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Social Science on a Lawyer's Bookshelf: Willard Hurst's Law and the Conditions of Freedom in the Nineteenth-Century United States
CARL LANDAUER
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Law and the Conditions of Freedom in the Nineteenth-Century
United States, 1 the slim volume that emerged from Willard
Hurst's 1955 Rosenthal Lectures at the Northwestern School of
Law, has attained an iconic status in American legal history.
In his 1994 interview of Willard Hurst, for example, Hendrik Hartog
mentions that both he and Robert Gordon were led to legal history
as a result of reading Hurst's little book. 2 A good deal of the magic of Law and the Conditions
of Freedom stems from its undeniable vitality. Certainly,
Hurst was after vitality in legal history, surprising Hartog in
the 1994 interview by his fondness for Albert Beveridge's life
of John Marshall because of its "magnificent job of bringing history
to life." But Law and the Conditions of Freedom also represents
a vitality of another sort and for which Hurst is celebrated,
his "rebellion against the dominant tradition in legal scholarship."
3 By opposing what Robert Gordon has called the
"persisting case-law centeredness of legal scholarship," Hurst
set himself against the tradition represented by his first year
at Harvard Law School, which, he maintained, was as "abstractly
doctrinal as it is possible to get." 4 Despite the interventions of Legal Realism and
Critical Legal Studies, the case-law centeredness of legal scholarship
has persisted enough that even now Hurst's rebellion retains much
of its appeal.
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Hurst learned
a good deal from the legal realists. The set of course materials
on "Law in Society" 5 that he and Lloyd Garrison produced at Wisconsin
reads largely as an exercise in Legal Realism, filled with readings
from canonical realist texts like Jerome Frank's Law and the
Modern Mind. To describe oneself as "typically trying to portray
a real clash of selfish interests," 6 is to follow a quintessentially legal realist
project. Hurst's reading of law within a generally socio-economic
context is fully within the spirit of Legal Realism,
7 and Aviam Soifer has identified Hurst's The
Growth of American Law as "the first sustained example of
legal realist history." 8 Yet when Hartog suggested to Hurst that he was
responsible for the economic focus of legal history, Hurst suggested
another influence: "Maybe, it's partly because T. C. Smith [Hurst's
professor at Williams] had me read Beard." 9 Charles Beard's star might have been in decline
when Hurst gave his Rosenthal lectures in the mid-1950s, but Beard
had been a formative influence on many historians who had learned
their craft in the 1930s and 1940s, and books by Beard and those
on which he collaborated with his wife Mary were obligatory reference
pointsif increasingly as a foilfor many historians
in the 1950s. As in the case of Hurst, their imprint was still
quite real. 10
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Although Robert
Gordon has acknowledged that "Beard was of course the most influential
proponent of a revised notion of law as the expression ... of
economic interests pursued through factional politics"
11 and described Hurst as a Progressive historian
on the next page, he did not make the connection between Beard
and Hurst. If we look not only to the place of the American economy
in Charles and Mary Beard's The Rise of American Civilization
but also to the book's sweeping vision, we can imagine the power
it must have held over Hurst. But if the Beards had a special
place in Hurst's imaginative vocabulary, they were still only
part of a larger constellation of authors that helped to shape
his and other minds in the 1950s. By placing Law and the Conditions
of Freedom in this contextthe intellectual context of
its writingI propose to work through Hurst's engagement
and debate with the major intellectual sources of this early statement
of "Hurstian" legal history. Interestingly, in 1956the year
Law and the Conditions of Freedom was publishedHurst
produced a reading list of forty-seven books for the Wisconsin
Bar entitled "Social Science on a Lawyer's Bookshelf."
12 A reading of Law and the Conditions of Freedom
is incomplete without an examination of that list interspliced
with the references that appear in the book's endnotes.
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Of course, neither
the book list nor the endnotes can contain the full catalog of
the intellectual forces in play in Law and the Conditions of
Freedom. Reinhold Niebuhr's booksso clearly important
to Hurst 13 were unlikely to appear among readings
on his social science list. And there were obvious political choices
Hurst made both in drawing up his reading list and creating his
endnotes; despite his acknowledged harvest from Oswald Spengler,
14 he was unlikely to place Decline of the West
on a book list in 1956. Nonetheless, by turning to a core sampling
of Hurst's chosen "sources" one may tell a new story about the
intellectual force field in which Law and the Conditions of
Freedom was written.
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Law and the
Conditions of Freedom also tells its own story: in large part
the book is a prehistory of New Deal liberalism. Considered as
such, Hurst's narrative stands in contrast to a current view held
by Alan Brinkley and a number of economic historians that New
Deal liberalism was a by-product of America's growing consumer
economyfor them, what emerged as New Deal liberalism paired
a focus on consumption in the economy with civil rights and civil
liberties, and this replaced an earlier emphasis on real economic
reform. 15 More interesting, however, is the comparison
between Hurst's narrative and that of Richard Hofstadter's The
Age of Reform. Hofstadter takes pains to differentiate the
Populist/Progressive past, with its nativism, anti-Semitism,
and potential for "hatred as a kind of creed," from a markedly
more rational New Deal, which Hofstadter labeled a "new departure."
16 For Hurst, by comparison, the turn-of-the-century
birth of reform characterized by the application of intelligence
to social policy is continuous with the liberalism of the mid-twentieth
century, even if the challenges of pressure group politics meant
that Americans had to be even "more deliberate and self conscious"
about their policy making "than had characterized the nineteenth-century
record." 17
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It is easy to
explain the difference between Hofstadter and Hurst by identifying
Hurst as a Progressive historian and Hofstadter as a consensus
historian who would write his critique of the Progressive historians
in the 1960s. 18 Certainly, the Hurst who was early imprinted,
as Robert Gordon has suggested, by the "Wisconsin idea" of social
science as an aid to legislation can be identified as a historian
in the Progressive tradition. 19 But rather than adopt the easy Progressive/consensus
polarity, I prefer to collapse the two, thus seeing Hurst as at
once a Progressive and a consensus historian.
20 Despite the customary opposition of these categories,
one may locate Hurst's Progressive/consensus history within
the force field of 1950s intellectual life with which he identified
and which, in its turn, helps us to identify the project of Law
and the Conditions of Freedom.
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I. Patterns of Culture
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Law and the Conditions of Freedom in the Nineteenth-Century
United States begins anecdotally, a standard practice in historical
writing, especially in writing that begins its life as a series
of lectures in the hope of drawing in a live audience. Hurst's
opening tale of Jason Lothrop and the Pike Creek Claimants Union
is particularly memorable. In a tribute to John Reid at the 1997
meeting of the American Society for Legal Historians, Stanley
Katz mused from the podium that an argument in one of Reid's books
made him think of Willard Hurst's opening talehis obvious
expectation was that an audience of legal historians would share
this memory. But Hurst's tale is memorable in part because it
provides a distillation of the chapter it introduces, "The Release
of Energy," and in part because of the paradox it represents.
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Narratives like
the Pike Creek tale often make their point by starting with the
familiar to arrive at the new. Indeed, the first long sentence
of Hurst's book seems to draw from the standard mythos of American
history:
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One day in February of 1836, in the
scarce-born village of Pike Creek on the southeastern Wisconsin
shore of Lake Michigan, Jason LothropBaptist minister, schoolteacher,
boarding house proprietor, and civic leaderset up on a stump
a rude press of his own construction and with ink which he had
made himself printed a handbill setting forth the record of the
organizational meeting of "The Pike River Claimants Union ...
for the attainment and security of titles to claims on Government
lands." 21
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Here we have a series of well-worn tropes in the
American mythology: the tinkerer, the self-made man, the small-town
leaderessentially, the American Adam in the Virgin Land.
As the leader of a claimants union, Lothrop is, however, not quite
granted the utter independence often accorded the American Adam.
One thinks, for example, of the mythic end to trapper Bill Williams,
his body found frozen in the wilderness by a party of mountain
men. With this image, Yale historian Ralph Henry Gabriel opened
The Course of American Democratic Thought.
22 Gabriel's exaggerated tale of Bill Williams
as an "individualist who never surrendered his independence" was
meant to provide an extreme example of one of the core "faiths"
of American democratic thought. But Hurst was after different
effect and his opening was structured to set his reader up for
a reversal. No sooner had he introduced this Baptist minister,
school teacher, and civic leader than Hurst changed course and
observed that the claimants of Lothrop's union were "squatters;
put less sympathetically, they were trespassers." We are told
that these settlers had dashed ahead of the legal starting date
for entering federal land. Basically, they contrived a legal institution
to salvage their unlawful gains.
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As Hurst tells
the story, the claimants adopted a constitution, and by describing
the "turgid grandiloquence" of its prose, Hurst momentarily widens
the distance between us and the claimants as if they were describing
the rules of the chess game to Alice. But he had already established
that the settler's effort "tells us some basic things about the
working legal philosophy of our nineteenth-century ancestors."
It is clear then that in the paradox of Hurst's taletrespassers
marshaling legal rhetoric and fashioning a legal institutionwe
confront the past of our own legal culture. Hurst states this
quite explicitly: "The preamble of the Pike Creek Claimants Union
reflects in miniature two working principles by which we organized
the relations of legal order and social order in the nineteenth-century
United States." 23
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Hurst explains
the special meaning he has in mind in adopting the term "working
principles." "I speak," he tells us, "particularly of 'working'
principles, principles defined and expressed primarily by action
... these essays seek to understand the law not so much as it
may appear to philosophers, but more as it had meaning for workaday
people and was shaped by them to their wants and vision." If it
were not already clear to his Northwestern School of Law audience
or the reader of his book that they were moving far away from
Kent's Commentaries or Joseph Story's contributions to
the common law, Hurst was making it quite clear nowthey
would learn more about the law of the nineteenth century from
squatters than from judges. And to make this point, Hurst turned
to Tocqueville, at that time in the mid-1950s undergoing a revival.
Tocqueville, he tells us, "is closer to apprehending the decisive
faiths and beliefs of our nineteenth-century ancestors when he
reads these out of what they did and said as they acted, rather
than out of their self-conscious philosophizing."
24 Tocqueville's observations validated his ownAmerican
law expressed working principles rather than theory.
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Before Hurst
defines the two "working principles," he identifies three "base
lines of nineteenth-century public policy implicit in the Pike
Creek document." These are the "premises" for the working principles.
And without establishing a background or providing additional
texture, he moves from his opening, narrative, mode to list the
three baselines tersely:
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(I) Human nature is creative, and its
meaning lies largely in the expression of its creative capacity;
hence it is socially desirable that there be broad opportunity
for the release of creative human energy. (II) Corollary to the
creative competence which characterizes human nature, the meaning
of life for men rests also in their possessing liberty, which
means basically possessing a wide practical range of options or
choices as to what they do and how they are affected by circumstances.
(III) These propositions have special significance for the future
of mankind as they apply in the place and time of the adventure
of the United States; here unclaimed natural abundance together
with the promise of new technical command of nature dictate that
men should realize their creative energy and exercise their liberty
peculiarly in the realm of the economy to the enhancement of other
human values.
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With the title of his chapter on "The Release of
Energy" already embedded in public policy baselines, the working
principles might have seemed a bit anticlimactic. Indeed, Hurst's
working principles actually represent little more than statements
that the legal order should be instrumental to the attainment
of the public policy baselines. The first holds that "[t]he legal
order should protect and promote the release of individual creative
energy to the greatest extent compatible with the broad sharing
of opportunity for such expression"; the second that "[t]he legal
order should mobilize the resources of the community to help shape
an environment which would give men more liberty by increasing
the practical range of choices open to them and minimizing the
limiting force of circumstances." 25
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In these two
lists Hurst summarized the American legal order as a system embodying
the small constellation of values at the core of nineteenth-century
society. In his essay on Hurst's Growth of American Law,
Soifer referred to a "commonplace, faulty assumption that Willard
Hurst is either an extreme, unsophisticated functionalist or one
of those post-World War II apologists for the status quo now generally
lumped under the label 'consensus historians.'"
26 But if Hurst was not the extreme, unsophisticated
functionalist of Soifer's opposition, he was nevertheless a functionalist.
In setting out his baselines and working principles, he was following
the claim in Ruth Benedict's Patterns of Culture that "[a]
culture, like an individual, is a more or less consistent pattern
of thought and action" and that "[w]ithin each culture there come
into being characteristic purposes not necessarily shared by other
types of society." 27 In essence, the patterning of a culture is driven
by the culture's particular goals.
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In writing Law
and the Conditions of Freedom, Hurst was indeed working out
of an understanding of culture that drew heavily upon the definition
of culture developed by Franz Boas and his students, particularly
Ruth Benedict and Margaret Mead. In this he was joining a wave
of postwar social scientists and historians who turned to cultural
anthropologywhether Mead, Benedict, or Kluckhohnand
tended to interweave that anthropology with the neo-Freudianism
of Karen Horney or the members of the Frankfurt School, so that
the cultural portrait was given a psychoanalytical, often a psychopathological,
underpinning. 28 Hurst's Law and the Conditions of Freedom
may not have been as deeply entrenched in the anthropology of
Mead, Kluckhohn, and Benedict or the neo-Freudianism of Horney,
Adorno, and Fromm as David Potter's People of Plenty, with
its attempt at producing a characterological definition of the
American people. But the second endnote of Hurst's Law and
the Conditions of Freedom paired Margaret Mead's And Keep
Your Powder Dry with Karen Horney's The Neurotic Personality
of Our Time. And Abram Kardiner's The Psychological Frontiers
of Society, Norman Cameron's The Psychology of Behavior
Disorders, and Ralph Linton's The Cultural Background of
Personality appeared in later endnotes. These references were
not empty gestures; in the book list "Social Science on a Lawyer's
Bookshelf," Hurst provided a special heading for "The culture
concept," under which Benedict's Patterns of Culture appeared,
and another heading for "Personality structure, within a social
framework," where one encounters Kardiner's The Psychological
Frontiers of Society with its analysis of Plainville, U.S.A.
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If Hurst read
the nineteenth-century legal order as purposive cultural patterning,
his working principles made clear that nineteenth-century government
had a positive role, exemplified by the Pike Creek events.
On the page following his statement of the working principles,
Hurst turned explicitly to deflate the standard laissez-faire
mythology. "It has been common," he tells us, "to label nineteenth-century
legal policy as simple laissez faire and political debate of the
last sixty years has propagated a myth of a Golden Age in which
our ancestorssturdier than wegot along well enough
if the legislature provided schools, the sheriff ran down horse
thieves, the court tried farmers' title disputes, and otherwise
the law left men to take care of themselves."
29 Here Hurst adopted a revisionism that was noted
by Arthur Sutherland in a review of Law and the Conditions
of Freedom for The American Political Science Review.
30 Indeed, Hurst was joining his voice
to the revisionism represented by the series of state studies
that came out in the 1940s and 1950s headed by Louis Hartz's study
of Pennsylvania and Oscar and Mary Handlin's study of Massachusetts.
31
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Clearly, Hurst
had a much more dynamic and instrumental notion about the public
function of law in the nineteenth century than the standard laissez-faire
conception would allow. But there is something far more interesting
in his opening pages, signaled by the "we" in his transition from
the policy baselines to working principles: "From these premises
we drew two working principles concerning the uses of law."
32 In this sentence Hurst elides from references
to "our ancestors" to "we"; the bookespecially in the final
chapterincreasingly refers to "we" and "our." Clearly, the
story Hurst is telling is meant to be "our" story. Hurst writes
not to illuminate class, racial, gender, or other conflict but
to depict a shared culture. For him that remains the core story.
33 He has no qualms about writing a book on law
and the conditions of freedom in the nineteenth-century United
States that makes slavery essentially invisible.
34 To this point, his very first mention of slavery
conveys its irrelevance to his story: "Circumstances through the
first three-quarters of the century thus never called for a major
test of attitudes toward protecting the status quo simply as such,
unless one counts the issue of slavery as an instance."
35 That "unless one counts" is emblematic. Hurst
may have listed the major work on race of his generation, Gunnar
Myrdal's two-volume An American Dilemma, on his book list
directly after Tocqueville's Democracy in America under
the heading "National character," but, even in the aftermath of
Brown, race simply does not have a role in Law and the
Conditions of Freedom. Despite numerous models he could have
followed, Hurst's progressivism seems little touched by questions
about the powerful and the powerless.
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Law and the
Conditions of Freedom identifies a shared American culture.
Thus it fits into the broad mid-century study of American culture
that stretches from Vernon Parrington's Main Currents of American
Thought through Perry Miller's work on the New England Mind
and Merle Curti's Growth of American Thought to the explosion
of works in American Studies and the "consensus history" of the
1950s. It is common to see a sharp divide between the Progressive
historians, with their concern for conflict in American culture,
and the consensus historians of the 1950s. 36 Certainly, Richard Hofstadter did so in The
Progressive Historians, his study of Frederick Jackson Turner,
Charles Beard, and Vernon Parrington. In fact, Hofstadter provides
a wonderful depiction of Louis Hartz and Daniel Boorstin's "consciously
revert[ing] to Tocqueville's sense of the ineluctable singularity
of American development," 37 even if he does not take time to explain that
Boorstin's consensus is pure celebration while Hartz's is at best
ambivalence. But as one reads the Progressive historians, with
their focus on conflict, the story seems no less singular. There
may indeed be division in society, but the dividing line itself
seems fixed and the trajectory of social movement can be clearly
defined. This is obvious in Merle Curti's The Growth of American
Thought. Although his thick text is replete with antidemocratic
forces and sketches various periods of reaction, they ultimately
fit into his larger story of the "growth" of an American thought
that is primarily democratic and progressive. Consequently, he
can conclude the book's penultimate paragraph with the assertion
that "[t]here had always been those who distrusted the masses,
but faith in democracy by all the people had not only survived
but grown." 38 In the end, Curti's story is susceptible to the
same critique Lionel Trilling aimed at Parrington in his famous
demolition of Main Currents of American Thought: "Parrington's
characteristic weakness as a historian is suggested by his title,
for the culture of a nation is not truly figured in the image
of the current. A culture is not a flow, nor even a confluence;
the form of its existence is struggle, or at least debateit
is nothing if not a dialectic." 39 For Trilling, the struggles recounted by the
progressive historian were superficial. In the end, the progressive
narrative may be no less unified than Oscar Handlin's The Uprooted,
which confidently depicts all immigrant lives as minor variations
of a single elegantly told story, and which identifies that story
ultimately as the core story of American history.
40
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A fair amount
of attention has been paid to whether or not Hurst should be identified
as a consensus historian. Soifer's essay on The Growth of American
Law focuses on the question and comes down clearly on the
side of refuting Hurst's consensus identity. But Soifer does this
mainly because he sees consensus history as an apology for the
social system in place. In the end he does not deny Hurst's identification
of a consensus in American society: "It is true that over and
over Hurst suggests an American mainstream." It is just that "he
hardly celebrates it." 41 But the important message of consensus history
is not its apologeticsI have already stated that Hartz was
hardly an apologist for core American valuesbut rather the
identification of core American values. And its search for patterns
of culture was tied to the project of cultural identification
in mid-century anthropology, psychology, and sociology.
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Part of the project
of cultural identification was the claim of exceptionalism, and
one can find various forms of American exceptionalism flowing
through a broad array of studies of American culture. On the opening
page of his introduction to The First New Nation, Seymour
Martin Lipset tried to connect the two poles of scholarship on
American society in order to "reconcile these two pictures."
42 Lipset may have made a career of expounding upon
American exceptionalismindeed his latest book is entitled
American Exceptionalismbut he was right to see that
a broad range of studies of American culture and society belonged
together. This observation offers a new route to Willard Hurst,
not Hurst the Progressive historian or the consensus historian,
but a historian in a larger camp of students of American culture
and society whose goal was to locate America's defining imagery
and values. 43 As Harry Scheiber has pointed out, Hurst was
in pursuit of the Volksgeist in which nineteenth-century
law operated. 44 This pursuit is what makes the conjunction of
Hurst's Wisconsin book list with the endnotes of Law and the
Conditions of Freedom instructive. In part their joint significance
resides in their obvious overlap. But it also resides in their
complementarity: the book list fills out the pieces of Hurst's
project.
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Hurst's detailed
knowledge of Wisconsin judicial, legislative, and administrative
materials is, of course, well known. 45 One has only to think of the thousand pages of
text and notes that made up his study of public policy and the
lumber industry in Wisconsin, Law and Economic Growth.
Not surprisingly, then, Law and the Conditions of Freedom
has a great number of citations to various Wisconsin sources,
starting with the tale of the Pike Creek Claimants Union. However,
the endnotes for Law and the Conditions of Freedom show
the 1950s historian delving into the American psyche and culture.
In addition to the psychological and anthropological references
I have mentioned earlier, Hurst's notes also list Tocqueville,
Parrington, and Boorstin. Oscar Handlin's The Uprooted,
Arthur Schlesinger's The Rise of the City, Joseph Dorfman's
The Economic Mind in American Civilization, and Louis Hacker's
The Triumph of American Capitalism each receive multiple
citations. The Beards' The American Leviathan and the Lynds'
Middletown make their appearances. So do Henry Steele Commager's
The American Mind, Richard Hofstadter's The American
Political Tradition, and Walter Prescott Webb's The Great
Plains. Mixed among the various Wisconsin materials, these
titles in Hurst's notes provide a basic reading list for a 1950s
course in American Studies. 46
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Although Parrington
appears, what is missing is the more literary end of the American
Studies spectrum, represented by Perry Miller, R. W. B. Lewis,
Charles Feidelson, and Henry Nash Smith. In his essay on Hurst's
Law and Economic Growth Mark Tushnet is quick to fill this
gap. He complains that "Hurst's devotion to exclusively legal
materials leads to a failure of evidence. We cannot automatically
assume that the consciousness Hurst finds embodied in the law
is dominant in other areas of social activity; we must examine
religion, formal literature, informal writing, and so on, directly."
Here Tushnet offers Perry Miller's The Life of the Mind in
America and Leo Marx's The Machine in the Garden. In
the next paragraph, however, Tushnet volunteers that Hurst's account
of the hierarchy of principles in fact "so closely parallels Henry
Nash Smith's classic analysis of American literature, Virgin
Land, that we can infer that the hierarchy of values Hurst
describes was not only an attribute of the legal system but was
part of the general social consciousness." 47
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The issues addressed
by Henry Nash Smith in Virgin Land, however, were not all
broadly cultural; some were quite specifically literary, such
as his running analysis of internal limitations presented by the
genres in which Western writers were working. For that reason,
it is somewhat difficult to see Smith's "hierarchy of values"
exactly matching those of Hurst's lumber book. But in fact one
does not have to invent a connection between Hurst and Smith,
as Tushnet attempts to do; Smith's Virgin Land was one
of Hurst's forty-seven recommendations for the lawyer's bookshelf.
Indeed, the appearance of Virgin Land on the list expresses
Hurst's cultural concerns. In this fashion, the book list, with
its outline structure, helps illuminate the aims of Law and
the Conditions of Freedom. It is, then, worth closely examining
Hurst's Wisconsin book list for its embodiment of some of the
common preoccupations of 1950s scholarship shared by Hurst as
well as to reveal some of Hurst's personal preoccupations.
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The first section
of "Social Science on a Lawyer's Bookshelf" is devoted to "Political
History," which is in turn divided into two subsections: "The
event as laboratory science" and "Ideas and environment: the importance
of the commonplace." The first of these subsections lists three
works of history, including Woodward's Reunion and Reaction;
the second includes Charles Beard's An Economic Interpretation
of the Constitution of the United States, a volume on Henry
Adams, Smith's Virgin Land, three books by Richard Hofstadter
(Stocking and Watkins, with their jointly written books, are the
only other authors with three titles listed), and Parrington's
Main Currents of American Thought. Rather than identifying
"ideas" and "environment" as disjunctive, it is important to see
that Hurst worked with a definition of "environment" that included
the social and cultural "environment," just as his colleague Merle
Curti did in The Growth of the American Mind. In his chapter
on "The Control of the Environment" in Law and the Conditions
of Freedom, Hurst set out "three environments" with which
the nineteenth-century American interacted: "nature apart from
man," the "social environment," and the "individual's internal
environment." 48 Hurst may have identified these three levels
of interaction, but we should not forget the words following "Ideas
and environment" in the book list"the importance of the
commonplace"and their suggestion of shared culture.
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It is significant,
in that light, that the second section of Hurst's book list focuses
on "Anthropology, Social Psychology, Sociology; cf. Social History."
This is where Benedict, Kardiner, and Leighton appear in the first
two subsections on "The culture concept" and "Personality structure,
within a social framework." As I have tried to emphasize, these
authors' appearances mark Hurst's participation in the postwar
preoccupation with an anthropological psychology and a psychological
anthropology. That preoccupation was associated with the effort
to define the national character in psychological and sociological
terms, which was particularly central for the growing American
Studies project. But Hurst fills his subsection on "National character"
(the third subsection under "Anthropology, Social Psychology,
Sociology"), not with American Studies professionals, who are
after all not writing social science, but with Tocqueville's Democracy
in America, Gunnar Myrdal's An America Dilemma, Oscar
Handlin's The Uprooted, David Riesman's The Lonely Crowd,
two books by C. Wright Mills, Warner and Lund's sociological study
of small-town America, and a book on the psychology of social
classes.
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Up to this point,
Hurst's Wisconsin book list is more or less standard-fare selections
for the 1950s intellectual. But as we turn to Hurst's suggested
economic readingsmore than half of the books on the listhis
partisanship becomes clearer. The third and largest section focuses
on "The politics of the economy." After a broad heading, "Ideas
and structure," where Hurst could place Joseph Dorfman's three-volume
The Economic Mind in American Civilization, he then listed
eight books under a subsection on "The historic line of policy
regarding the state and the economy in the United States: the
SSRC Committee on Economic History." These are the studies of
the Committee on Research in Economic History of the Social Science
Research Council formed in the 1940s to provide the history of
the economic policies of American states up to the Civil War.
In his "Foreword" to the Handlins' Commonwealth, Arthur
Cole, the committee's chairman, explained that "[n]o hypothesis
was suggested to those placed in charge of the several investigations,
not even the commonly voiced belief that, prior to the advent
of federal control of economic affairs, the country had pursued
a policy of laissez faire." 49 In fact, the scholars working for the committee
were motivated, if anything, to discover the exact opposite, state
precedents for the New Deal's regulatory state. It was not by
chance that Louis Hartz in his study of Pennsylvania, Oscar and
Mary Handlin in their study of Massachusetts, and the other scholars
on this team were able to provide detailed analyses of the state
regulatory past and help to erode the myth of a nineteenth-century
laissez-faire America. The very number of books Hurst recommends
from the Social Science Research Council team indicates his commitment
to the project of the "Commonwealth studies."
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Harry Scheiber
has distinguished Hurst's views from those represented by the
Commonwealth studies. "There is," he writes, "more than a rhetorical
difference as between the Handlins, who cover the whole diversity
of Massachusetts' record as evidence of 'common aspirations and
intentions,' and Hurst, who reads the record as evidence that
men sought 'the release of individual energies,' even at the price
of leaving their state governments bereft of 'independent energy'
of their own." 50 But, ultimately, the shared critique of the laissez-faire
myth had deep importance for Hurst and reflected his understanding
of the affirmative role that government played in the nineteenth
century.
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The three subsections
following the Commonwealth studies under the heading "Politics
of the economy" focus on "Property," "The Balance of power," and
the "administered society." What is significant in these subsections
for a reading of Hurst, other than the use of the title of the
last section of Law and the Conditions of Freedom, is the
number of institutional economists listed, among them New Deal
figures Adolf Berle, Gardiner Means, and John Kenneth Galbraith.
In his essay on the institutional school of economics for the
Encyclopaedia of the Social Sciences, Paul T. Homan described
this "dissent from orthodox economics" as standing "in close spiritual
relationship to certain developments in all the social sciences
both in America and Europe." Homan provided as American examples
of such kindred spirits "the work of Roscoe Pound and R. L. Hale
in jurisprudence, of Charles A. Beard and J. H. Robinson in history
and government and of W. F. Ogburn in sociology."
51 The school, which put an institutional and sociological
spin on economic analysis, was close to Hurst's heart. The prevalence
of economists with an institutional bentif not early members
of the school like Veblen or Commonsmakes Hurst's own economic
predilections quite clear. In turn, as I will suggest in more
detail later, that link helps to provide a key to understanding
the political economy of Law and the Conditions of Freedom.
52
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As I have argued,
Hurst's "sources," and specifically the recommendations he made
to members of the Wisconsin Bar, say a good deal about the history
he wrote. They locate him in an intellectual force field, much
of which he shared with others in the 1950s. It is interesting,
for example, that Willard Hurst and David Potter, two historians
who do not cite each other's books, have so many common sources
that their notes continually overlap. Potter's People of Plenty:
Economic Abundance and the American Character is, of course,
an explicit attempt to expound on the American character. One
can expect Potter's engagement with his psychological and anthropological
sources to be much more extensive than Hurst's. Thus, for example,
he could devote three pages to David Riesman's The Lonely Crowd,
while Hurst could only spare Riesman a place on his Wisconsin
book list. Potter could dwell on Mead and Horney while Hurst ran
them together in a single footnote. Nevertheless, Potter and Hurst
use the same sources to make the same points. Hurst's footnote
on Mead and Horney begins by stating that "[t]he release-of-energy
faith demonstrated in our law expressed one aspect of a social
value scale which measured men by their accomplishment in striving
toward self-appointed material goals, rather than by their status."
53 Similarly, Potter observes of Mead that "her
strongest emphasis falls upon the way in which American life is
geared to success rather than to status." 54 Oriented by his progressive politics and institutional
economics, Hurst's writing is framed by the same cultural anthropology
that infused so many of the intellectual efforts of his generation.
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II. The Psychological Frontiers
of Society
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|
In People of Plenty, David Potter made Frederick
Jackson Turner the centerpiece of a chapter called "Abundance
and the Frontier Hypothesis." Hurst, despite his concern with
the interaction of Americans with their natural environment, failed
to mention the former University of Wisconsin professor either
in Law and the Conditions of Freedom or on his Wisconsin
book list. 55 Although, as Aviam Soifer has observed, one finds
"echoes" of Turner in Hurst, it is fair to say that Turner's name
is conspicuous by its absence in Hurst's study.
56
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By mid-century,
Turner had, of course, many more detractors than supporters, but
he still had a number of champions renewing and remodeling his
thesis. Stanley Elkins and Eric McKitrick, for example, announced
in their two-part essay in the Political Science Quarterly
in 1954 that "Turner's critics may be allowed the most sweeping
of concessions. Nearly everything could be sacrificedeverything,
that is, except the one thing that mattered: the development of
political democracy as a habit and the American as a unique political
creature." To firm up their point, Elkins and McKitrick made the
almost obligatory turn to Tocqueville. It is important here to
note the self-conscious tone of Elkins and McKitrick's essay.
In their first paragraph they noted: "So full of promise did the
remarkable theory then appear, so charged with import, that its
present status as an academic curiosity seems to symbolize some
profound intervening disillusionment." 57 Despite the number of anthologies featuring Turner
and his critics, Turner's name came with a stigma; one senses
that Hurst must have decided to avoid him, despite opening Law
and the Conditions of Freedom on the frontier.
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The "frontier"
in American culture encompasses a great dealit is burdened
with a large variety of related concepts and images, such as the
various romanticisms of the rural and the agricultural, the individual
and the new community, the Jeffersonian yeoman and the Jacksonian
farmer. And, of course, there are Turner's specific concerns with
the development of American democracy and the safety valve that
he believed the frontier provided for the East. Hurst tended to
avoid the word "frontier" probably because he wanted to describe
the state of things for the "nineteenth-century United States"
as a whole. But we have already visited "the scarce-born village
of Pike Creek" and it is difficult to ignore its frontier status.
What Hurst urgently wanted to tell us about Pike Creek was its
need for law and the particular usefulness of the working legal
philosophy of early nineteenth-century America for the Pike Creek
claimants. His Pike Creek is far removed from the mining camp
at Silver City described by Ralph Henry Gabriel in the opening
pages of The Course of American Democratic Thought with
its "plunge into anarchy" and characterized by "parasitic individuals,
mob violence, lynch law." 58 But if the paradox of Hurst's squatters involved
the turn of the lawbreaker to law, the legacy left by Turner was
to determine whether the law that Hurst described in Law and
the Conditions of Freedom came out of the frontier experience
or was rather transported to the frontier from the East.
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In the 1930s
Harvard government professor Benjamin Wright argued in an essay
called "Political Institutions and the Frontier" that "[i]n their
choice of political institutions the men of [the Middle West]
were imitative, not creative." 59 Indeed, Hurst's Pike Creek claimants appeared
imitative rather than creative in their legal forms; their "turgid
grandiloquence" represented an awkward attempt to mimic past forms.
But Hurst paid a great deal of attention in Law and the Conditions
of Freedom to the environmental challenge as a condition of
legal development. As he explained, "We came from a scarcity-conscious
Old World into a rude new land where our own capital scarcity
was a fact continuously weighing on us. We were the more dominated
by the virtue of overcoming scarcity because the contrast between
our limited resources and our vast opportunities constantly challenged
and tantalized." And later in Law and the Conditions of Freedom
he pointed out the important "challenge of physical fact; for
250 years as we drove inland from our coasts, again and again
we had to master wilderness and distance." Indeed, Hurst explained
that nineteenth-century public land policy "evidences attitudes
we learned from challenging the wilderness and writing our social
rules on a relatively clean slate." 60
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Clearly, for
Hurst, the environment was formative in the evolution of American
law. That was an unmistakable part of his argument about the development
of the legal regime in the nineteenth century. Was Hurst, then,
basically in agreement with Walter Prescott Webb's contention
in The Great Plains that the environmental conditions of
the West called for a new kind of law, as opposed to the argument
of Louis Wright's Culture on the Frontier that law on the
frontier, just like other cultural forms, was disseminated from
the East? 61 Webb's book, in contrast to Wright's, even offered
an explanation for events like the creation of the Pike Creek
Claimants Union: "Before the cumbersome machinery of government
could be set in motion to change the system, the pioneers made
the adaptation, defied and evaded the law, and set up in the Great
Plains an extra-legal system of landholding which caused many
of them to be looked upon as criminals and perjurers ... Practice,
or custom, first worked out a new land system in the Great Plains,
and law cautiously followed after." 62
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Despite the obvious
importance of the frontier to Hurst's story, Law and the Conditions
of Freedom is finally not in the Turner-Webb mold. Following
Hurst's announcement of the entrance onto "a rude new land where
our own capital scarcity was a fact continuously weighing on us,"
he states flatly: "Our prime inheritance was of middle-class ways
of thinking." Similarly, immediately preceding the paragraph describing
the "challenge of the physical fact," he wrote: "Our place and
time in history made it natural that we should confront the challenges
of our environment with increasing confidence that we could master
circumstance. Experience taught us so, and social inheritance
made us receptive to the lesson." The "place" may have been the
open American continent, but the "time" indicated a particular
stage of history. On the next page Hurst was more specific: "It
was of definitive importance in our legal history that the firm
settlement of North America came in the seventeenth and eighteenth
centuries rather than in the fourteenth, and by people whose lives
were already caught up in the Commercial Revolution. North American
growth was thus early and inseparably part of the expansion of
middle-class energy." 63
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Hurst, providing
a middle-class, capitalist context for American institutions,
was arguing very much along the lines of Louis Hacker's assertion
in The Triumph of Capitalism that "our American economic
institutions have been developed wholly in a capitalist climate."
"From the start of our development," Hacker asserted, "our history
was associated with Europe's progress." For that reason, he began
his study of capitalism in the United States with a chapter on
"The Origins of Capitalism" in which he reviewed the Renaissance
background of capitalism's "first stirrings." Significantly, in
the course of telling the story of capitalist development, Hacker
devoted several pages to a discussion of "The Protestant Ethic,"
thereby introducing Weber's The Protestant Ethic and the Spirit
of Capitalism into his narrative. For Hacker, "the Protestant
Reformation did release a vast number of forces which were to
change profoundly the prevailing religious habits of thoughtand
in this way affect social and economic living."
64
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Although Hurst
returns numerous times to Hacker as a source in Law and the
Conditions of Freedom, he is content to make no references
to the "Protestant Ethic." Indeed, Hurst's explanation for the
political and legal institutions of nineteenth-century America
is fundamentally one of social and economic instrumentalism.
65 There are few religious or intellectual roots
in evidence, just a people "whose lives were already caught up
in the Commercial Revolution." This, of course, is not only a
refutation of Weber's "Protestant Ethic" thesis, but it also stands
as a repudiation of Perry Miller's "errand into the wilderness."
66 Hurst may have made a place for religious values
as a stage in the American development. "Security," he
explained, "was a natural emphasis in colonial law." He told us
that always "in the background was the consciousness of lonely
communities on trial before God and the hard facts."
67 But with the coming of the nineteenth century,
that core concern with security disappeared. So, consequently,
did the religious and intellectual forces of such importance to
Perry Miller and his various intellectual offspring.
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Indeed, Hurst
seems to see very little intellectual import in the story of nineteenth-century
American law and politics. The political project of the "American
Renaissance," of such significance to F. O. Matthiessen, is nowhere
in sight. 68 It was a commonplace of the American academywell
to the right of Matthiessento identify Emerson, Thoreau,
Melville, and Whitman as heroes of American democratic thought,
but Hurst would have none of it. Consequently, there was no suggestion
of the intellectual profiles in democracy that appeared in Ralph
Henry Gabriel's The Course of American Thought, such as
his chapter on "Melville, Critic of Mid-Nineteenth-Century Beliefs."
69 Instead, Hurst's story remains basically a close
reading of nineteenth-century Americans' interaction with their
environments and the development of various legal regimes out
of that interaction.
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Here Hurst's
Law and the Conditions of Freedom stands in sharp contrast
with Louis Hartz's famous 1955 exposition of American exceptionalism,
The Liberal Tradition in America. Both tell stories of
the transfer of a middle class across the Atlantic at a particular
moment in European development. But the dominant figure of Hartz's
narrative, John Locke, makes no appearance in Law and the Conditions
of Freedom. 70 Hartz describes "a society which begins
with Locke, and thus transforms him, stays with Locke, by virtue
of an absolute and irrational attachment it develops for him,
and becomes as indifferent to the challenge of socialism in the
later era as it was unfamiliar with the heritage of feudalism
in the earlier one." 71 Hurst not only avoids Locke in his discussion
of individual freedom, but is happy to avoid intellectual and
religious sources altogether. 72 He does make a gesture towards intellectual sources
when he states that of the two aspects of the nineteenth-century
view of liberty, negative and positive, the negative oneletting
individuals "alone to show what they could do"was "an inheritance
from the Renaissance, from Tudor England, with roots deep in traditions
of classic Athens and the Roman Republic." 73 But in light of the fact that the negative aspect
of nineteenth-century liberty, by comparison with the "enlargement
of options," was undoubtedly the less significant of the two for
his story, this isolated gesture does not amount to very much.
At most, it represents a minor subplot away from the main action
of his story.
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How, then, do
we square this Hurst with the scholar that Harry Scheiber has
described as attempting to fix the Volksgeist of nineteenth-century
America? How do we reconcile him with the man I have described
as turning to the anthropologists and neo-Freudians in search
of American culture? Hurst's vocabulary suggests a fully articulated
cultural structurehe refers to nineteenth-century Americans'
"faith," "beliefs," "principles," "attitudes," "doctrines," "priorities,"
"emphases," and "decisions." It is difficult to read Law and
the Conditions of Freedom without perceiving a carefully structured
intellectual system in which the parts work perfectly together.
Preoccupation with the "release of energy" explained the nineteenth-century
development of tort and criminal liability, the strict construction
of statutes, the protection of vested rights only to the degree
that it meant the protection of ventures, the growth of contract
law with the need for consideration, the introduction of a law
of negotiable instruments, and so forth. All of these fit together
into one conceptual framework.
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Only in places
did Hurst have to explain, usually in an elegant maneuver, why
some piece of the puzzle did not quite fit. Thus, if the Jacksonian
movement expressed antagonism to corporate grants in its platform,
Hurst explained that because "the demand for freer incorporation,
deep down, fitted the dominant temper of the times," the Jacksonians
"appear increasingly uncomfortable in their opposition" and were
able to find "that the public interest was satisfied if the privilege
of incorporation for ordinary business purposes was made available
to all on equal terms." The circle was squared, and the seeming
discrepancy was brought into the discipline of Hurst's main line
of argument. Some nineteenth-century phenomena are written out
of Hurst's story a little less elegantly. Thus, when he discusses
Abolitionist and temperance societies, and "controversies over
Masonic lodges, Catholic convents and schools, and Mormon communities,"
he asserts that "these matters have significance primarily as
parts of our history of middle-class morals and values, and population
growth and immigration; they involve legal history only indirectly."
As a general matter, where Hurst introduced an element of doubt
in the path of his argument"the record of policy was not
without ambiguity" 74 we can be assured that a "but" is not far
off.
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Fundamentally,
Hurst was describing the working of a value system. "The tone
of this society," he stated about early nineteenth-century America,
"was set by men for whom life's meaning lay in striving, creation,
change, and mobility." 75 Where Abram Kardiner wrote in The Psychological
Frontiers of Society that "each culture is characterized by
different life goals and values," 76 Hurst confidently identified the "life goals
and values" of the United States in the period between 1800 and
1870. For Hurst, all of the framers of law, whether state courts
deciding a case in the common law, the U.S. Supreme Court declaring
its finding on a Constitutional matter, various state legislative
or administrative bodies engaging in their regulatory activities,
or Story or Kent in their commentaries, all conspired to achieve
the same "life goals and values."
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Significantly,
the key institution of Law and the Conditions of Freedom
was not one of the five legal institutions studied in The Growth
of American Lawthe legislature, court, constitution
makers, bar, and executive. In Law and the Conditions of Freedom
the key institution was the market. This might not be immediately
evident because the market was not encased in one of Hurst's incantations,
like "release-of-energy principle" or the "drift and default"
of public policy. Indeed, he tells usdrawing on the Handlins,
Hartz, and othersthat there was never a pure market anyway.
But this fact does not detract from Hurst's view of his nineteenth-century
United States as "a market-oriented, division-of-labor society."
The culture he describes saw its world largely through the prism
of the market. "Nineteenth-century preoccupation with the market
as a key social institution," he observed, "led men to think of
private property as an idea almost solely economic in significance."
77
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In Hurst's analysis
of the legal culture of the nineteenth century, law was clearly
doing the market's bidding. Thus, for example, the development
of contract law, so important to his narrative, was required for
the market: "For a time the century seemed well satisfied to make
the market its central institution, and contract set the legal
framework for market dealing." The market also required an ability
to deal "at a distance and on credit" and consequently urged the
creation of a range of principles of commercial law. "This," Hurst
argued, "was the outstanding area of common law development in
the first half of the century, as judges exercised their invention
in the law of negotiable instruments." Law was preoccupied with
the goals of the market, so that nineteenth-century law "equated
'value' with 'market value.'" In sum, Hurst observed, "it does
not exaggerate the role of law to see that its procedures and
compulsions were inextricably involved in the growth of our market
economy." 78 The market provided the psychological frontiers
of American society.
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III. The Age of Reform
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|
Because Hurst's depiction of law in Law and the
Conditions of Freedom is market oriented, where law is not
market oriented, it seems mostly beside the point. With the market
thus the central institution of nineteenth-century American society
and, consequently, the chief concern of American law, Law and
the Conditions of Freedom can be justly described as a prehistory
of New Deal liberalism. Despite Hurst's rather expansive prose
about the release of energies required by the nineteenth-century
market, he showed a keen recognition of the destructiveness of
a purely market-driven politics. Consequently, it was important
to Hurst to show how American society was able to begin the move
from the politics of the market to a politics of reform.
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In our analysis
of Hurst and the politics of the market, it is instructive to
place his discussion of the market next to that of The Great
Transformation, Karl Polanyi's famous 1944 study of the market
and its historical impact, which headed the subsection on "Property"
in Hurst's Wisconsin list. Polanyi's study of the "rise and fall"
of the market economy, viewed primarily from a British perspective,
is an undeniable, if breathless, tour-de-force. By comparison,
other studies of industrialization and the market economy look
almost lifeless. It is difficult to imagine Hurst developing his
argument without Polanyi in mind, even if The Great Transformation
does not appear in his endnotes. Indeed, Soifer reports in his
essay on The Growth of American Law that Hurst recognized
Polanyi as an important influence. 79
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At the beginning
of his book, Polanyi announces dramatically that "[n]ineteenth
century civilization has collapsed," and he proceeds to flesh
out both the emergence and the collapse of a civilization characterized
by the self-regulating market. Polanyi explains that the market
economy "implies a self-regulating system of markets; in slightly
more technical terms, it is an economy directed by market prices
and nothing but market prices." For him, this is a new phenomenon:
in one of his many acts of demolition of other economists' theories,
Polanyi dispenses with Adam Smith's image of humanity's natural
"propensity to barter," despite the fact that it was adopted by
a host of nineteenth-century economic theorists. To counter Smith,
Polanyi turns to modern historians and anthropologists, who have
found that "man's economy, as a rule, is submerged in his social
relationships" and the value of material goods is socially defined.
He explains the movement from isolated economies to an international
market economy not as it was "naively imagined" in the nineteenth
century as "the result of any inherent tendency of markets towards
excrescence, but rather the effect of highly artificial stimulants
administered to the body social in order to meet a situation which
was created by the no less artificial phenomenon of the machine."
80
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Polanyi is building
to a point where he can announce that "[t]he road to the free
market was opened and kept open by an enormous increase in continuous,
centrally organized and controlled interventionism." He makes
clear that a pure self-regulating market is entirely destructive
and that "the trading classes had no organ to sense the dangers
involved in the exploitation of the physical strength of the worker,
the destruction of family life, the devastation of neighborhoods,
the denudation of forests, the pollution of rivers, the deterioration
of craft standards, the disruption of folkways, and the general
degradation of existence including housing and arts, as well as
the innumerable forms of private and public life that do not affect
profits." This and other destructiveness, ultimately the breaking
down of society, initiated a self-protective reaction by the society
it was demolishing. Thus, for example, Polanyi describes the institution
of the labor market in England as "so violent that, almost instantly,
and without any prior change in opinion, powerful protective reactions
set in." As Polanyi previewed his argument at the beginning of
his book: "The idea of a self-adjusting market implied a stark
utopia. Such an institution could not exist for any length of
time without annihilating the human and natural substance of society;
it would have physically destroyed man and transformed his surroundings
into a wilderness. Inevitably, society took measures to protect
itself, but whatever measures it took impaired the self-regulation
of the market, disorganized industrial life, and thus endangered
society in yet another way." 81
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Read with Law
and the Conditions of Freedom in mind, one of the most interesting
aspects of Polanyi's argument is the binary relationship between
society and the economy. They are undifferentiated in that the
self-regulating market is ultimately a social construct, but to
the extent that the economy under the auspices of economic liberalism
is allowed its sponsored autonomy, the sorcerer's apprentice turns
on society. Like Polanyi, Hurst learned from the social anthropologists
that the market is finally a social institutionbut Hurst
seems to internalize the social/economic divide more than
Polanyi, so that when he comes across social phenomena, like the
temperance unions, that are not part of his economically driven
narrative, he shunts them aside. 82
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Polanyi's central
point about the destructiveness of the self-regulatory market
was, of course, adopted by Hurst. Nevertheless, Hurst Americanized
the critique: part of the destructiveness of the American market
economy derived from its sheer exuberant impatience. Thus, for
example, "[t]he development of a railroad network was basic for
growth both in community strength and individual opportunity.
But we pressed this development at wasteful speed, inviting fraud
in aid grants and construction costs, overbuilding, and saddling
local governments and farmers with unwisely apportioned and burdensome
debt." Although he referred, as Polanyi did, both to the human
and environmental costs incurred by the market economy, Hurst's
nineteenth-century civilization did not entirely collapse under
their weight. Indeed, Hurst's final sentence suggested adaptation
rather than apocalypse: "Such challenges insistently demanded
of us more deliberate and self-conscious policy making than had
characterized the nineteenth-century record."
83
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Furthermore,
Hurst's narrative has much less conflict than Polanyi's, particularly
class conflict. If Polanyi's middle classes "were the bearers
of the nascent market economy," 84 they brought destruction to others. For Hurst
the middle classes are alone on the scene. Suggestions of class
conflict are muted in Law and the Conditions of Freedom.
Perhaps that is why Hurst referred in his endnotes only to the
senior Arthur Schlesinger's The Rise of the City and made
no place for Arthur M. Schlesinger, Jr.'s The Age of Jackson
with its class-conflict story of Jacksonian democracy. It is,
ultimately, quite striking not only that Hurst did not address
class politics with the acuity of Polanyi, but also that his form
of Progressive history seems so blind to competing class identities
and interests.
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Another aspect
of Hurst's analysis that has no exact corollary in Polanyi's market
economy is a particular political value that Hurst sees in the
market, its capacity to act as an agent for the decentralization
of power. "The Commercial Revolution," Hurst argued, "had tied
[the] institution of private property to the market and made the
market the typical arena of expansion for these semiautonomous
centers of decision." If "[m]uch of our legislation amounted implicitly
to a judgment that the decentralized, private cost accounting
of the market did not suffice for efficient social living," Hurst
was making it clear that the market represented decentralized
decision making. That decentralization would later become threatened.
"We were," he observed, "slow to see that in the context of postwar
organizational and technical invention released market energy
was spinning into gathering centers of growth which could destroy
the market as an institution for dispersion of power."
85 We know that Hurst, along with the other members
of the Legal Process School, placed a particular value on the
dispersion of decision making in the American legal system.
86 Hurst translated the political value he shared
with other Legal Process theorists into an aspect of the nineteenth-century
market economy, albeit one that he saw losing out to the increasing
centralization of market forces.
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As Harry Scheiber
has observed, Hurst believed that the "dispersion of both power
and property is a source of individual dignity."
87 That belief was also professed by John Dewey;
and, as Robert Gordon has noted, there is a good deal of Dewey
in Hurst. 88 Indeed, one can find the Dewey of The Public
and Its Problems and Liberalism and Social Action deeply
embedded in Law and the Conditions of Freedom. Thus, for
example, we can locate in Hurst not only Dewey's description of
liberal economics as the "release [of] productive energies," but
also the imprint of Dewey's political diagnosis of industrial
society and Dewey's avowed aim of establishing "freed intelligence
as a social force." 89 Robert Gordon has broadly described Hurst's "work
as an effort to apply the general insights of pragmatic theory,
especially as formulated by John Dewey." 90 But it is Hurst's departures from the model of
Dewey that are particularly suggestive.
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In diagnosing
the policies of nineteenth-century industrial society, Hurst referred
repeatedly to "drift," which stood in polar opposition to "direction,"
so that the two were appropriately paired in the title of one
of his lectures at the University of Michigan in 1959.
91 The term "drift" had been used by Dewey to describe
a lack of applied intelligence in public life. In The Public
and Its Problems, Dewey talked of a "social pathology which
works powerfully against effective inquiry into social institutions
and conditions [which] manifests itself in a thousand ways; in
querulousness, in impotent drifting, in uneasy snatching at distractions...."
92 And in Liberalism and Social Action, he
observed that "men have met the impact of change in the realm
of actuality, mostly by drift and by temporary, usually incoherent,
improvisations." 93 Dewey's reference to incoherence is quite significant
because ultimately he is describing the public's inability to
focus its intelligence. Dewey's public is "lost" and "caught in
the sweep of forces too vast to understand or master." When Dewey
talks of a "bewildered" and "inchoate public,"
94 he is drawing heavily upon Walter Lippmann's
"phantom public" 95 despite his differences from Lippmann,
96 and it is the Lippmann side of Dewey's analysis
of the public from which Hurst is moving.
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Hurst uses the
term "drift" in Law and the Conditions of Freedom repeatedly,
almost obsessively, usually paired with "default." Thus, for example,
he refers to "two elements of drift and default," "drift and default
of legal policy," "an unpatterned, radically important drift and
default of policy," and, to add variety, "default and drift in
legal policy." 97 Like Dewey, Hurst was trying to describe a lack
of applied intelligence in public policy. But if both spoke to
the unplanned and the improvisational, Hurst's critique is much
sharper. Rather than the inchoate public that Dewey borrowed from
Lippmann, Hurst describes a society hurtling ahead at full speed
in its release of creative energies. In its speed, American society
was unable to think about the costs of economic development. Hurst
referred to our "bustling unconcern" and the "impatient confidence
of the times." He observed, that "[w]e were unwilling to incur
the time costs of a slower, more stable finance under central
bank discipline." 98
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Basically, Hurst
described an American public that had "mortgaged the future for
present haste." The release-of-energies values of the nineteenth
century meant that the present was all consuming and the future
ignored. Hurst would tell us that "farmers burned off great stands
of hardwood to clear fields" and "[l]umbermen mined the forests
for the most immediately marketable timber, leaving uneconomic
islands of residue and cutting without regard to new growth or
control of fire hazards." His judgment was clear: "This bustling
century, preoccupied with its immediate opportunities of growth,
wrote firmly into statutes and decisions some important preferencesfor
the promise of the future over commitments to the past, but also
for the ambitions of the present over the claims of the future."
Hurst was describing a society of waste that was "dangerously
retarding development of a sensible social cost accounting."
99 This was the dysfunctional side of policy founded
on the release of energies. And it is important here to understand
this not merely as an undirected society but as a misdirected
one. Here Hurst focuses on the destructiveness of Polanyi's market
rather than the inchoate public of Dewey and Lippmann.
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Also like Polanyi,
Hurst thought that the destructiveness of the market triggered
its own reaction, as implied by the title he gave to the third
section of his book, "The Balance of Power." But unlike Polanyior
Sidney Fine, whose detailed account of the rise of what he called
the "general-welfare state" was published the same year as Law
and the Conditions of Freedom 100 Hurst made another sociological/anthropological
turn by quoting Ralph Linton's The Cultural Background of Personality
at length. In Hurst's narrative, "[t]he challenge of the physical
environment which had so gripped our imagination at the start
of the nineteenth century gave way to preoccupation with the challenge
of social environment" and "deriving from a fresh sense of the
constraint of our radically changed social situation, we began
to use law with growing consciousness of a need to meet the challenge
of the personal environment set by individuals' emotional response
to circumstance." Providing an extended list of the protest movements
of the late nineteenth century, such as the Grange, the Farmers'
Alliance, and the Knights of Labor, Hurst described the movements
as reflecting "pervasive unease and dissatisfaction with emerging
patterns of power and the lack of defined policy toward emerging
issues." It is here that Hurst turned to Linton to explain the
"resort to association" and quoted Linton's discussion of the
"human environment" as being characterized by the "organized group."
But the more traditional sociological point was Hurst's identification
of the social disruption that promoted the use of law "positively
to mobilize group power in behalf of individual status."
101
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The setting
for the need to "mobilize group power" was the immense concentration
of wealth that, for Hurst, characterized the final years of the
nineteenth century. The law that was intended to "promote capital
mobilization" instead "concentrated unprecedented power of decision
in private hands, first in the railroads, then in heavy industry
and in investment banking houses and life insurance companies."
The development could be recognized as "the product of deliberate
public policy," but the effect was unintended. As Hurst put it,
"there is little evidence that anyone foresaw or intended the
kind and extent of concentration of capital which ensued." The
result was to undermine the market itself and its functioning
as a mode of dispersing power. Hurst observed: "What was new in
the generation of the seventies, we slowly realized, was the threat
to market balance from private concentration of capital, proceeding
under the spur of invention in technology and in methods of finance
and distribution within the permissive framework of our release-of-energy
principle." Indeed, "[w]e were slow to see that in the context
of postwar organizational and technical invention released market
energy was spinning into gathering centers of growth which could
destroy the market as an institution for dispersion of power."
102
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For Hurst, just
this rapid concentration and its destruction of the market had
triggered the mobilization of "group power in behalf of individual
status." He depicted a widening conflictalthough, significantly,
it was not open class conflict. "In 1896," Hurst wrote, "Republican
campaigners depicted the fight against Bryan as a rally at the
ballot box to suppress by political process the growth of farmer-labor-inspired
class war; but after emotion sank, cooler judgment was that the
fight had still been within the family." Again adopting the all-in-the-family
trope, Hurst observed: "Interest group conflict in plenty marked
statute books and judicial opinions. But hard pressed positions
and the angry tones among the major interests continued to be
those of dispute within the family of middle-class values which
had set the dominant policy tone of our society from our constitution-making
generation on." We are, it would seem, in the world of Louis Hartz's
The Liberal Tradition in America. Indeed, Hurst went so
far as to state that a "good deal of flamboyant talk of 'class'
conflict colored the oratory of farm revolt in the nineties. But
the morale of agrarian politics really rested on the continued
Jeffersonian vision of a middle-class society of independent yeomen."
103
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At this point,
Hurst's narrative follows an odd logic to move from the traumatic
change of the late nineteenth century to the establishment of
a public utility law framework:
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Probably the pace of change after 1870
did as much as anything else to brake the development of a broad
and lasting consciousness of class division. Events so hurried
us from one society into another that we were living in a new
order, with our old frames of reference, before we began fully
to realize what had happened. With the pragmatism so ingrained
in our working habits, we then began piecemeal, to seek particular
adjustments between our circumstances and our valuesas in
our trial-and-error development of a new body of public utility
law. 104
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Indeed, there is little explanation in this passagewhy
would a dizzying pace of change induce a "pragmatic" response?
Hurst did not adopt a "nevertheless," to the effect that, despite
the dizzying pace of change, Americans nevertheless responded
with an ingrained pragmatism. Rather, what we have here are elements
of Hurst's cultural imagination; he turned to a cultural family
portrait to provide the key to historical development.
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With the emergence
of the public utility law concept, Hurst's account has arrived
at the goal of applied intelligence in public policy. He made
clear, several times in fact, that the application of intelligence
to public policy was not fully planned. As we have seen, he had
already referred to the "trial-and-error development of a new
body of public utility law." Similarly, he had described our departing
"from our past as we groped toward a concept of social cost accounting."
And in his discussion of the increased "reliance on government
fact collecting," he stated that "after 1860, in response to closer
social interdependence, we groped toward continuous, management
functions of law which inevitably gave data collection and analysis
such central importance as they never before enjoyed." But with
all this seeming indirection, Hurst's narrative is not fundamentally
one of the haphazard and the accidental. Rather, the tale seems
clearly to be an unfolding, perhaps complicated and multilayered
in character, but an unfolding nevertheless. Hurst says as much
himself in the final paragraph of Law and the Conditions of
Freedom: "Most significant lines of policy direction in the
last quarter of the nineteenth century were only implicit in our
legal history." 105 In fact, there is an essential aspect to his
American story that leads one through a tortuous path to progressive
government and the "Wisconsin idea" of research-informed policy.
106
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In the closing
sentences of Law and the Conditions of Freedom, Hurst wrote:
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Moreover, to pursue effectively the
policy of enlarging men's options required that we learn better
how to deal with increasingly powerful, limited-objective pressure
groups and how to generate support for critically important areas
of environment controlsuch as the encouragement of basic
researchtoward which existing pressure groups were indifferent,
if not hostile. Such challenges insistently demanded of us more
deliberate and self-conscious policy making than had characterized
the nineteenth-century record. 107
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This passage is particularly illuminating because,
having already mentioned the "unsettlement of two World Wars and
the rise of the Russian challenge," we are not only clearly in
the present but the challenges Hurst described "demanded" rather
than "demands" a reaction from us. Hurst's use of the past tense
here settles the question that the challenge was in the past.
In this, Hurst's narrative is far more optimistic than Dewey's
The Public and Its Problems, which ends by stating that,
despite our lying in the "lap of an immense intelligence" as Emerson
would have it, "that intelligence is dormant and its communications
are broken, inarticulate and faint until it possesses the local
community as its medium." 108
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In his concluding
sentences, Hurst not only sounded an optimistic note about the
emergence of a "more deliberate and self-conscious policy making,"
but he also announced that the American public was learning to
"deal with increasingly powerful, limited-objective pressure groups."
This ability to deal with immensely powerful pressure groups was
a significant postwar concern. Indeed, "pressure groups" was a
common term of art in postwar writing and was very much part of
the vocabulary of the book Stuart Chase wrote for the Twentieth-Century
Fund in 1945, Democracy Under Pressure: Special Interests vs.
the Public Welfare with chapters on "The Why of Pressure Groups,"
"Pressure Groups in Business," and "Pressure from Farmers." Chase's
book even posed the question: "Will Main Street be the victim
of a dangerous and bitter battle between warring pressure groups?
Will Big Business, Big Labor and Big Agriculture take up where
the Germans and the Japanese left off?" 109
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One of Chase's
worries was the immense growth of corporate monopolies. After
devoting a chapter to the question of whether monopolies were
inevitable, Chase turned in his final chapter to explaining that
the monopolies should be controlled. Basically, he wanted to send
in the most fervent anti-Truster of the New Deal, Thurman Arnold.
Chase was not alone. The end of the war renewed many questions
about how well big business mixed with democracy. The question
is apparent, for example, in the title of James Truslow Adams's
Big Business in a Democracy. With these questions in the
air, it is perhaps a key to Hurst's thoughts that the last two
sections of his Wisconsin book list were entitled "The Balance
of power" and "An administered society." Significantly, the book
list included Peter Drucker's The Concept of a Corporation
in which Drucker asserted that "in itself bigness which is required
in the interest of economic efficiency under modern technological
conditions, is not in conflict with the requirements of social
stability and social functioning." 110 It included Kenneth Boulding's The Organization
Revolution with its mild optimism about the corporation after
the "organization revolution." And it included John Kenneth Galbraith's
American Capitalism of 1952 with its development of the
theory of "countervailing power" in which a "countervailing power"
to a monopoly, including a monopoly on the other side of a market
exchange or at other times the government, may act as a "curb
on economic power." 111
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ConclusionThe Irony
of American History
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In his essay on The Growth of American Law,
Aviam Soifer observes that the "book has a vivid undertone of
understated jeremiad." 112 Since the appearance of Sacvan Bercovitch's
The American Jeremiad in 1978, it has become difficult
to encounter references to this genre without thinking of Bercovitch's
contention that the ritual of exhortation from Puritan New England
pulpits was formative for the development of American culture.
Consequently, Soifer's reference encourages one to consider the
relation of the jeremiad of Bercovitch's study to Willard Hurst's
historical narrative. Indeed, in The End of American History,
David Noble has analyzed the historical visions of several figures
important to HurstFrederick Jackson Turner, Charles Beard,
Reinhold Niebuhr, and Richard Hofstadterthrough the prism
of Bercovitch's book augmented by findings from Pocock's The
Machiavellian Moment. 113
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Noble reads the
Progressive historians as essentially repeating the "rhetorical
ritual of promise, declension, and prophecy" of Bercovitch's American
jeremiad. They have adopted the "two worlds" exodus metaphor that
points to the core American "promise" of "a virtuous republic"
in opposition to a decadent Europe. For Noble, Turner had linked
the virtuous republic of the American jeremiad with a freehold
form of property holding that was already beginning to disappear
with the Census of 1890. But Beard, completing the prophetic endgame
of the American jeremiad, coulddespite the declension he
saw all around himforesee the victory of a virtuous popular
ethos, which he and Mary Beard would sketch in lyric prose in
the various volumes of The Rise of American Civilization.
Noble observes that the Beards' "narratives, written in the 1920s
and 1930s, reported no real declension of the American community."
Then in the 1940s and 1950s, the next historical generation "demythologized"
the exodus metaphor with its promise of republican virtue. Reinhold
Niebuhr's Christian realism, learning its pessimism from the confrontation
with Nazism, was skeptical about any claim to unalloyed virtue.
As Noble describes it, Niebuhr "dismissed the promise and the
prophecy of the jeremiad as sheer fantasy." Indeed, according
to Noble, Niebuhr felt that Americans "must accept the present
as one of those provisional goods that humans are capable of constructing"
rather than read it in the terms of the Progressive jeremiad.
Turning to Hofstadter, Noble argues that in the 1950s "he had
joined Niebuhr in rejecting the exodus metaphor.... Concepts of
exceptionalism based on such dualisms and dichotomies had become
as dangerous for him as they had earlier become for Niebuhr."
Instead of the republican virtue of the secularized American jeremiad,
historical narratives of the 1950s praised pragmatism, so that
Hofstadter would make Franklin Roosevelt "the hero of The Age
of Reform because he demonstrated pragmatic qualities."
114
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Does David Noble's
analysis of Niebuhr, whom Hurst identified as an important influence,
and Hofstadter, who earned three entries on the Wisconsin book
list, help us to read Law and the Conditions of Freedom?
In his interview with Hendrik Hartog, Hurst remarked that he had
learned his sense of human limitation from Niebuhr.
115 But that is not to say that Hurst's narrative
is stuck in declension. As mentioned earlier, the final chapter
of Law and the Conditions of Freedom on "The Balance of
Power" portrays a victory over "drift and default" in public policy.
There may be something pedestrian to "government fact collecting"
and its proponents may not be heroic. To this effect, Hurst quoted
Felix Frankfurter's description of Florence Kelley, the first
chief factory inspector of Illinois, as not a reformer who "seeks
to rout evil by moral fervor" but as one who "realized that damning
facts are more powerful in the long run than flaming rhetoric."
116 The final long paragraph of Law and the Conditions
of Freedom begins with a rather soft "of course" that "[a]fter
seventy-five years of living from day to day amid the surge of
an opening continent, we did not suddenly after 1870 become a
nation of social philosophers," but he signals a "nevertheless"
in the ensuing sentences. There Hurst moves us into postwar concerns
with his reference to "increasingly powerful, limited-objective
pressure groups" and ends, as mentioned earlier, by stating that
"[s]uch challenges insistently demanded of us more deliberate
and self-conscious policy making than had characterized the nineteenth-century
record." 117
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Although Hurst's
final paragraph ends his book with the "demand" rather than the
success of American policy making, that success is clearly implied.
And in invoking "balance" in his chapter rather than redemptive
language, Hurst struck the pragmatic note that Noble claims for
Hofstadter and Niebuhr. Pragmatism itself may be mythologized,
as Daniel Boorstin clearly did in The Genius of American Politics:
"The marvelous success and vitality of our institutions is equaled
by the amazing poverty and inarticulateness of our theorizing
about politics.... If we can explain this paradox, we shall have
a key to much that is characteristicand much that is goodin
our institutions." 118 But Hurst, despite his reverence for the pragmatism
he described, wanted to keep the rhetoric modest. Indeed, his
pragmatism embodied a muting of rhetoric. He wrote, for example,
of the "trend toward a more matter-of-fact development of public
policy." 119 For Hurst, there was no "genius" to American
pragmatism; basically, the country backed into it as a result
of the costs of the release-of-energy principle.
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That does not
mean, however, that Law and the Conditions of Freedom was
without mythological overlay. I have described Hurst's homogenization
of the American experience in his omnipresent "we's" and "our's."
He could, for example, talk about "machinery [beginning] enormously
to multiply the hazards of work and life" 120 without using class terms. For Hurst, the fight
was always "within the family" of a middle-class culture. He had
clearly imbibed the middle-class mythology. As Hurst was quick
to tell us, that mythology was not entirely hagiographicaljust
as Niebuhr was hardly hagiographical when he asserted in The
Irony of American History that "[s]ince America developed
as a bourgeois society, with only remnants of the older feudal
culture to inform its ethos, it naturally inclined toward the
bourgeois ideology which neglects the factor of power in the human
community and equates interest with rationality."
121
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It is here, though,
that I think the functionalism learned from anthropology and sociology
had its impact. As much as Ruth Benedict and Margaret Mead's definition
of culture was part of the "science" of Willard Hurst and other
mid-century American scholars, it was also part of their mythologizing.
The "myth and symbol" school of literary criticism, perhaps trained
more on Suzanne Langer and Ernst Cassirer than Ruth Benedict and
Margaret Mead, identified the mythological in American culture.
But every demystifying identification of myth, such as that of
the garden in Henry Nash Smith's Virgin Land, also embodied
the creation of a new myth, one that the unveiled myth filtered
through American culture. It is in this sense that the various
unveiled myths of Law and the Conditions of Freedom, such
as the pervasiveness of the release of energy, form a part of
Hurst's mythology of American culture.
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In his treatment
of Niebuhr and Hofstadter, David Noble makes much of their collapsing
of the Progressive polarity of capitalism and democracy. From
the start, the American jeremiad had set republican virtue apart
from capitalism, and both Turner and Beard had followed suit.
But, according to David Noble, the consensus historians of the
1940s and 1950s asserted that Beard and the other Progressive
historians "had constructed a world of illusion that obscured
the essential homogeneity of American culture in which democratic
and capitalist values were complementary." 122 By comparison to Noble's image of the 1950s
historical imagination, Hurst shows little interest in fusing
capitalism and democracy. Rather, it isfollowing Polanyi's
leadthe very damage caused by the market-oriented legal
regime that urged American society to adopt a "more deliberate
and self-conscious policy making." Perhaps this suggests that
Hurst does not, as Soifer argues, easily fit the mold of the complacent
consensus historian. But that mold is of modest use. Far more
interesting are the traits that bridge the definitional gap and
suggest continuities and similarities.
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David Noble
may have overplayed his hand in contrasting the Progressive historians'
submergence in the American jeremiad with the Counter-Progressive
historians' emergence from that tradition, but he was quite right
to identify the significance of irony in the thought of his 1950s
scholars"the younger historians who rejected the dominant
Progressive school of 1940 were aware that they, unlike the Progressive
historians, were using irony." 123 In fact, irony became a routinized part of the
1950s academic landscape. The New Critics, for example, were enthralled
by the irony they found in the seventeenth-century metaphysical
poets. Art Berman has suggested that "[t]he critical terms 'paradox'
and 'irony' achieved such prominent status in the critical lexicon
of American writers on poetry in the 1950s and even into the 1960s
that much explication of the time may seem, looking back, the
insertion of the same critical key into every poetical lock."
124 The "irony" of Niebuhr's The Irony of American
History was the disjuncture between "our semi-official ideology"
and reality. Niebuhr explained that history "offers ironic refutation
of some of our early hopes and present illusions about ourselves."
125 His location of "ironic contrasts and contradictions"
in American culture is, then, essentially an act of piercing through
the mythologies of American cultureexactly what so many
other American scholars were doing in the 1950s.
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In Law and
the Conditions of Freedom, we find in Hurst's various acts
of historical mythography an equivalent application of the ironic.
The use, for example, of the collective to create room for the
individual posed just such an irony. Behind all of the lyricism
about the American individual lay the force of government. Hurst
turns to the ironic mode throughout Law and the Conditions
of Freedom, whether identifying the social conservatism behind
the "flamboyant talk of 'class' conflict" of the farm movement
of the 1890s or the marshaling of law by the squatters with whom
he opens the book. 126 As ironic as Hurst's American history was, however,
he was not quick to talk in terms of irony. Probably, it seemed
to him too associated with the language of philosophy and the
humanities to fit his image of legal history as social science,
for Hurst had a personal romanticism about the unromantic use
of social science in policy development, his "more matter-of-fact
development of public policy." The progress of Law and the
Conditions of Freedom runs from release of energies to fact
collection and fact analysis. One thinks of his own immense study
of the lumber industry in Wisconsin and the fact that he viewed
The Growth of American Law as prefacing the lumber study.
127
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We know, of course,
that Hurst's list of books for the lawyer's bookshelf represents
also a list of books for Hurst's own book shelf, that is, the
legal historian's bookshelf. Essentially, the "Wisconsin idea,"
the notion that social science should inform public policy, is
embodied both in the book list and the final chapter of Law
and the Conditions of Freedom. If Willard Hurst chose a career
as a legal historian rather than become one of the New Deal lawyers,
whether in the Securities and Exchange Commission or the Antitrust
Division of the Justice Department, as had so many other students
of Felix Frankfurter, it was because he saw them as part of the
same project. If Law and the Conditions of Freedom is,
as I have described, a prehistory of New Deal liberalism, Hurst
may well have seen himself as practicing New Deal liberalism as
a historian and social scientist.
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Carl Landauer is Vice President and
Associate General Counsel for Charles Schwab & Co., Inc. and has
taught history at Yale, Stanford, and McGill Universities. For
their readings and other contributions to this article, the author
would like to thank Federico Cheever, Daniel Ernst, Thomas J.
Ferraro, Robert Gordon, Sarah Gordon, David Hollinger, James Kloppenberg,
Susan Landauer, Harry Scheiber, and Chris Tomlins.
Notes
1.
James Willard Hurst, Law and the Conditions of Freedom in the
Nineteenth-Century United States (Madison: University of Wisconsin
Press, 1986; originally 1956).
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2.
"I was talking with Bob Gordon recently about how we each came
to be a legal historian. Oddly, he and I had exactly the same
beginning point, which was reading Law and the Conditions of
Freedom." Hendrik Hartog, "Snakes in Ireland: A Conversation
with Willard Hurst," Law and History Review 12 (1994):
370-71.
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3.
Robert W. Gordon, "Introduction: J. Willard Hurst and the Common
Law Tradition in American Legal Historiography," Law and Society
Review 10 (1975): 48.
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4.
Hartog, "Snakes in Ireland," 372.
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5.
Lloyd K. Garrison and Willard Hurst, eds., Law in Society
(Madison: College Typing Company, 1941).
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6.
Hartog, "Snakes in Ireland," 385.
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7.
On Legal Realism and social science, see John Henry Schlegel,
American Legal Realism and Empirical Social Science
(Chapel Hill: University of North Carolina Press, 1995).
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8.
Aviam Soifer, "In Retrospect: Willard Hurst, Consensus History,
and The Growth of American Law," Reviews in American
History 20 (1992): 125.
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9.
Hartog, "Snakes in Ireland," 388.
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10.
Particularly striking is a passage in the acknowledgments from
C. Vann Woodward's Reunion and Reaction: "In looking
back over the citations, however, I was struck by the omission
of one namethat of the late Charles A. Beard. It was, perhaps,
an unconscious tribute that it did not seem necessary to mention
him as the originator of the concept of the Civil War and Reconstruction,
as a revolutionthe Second American Revolution, as he and
Mary R. Beard called it." And later in that opening paragraph
Vann Woodward goes on to express his "hope that American historians
will never permit honest differences of opinion over foreign policy
to withhold from the late dean of the craft the honor that is
justly due him." C. Vann Woodward, Reunion and Reaction: The
Compromise of 1877 and the End of Reconstruction (Garden City,
N.Y.: Doubleday Anchor, 1956; originally 1951), v.
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11.
Gordon, "Introduction," 18.
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12.
Daniel Ernst showed me the book list, which he had found among
the Felix Frankfurter Papers (10 May 1956, Library of Congress,
reel 42). Part of the fascination of Frankfurter's copy is that
he has checked off the books he had read on Hurst's list (Tocqueville's
Democracy in America received three checks, presumably
because Frankfurter had read it three times).
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13.
See, e.g., Hartog, "Snakes in Ireland," 375, 376, and 389.
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14.
Ibid., 376.
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15.
Alan Brinkley, The End of Reform: New Deal Liberalism in Recession
and War (New York: Knopf, 1995). See, e.g., Michael A. Bernstein,
"Why the Great Depression Was Great: Toward a New Understanding
of the Interwar Economic Crisis in the United States," in The
Rise and Fall of the New Deal Order, 1930-1980, eds.
Gary Gerstle and Steve Fraser (Princeton: Princeton University
Press, 1989), 32-54.
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16.
Richard Hofstadter, The Age of Reform from Bryan to F.D.R.
(New York: Vintage, 1955), 21 ("hatred"), 302 ("new departure").
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17.
Hurst, Law and the Conditions of Freedom, 108.
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18.
Richard Hofstadter, The Progressive Historians: Turner, Beard,
Parrington (New York: Vintage, 1970; originally 1968).
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19.
Gordon, "Introduction," 49.
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20.
On the Progressive/consensus polarity, see, e.g., Marian
J. Morton, The Terrors of Ideological Politics: Liberal Historians
in a Conservative Mood (Cleveland: Press of Case Western
Reserve University, 1972).
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21.
Hurst, Law and the Conditions of Freedom, 3.
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22.
"On a winter day in the 1850's, according to a tradition of the
West, a party of mountain men, fleeing a band of hostile Sioux,
sought refuge in an isolated canyon whose entrance was concealed
by a growth of cedar. To their astonishment they saw in a clearing
beneath a cliff a starving horse, facing a numbing wind. One of
the party recognized the mustang as Nez Perce, the mount of the
lonely trapper, Bill Williams. Not far away they found the body
of the old hunter, reclining against a tree, the feet stretched
toward some charred pine logs half buried in snow. Bill Williams
had died, as he had lived, alone." Ralph Henry Gabriel, The
Course of American Democratic Thought (New York: Ronald Press
Company, 1956; originally 1940), 3.
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23.
Hurst, Law and the Conditions of Freedom, 3-5.
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24.
Ibid., 5.
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25.
Ibid., 5-6.
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26.
Soifer, "In Retrospect," 136-37.
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27.
Ruth Benedict, Patterns of Culture (Boston: Houghton, Mifflin,
1989; originally 1934), 46. Benedict is herself quite clear that
different cultures have different levels of "integration" and
that indeed contemporary Western civilization may be too diverse
and complicated to be integrated. In fact, in Western civilization,
Benedict suggests that units within the civilization may be integrated
cultures. Western civilization, she tells us, "is stratified,
and different social groups of the same time and place live by
quite different standards and are actuated by different motivations."
Ibid., 230.
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28.
Of course, the anthropologists and psychoanalysts cross-referenced
each other directly so that they were creating a psychological
anthropology. Mead's work on childhood and adolescence may be
the most obvious examplebut, finally, the psychoanalysts
and the anthropologists were working out a notion of character
that could define an individual in society and consequently help
to define the society.
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29.
Hurst, Law and the Conditions of Freedom, 7.
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30.
Arthur E. Sutherland, review of Law and the Conditions of Freedom
in The American Political Science Review 51 (Sept.
1954): 832.
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31.
Louis Hartz, Economic Policy and Democratic Thought: Pennsylvania,
1776-1860 (Cambridge, Mass.: Harvard University Press, 1948)
and Oscar Handlin and Mary Flug Handlin, Commonwealth; A Study
of the Role of Government in the American Economy: Massachusetts,
1774-1861 (Cambridge, Mass.: Harvard University Press, 1947).
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32.
Hurst, Law and the Conditions of Freedom, 6 (emphasis added).
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33.
In his 1994 interview with Hartog, Hurst states: "What bothers
the CLS line of thinking is that they don't find in a lumber book
treatment of the history of oppression (I mean consciously delivered
oppression). Here's where the idea of consensus comes into the
picture. I think there was little history of oppression to tell
because the shared values of the society were such that you didn't
have any focal points about which organized activity could arise
to express the interests of the oppressed." Hartog, "Snakes in
Ireland," 387.
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34.
It may not be an easy task to integrate slavery into the narrative
of American regulation and the economy outside the South. Slavery
was clearly off-stage in William Novak's recent important study
of "law and regulation in nineteenth-century America." William
J. Novak, The People's Welfare: Law and Regulation in
Nineteenth-Century America (Chapel Hill: University of North
Carolina Press, 1996). Indeed, Louis Hartz's attempt to see the
South in the same Lockean terms as the rest of the U.S. rings
a bit hollow. Louis Hartz, The Liberal Tradition in America
(San Diego, New York, London: Harcourt, Brace, Jovanovich, 1991;
originally 1955). But to the extent slavery is not an integral
part of the narrative, it is important to be quite explicit about
its absence and clear about why it represents a story apart. In
this context, it is interesting to read the first sentence of
C. Vann Woodward's Reunion and Reaction (which appeared
both in Hurst's endnotes and on his book list): "There was a time,
so long ago that it has been forgotten, when the South represented
no distinctive departure from the general pattern of American
politics." C. Vann Woodward, Reunion and Reaction, xi.
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35.
Hurst, Law and the Conditions of Freedom, 25.
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36.
"Consensus history" was first used in a critique by John Higham,
"The Cult of the American Consensus: Homogenizing American History,"
Commentary 27 (Feb. 1959): 93-100. Marian J. Morton, The
Terrors of Ideological Politics, and Richard H. Pells, The
Liberal Mind in a Conservative Age: American Intellectuals in
the 1940s and 1950s (New York: Harper and Row, 1985), provide
useful analyses of consensus historians, but finally exaggerate
the uniformity among them and the differences between them and
their nonconsensus counterparts.
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37.
Hofstadter, Progressive Historians, 445.
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38.
Merle Curti, The Growth of American Thought (New York and
London: Harper and Brothers, 1943), 752.
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39.
Lionel Trilling, "Reality in America," The Liberal Imagination:
Essays on Literature and Society (New York: Charles Scribner's
Sons, 1976; originally 1950), 9.
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40.
Handlin opens his Introduction by stating: "Once I thought to
write a history of the immigrants in America. Then I discovered
that the immigrants were American history." The Uprooted:
The Epic Story of the Great Migrations That Made the American
People (New York: Grosset and Dunlap, 1951), 3.
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41.
Soifer, "In Retrospect," 137.
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42.
Seymour Martin Lipset, The First New Nation: The United States
in Historical and Comparative Perspective (Garden City,
N.Y.: Doubleday, 1967; originally 1963), 1.
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43.
For an identification of Hurst as a Progressive historian, see,
e.g., Gordon, "Introduction," 19, and for an identification of
Hurst as a consensus historian, see, e.g., Mark Tushnet, "Lumber
and the Legal Process," Wisconsin Law Review 1972: 114,
115. Sacvan Bercovitch's studies of the 1970s may represent one
of the last gasps of the attempt to locate America's defining
imagery and values. One can see the transition between the title
of Bercovitch's 1975 book, The Puritan Origins of the American
Self, and Jeffrey Steele's study published twelve years later,
The Representation of the Self in the American Renaissance.
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44.
Harry Scheiber makes Hurst's aim quite clear when he analyzes
the variables that for Hurst shaped the policy-making function
of law: "Of overarching importance is the Volksgeist of
the nineteenth century." Harry N. Scheiber, "At the Borderland
of Law and Economic History: The Contributions of Willard Hurst,"
American Historical Review 75 (Feb. 1970): 746.
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45.
See, e.g., Richard N. Current, "Willard Hurst as a Wisconsin Historian,"
Wisconsin Law Review 1980: 1215.
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46.
Also significant in this context are the several entries from
the Encyclopaedia of the Social Sciencesunquestionably
a progressive project of the 1930sthat appear in Hurst's
notes.
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47.
Mark Tushnet, "Lumber and the Legal Process," 114, 129-30.
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48.
Hurst, Law and the Conditions of Freedom, 39.
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49.
Handlin and Handlin, Commonwealth, ix-x.
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50.
Harry N. Scheiber, "Government and the Economy: Studies of the
'Commonwealth' Policy in Nineteenth-Century America," Journal
of Interdisciplinary History 3 (1972): 146-47. See
this article generally on the so-called "Commonwealth studies."
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51.
Paul T. Homan, "Economics, The Institutional School," Encyclopaedia
of the Social Sciences, vols. 5 and 6 (New York: Macmillan
Company, 1949; originally 1931), 388.
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52.
I am grateful to Robert Gordon for introducing me to Hurst's commitment
to institutional economics.
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53.
Hurst, Law and the Conditions of Freedom, 109, n. 2.
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54.
David Potter, People of Plenty (Chicago and London: University
of Chicago Press, 1965; originally 1954), 48.
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55.
One thinks, by comparison, of Merle Curti's dedication of The
Growth of American Thought to Turner.
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56.
Soifer, "In Retrospect," 133.
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57.
Stanley Elkins and Eric McKitrick, "A Meaning for Turner's Frontier,"
Political Science Quarterly 69, no. 3 (Sept. 1954): 324,
321.
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58.
Gabriel, The Course of American Democratic Thought, 4.
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59.
Benjamin F. Wright, Jr., "Political Institutions and the Frontier,"
Sources of Culture in the Middle West, ed. Dixon
Ryan Fox (1934), reprinted in The Turner Thesis: Concerning
the Role of the Frontier in American History, ed. George Rogers
Taylor (Lexington, Mass.: D. C. Heath and Company, 1972; originally
1949), 64. It is interesting to note in this context that Wright
was Louis Hartz's teacher at Harvard and provided a foreword to
Hartz's study of Pennsylvania state regulation.
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60.
Hurst, Law and the Conditions of Freedom, 7 ("We came from"),
34-35 ("challenge of physical fact"), 35 ("evidences").
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61.
A very important part of Wright's story of legal dissemination
was played by Blackstone's Commentaries, which "became
the bible of American lawyers." "Backwoods lawyers," Wright told
us, "with only Blackstone's Commentaries and a set of their
own state's published statutes felt equipped to argue cases and
set forth learned opinions on jurisprudence." Louis B. Wright,
Culture on the Moving Frontier (New York: Harper
and Row, 1961; originally 1955), 206-7. Daniel Boorstin opened
the preface to the paperback edition of his study of Blackstone
by declaring: "In the history of American institutions, no other
bookexcept the Biblehas played so great a role as
Blackstone's Commentaries on the Laws of England."
Daniel J. Boorstin, The Mysterious Science of the Law (Boston:
Beacon Press, 1958; originally 1941), n.p. By comparison, Hurst's
single mention of Blackstone in Law and the Conditions of
Freedom is a contrast made in a footnote between Blackstone's
short treatment of contract and the extensive treatment of contract
by American commentators. Hurst, Law and the Conditions of
Freedom, 111, n. 17.
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62.
Walter Prescott Webb, The Great Plains (Lincoln: University
of Nebraska Press, 1981; originally 1931), 387.
|
|
63.
Hurst, Law and the Conditions of Freedom, 7 ("Our prime"),
34 ("Our place"), 35-36 ("It was of definitive").
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64.
Louis M. Hacker, The Triumph of Capitalism: The Development
of Forces in American History to the End of the Nineteenth
Century (New York: Columbia University Press, 1946), 16 ("our
American"), 26 ("From the start"), 48-49 ("the Protestant Reformation").
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65.
Hurst would seem to come down on Tawney's side of his debate with
Weber over The Protestant Ethic and the Spirit of Capitalism.
See R. H. Tawney, Religion and the Rise of Capitalism: A Historical
Study (Gloucester, Mass.: Peter Smith, 1962; originally 1926).
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66.
Miller's 1952 address of that title became the title essay for
Perry Miller, Errand into the Wilderness (New York: Harper
and Row, 1964; originally 1956).
|
|
67.
Hurst, Law and the Conditions of Freedom, 37 ("Security"),
38 ("in the background").
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|
68.
Although Matthiessen announced his effort to move away from Parrington's
"elucidation of our liberal tradition," he described the five
protagonists of The American RenaissanceEmerson,
Hawthorne, Thoreau, Whitman, and Melvilleas writing "literature
for democracy." F. O. Matthiessen, The American Renaissance:
Art and Expression in the Age of Emerson and Whitman (London,
Oxford, New York: Oxford University Press, 1968; originally 1941),
ix, xv.
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69.
Indicative of the turn to the American Renaissance for their precedential
reformism was Arthur M. Schlesinger's The American as Reformer
(Cambridge, Mass.: Harvard University Press, 1950), which not
only takes its title from Emerson but begins each of its three
lectures with a quotation from Emerson. Even Dewey had to end
one of the chapters of The Public and Its Problems (Athens:
Ohio University Press, 1988; originally 1927) by turning to Whitman:
"Democracy will come into its own, for democracy is a name for
life of free and enriching communion. It had its seer in Walt
Whitman. It will have its consummation when free social inquiry
is indissolubly wedded to the art of full and moving communication"
(184).
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70.
In his book on culture on the frontier, Louis Wright specifically
addresses the impact of John Locke on the frontier. After talking
about Blackstone's Commentaries making their way to the
frontier, Wright discussed John Locke's frontier impact: "Formal
ideas on political theory came from many sources but none was
more influential than the second of John Locke's Two Treatises
of Government. ... County editors and prairie politicians
might refer to Locke as to an oracle." Wright, Culture on the
Moving Frontier, 207.
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71.
Louis Hartz, The Liberal Tradition in America: An Interpretation
of American Political Thought Since the Revolution
(San Diego, New York, London: Harcourt Brace and Company, 1991;
originally 1955), 6.
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72.
Dan Ernst has suggested to me a possible connection to the legal
realist critique of the Lockean man, which may have played a part
in Hurst's avoidance of Locke, but I think this avoidance was
more fundamentally based in a methodological estimation of the
relative importance of more purely intellectual force over against
social and economic forces.
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73.
Hurst, Law and the Conditions of Freedom, 37.
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74.
Ibid., 16 ("appear increasingly"), 17 ("that the public interest"),
30 ("controversies"), 50 ("the record").
|
|
75.
Ibid., 36.
|
|
76.
Abram Kardiner et al., The Psychological Frontiers of Society
(New York: Columbia University Press, 1945), 414.
|
|
77.
Hurst, Law and the Conditions of Freedom, 20 ("a market-oriented"),
8 ("Nineteenth-century").
|
|
78.
Ibid., 12 ("For a time"), 13 ("This was"), 70 ("equated"), 11
("it does not").
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|
79.
From an interview with Hurst, Soifer reports that "Hurst also
says he was greatly influenced by Karl Polanyi's The Great
Transformation." Soifer, "In Retrospect," 141, n. 12.
|
|
80.
Karl Polanyi, The Great Transformation: The Political and Economic
Origins of Our Time (Boston: Beacon Press, 1956; originally
1944), 3 ("Nineteenth-century"), 43 ("implies"), 43 ("propensity"),
57 ("naively imagined").
|
|
81.
Ibid., 140 ("[t]he road"), 133 ("trading classes"), 216 ("so violent"),
3-4 ("The idea").
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82.
This likely relates to Hurst's telling his narrative predominantly
in the first person plural. Although his critical voice, to which
I will return, showed that his field of vision was much greater
than his subjects, he started with their view, or rather "our"
view, and never entirely left it.
|
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83.
Hurst, Law and the Conditions of Freedom, 67 ("[t]he development"),
108 ("Such challenges").
|
|
84.
Polanyi, The Great Transformation, 133.
|
|
85.
Hurst, Law and the Conditions of Freedom, 90 ("The Commercial"),
96 ("[m]uch"), 90 ("We were").
|
|
86.
Henry M. Hart, Jr., and Albert M. Sacks, The Legal Process:
Basic Problems in the Making and Application of Law (Westbury,
N.Y.: Foundation Press, 1994) provides a particularly good example
of the importance of the dispersion of power. See Eskridge and
Frickey's discussion of "a government of dispersed power." William
N. Eskridge, Jr., and Philip P. Frickey, "An Historical and Critical
Introduction to The Legal Process," Ibid., xciv.
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87.
Harry Scheiber, "At the Borderland of Law and Economic History,"
751.
|
|
88.
Gordon discusses Hurst in the context of pragmatism, primarily
Dewey's The Public and Its Problems (1927), in Robert Gordon,
"Introduction," 45-48.
|
|
89.
John Dewey, Liberalism and Social Action (New York: G.
Putnam's Sons, 1963; originally 1935), 35 ("release"), 55 ("freed
intelligence").
|
|
90.
Gordon, "Introduction," 45.
|
|
91.
James Willard Hurst, "Drift and Direction," Law and Social
Process in United States History (Ann Arbor: University of
Michigan Law School, 1960).
|
|
92.
Dewey, The Public and Its Problems, 170.
|
|
93.
Dewey, Liberalism and Social Action, 57. See also his reference
to "drift and casual improvisation." Ibid., 51.
|
|
94.
Dewey, The Public and Its Problems, 116 ("lost"), 135 ("caught"),
116 ("bewildered"), 131 ("caught in").
|
|
95.
Dewey acknowledges his indebtedness to Lippmann's Phantom Public
(1925) and Public Opinion (1922) in a footnote to The
Public and Its Problems, 116-17.
|
|
96.
Alan Ryan in a recent study of Dewey writes that "[t]he difficulty
for readers of The Public and Its Problems, the
book Dewey published in 1927, after two brief squarings of accounts
with Lippmann in short reviews of [Public Opinion and The
Phantom Public], is that Dewey accepted most of Lippmann's
complaints against the existing order of things." Alan Ryan, John
Dewey and the High Tide of American Liberalism (New
York, London: Norton, 1997; originally 1995), 217.
|
|
97.
Hurst, Law and the Conditions of Freedom, 75 ("two elements"),
80 ("drift and default"), 52 ("an unpatterned"), 78 ("default
and drift").
|
|
98.
Ibid., 62 ("bustling concern"), 67 ("impatient confidence"), 67
("[w]e were unwilling").
|
|
99.
Ibid., 67 ("mortgaged"), 70 ("farmers burned"), 66 ("This bustling"),
52 ("dangerously retarding").
|
|
100.
Sidney Fine, Laissez Faire and the General-Welfare State: A
Study of Conflict in American Thought (Ann Arbor: University
of Michigan Press, 1956).
|
|
101.
Hurst, Law and the Conditions of Freedom, 84 ("[t]he challenge"),
85 ("deriving from"), 85 ("pervasive unease"), 86 ("resort to
association"), 86 ("positively to mobilize").
|
|
102.
Ibid., 78 ("concentrated unprecedented"), 78 ("there is little"),
90 ("What was new"), 90 ("[w]e were slow").
|
|
103.
Ibid., 87 ("In 1896"), 94 ("Interest group conflict"), 95 ("good
deal").
|
|
104.
Ibid., 95.
|
|
105.
Ibid., 96 ("from our past"), 106 ("reliance on government"), 107
("Most significant").
|
|
106.
On the importance to Hurst of the "Wisconsin idea" of policy directed
by social science research, see Gordon, "Introduction," 49.
|
|
107.
Hurst, Law and the Conditions of Freedom, 107-8.
|
|
108.
Dewey, The Public and Its Problems, 219.
|
|
109.
Stuart Chase, Democracy Under Pressure: Special Interests vs.
the Public Welfare (New York: The Twentieth Century Fund,
1945), 1-2.
|
|
110.
Peter Drucker, The Concept of a Corporation (New Brunswick,
London: Transaction Publishers, 1993; originally 1946), 229.
|
|
111.
John Kenneth Galbraith, American Capitalism: The Concept of
Countervailing Power (Cambridge, Mass.: Houghton Mifflin,
1956; originally 1952), 113.
|
|
112.
Soifer, "In Retrospect," 126.
|
|
113.
David W. Noble, The End of American History: Democracy, Capitalism,
and the Metaphor of the Two Worlds in Anglo-American Historical
Writing, 1880-1980 (Minneapolis: University of Minnesota Press,
1989; originally 1985).
|
|
114.
Noble, The End of American History, 5 ("rhetorical ritual"),
6 ("promise of virtuous"), 57 ("narratives written"), 83 ("dismissed
the promise"), 86 ("must accept"), 98 ("he had joined"), 99 ("the
hero").
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|
115.
Hartog, "Snakes in Ireland," 375.
|
|
116.
Felix Frankfurter, Foreword to Josephine Goldmark, Impatient
Crusader (Urbana: University of Illinois Press, 1953), vii,
quoted in Hurst, Law and the Conditions of Freedom, 106-7.
|
|
117.
Hurst, Law and the Conditions of Freedom, 107 ("[a]fter
seventy-five years"), 107-8 ("[s]uch challenges").
|
|
118.
Daniel J. Boorstin, The Genius of American Politics (Chicago:
University of Chicago Press, 1959, originally 1953), 8.
|
|
119.
Hurst, Law and the Conditions of Freedom, 103.
|
|
120.
Ibid., 105.
|
|
121.
Reinhold Niebuhr, The Irony of American History (New York:
Charles Scribner's Sons, 1952), 33. As an example, Noble uses
Marvin Meyer's The Jacksonian Persuasion, which found that
"although the Jacksonians spoke as anticapitalists, they behaved
as capitalists." Noble, The End of American History, 9.
|
|
122.
Noble, The End of American History, 8.
|
|
123.
Ibid., 9.
|
|
124.
Art Berman, From the New Criticism to Deconstruction: The Reception
of Structuralism and Post-Structuralism (Urbana: University
of Illinois Press, 1988), 52.
|
|
125.
Niebuhr, Irony of American History, 11.
|
|
126.
Hurst, Law and the Conditions of Freedom, 95.
|
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127.
Hartog, "Snakes in Ireland," 380. The genre of the case study
was important to Hurst. As an example, one finds on his Wisconsin
book list Alvin Gouldner's study of bureaucracy in a single gypsum
plant. Alvin W. Gouldner, Patterns of Industrial Bureaucracy:
A Case Study of Modern Factory Administration (New York: The
Free Press, 1964; originally 1954).
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