusive criterion operated around this problem of valuea
criterion Hurst sometimes dubbed "justice." By "justice" Hurst attempted
to capture very simply something that more complicated social theories
allude to with neologisms like "species-being" and "lifeworld,"
that is, "the humanistic demand that life should have rewarding
content, that life should be made more real as an end in itself."
The organized powers, administrative systems, and economic functions
of modern societies were always subject to the higher stricture
that institutions should enlarge rather than diminish "the humane
quality of individual life for all individuals." Admittedly, this
normative concept of law as justice was somewhat slippery, but Hurst
was precise about its two primary valences. "On the one hand, we
should structure society so that people find humane satisfaction
in living in it," Hurst argued. "And, secondly, organized power
in society should offer substantially equal terms of life opportunities
for all." Justice for Hurst entailed that interweaving of humanism
and egalitarianism, individualism and collectivism, embodied in
the due process and equal protection clauses of the Fourteenth Amendment.
82 Indeed, law as values in American society frequently
revolved around the competing demands for individual liberty vs.
democratic freedom, or as Hurst understood it, the release of energy
vs. the balance of power. In Hurst's synthesis, this tension was
at the root of the American legal tradition of liberal constitutionalism.
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Though values were
often shared in Hurst's analysis, they were never simple or one-dimensional.
Liberty and order, freedom and control, were the two faces of liberal
constitutionalism, and they reflected Hurst's conviction that the
human condition involved the fundamental contradiction of possibility
and limitation, growth and scarcity, infinity and finitude. From
Louis Brandeis he inherited an optimistic, progressive, and reformist
faith in the possibility of growth "toward realizing the creative
potential that resides in individuals and their society." From Reinhold
Niebuhr he learned about "the tragic element, not just in life but
in human history, the sense of limitations of energy, courage, imagination,
vitality that adhere in being a human being." 83 The patterns of values Hurst detected in American
law and society often broke down around this bifurcation between
the release of individual creative energy and the collective limitations
of the balance of power. Hurst demarcated four values especially
salient in nineteenth-century law that gave "character to the society"
and that helped determine the "main currents of public and private
policy in the growth of the country": (a) a deference to individual
life; (b) an activist, manipulative bias; (c) pragmatism; and (d)
a concern for social contexta commonwealthwhose primary
constitutional requirement was a broad dispersion of decision-making
power. 84 The last, multifaceted value involves Hurst's
definition of constitutionalism, limitations, and the "balance of
power." It will be discussed in the next section on power and the
constitutional state. The first three values were central to Hurst's
rendering of the possibilities of nineteenth-century liberalism,
or what he dubbed the "release of individual creative energy."
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The Release
of Energy. Hurst rooted the release of energy in a reformed
and enlightened Judeo-Christian tradition not unlike Max Weber's
"protestant ethic and the spirit of capitalism." Its first feature
was a high individualism. For Hurst it was simply apparent that
American law and public policy were dominated by a first-order concern
"to foster the creative potential and dignity of individual life."
In the nineteenth century, this objective was primarily reflected
in law's deference toward individual market decisions, that is,
"in the strong support for freedom of contract and in the emphasis
on moving public lands into private, fee-simple ownership." While
twentieth-century American law largely abandoned this knee-jerk
market solicitousness, it "continued to focus attention on the position
of the individual" but in new ways, for example, civil rights and
the protection of minorities. Throughout, American legal culture
"put a premium on individualism." Though like any progressive, Hurst
admitted that "individuals realize their humanity only in society,"
he also contended that "they realize their individuality only in
self-awareness, which consists in some sense of separateness."
85 Like John Stuart Mill, Hurst placed an irreducible
residual concern for the individual at the center of American law
and at the core of his definition of liberalism. The energy to be
released was at bottom individual.
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But like John Dewey,
the individualism that Hurst found in the history of legal liberalism
was not the static, passive, or negative liberty of the vested rights
school of American constitutional developmentDewey's "old
liberalism." Rather, the second liberal value reflected in law was
"the prizing of active will to shape social experience." The energy
to be released, in other words, was active and creative, indeed
at times creatively destructive. Liberal freedom implied not simply
the removal of oppressive constraints, but the positive promotion
of the ability of individuals to act and to create, to work and
to manipulateto continually and freely express their creative
wills. "Not the jealous limitation of the power of the state," Hurst
made clear, "but the release of individual creative energy was the
dominant value" of nineteenth-century American law. "Where legal
regulation or compulsion might promote the greater release of individual
or group energies," Americans did not hesitate to make "affirmative
use of law." 86 As this call to creative action and energy was
something like a secular faith, Oliver Wendell Holmes was something
like its high priest pontificating, "Life is action, the use of
one's powers. As to use them to their height is our joy and duty,
so it is the one end that justifies itself." "I know of no true
measure of men except the total of human energy which they embody,"
Holmes argued, "from Nansen's power to digest blubber or to resist
cold, up to his courage, or to Wordsworth's power to express the
unutterable, or to Kant's speculative reach." The bold and free-wheeling
adventurousness of an Arctic explorer was exactly the kind of energy
that Hurst witnessed as valued in nineteenth-century law. It was
a legalism and a liberalism that "measured the content and quality
of life by the amount and skill of manipulation which men addressed
to their relations to the material world and to each other."
87 It was thus a legalism and a liberalism constantly
in motion and in flux. Like the "creative destruction" that Joseph
Schumpeter identified as a central feature of capitalism, Hurst's
legal liberalism was constantly revolutionizing itselfincessantly
destroying old legal rights and political duties and creating new
ones in their stead. 88 Just as Hurst's understanding of shared values
had little to do with consensus, his notion of the release of creative
energy was fundamentally about change, not continuity. Indeed, it
was precisely Hurst's emphasis on law's dynamic role in the economic
and political revolutions of the nineteenth century that opened
the doors to a new legal historiography.
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But just as individualism
was qualified by an emphasis on activism (in addition to the competing
commonwealth and constitutional values to be discussed below), the
powerful value of active will in Hurst's analysis was further qualified
by a third valuepragmatism. Hurst described pragmatism as
a sobering and limiting value that reined in the potential excesses
of an unqualified promotion of individualism, activism, and manipulation.
Pragmatism in law meant that action and judgments should be "disciplined
and moderated by reasoned calculation and by a cautious sense of
man's limitation." Hurst again cited Holmes on the pragmatic tendency:
"Certitude is not the test of certainty. We have been cock-sure
of many things that were not so." The pragmatic strain that Hurst
detected in nineteenth-century law and society was irreverent and
decidedly anti-absolutist. It was the hallmark American philosophy"the
idea that truth lies in operation, that truth is learned by behavior,
and appears in fulfilled effort." In its most valuable, positive
form, this pragmatism operated as a kind of "skeptical moderation"
prodding reason to operate with "a saving skepticism" and cultivating
the "capacities of mind and will to act" upon one's situation. But
as implied in the discussion of legal instrumentalism, Hurst also
warned about the ease with which this pragmatic tendency could be
perverted into the more menacing "bias toward exalting the immediately
practicalin the sense of knowledge which can be translated
into immediate operationat the expense of understanding larger
causes and more remote chains of effects." "A superficial concern
with immediacies" and mere "busyness" and "satisfaction with opportunistic
gains" were the negative byproducts of an overly narrow version
of pragmatism in American law. Hurst's conclusion that "a valid
pragmatism is constantly at war with an illegitimate pragmatism
in our way of life" very much mirrored his divided perspective on
the possibilities and limits of "the release of energy."
89
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Hurst sometimes
combined the values of individualism, activism, and pragmatism into
something he called the "middle-class outlook" of nineteenth-century
American life. But much like Tocqueville, his assessment of its
achievements was decidedly mixed: "The middle-class outlook which
was significant in the roles of law in United States history was
morally ambiguous, marked by positive strength and by capacity for
waste and wrong." Like most liberals, he praised the ideals of individuality,
free expression, creative action, skeptical moderation, and tolerance
as the highest social and moral ambitions. But he took no delight
in the practices of unfreedom whereby "a rich, unexploited continent
gave scope for self-righteous or amoral individualism" or whereby
the high ambition of a protestant ethic "easily fell away into a
lower kind, satisfied with mere increase in quantity of creature
life." 90 Hurst's critique and his fear of the degradation
of the liberal release of energy echoed Tocqueville's depressing
vision of "an innumerable multitude of men, alike and equal, constantly
circling around in pursuit of the petty and banal pleasures with
which they glut their souls." In 1971, Hurst argued, it was hard
"to push Tocqueville aside": "People will settle for beer and television,
in Tocqueville's estimate.... Their insistence on equally shared,
immediate, material enjoyment would make them increasingly ready
to accept the domination of the mass and of mass opinion, and increasingly
willing to accept strong political direction, if it would only assure
them the beer and the television." 91
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So, even if completely
and consensually shared, the values of individualism, activism,
and pragmatism combined in the middle-class outlook and legal practices
of "the release of energy" brought the attendant dangers of a Tocquevillian
democratic despotism. Still, the values "shared by a politically
effective segment of the population" were but a small part of the
full story of nineteenth-century law. It would be a serious error
to overemphasize the role of "the release of energy" in Hurst's
total vision of law in American history and society. We have already
mentioned law's functional role in the allocation of scarce resources
as well as the powerful impact of "unplanned and unchosen" drift
and inertia in societal and legal affairs. In addition to these
factors, we still need to reckon with the fourth dominant value
that Hurst identified in nineteenth-century lawconstitutionalism,
or the tendency to disperse decision-making authority and balance
competing centers of power. As implied, this last legal value was
much more about conflict and division than consensus and shared
feeling. "The country's turbulent growth spawned a great diversity
of goals and ambitions," Hurst was fond of pointing out. Thus, law
and public policy was "much concerned with handling conflicts of
interests." Hurst especially noted the "deep divisions of interest
centered on wealth or income, race, and sex as criteria for allocating
the gains and costs of life in society." 92 Indeed, this last set of values surrounding the
legitimate balance of conflicting powers and interests in society
leads away from the emphasis on function and value in American law
and toward one of the most intriguing and important (if comparatively
underdeveloped) of Hurst's themes: the role of legitimate force
and violence in law's underwriting of the American constitutional
state.
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Power: The Constitutional State
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Though questions of instrumental market functions and
shared liberal values dominated Hurst's characterization of early
American legal change, questions of conflict, interest, power, force,
and state-monopolized violence increasingly prevailed in his account
of the creation of a modern polity and economy in the late nineteenth
and early twentieth century. A victim of his own success at redirecting
attention to the "formative era" of American private law and economic
growth, Hurst's underlying preoccupation with modern corporate capitalism,
the administrative state, and what he called "the dominant problems
in law of our time" is easy to forget. 93 In Hurst's original 1942 research program for
legal history, he underscored the importance of the "new liberal"
problematic of "the security and values of individual personality
in a world increasingly marked by centralized, large-scale power
arrangements." Hurst recommended an array of legal-historical topics
for investigation that departed markedly from a simple release of
economic energy agenda: civil liberties, the administration of modern
criminal law, the law of insurance, civil rights and antidiscrimination
law, labor law, collective bargaining, antitrust, economic planning,
public housing, and consumer security. 94 Issues of controlof balance, police, regulation,
and planningwere increasingly featured in this latter part
of Hurst's legal history. Indeed, here law's role as legitimized
violence and force in societyas coercive governing powerwas
most visible and apparent. Hurst demarcated two interrelated ways
that law intersected with the issue of power: first, the value problem
surrounding law's legitimate role in resolving conflict among competing
interest groups and power centers--constitutionalism; and
second, the political problem of law's role in the creation of an
entirely new center of public powerthe modern administrative
state.
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The Balance
of Power. Constitutionalism for Hurst was not about judges or
courts or judicial review. Rather, it was about the structure of
power in society and the values that informed that structure. In
the United States, constitutionalism comprised the accountability
and dispersal of power, broadly construed. Hurst often repeated
a straightforward definition of constitutionalism as the proposition
that "any kind of organized power ought to be measured against criteria
of ends and means which are not defined or enforced by the immediate
power holders themselves. It is as simple as that: We don't want
to trust any group of power holders to be their own judges upon
the ends for which they use the power or the ways in which they
use it." As profound a value in nineteenth-century American law
as the concern for the release of individual energy was the constitutional
proviso that "all forms of organized power over men's wills should
in some way be accountable to serve ends of broader concern than
the purpose of the power holders." Though nineteenth-century Americans
were eager to put power in the hands of individuals for creative,
economic, and socially useful purposes, the countervailing value
of constitutionalism demanded "external checks on the ends and the
means of this power." 95 Again, growth and limitation, possibility and
restraint, and freedom and controlfor Hurst this pervading
tension (as opposed to either one of its alternative dimensions)
was the story of nineteenth-century American law.
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The sources of
constitutionalism were many and deep, from the classical political
notion that power should serve the public welfare to protestant
reform ideas about natural and church law serving the "proper claims
of human spirit" to early modern common law restraints on prerogative.
Through the American revolutionary experience, these ideals coalesced
into a strong American legal predisposition "to correct arbitrary
or oppressive public or private power""to make all public
and private power accountable to serve men's welfare according to
criteria not in the sole determination of particular power holders."
This temper manifested itself in myriad examples of constitutional
checks on and balances of organized power and interests from the
separation and dispersion of sanctioned centers of power to demands
for the publicity of decision making to elaborate hierarchical rules
for the proper use of power: for example, constitutions, statutes,
charters, ordinances, and administrative orders. Constitutionalism
for Hurst was nothing short of the American definition of "the rule
of law" and all of the nonfunctional, anti-instrumental, relatively
autonomous values suggested by that pregnant phrase. As Hurst put
it, constitutionalism as "the practicing belief that law power should
be accountable to serve life outside the formal power structure
itselfmeant that observance of law and belief in law were
themselves ingredients of a way of life." 96 Constitutionalism was an exceedingly broad mandate
to order, balance, and control power in societyapplicable
to matters of private as well as public law. This rule of law was
often in conflict with the functional demands of a market economy
and competing social values like the release of individual energy.
But in the end, constitutional scrutiny of organized power persisted
as an overriding American legal value. As Hurst concluded, "There
was no pattern of social organization whose significance could be
appraised without taking into account the demands which an ideal
of constitutional order either did in fact make on it, or should
make on it." 97
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Two of the most
important aspects of Hurst's vision of the constitutional ideal
were its recognition of the significance of group and associational
life (as opposed to the individualistic focus of the release of
energy) and, relatedly, its solicitousness for what Hurst called
"commonwealth values" or the public interest. While Hurst repeatedly
labeled American culture "individualistic," he almost always immediately
noted the opposing conclusion that "this culture also put a premium
on values which could be realized only by an increasing range and
complexity of group action, and hence organization." Human beings
in Hurst's analysis were decidedly social and associational animals
whose being consisted in a peculiar "fusion of awareness of self
as apart from and yet in relation to other persons and things."
The American legal order reflected this social and group orientation
in its constant concern for the whole range of productive associational
activities "from the most intimate to the most impersonal ties,
and from unqualified options to the most imperative demands, from
the tender of public service without fee to the imposition of taxes,
to the conscription of men's lives." Hurst again cited Holmes on
the idea that "no theme was more important in legal history than
law's involvement in man's organization of relations to his fellowsthe
means by which mankind has worked and fought its way from savage
isolation to organic social life." Indeed, one of the most important
(if often overlooked) of Hurst's discoveries about nineteenth-century
American law was the extensive use of regulatory powers that imposed
"substantial burdens upon individuals for the sake of group interests."
98
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This last point
is absolutely crucial for a full appreciation of Hurst's understanding
of constitutionalism. Given the discussion of market functions and
individual energies above, it might seem that Hurst's nineteenth-century
America came perilously close to dissolving in "a whirl of private
schemes and transactions." But as Hurst made explicit, "we never
exalted laissez-faire into a governing dogma." Rather, the challenges
of economic growth, sectional diversity, and institutional development
"required a collective effort" and a public policy that "paid considerable
attention to ... commonwealth values." Public land programs, public
utility franchises, the development of public resources and public
works were but the most conspicuous examples of a prevailing concern
for public values in nineteenth-century law. As Hurst pointed out,
"This care for the common interest showed even in contract lawthat
key support of the private marketwhere courts carefully maintained
their authority to refuse to enforce private agreements which threatened
anti-social results." This "sensitivity to commonwealth interests"
broadened and deepened after 1900 as an interdependent and interconnected
society and polity wrestled with the increasing ability of relatively
few individuals and actions to generate effects on and wield power
over many. 99
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Thus nineteenth-century
American constitutionalism for Hurst was not confined to courts,
it was not restricted to matters of public law or public power,
and, finally, it was not primarily a negative power. Hurst often
derided the tendency of some classic political texts and authorities
to think of the issue of constitutionalism "as a series of Thou
Shalt Nots addressed to power holders." That was a mistake, a limited
understanding of constitutionalism that overlooked the more positive
and active "insistence that law serve the commonwealth, the general
or public interest." Though Hurst admitted that these were "vague
terms, subject to twisting to gloss over pleas of special interest,"
still they reflected the fundamental constitutional principle that
"individual life depends on some health of social context for its
quality and sustainment. Law's legitimacy required that it maintain
constructive, living relation to the course of life in society outside
the law." Examples of this powerful positive constitutional tendency
in nineteenth-century America included public schools, public works,
and, most significantly, the broad endowment of governmental powers
(taxing, spending, commerce, defense) that "the Constitution gave
to the Congress of the United States, and in the steady expansion
of those powers by legislative practice and judicial sanction."
100 As Hurst recognized in his earliest work on
nineteenth-century commerce clause jurisprudence, this more positive
aspect of constitutionalism was intimately related to the process
of state building in the United States. In his latest works, he
turned more attention to the early twentieth century and the transmutation
of this positive constitutional ideal into one of the clearest examples
of the links between law and power and official forcethe rise
of a modern administrative, regulatory, and welfare state.
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The Administrative
State. Constitutional notions of the balance of power and commonwealth
values promoting public welfare were not simply abstract ideas or
detached popular attitudes in Hurst's analysis. They were legal
and governmental practices embedded in the official decisions and
potent public policies of the American state. The most continual
practical manifestation of the principle that "the good order of
social relationships was a legitimate objective of law" in Hurst's
legal history was the development and exertion of the constitutional
state regulatory authority known as "the police power." In Hurst's
capacious definition, the police power held "that government may
act reasonably to promote or protect the functional integrity of
important social relations, or to foster a balance of power among
competing interests on terms acceptable to the community's durable
concepts of what constitutes a good life." The police power functioned
in nineteenth-century American law as an open-ended and coercive
state regulatory power that extended "to all the great public needs."
101 For Hurst, the police power was the clearest
representation of law's role as power, force, and legitimate state-sanctioned
violence. Drawing on Weber, Hurst noted, "In our system we assigned
to law the legitimate monopoly of violence; the accepted possession
of successful force was a constituent of legal order." The point
was obvious for Hurst and cautioned against any simplistic reading
of "the release of energy": "No society has ever admitted that it
could not sacrifice individual welfare to its own existence. If
conscripts are necessary for its army, it seizes them and marches
them, with bayonets to their rear, to death. It runs highways and
railroads through old family places in spite of the owner's protest....
The public force stood in the background every time government acted
to lay and collect taxes, to require a man to give up his land for
a public use." Hurst cited Holmes's classic critique of Mill to
suggest the limits of old renderings of liberalism: "The liberty
of the citizen to do as he likes so long as he does not interfere
with the liberty of others to do the same, which has been a shibboleth
for some well-known writers, is interfered with by school laws,
by the Post Office, by every state or municipal institution which
takes his money for purposes thought desirable, whether he likes
it or not." 102 For Hurst, law was fundamentally about "the
application of politically organized compulsion upon men's wills."
The nineteenth-century history of the police power was just one
illustration that "this legal order possessed the legitimate monopoly
of violence and demonstrated a considerable capacity to police types
of power created by other than political means."
103
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But the nineteenth-century
regulatory story of the police power was but a warm-up for what
Hurst understood as a "significant watershed" and transformation
in the history and nature of American law, public policymaking,
and statecraftthe rise of the modern administrative state.
After 1870, Hurst noted, "Social change produced a country which
by the nineteen-twenties bore little resemblance to its forbear....
Public policy took on a content that was distinctive to the twentieth
century." 104 Regulation, administration, and organization
became hallmarks of a polity increasingly committed to controlling
energy, interest, and environment. The administrative, regulatory,
and welfare revolution of the late nineteenth and early twentieth
centuries brought substantial changes in the structure, function,
values and powers of the American legal order and demanded a different
legal history. Though Hurst did not write this twentieth-century
history of the legal problems of "our time," he did provide an outline
of its central features.
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First, the governmental
revolution of the early twentieth century entailed a fundamental
shift in the structure of the American polity. The principal
agencies of law (the lawmakers) in the United States changed. Substantial
structural changes in the executive and administrative establishments
came via legislation "with the proliferation of offices ... as national
and state governments enlarged their service and regulatory roles."
Especially notable for Hurst was the creative decade from 1905 to
1915 that witnessed "the rapid rise of independent administrative
agenciesnotably a strengthened Interstate Commerce Commission
and the new Federal Reserve system and Federal Trade Commission
on the national scene and new state agencies concerned with factory
safety, workmen's compensation, and public utility regulation."
105 Second, the functional relationship of
law and the market economy was fundamentally revised in the same
period by a rising tide of corporate consolidation, market failure,
and general "discontent with the legitimacy of the market on grounds
of utility." The market no longer proved "sufficiently serviceable
to allow it the central place as a resource allocator which public
policy was prepared to give it between 1750 and 1890." Antitrust
law, public utilities regulation, and environmental protection reflected
the new priorities of national legal and administrative reform efforts
to check market forces and police corporate power. As Hurst summarized,
"Public policy insisted that these new forms of organized power,
characterized by great aggregations of capital and great capacity
to affect life, should be legitimized by the criterion of utility
and that this criterion should be enforced more and more by the
law, and less and less by the market." 106 Third, and as indicated by these structural
and functional changes, the balance of values in law shifted
more toward social, constitutional, and commonwealth ideals. As
Hurst put it, "Since the 1880s social developments have fostered
a society of increasing interlock of processes and relations. Demands
on public policy regarding the good order of social relations have
tended to mount." The administrative and regulatory revolution was
a new expression of the constitutional requirements that "the creative
currents of our life ran toward better organization of relations,"
that there should be a "healthy offset among centers of power,"
and that the public interests should be jealously guarded.
107 Finally, the regulatory and administrative changes
of the early twentieth century marked a substantial realignment
in official, organized power and force in society. From the
1880s, Hurst argued, "The regulatory component of statute law became
much more prominent and ... the focus changed from enabling organized
action to injecting more public management or supervision of affairs
and providing more sustained, specialized means of defining and
enforcing public policy." Such transformations of the American state
marked a decided shift in the roles of law and governance in society.
But even through this second great transformation in political economy,
law retained its force as a central structural, functional, value-laden,
and power-wielding institution in modern American life. As Hurst
concluded, "Public policy took the firm position that law holds
the ultimate monopoly of force, and as a corollary holds the ultimate
right to pass judgment on all forms of organized power in the society,
private as well as public." 108
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Conclusion
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Function, value, and power were three principal sociological
and contextual categories of analysis through which Hurst told his
story of the sequential evolution of American law from an early
nineteenth-century legal instrumentalism releasing the individual
creative energies of market actors to the early twentieth-century
emergence of an administrative and regulatory polity bent on controlling
new organized forms of industrial, social, and political power.
Hurst's sequential stories often overlapped (for instance, the development
of the police power in both time periods) and his categories were
frequently conflicted within themselves (for instance, the competing
values of "the release of energy" and "the balance of power"). Additionally,
in his earliest work, Hurst introduced the scholarly necessity of
reckoning fully with the significance and historical impact of the
complicated organizational structures of diverse and changing legal
institutions. In his latest work, he turned to the most difficult
historical phenomena to explaininertia and drift. He tackled
head-on the impossible task of historically explaining how "most
of what has happened to men has happened without their wanting it
or striving for it or opposing it ormore importantwithout
their being aware of the meaning of trends until patterns of structure
and force have developed past points of revoking."
109 Like Richard Hofstadter, one of Hurst's major
intellectual achievements was to confront the cartoonish constructions
of whig and progressive historiography (and whatever new one-dimensional
theories and stories that might rise up in their place) with the
inescapable complexity of socio-legal change and historical explanation.
110
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Indeed, Hurst's
overarching interpretive framework was so complex and inclusive
in principle that to imagine a historical sociology of American
law that directly refutes (rather than revises or embellishes) Hurst
is difficult. Still there are some critical routes beyond Hurst
that invite serious attention. One popular strategy has been to
ignore him and his questions, or more specifically, to emphasize
those aspects of American legal history that Hurst ignored or left
out. 111 This approach has led to a proliferation of
exciting new legal historical scholarship from (a) the revival of
interest in doctrine among critical legal historians; to (b) the
new social histories of American law focused on race, class, and
gender relations; to (c) burgeoning attention to "new" fields like
slave law, native American law, family law, and immigration law;
to (d) the continuous calls (with too little response) for new scholarship
on the terminally neglected colonial period of American legal history.
But the spirit of this article has not been about moving away from
Hurst. Rather, despite the illuminating innovations of recent specialties
and new historiographies, this article has argued for the continued
importance and vitality of Hurst's method and questions. Historical
sociology is still the most compelling framework within which to
place the American legal past. Hurst's questions about law and modern
society and political economythe questions of Tocqueville,
Marx, Weber, Durkheim, and Holmesremain questions of utmost
importance. After three decades of historical work on social and
cultural history, and as we leave a twentieth century notable for
the continued expansion of global corporate capitalism, the internationalization
of American legal and economic forms, and the continued resonance
of liberal constitutionalism, it is past time for a comprehensive
reassessment of the relationship of American law, statecraft, and
modern capitalism. The question then becomes not so much one of
what Hurst left out, but how to best critically, dialectically,
and constructively re-engage and extend his method, his questions,
and his themes. Unfortunately, an adequate response to that question
(as Hurst always knew) ultimately eludes short programmatic articles
and must await the full-scale empirical investigations that could
actually recenter such issues. Nonetheless, one can sketch a few
suggestions for moving legal-historical sociology beyond the Hurstian
synthesis.
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The first requirement
of any attempt to constructively and dynamically engage Hurst is
a simple caution to keep Hurst's own legal-historical project in
proper perspective and context. That means not only accounting for
the full range of Hurst's actual historical sociology, but also
discounting exaggerated claims of the novelty and invention of his
own work. In contrast to ubiquitous testaments to the canonical
"first-ness" of his American legal history, Hurst's project is best
understood as an important extension of and dialogue with several
well-established textual traditions and intellectual frameworks
for examining legal-historical change: for example, the historical
jurisprudence of Savigny, Jhering, Maine, and Bryce; the sociological
jurisprudence of Ehrlich, Pound, and Brandeis; the new political
economy of Commons and Ely; the new liberalism of Dewey and Lippmann;
the new political science of Merriam, Hart, and Beard; the legal
realism of Holmes, Llewellyn, and Arnold; the endless historical
governmental monographs flowing from Johns Hopkins and Columbia
University; and the endless legal-historical entries in the first
Encyclopedia of Social Sciencesthe crowning achievement
of an early twentieth-century professional social science into which
Hurst's perspective on American law and economy fits only too well.
Hurst was not alone. He was involved in an immense and rich trans-generational
and trans-Atlantic scholarly dialogue about history, modernity,
capitalism, liberalism, the state, and the law that remains very
much alive today.
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As Hurst candidly
assessed the interpretive possibilities and limits of his own predecessors
and peers, we can best keep this conversation going by critically
confronting Hurst's historical sociology along three axes: (a) a
critique of his notion of the marginality of law; (b) a substantial
revision of his concepts of liberalism and the American state; and
(c) a concerted effort to take up the unfinished history of twentieth-century
law and political economy.
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One of the weakest
links in Hurst's synthesis is his residual skepticism about the
significance of law in society, or as he put it, "the proper and
effective marginal incidence of law in social affairs." Relying
on an irreducible conceptual separation of law from other social
institutions (as well as his notion of the influence of inertia
and drift), Hurst held that "the shared values and sustained patterns
of conduct that help make a society are largely the products of
institutions other than law," for example, "the market, the family,
the church, the school, and organized philanthropy."
112 Taken to the extreme, Hurst's continuous emphasis
on the power of external societal factors and his comparative understatement
of the creative, formative role of law in society came close to
a crude instrumentalism, that is, the idea that law simply mirrored
or reflected pressures and values originating outside of law. Of
course, that perspective was belied by other parts of Hurst's legal-historical
sociology. As he admitted on several occasions, "We should not lose
sight of the distinctive character which law displayed in the flow
of affairs. For the law itself grew to be a massive and complex
institution. As such it tended to generate out of its sequential
experience its own values and ranking of values."
113 In addition to constitutionalism, one of the
most important relatively autonomous values and functions of law
was procedural rationality. In Hurst's all too brief comments on
the nature of twentieth-century legal history, he seemed to acknowledge
a powerful rationalizing role for law in modern society à la
Weber and Durkheim: "The pressure of scientific and technical rationalization
of social processes increased the scale and intricacy of social
organization, the demands made in the name of organizational integrity
and efficiency, and the inertia created by organizational mass.
Legal procedures in part had served and would continue to serve
to provide a framework of reasonably assured expectation, backed
by the force of the state, within which a complex social division
of labor could work." 114 Despite such qualifications, however, Hurst's
sweeping statements about functionalism, instrumentalism, marginality,
inertia, and the separation of law and society leave much room for
an improved understanding of law's creative, constructive, and constitutive
power in modern societies. The social theories that suggest the
possibilities for such a revision have already been written, from
Jürgen Habermas's notion of the "juridification of social life"
to Gunther Teubner's conception of "autopoietic law" to Michel Foucault's
understanding of "governmentality." 115 What remains missing are the legal histories
that would give such conceptualizations life and authority.
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Similarly, Hurst's
conceptions and sequential stories of liberalism and the American
state also await reconstructive and revisionist historical work.
The elaborate effort of historical sociologists to "bring the state
back in" as an important agent of historical change should allow
for a better understanding of the roles of nationalism and state
building in the legal and economic transformations at the heart
of Hurst's story. 116 The recent flood of work on liberalismfrom
the liberalism-republicanism debate in American history to a deluge
of new works on liberal political theoryseriously calls into
question the "thinness" of Hurst's depiction of nineteenth-century
liberalism. Though "the release of energy" and "the balance of power"
do nicely capture the problem and two faces of nineteenth-century
liberalism, that is, individual autonomy vs. popular self-government,
Hurst's relative overemphasis of the individual, practical, and
market-oriented character of early American social life warrants
correction. 117
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Finally, and more
sympathetically, historians should take up Hurst's challenge to
write a new twentieth-century legal history of modern political
economy. As Hurst himself implied, the structural, functional, and
normative framework that he employed to make sense of the relationship
of law, governance, and the market in early nineteenth-century America
was inadequate to the task of sorting through the complex interrelationships
of a modern state, society, and corporate economy. As Hurst suggested
in 1982, "Legal historians have only lately begun to come abreast
of the last hundred years' development of law made by the national
government." 118 The transitional period of 1870 to 1920 essentially
ushered in a new socio-economic world of interdependence that demanded
new methods of legal and social control. Hurst demarcated four areas
for special attention: (a) the new economy with its demands for
new legal interventions in market dealing, such as public utility
regulation, collective bargaining, consumer protections, fiscal
policy, and state planning; (b) the new scarcity generated by population
increases, crowded conditions, and resource demands calling for
"greater attention to conserving human and natural resources;" (c)
the new securityphysical, social, emotional, and consumerapparent
in such diverse policies as criminal law, welfare and insurance
law, antidiscrimination law, and quality control; and (d) the new
science and technology requiring a public policy more attuned to
issues of education, private research foundations, and communications.
One can think of many other areas for research, but Hurst provided
ample starting points for twentieth-century legal history.
119
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Hurst himself would
probably fully endorse such a legal-historical revision. The notion
of revision was at the heart of Hurst's own historicist understanding
of sequential change as well as his notion of the inherent limits
of any single perspective or explanation. The relentless tensions
and complexities that overflowed Hurst's work spoke to his fundamental
lack of faith in absolute truths, ultimate solutions, or final resolutions.
As a pragmatist, Hurst would perhaps agree with Richard Rorty that
ultimately "to accept the contingency of our starting-points is
to accept our inheritance from, and our conversation with, our fellow-humans
as our only source of guidance.... Our glory is in our participation
in fallible and transitory human projects, not in our obedience
to permanent nonhuman constraints." 120 Given human limits, the best a pragmatic, liberal
scholar could do was to go forwardto act and create and will
anewto study, to inquire, to disagree about "things which
it concerns the world to know"without the illusion of getting
it right once and for all. Hurst was all too willing to cede to
the possibility, indeed the necessity, of revision, change, and
renewal. His memorial service benediction quoted André Gide:
"Death is no more than permission granted to other life.... The
possible is striving to come into being." As Hurst himself noted,
"We should take heart amid challenge and controversy over the ends
and means of institutions. It would be fatal for the best we have
hoped for from law, if we did not experience recurrent public questioning
of the legitimacy of private and public power." For Hurst, open
contest, constant questioning, and periodic revision were hallmarks
of the American liberal legal tradition. They went to the heart
of Hurst's understanding of constitutional legitimacy. And as he
noted, "If we are going to keep this society in any workable degree
compatible with a decent, individual, humane way of life, we must
hold to and build further on this inherited ideal of legitimacy."
121
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To secure "a decent,
individual, humane way of life"a fairly modest ambition. A
vision that on first glance pales next to the romantic reveries
of that other great legal historian Oliver Wendell Holmes, Jr. Hurst
concluded his volume on Justice Holmes on Legal History with
Holmes's encomium to the future:
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I do not pin my dreams for the future
to my country or even to my race. I think it probable that civilization
somehow will last as long as I care to look aheadperhaps with
smaller numbers, but perhaps also bred to greatness and splendor
by science. I think it not improbable that man, like the grub that
prepares a chamber for the winged thing it never has seen but is
to bethat man may have cosmic destinies that he does not understand.
And so beyond the vision of battling races and an impoverished earth
I catch a dreaming glimpse of peace. 122
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Compared to Holmes's rapture about cosmic destinies,
Hurst's ambitions for humanity and legal history seem rather grounded.
As he skeptically counseled, "We should study history to learn more
about realizing life's possibilities" without holding to the "naive
faith that men readily learn from history." Nonetheless, there was
something distinctly Holmesian in Hurst's painstaking research and
writing in American legal history, in his intricate and complex
historical sociology, in his impossible pursuit of the whole: of
social context and historical sequence, of structures and
functions and values and interests and power
and violence and drift and direction. Hurst
is evidence that one may indeed "live greatly" in law and history,
that there "he may wreak himself upon life, may drink the bitter
cup of heroism, may wear his heart out after the unattainable."
123 There was something decidedly heroic and humanistically
romantic in Hurst's conception of the writing and reading of history
as "kinds of activity which constitute man's distinctive being,
which consist in his response to and rebellion against the challenges
of an impersonal universe." 124 Here, Hurst and Holmes were in complete synchrony
on the ennobling calling of "unadvertised" and broad-gauged intellectual
labor. Holmes's highest recognition went to those "half-obscure"
"originators of transforming thought" whose ambition he termed the
"most subtle," the "most far-reaching," and the "most ideal." "Not
the least god-like of man's activities" was "the large survey of
causes," Holmes maintained: "To see so far as one may, and to feel,
the great forces that are behind every detailthat makes all
the difference between philosophy and gossip, between great action
and small." 125 James Willard Hurst was first and foremost just
such a philosopher. He envisioned the field of American legal history
as a bridge to the most important and persistent issuesquestions
of the biggest sortthe same questions that inspired Montesquieu
and Tocqueville; Maine, Maitland, and Bryce; Marx, Weber, and Durkheim;
Pound and Holmes. Ultimately that is the real Hurstian legacy. That
is the Hurstian challenge to all future legal historians.
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62 |
|
William J. Novak is an associate professor
of history at the University of Chicago. The author wishes to thank
Andrew Abbott, Howard Erlanger, Daniel Ernst, Robert Gordon, Morton
Keller, Steven Pincus, Christopher Tomlins, Barbara Welke, Michael
Willrich, and the University of Wisconsin law faculty for their
advice, commentary, and support.
Notes
1.
Moishe Postone notes a similar tension between the formal/political
and substantive/intellectual legacies of the work of Karl Marx.
See Moishe Postone, Time, Labor, and Social Domination: A Reinterpretation
of Marx's Critical Theory (Cambridge: Cambridge University Press,
1993).
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2.
The best discussion of the dialectical need to create room for innovation
in the face of great, canonical texts or authors (even to the extent
of requiring conscious misinterpretation if necessary) is, of course,
Harold Bloom, The Anxiety of Influence: A Theory of Poetry
(New York: Oxford University Press, 1973). One of the greatest dangers
of a closed, disciplinary canonization is that a new generation
of scholars anxious to make their own innovations in a field will
simply ignore rather than dialectically engage the thoroughly pigeon-holed
foundational text or author. Indeed, the strongest avant-garde tendency
in American legal history over the last fifteen years has been a
flight from Hurst's typecast concerns to those things missing or
silenced in the (supposedly his) dominant narrative.
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3.
Theda Skocpol, "Sociology's Historical Imagination," in Vision
and Method in Historical Sociology, ed. Theda Skocpol (Cambridge:
Cambridge University Press, 1984), 1-21, 8, 4.
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4.
Dennis Smith, The Rise of Historical Sociology (Philadelphia:
Temple University Press, 1991), 3.
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5.
Hurst was very critical of the opportunistic intellectual busyness
that he felt preoccupied routine legal scholarship (what Thomas
Kuhn called "normal science"). "[A] satisfaction with busyness,"
he intoned, "stays with us, as a limitation upon significant achievements.
It is easier to be busy than to think. It is easier to be busy,
because it typically leads one to the product that he can see in
the next hour or the next day; it is harder to invest time and energies
in enterprises which may not show returns for 10 years, or which
perhaps will yield their product only past the lives of their begetters."
James Willard Hurst, "Perspectives Upon Research Into Legal Order,"
Wisconsin Law Review 1961: 356-67, 360, 366. For other testaments
to Hurst's preference for large projects with long payoffs, see
Hendrik Hartog, "Snakes in Ireland: A Conversation with Willard
Hurst," Law and History Review 12 (1994): 370-90; and Daniel
R. Ernst, "Willard Hurst and the Administrative State: From Williams
to Wisconsin," Law and History Review 18 (2000): 1-36.
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6.
James Willard Hurst, "The Law in United States History," Proceedings
of the American Philosophical Society 104 (1960): 518-26, 521
(emphasis added). This crucial paragraph about a "want of philosophy"
in legal scholarship is left out of the popular reprint of this
article in Lawrence M. Friedman and Harry N. Scheiber, eds., American
Law and the Constitutional Order: Historical Perspectives (Cambridge,
Mass.: Harvard University Press, 1978), 3-12. See also Hurst, "Perspectives
Upon Research," 360; James Willard Hurst, "The State of Legal History,"
Reviews in American History 10, no. 4 (1982): 292-305, 294.
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7.
Hurst's seeming distaste for conferences, honorifics, placements,
and other formal badges of academic distinction bespeaks a rather
rare sense of intellectual mission. He seems to have inculcated
the solitary, strenuous work ethic endorsed by Oliver Wendell Holmes
in a well-annotated copy of Holmes's speeches that J. S. Haviland
presented to Hurst before he entered Harvard Law School. Holmes
prodded, "No result is easy which is worth having.... To think great
thoughts you must be heroes as well as idealists. Only when you
have worked alone,when you have felt around you a black gulf
of solitude more isolating than that which surrounds the dying man,
and in hope and in despair have trusted to your own unshaken will,then
only will you have achieved. Thus only can you gain the secret isolated
joy of the thinker, who knows that, a hundred years after he is
dead and forgotten, men who never heard of him will be moving to
the measure of his thought,the subtle rapture of postponed
power, which the world knows not because it has no external trappings,
but which to his prophetic vision is more real than that which commands
an army. And if this joy should not be yours, still it is only thus
that you can know that you have done what it lay in you to do,can
say that you have lived, and be ready for the end." Oliver Wendell
Holmes, Jr., Speeches (Boston: Little, Brown, 1918), 24.
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8.
One or more of these perspectives underlies most of the major reconsiderations
of Hurst's work thus far. On formalism and instrumentalism, see
Lawrence M. Friedman, "Some Problems and Possibilities of American
Legal History," in The State of American History, ed. Herbert
J. Bass (Chicago: Quadrangle Books, 1970), 3-21; and Harry N. Scheiber,
"At the Borderland of Law and Economic History: The Contributions
of Willard Hurst," American Historical Review 75 (1970):
744-56. On legal realism, see Stephen Diamond, "Legal Realism and
Historical Method: J. Willard Hurst and American Legal History,"
Michigan Law Review 77 (1979): 784-94. On conflict and consensus,
see Mark Tushnet, "Lumber and the Legal Process," Wisconsin Law
Review 1972: 114-32; and Aviam Soifer, "In Retrospect: Willard
Hurst, Consensus History, and The Growth of American Law,"
Reviews in American History 20, no. 1 (1992): 124-44. On
critical legal theory, see Robert W. Gordon, "Introduction: J. Willard
Hurst and the Common Law Tradition in American Legal Historiography,"
Law and Society Review 10, no. 1 (1975): 9-55; and Gordon,
"Critical Legal Histories," Stanford Law Review 36 (1984):
57-125.
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9.
Those skeptical of the powerful role of theory and conceptualization
in Hurst's vision of the field might consult his devastating critique
of the empiricism of the Institute of Law at Johns Hopkins: "Here
are impressive collections and collations of facts.... They are
books which added up to relatively little impact, because they represented
on the whole a naive empiricism.... They worked hard as if they
believed that wisdom might be had from accumulation of facts; if
you piled up a big enough stack of facts, somehow the juice of new
understanding would squeeze out the bottom from the sheer weight
of the pile. We have learned a little more sophistication in this,
but faith in the seeming self-evident virtue of data collection
is still a very lively source of danger." Hurst, "Perspectives Upon
Research," 365.
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10.
Hurst was adamant on this point: "Legal history needs philosophy
of history." James Willard Hurst, Law and Social Process in United
States History (Ann Arbor: University of Michigan Press, 1960),
2. The whole point of university life for Hurst was "to study the
particular for the sake of the general.... Our own ignorance justifies
us in studying broader questions than those which seem to be pressing
towards immediate issue." James Willard Hurst, "Legal History: A
Research Program," Wisconsin Law Review 1942: 323-33, 324.
His magnum opus on law and the Wisconsin lumber industry
was motivated by just such a desire to merge the most particular
and empirical with the most general and theoretical. As he noted
in his preface, "The study tries to make its primary concern with
the interaction of legal and economic institutions yield a product
relevant to broader social theory.... The particular story of law
and lumber in Wisconsin is matter only of secondary interest in
this book; of prime concern is to learn, from trying to tell this
particular story, how better to tell the story of the distinctive
parts which law has played in the general course of social experience."
James Willard Hurst, Law and Economic Growth: The Legal History
of the Lumber Industry in Wisconsin, 1836-1915, 2d ed. (Madison:
University of Wisconsin Press, 1984), xx.
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11.
Holmes, Speeches, 23.
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12.
Felix Frankfurter, The Commerce Clause under Marshall, Taney,
and Waite (Chapel Hill: University of North Carolia Press, 1937).
For a fuller discussion of Hurst's role in this volume along the
lines of James Landis's collaboration with Frankfurter on the still
impressive The Business of the Supreme Court (New York: Macmillan,
1927), see Hartog, "Snakes in Ireland"; and Ernst, "Hurst and the
Administrative State." One could make an argument that Hurst's first
serious research and writing effort was the publication of his Williams
College senior essay "Holland, Switzerland, and Belgium and the
English Gold Crisis of 1931," The Journal of Political Economy
40 (1932): 638-60.
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13.
Frankfurter, Commerce Clause, 3, 5-6. In an interview with
Hendrik Hartog, Hurst noted that his first impulse toward history
was constitutional and biographical, citing the influence of Albert
Beveridge's classic volumes on John Marshall. Albert J. Beveridge,
The Life of John Marshall, 4 vols. (Boston: Houghton, Mifflin,
1916-1919); Hartog, "Snakes in Ireland," 371-72.
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14.
James Willard Hurst, "An Historical Inquiry into the Development
of the Process of Judicial Review," unpublished course notes (Madison:
University of Wisconsin Law School, 1939, 1940); Association of
American Law Schools, ed., Selected Essays on Constitutional
Law, 5 vols. (Chicago: The Foundation Press, 1938); Frankfurter,
Commerce Clause, 4.
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15.
James Willard Hurst, The Growth of American Law: The Law Makers
(Boston: Little, Brown, 1950).
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16.
Hurst, Law and Social Process, 18-19. As Hurst commented,
"I didn't want to wind up knowing nothing except all the gossip
about the judges. This didn't seem to be that important." Hartog,
"Snakes in Ireland," 377.
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17.
James Willard Hurst, Justice Holmes on Legal History (New
York: Macmillan, 1964), 23-24; Hurst, The Growth of American
Law, 209.
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18.
See for example: Roscoe Pound, The Formative Era of American
Law (Boston: Little, Brown, 1938); Edward S. Corwin, The
"Higher Law" Background of American Constitutional Law (Ithaca:
Cornell University Press, 1955); Charles A. Beard, An Economic
Interpretation of the Constitution of the United States (New
York: Macmillan, 1919). A full explication of these historiographical
traditions and Hurst's relationship to them would take another article.
For some of my own summary views, see William J. Novak, The People's
Welfare: Law and Regulation in Nineteenth-Century America (Chapel
Hill: University of North Carolina Press, 1996), 21-24. Also see
the more complete historiographies in the articles cited above in
note 8.
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19.
Talcott Parsons, The Structure of Social Action (Glencoe:
Free Press, 1949); Parsons, The Social System (Glencoe: Free
Press, 1951). The most useful commentaries on Parsons's work that
also resonate for Hurst's project are Alvin W. Gouldner, The
Coming Crisis of Western Sociology (New York: Basic Books, 1970);
William Buxton, Talcott Parsons and the Capitalist Nation-State:
Political Sociology as a Strategic Vocation (Toronto: University
of Toronto Press, 1985). For an example of the recognition of Hurst's
work by Parsons, see Talcott Parsons, The Evolution of Societies,
ed. Jackson Toby (Englewood Cliffs: Prentice-Hall, 1977).
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20.
These are the individual lecture titles in Hurst's Thomas M. Cooley
Lectures at the University of Michigan Law School in 1959. Hurst,
Law and Social Process.
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21.
James Willard Hurst, Law and Social Order in the United States
(Ithaca: Cornell University Press, 1977), 25.
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|
22.
Philip Abrams, Historical Sociology (Ithaca: Cornell University
Press, 1982), xiii-xiv.
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23.
James Willard Hurst, Law and the Conditions of Freedom in the
Nineteenth-Century United States (Madison: University of Wisconsin
Press, 1956).
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24.
"What man experiences as scarcity and change is his finitude. What
he experiences as growth is his capacity to make new meanings in
his experience." Hurst, Holmes on Legal History, 8.
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25.
For the best contemporary attempt to wrestle with this problem,
see the work of Anthony Giddens, especially his Central Problems
in Social Theory: Action, Structure, and Contradiction in Social
Analysis (Berkeley: University of California Press, 1979).
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26.
Hurst, Holmes on Legal History, 4, 11.
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27.
The essentials are Oliver Wendell Holmes, Jr., "The Path of the
Law," Harvard Law Review 10 (1897): 457-78; Roscoe Pound,
"Liberty of Contract," Yale Law Journal 18 (1909): 454-87;
Pound, "The Scope and Purpose of Sociological Jurisprudence," Harvard
Law Review 24 (1911): 591-619; 25 (1912): 140-68, 489-516; Morris
R. Cohen, "Property and Sovereignty," Cornell Law Quarterly
13 (1927): 8-30; Robert Lee Hale, "Coercion and Distribution in
a Supposedly Non-Coercive State," Political Science Quarterly
38 (1923): 470-94; Hale, "Force and the State: A Comparison of 'Political'
and 'Economic' Compulsion," Columbia Law Review 35 (1935):
149-201; Felix Cohen, "Transcendental Nonsense and the Functional
Approach," Columbia Law Review 35 (1935): 809-49.
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28.
As Hurst elaborated, "The effects of sequence in events, ideas,
and attitudes may be felt through cumulation (the creation of a
trend), change (differing balances between continuity and discontinuity
...), and commitment (the occurrence of what is irrevocable, or
substantially irrevocable)." Sequence revealed "ideas, attitudes,
or events which exist or have impetus only through successions which
outreach present action, and often exceed the lifetimes of generations."
Hurst, Holmes on Legal History, 11-13, 16.
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29.
"It was the sequence (and especially the trend) aspects of time
which most engaged Holmes's imagination. But it was time as context
(that is, the functional and balance-of-power aspects of time) which
from the outset of his public career chiefly engaged Brandeis's
interests." Ibid., 11, 34. Oliver Wendell Holmes, Jr., The Common
Law (Boston: Little, Brown, 1881); Louis D. Brandeis and Josephine
Goldmark, Women in Industry (1908; New York: Arno Press Reprint,
1969).
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30.
Hurst, "Modern American Legal History," unpublished course notes
(Madison: University of Wisconsin Law School, 1969, 1970), "first
meeting." As Hurst sketched the 2500-year-old origins of the western
legal tradition: "The demand for legitimacy of power begins with
the Greek city-states, in concern for the welfare of the commonwealth.
With the Roman republic the demand for legitimacy asks that law
respect the citizen as a political individual. The idea takes on
new dimensions through the medieval church, with its additional
concern for the individual as an entity of will and emotion, to
be respected for the creative dignity resident in him. The English
Parliamentary Revolution brings growth of ideas about weaving these
values together to create a responsive, responsible legal order
which will ultimately serve the individuals who live within it.
For us, the drive for the legitimacy of power develops into a constitutional
tradition symbolized in the creation of the Federal Constitution."
James Willard Hurst, "Problems of Legitimacy in the Contemporary
Legal Order," Oklahoma Law Review 24 (1971): 224-38, 225.
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31.
Hurst, Holmes on Legal History, 13, 16, 55; Hurst, Law
and Social Process, 9.
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32.
Hurst, Law and Social Order, 42.
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33.
Hurst, "The State of Legal History," 293; Hurst, "Perspectives Upon
Research," 367.
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34.
Holmes, Speeches, 23.
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35.
Gordon, "Hurst and the Common Law Tradition," 10.
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36.
Hurst, "Modern American Legal History," "first meeting." Hurst,
Holmes on Legal History, 55, 89.
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37.
"We must search out the grounds of choice which men so often leave
undefined." Hurst, Holmes on Legal History, 16, 24-25.
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38.
Willard Hurst, "Chapter Eight: Technology and the Law: The Automobile,"
unpublished manuscript (Madison: University of Wisconsin Law School,
1949), 720-30. This manuscript seems to be one of a projected set
of chapters (never published) conceived of as something of a supplement
to Hurst's Growth of American Law. Hurst hoped to add to
his institutional analysis some explicit examples of law-in-action:
(a) the automobile as an example of the relationship of law, science,
and technology; (b) the law of voluntary associations and antitrust
as case studies in the relationship of law and the balance of power;
(c) civil liberties as a concrete example of the relationship of
law and the flow of information and ideas; and (d) taxation as an
illustration of law itself as a major determinant of action in society.
James Willard Hurst to Felix Frankfurter, 12 Jan. 1949, Reel 42,
Felix Frankfurter Papers, Library of Congress. I owe this citation
and hypothesis to conversations with Daniel Ernst.
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39.
James Willard Hurst, "A History of the Principal Agencies of Law
in the United States," unpublished manuscript, 2 vols. (Madison:
University of Wisconsin Law School, 1948). This is the earliest
incarnation of Hurst's Growth of American Law.
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40.
Hurst, Holmes on Legal History, 61-62.
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41.
Hurst, "Perspectives Upon Research," 363-64; Hurst, "Problems of
Legitimacy," 224.
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42.
In addition to the other articles in this volume, see the essays
cited above in note 8. Also see two other tributes to Hurst's work
in Law and Society Review 10, nos. 1-2 (1975-76) and Wisconsin
Law Review 1997.
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43.
Pound, "The Scope and Purpose of Sociological Jurisprudence"; Eugen
Ehrlich, Fundamental Principles of the Sociology of Law,
trans. Walter L. Moll (Cambridge: Harvard University Press, 1936).
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44.
The works most frequently cited in Hurst included Max Weber, From
Max Weber: Essays in Sociology, ed. H. H. Gerth and C. Wright
Mills (New York: Oxford University Press, 1946); Weber, General
Economic History, trans. Frank H. Knight (New York: Greenberg,
1927); Weber, Max Weber on Law in Economy and Society, trans.
Edward Shils and Max Rheinstein (Cambridge: Harvard University Press,
1954); Emile Durkheim, The Rules of Sociological Method,
trans. Sarah A. Solovay and John H. Mueller (Glencoe, Ill.: Free
Press, 1950, c1938); Parsons, The Structure of Social Action
and The Social System; Robert K. Merton, Social Theory
and Social Structure (Glencoe, Ill.: Free Press, 1957).
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45.
As Hurst summed up his debt to legal realism: "We have learned to
be uneasy with studying law as if it were a self-contained system.
We have learned to be uneasy with work which accepts at face value
the logical pattern which we can make out of the formal expressions
of law. We are uneasy until we have pushed beyond this to ask how
things really work, what are the real interests which seek expression
or support in formal doctrine." But labeling Hurst a legal realist
obscures as much as it explains. His critique of the realists could
be biting: "The stir seems to have come to so much less than it
promised. There have been brilliant exceptions, but the total lasting
product of the realist movement seems small, compared to the total
investment of mind and spirit that went into it.... What the realists
did was mainly nihilistic. They were penetrating, clever, amusing,
literate and adroit destroyers. On the whole, they were not builders."
Hurst, "Perspectives Upon Research," 364-65. See the works cited
above in note 27. Also see Karl N. Llewellyn, "A Realistic JurisprudenceThe
Next Step," Columbia Law Review 30 (1930): 431-65; Llewellyn,
"Some Realism About Realism," Harvard Law Review 44 (1931):
1222-64; Jerome Frank, Law and the Modern Mind (New York:
Brentano's Publishers, 1930); Thurman W. Arnold, The Folklore
of Capitalism (New Haven: Yale University Press, 1937).
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46.
H. Stuart Hughes, Consciousness and Society: The Reorientation
of European Social Thought, 1890-1930 (New York: Alfred A. Knopf,
1958). Other examples include: Thomas Beer, The Mauve Decade:
American Life at the End of the Nineteenth Century (New York:
Alfred A. Knopf, 1926); John R. Commons, Myself (New York:
Macmillan, 1934); and Joseph A. Schumpeter, Capitalism, Socialism,
and Democracy (New York: Harper and Brothers, 1942).
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47.
Hurst, Holmes on Legal History, 4.
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48.
Hurst, Law and Social Process, 6; Hurst, Law and Social
Order, 23.
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49.
A wonderful indication of how Hurst envisioned his project as never
complete is his concluding The Growth of American Law with
a "Prospectus for Legal History." In other words, the entire volume
was understood simply as an institutional "introduction" to the
substantive theme of law as mediator of interest-group conflict
in the twentieth century. Hurst, Growth of American Law,
439, 446. As Hurst explained in a letter to Hugo L. Black, "I put
the book together with the prime thought of putting some perspective
on a number of matters on which I wish that I might have had some
reading matter when I began the study of law. I wished also to make
available some materials for graduate students in the social sciences
who might be curious to bridge the gap between themselves and our
mysteries." Willard Hurst to Hugo L. Black, 11 July 1950, Box 33,
Hugo L. Black Papers, Manuscript Division, Library of Congress.
I am again indebted to Daniel Ernst for this reference.
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50.
Hurst's own admonitions were ubiquitous: "Historians have exaggerated
the work of courts and legal activity immediately related to litigation....
Judicial law-making was never as exclusively important as the concentration
of legal writing might seem to show." Hurst, "Law in United States
History," 520-21. "Legal history needs beware the subtle bias which
arbitrarily truncates its proper subject matter by identifying it
simply with the products of courts and lawsuits." Hurst, Holmes
on Legal History, 93. See also Hurst, Law and Social Process,
1, 18; Hurst, Law and Social Order, 26.
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51.
Hurst, Law and Social Order, 25. As Hendrik Hartog put it,
for Hurst there was always the sense that "legal history isn't about
law as a distinct body of knowledge; it is about the practice of
government, broadly conceived." Hartog, "Snakes in Ireland," 372.
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52.
Hurst, Holmes on Legal History, 5-6.
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53.
Hurst, Law and Social Process, 5. These same four functions
were a constant in Hurst's more programmatic statements. See also
Hurst, "Law in United States History," 518-19.
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54.
Hurst, Holmes on Legal History, 5-6; Hurst, "Law in United
States History," 518. For Weber's classic definitions of the modern
state and law as involving force and coercion, see Max Weber, Economy
and Society, ed. Guenther Roth and Claus Wittich (Berkeley:
University of California Press, 1978), 1: 56; and Weber, Law
in Economy and Society, 13. Robert M. Cover's classic opening
statement was "Legal interpretation takes place in a field of pain
and death." See Cover, "Violence and the Word," Yale Law Journal
95 (1986): 1601-29, 1601.
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55.
Hurst, Holmes on Legal History, 5-6; Hurst, "Law in United
States History," 519.
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56.
Jürgen Habermas, Between Facts and Norms: Contributions
to a Discourse Theory of Law and Democracy, trans. William Rehg
(Cambridge: MIT Press, 1996).
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57.
Hurst, Law and Social Process, 8 (emphasis added); Hurst,
"Law in United States History," 518. Also see Hurst's more elaborate
definition of constitutionalism: "The ideal that there should be
no center of public or private power not subject to some check from
outside itself, to the end that the power be used consistent with
the welfare of individuals or the common welfare, according to criteria
not finally determined by the power holders." Hurst, Holmes on
Legal History, 5-6.
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58.
Hurst, Holmes on Legal History, 5-6. "Because this legal
order emphasized procedural regularityproviding diverse organized
means for bringing choices to definition and mustering evidence
and reasoned argument for their resolutionlaw entered significantly
into the process by which men created social goals and mobilized
energies of mind and feeling to move toward their goals." Hurst,
"Law in United States History," 519. For the best statements of
Habermas, Luhmann, and Teubner on legal rationalization, see Jürgen
Habermas, The Theory of Communicative Action, vol. 2,
Lifeworld and System: A Critique of Functionalist Reason, trans.
Thomas McCarthy (Boston: Beacon Press, 1987); Niklas Luhmann, A
Sociological Theory of Law, trans. Elizabeth King and Martin
Albrow (London: Routledge, 1985); Gunther Teubner, Law as an
Autopoietic System, trans. Anne Bankowska and Ruth Adler (Oxford:
Blackwell Publishers, 1993); Teubner, ed., Juridification of
Social Spheres: A Comparative Analysis in the Areas of Labor, Corporate,
Antitrust and Social Welfare Law (Berlin: Walter de Gruyter,
1987).
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59.
Hurst's chronological history also accounted for a pre-nineteenth-century
political story in law focused on constitution making and property
law. His periodical chart in Law and the Conditions of Freedom
discussed the years 1620-1750, 1750-1776, and 1776-1800 as primarily
involving legal public policies dealing with "community strength
and security," "political organization," and "constitution making,"
respectively. Hurst, Conditions of Freedom, 40.
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60.
Hurst, Conditions of Freedom; Hurst, Growth of American
Law; Hurst, Law and Markets in United States History: Different
Modes of Bargaining among Interests (Madison: University of
Wisconsin Press, 1982); Hurst, The Legitimacy of the Business
Corporation (Charlottesville: University Press of Virginia,
1970).
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61.
Hurst, Holmes on Legal History, 64.
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62.
Hartog, "Snakes in Ireland," 388. Hurst might have been thinking
here of Oliver Wendell Holmes's own similar comment on the underlying
importance of scarcity and economy: "As an arbitrary fact people
wish to live, and we say with various degrees of certainty that
they can do so only on certain conditions. To do it they must eat
and drink. That necessity is absolute." Hurst, Holmes on Legal
History, 64.
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63.
Hurst, "Law in United States History," 520. "Uses of law and disputes
over uses of law were so woven into economic growth in the United
States that legal and economic history cannot be separated." Hurst,
Law and Social Process, 5, 8.
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64.
Hurst, "Problems of Legitimacy," 225.
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65.
Hurst, Conditions of Freedom, 29; Hurst, Law and Markets,
3.
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66.
Hurst, Holmes on Legal History, 42.
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67.
Ibid.; Hurst, "The State of Legal History," 293; Hurst, "Problems
of Legitimacy," 225.
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68.
Hurst, Conditions of Freedom, 32. Richard Hofstadter, The
American Political Tradition (New York: Alfred A. Knopf, 1948);
Louis Hartz, The Liberal Tradition in America: An Interpretation
of American Political Thought since the Revolution (New York:
Harcourt, Brace and World, 1955).
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69.
Hurst's criticism of classical nineteenth-century market liberalism
was very much in sync with John Dewey's immanent critique of "old
liberalism" in Individualism, Old and New (1929) and Liberalism
and Social Action (1935). See John Dewey, The Later Works,
1925-1953, ed. Jo Ann Boydston, vols. 5 and 11 (Carbondale:
Southern Illinois University Press, 1984, 1987).
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70.
Hurst, Holmes on Legal History, 46-48, 116-17.
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71.
Hurst, Law and Markets, 3, 9. For the CLS and realist contention
that law played a major constitutive role in creating the market,
see Duncan Kennedy, "The Role of Law in Economic Thought: Essays
on the Fetishism of Commodities," American University Law Review
34 (1985): 939-1001; Cohen, "Property and Sovereignty"; Hale, "Coercion
and Distribution"; Hale, "Force and the State." Hurst's denial
of a fundamentally "creative" role for law was categorical: "Trading
among private persons for profit was not a creation of law." As
argued in the conclusion to this article, Hurst's ideas on the marginality
of law are particularly vulnerable to critique. My own work on nineteenth-century
economic regulation takes issue with Hurst on just this point. William
J. Novak, "Public Economy and the Well-Ordered Market: Law and Economic
Regulation in Nineteenth-Century America," Law and Social Inquiry
18 (1993): 1-32. Also see Robert J. Steinfeld, "The Philadelphia
Cordwainers' Case of 1806: The Struggle over Alternative Legal Constructions
of a Free Market in Labor," in Labor Law in America: Historical
and Critical Essays, ed. Christopher L. Tomlins and Andrew J.
King (Baltimore: Johns Hopkins University Press, 1992): 20-43.
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72.
Hurst, Law and Markets, 3; Hurst, "Law in United States History,"
519; Hurst, Law and Social Process, 5.
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73.
James Willard Hurst, "Consensus and Conflict in Twentieth-Century
Public Policy," Daedalus: Journal of the American Academy of
Arts and Sciences 105, no. 4 (1976): 89-101, 89.
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|
74.
Hurst, Law and Social Process, 15; Hurst, Holmes on Legal
History, 43. Hurst, "Law in United States History," 519.
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75.
Lawrence M. Friedman, A History of American Law, 2d ed. (New
York: Simon and Schuster, 1985), 114-15; Harry N. Scheiber, Ohio
Canal Era: A Case Study of Government and the Economy, 1820-1861
(Athens: Ohio University Press, 1968), 93; Stanley I. Kutler, Privilege
and Creative Destruction: The Charles River Bridge Case (New
York: W. W. Norton, 1978), 67-68. Also see William E. Nelson, Americanization
of the Common Law: The Impact of Legal Change on Massachusetts Society,
1760-1930 (Cambridge: Harvard University Press, 1975); Morton
J. Horwitz, The Transformation of American Law, 1780-1860
(Cambridge: Harvard University Press, 1977). For the continued vitality
of the legal instrumentalism argument in socio-economic histories
of the early nineteenth century, see Charles Sellers, The Market
Revolution: Jacksonian America, 1815-1846 (New York: Oxford
University Press, 1991); Stuart Bruchey, Enterprise: The Dynamic
Economy of a Free People (Cambridge: Harvard University Press,
1990); Melvyn Stokes and Stephen Conway, eds., The Market Revolution
in America: Social, Political, and Religious Expressions, 1800-1880
(Charlottesville: University Press of Virginia, 1996).
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76.
Hurst, Holmes on Legal History, 43, 77.
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77.
Hurst, Law and Social Order, 23; Hurst, Law and Social
Process, 15.
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78.
Hurst, Law and Social Process, 17; Hurst, Legitimacy of
the Business Corporation, 10-11.
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79.
Hurst, Law and Social Process, 5; Hurst, Law and Economic
Growth. This is why Hurst can be appropriately grouped with
Oscar and Mary Handlin, Louis Hartz, and others as a "commonwealth
historian." The commonwealth studies effectively demolished the
notion of a nineteenth-century laissez-faire America devoid of positive
state action and established the constructive role of law and state
governments in affirmatively creating the conditions for an emerging
market economy. Oscar Handlin and Mary Flug Handlin, Commonwealth:
A Study of the Role of Government in the American Economy: Massachusetts,
1774-1860 (New York: New York University Press, 1947); Louis
Hartz, Economic Policy and Democratic Thought: Pennsylvania,
1776-1860 (Cambridge: Harvard University Press, 1948). For a
more complete listing and analytical overview of the commonwealth
studies, see Robert A. Lively, "The American System: A Review Article,"
Business History Review 29 (1955): 91-96; Harry N. Scheiber,
"Government and the Economy: Studies of the 'Commonwealth' Policy
in Nineteenth-Century America," Journal of Interdisciplinary
History 3 (1972): 135-51. For an excellent recent assessment,
see Richard R. John, "Governmental Institutions as Agents of Change:
Rethinking American Political Development in the Early Republic,
1787-1835," Studies in American Political Development 11
(1997): 347-80.
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80.
Hurst, "Problems of Legitimacy," 225-26.
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81.
Hurst, Law and Social Process, 12-13. "Because the law emphasizes
procedure, legal processes provide an unusual body of evidence for
what these values are; it forces us to become aware of them and
to define them in the process of its deliberations and decision-making."
Hurst, "Consensus and Conflict," 89.
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82.
As Hurst indicated by citing an Office of Education survey on the
attitudes of American, Scandinavian, Japanese, and Indian school
children on the issue of what is a fair rule of conduct, the values
he associated with "justice" were far from exclusively American:
"With remarkable unanimitychildren said three things similar
to the 14th Amendment: a) 'everybody ought to be equal under the
rule'; b) 'there ought to be a good reason for the rule', i.e.,
not arbitraryreason outside of power; c) 'we ought to have
something to say about it'democratic. Plainly, there is something
in these ideas broader than the special terms of our lawsomething
that challenges deep human desires and runs wide in modern civilization."
Hurst, "Problems of Legitimacy," 226-27.
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83.
Hurst, Holmes on Legal History, 17. As he explained this
Niebuhrian perspective to Hendrik Hartog, "We all live within our
own oxygen belt so to speak, that there are limits beyond which
we can't live and limits beyond which indeed we can't think or imagine."
Hartog, "Snakes in Ireland," 376. Hurst first heard Niebuhr at Williams
College and continued to recommend Niebuhr's The Irony of American
History throughout his professional life. Reinhold Niebuhr,
The Irony of American History (New York: Charles Scribner's
Sons, 1952).
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84.
Hurst, Holmes on Legal History, 26-27, 46; Hurst, "Consensus
and Conflict," 89.
|
|
85.
Hurst, "Consensus and Conflict," 90; Hurst, Holmes on Legal History,
15.
|
|
86.
Hurst, Conditions of Freedom, 7.
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87.
Hurst, Holmes on Legal History, 27-28; Hurst, "Consensus
and Conflict," 92. Paeans to "action" are a sometimes overlooked
staple of liberal arguments. For a classic statement, see John Stuart
Mill's critique of the idea of the "good despot" on grounds of its
production of a "passive" citizenry: "What development can either
their thinking or their active faculties attain under it? ... Wherever
the sphere of action of human beings is artificially circumscribed,
their sentiments are narrowed and dwarfed in the same proportion.
The food of feeling is action." John Stuart Mill, Considerations
on Representative Government (Amherst: Prometheus Books, 1991),
56-58. See also John Dewey, Individualism, Old and New; and
Dewey, Liberalism and Social Action.
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88.
Joseph A. Schumpeter, Capitalism, Socialism, and Democracy,
2d ed. (New York: Harper and Brothers, 1947), 81-86.
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|
89.
Hurst, Holmes on Legal History, 28-29; Hurst, "Perspectives
Upon Research," 359-60; Hurst, "Law in United States History," 525.
Of course, our historical understanding of American pragmatism has
since moved well beyond Hurst's preliminary thoughts. For the best
comprehensive analysis, see James T. Kloppenberg, Uncertain Victory:
Social Democracy and Progressivism in European and American Thought,
1870-1920 (New York: Oxford, 1986).
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90.
Hurst, Holmes on Legal History, 26-27, 47, 50-51.
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91.
Alexis de Tocqueville, Democracy in America, trans. George
Lawrence (New York: Harper and Row, 1969), 691-92; Hurst, "Problems
of Legitimacy," 235-36.
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|
92.
Hurst, "Consensus and Conflict," 89.
|
|
93.
The notion of a "formative era of American law," of course, originated
with Roscoe Pound, The Formative Era of American Law.
|
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94.
Hurst, "Legal History: A Research Program," 331-32.
|
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95.
Hurst, "Problems of Legitimacy," 225; Hurst, Holmes on Legal
History, 29, 31.
|
|
96.
Hurst, Holmes on Legal History, 29, 32; Hurst, Law and
Social Process, 3, 15.
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97.
Hurst, "Problems of Legitimacy," 227. As Hurst related, "In the
classic expressions of the demand for legitimacy in the 17th and
18th centuriesas in Locke, or in the Federalist Papersconcern
focuses primarily on the political state. But, even then we were
building a law of torts, a law of crimes, a law of public nuisance,
expressing the idea that private arbitrary power wasn't acceptable
either." Hurst, "Law in United States History," 519.
|
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98.
Hurst, Holmes on Legal History, 15, 71-72.
|
|
99.
Hurst, "Consensus and Conflict," 91-92.
|
|
100.
Hurst, "Problems of Legitimacy," 228; Hurst, Law and Social Process,
7.
|
|
101.
Hurst, Holmes on Legal History, 66-67. Ernst Freund, The
Police Power: Public Policy and Constitutional Rights (Chicago:
Callaghan and Company, 1904).
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102.
Hurst, Holmes on Legal History, 73, 102-4. Mill's famous
rendering of this liberal principle was: "The sole end for which
mankind are warranted, individually or collectively, in interfering
with the liberty of action of any of their number, is self-protection.
That the only purpose for which power can be rightfully exercised
over any member of a civilised community, against his will, is to
prevent harm to others." John Stuart Mill, On Liberty, ed.
Stefan Collini (Cambridge: Cambridge University Press, 1989), 13.
Holmes's rejoinder came in Lochner v. New York, 198 U.S.
45 (1905), 65. Mill and Holmes are basically addressing the maxim
sic utere tuo ut alienum non laedas (use your own so as not
to injure another). This ancient common law principle was the heart
of the law of the Anglo-American law of nuisance, what Ernst Freund
dubbed "the common law of the police power." Ernst Freund, Standards
of American Legislation, 2d ed. (Chicago: University of Chicago
Press, 1965), 66.
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103.
Hurst, Holmes on Legal History, 109; Law and Social Process,
11-12.
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|
104.
Hurst, "Consensus and Conflict," 89.
|
|
105.
Hurst, Law and Social Order, 33.
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106.
Hurst, "Problems of Legitimacy," 225-26, 234-35. As Hurst also noted,
"From the 1880s on, the growth of markets of sectional or national
reach under the protection of the federal system gave impetus to
expanded roles of national law, ranging into quite different realms
of policy from those embraced within the bounds of pre-1860 state
common law or state statute law of corporations and private franchises."
Hurst, "The State of Legal History," 292.
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107.
Hurst, "The State of Legal History," 294; Hurst, "Problems of Legitimacy,"
233; Hurst, Holmes on Legal History, 43. One of Hurst's favorite
examples of the renewed positive emphasis on public welfare in the
twentieth century was the development since the 1930s of the presumption
of the constitutionality of legislation. This presumption suggested
"that legislaturesstate as well as nationalare entitled
to make reasonable judgements on how to make affirmative as well
as regulatory use of public power for public service; what a legislature
does shall not be upset in court unless the legislative action can
be shown to be clearly without rational justification. Again, the
emphasis is on the positive thrust of public organized power, and
not just on restrictive regulation." But as Hurst also notes (and
much too briefly at that), twentieth-century American law also reflected
a striking expansion in notions of individual rights just as "organized
public and private power began to weigh more heavily on the individual
in an increasingly interlocked society." In response, Hurst noted,
"judicial decisions have elaborated the protections which procedural
due process of law holds out to those accused of crime; constitutional,
statutory, and judge-made (i.e., common) law has developed some
protection for individual privacy against official and private intrusion
and has recognized that individuals need protection as wage or salary
earners rather than as entrepreneurs. Accordingly, legislation has
been developed to foster and protect the individual's right to organize
trade unions and to engage in collective bargaining and has been
extended to protect consumers against fraud and threats to health
and safety." Hurst, "Problems of Legitimacy," 229.
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108.
Hurst, Law and Social Order, 36; Hurst, "Problems of Legitimacy,"
233.
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109.
Hurst, "Law in United States History," 521, 523-24. "Both sharing
and conflict were further influenced by large, undirected currents
of change, especially growth and concentration of population, science-based
technology, shifts in cultural patterns, and institutional imperfections
in the legal order. To an even greater extent in the twentieth than
in the nineteenth century, the country's life was largely shaped
by influences chosen neither by the people at large nor by specific
interests. Policy-makers have confronted no greater challenge than
that of using legal processes to combat the massive forces of social
inertia." Hurst, "Consensus and Conflict," 90.
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110.
See Richard Hofstadter, The Progressive Historians: Turner, Beard,
Parrington (New York: Alfred A. Knopf, 1968).
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111.
One should not jump too quickly to conclusions about those things
that Hurst left out. For a good example, see some of his intriguing
comments about Vietnam, marijuana, and civil rights in Hurst, "Problems
of Legitimacy." On civil rights Hurst emphasized the need for law
and government to act positively on social issues, noting that a
"major defect of the law's handling of race has been to neglect
the positive element in the Constitutional tradition. We need to
return to the proposition that government holds authority to take
affirmative action for the general good." Ibid., 232. Hurst was
well aware of the need for legal history to move on to new topics
and concentrations (beyond the law and the market themes that dominated
his own career), as he noted in a "state of the field" report in
1982: "Social reality requires that legal historians pay more attention
to the interplay of law and the family and sex roles, the bearing
of law on the church, on tensions between conventional morality
and individuality, on education, and on the course of change in
scientific and technological knowledge." Hurst, "The State of Legal
History," 293-94.
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112.
Hurst, Law and Social Process, 17; Hurst, "Consensus and
Conflict," 89, 91.
|
|
113.
Hurst, Holmes on Legal History, 89.
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|
114.
Hurst, Law and Social Order, 42; Hurst, "Law in United States
History," 520. Emile Durkheim, The Division of Labor in Society,
trans. W. D. Walls (New York: Macmillan, 1984).
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115.
See for example, Habermas, The Theory of Communicative Action,
2: 301-31; Teubner, Law as an Autopoietic System; Graham
Burchell, Colin Gordon, and Peter Miller, eds., The Foucault
Effect: Studies in Governmentality (Chicago: University of Chicago
Press, 1991); Andrew Berry, Thomas Osborne, and Nikolas Rose, eds.,
Foucault and Political Reason: Liberalism, Neo-Liberalism, and
Rationalities of Government (Chicago: University of Chicago
Press, 1996).
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116.
This literature is voluminous. For a sampling, consult the essays
in Peter B. Evans, Dietrich Rueschemeyer, and Theda Skocpol, eds.,
Bringing the State Back In (New York: Cambridge University
Press, 1985); Steve Fraser and Gary Gerstle, eds., The Rise and
Fall of the New Deal Order, 1930-1980 (Princeton: Princeton
University Press, 1989); and Michael J. Lacey and Mary O. Furner,
eds., The State and Social Investigation in Britain and the United
States (Cambridge: Cambridge University Press, 1993).
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117.
This literature is even more voluminous. For a wonderfully balanced
recent assessment, see James T. Kloppenberg, The Virtues of Liberalism
(New York: Oxford University Press, 1998).
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|
118.
Hurst, "The State of Legal History," 292; Hurst, "Law in United
States History," 523-24.
|
|
119.
Hurst, "Consensus and Conflict," 92; Hurst, "Legal History: A Research
Program," 331-32.
|
|
120.
Richard Rorty, Consequences of Pragmatism: Essays, 1972-1980
(Minneapolis: University of Minnesota Press, 1982).
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121.
Hurst, "Problems of Legitimacy," 237-38.
|
|
122.
Hurst, Holmes on Legal History, 129.
|
|
123.
Holmes, Speeches, 22.
|
|
124.
Hurst, "Law in United States History," 526.
|
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125.
All of these Holmes quotes are from Hurst's annotated edition of
Holmes, Speeches, 22, 43, 90, 96.
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