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Social Science on a Lawyer's Bookshelf: Willard Hurst's Law and the Conditions of Freedom in the Nineteenth-Century United States
CARL LANDAUER
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Law and the Conditions of Freedom in the Nineteenth-Century
United States, 1 the slim volume that emerged from Willard
Hurst's 1955 Rosenthal Lectures at the Northwestern School of
Law, has attained an iconic status in American legal history.
In his 1994 interview of Willard Hurst, for example, Hendrik Hartog
mentions that both he and Robert Gordon were led to legal history
as a result of reading Hurst's little book. 2 A good deal of the magic of Law and the Conditions
of Freedom stems from its undeniable vitality. Certainly,
Hurst was after vitality in legal history, surprising Hartog in
the 1994 interview by his fondness for Albert Beveridge's life
of John Marshall because of its "magnificent job of bringing history
to life." But Law and the Conditions of Freedom also represents
a vitality of another sort and for which Hurst is celebrated,
his "rebellion against the dominant tradition in legal scholarship."
3 By opposing what Robert Gordon has called the
"persisting case-law centeredness of legal scholarship," Hurst
set himself against the tradition represented by his first year
at Harvard Law School, which, he maintained, was as "abstractly
doctrinal as it is possible to get." 4 Despite the interventions of Legal Realism and
Critical Legal Studies, the case-law centeredness of legal scholarship
has persisted enough that even now Hurst's rebellion retains much
of its appeal.
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Hurst learned
a good deal from the legal realists. The set of course materials
on "Law in Society" 5 that he and Lloyd Garrison produced at Wisconsin
reads largely as an exercise in Legal Realism, filled with readings
from canonical realist texts like Jerome Frank's Law and the
Modern Mind. To describe oneself as "typically trying to portray
a real clash of selfish interests," 6 is to follow a quintessentially legal realist
project. Hurst's reading of law within a generally socio-economic
context is fully within the spirit of Legal Realism,
7 and Aviam Soifer has identified Hurst's The
Growth of American Law as "the first sustained example of
legal realist history." 8 Yet when Hartog suggested to Hurst that he was
responsible for the economic focus of legal history, Hurst suggested
another influence: "Maybe, it's partly because T. C. Smith [Hurst's
professor at Williams] had me read Beard." 9 Charles Beard's star might have been in decline
when Hurst gave his Rosenthal lectures in the mid-1950s, but Beard
had been a formative influence on many historians who had learned
their craft in the 1930s and 1940s, and books by Beard and those
on which he collaborated with his wife Mary were obligatory reference
pointsif increasingly as a foilfor many historians
in the 1950s. As in the case of Hurst, their imprint was still
quite real. 10
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Although Robert
Gordon has acknowledged that "Beard was of course the most influential
proponent of a revised notion of law as the expression ... of
economic interests pursued through factional politics"
11 and described Hurst as a Progressive historian
on the next page, he did not make the connection between Beard
and Hurst. If we look not only to the place of the American economy
in Charles and Mary Beard's The Rise of American Civilization
but also to the book's sweeping vision, we can imagine the power
it must have held over Hurst. But if the Beards had a special
place in Hurst's imaginative vocabulary, they were still only
part of a larger constellation of authors that helped to shape
his and other minds in the 1950s. By placing Law and the Conditions
of Freedom in this contextthe intellectual context of
its writingI propose to work through Hurst's engagement
and debate with the major intellectual sources of this early statement
of "Hurstian" legal history. Interestingly, in 1956the year
Law and the Conditions of Freedom was publishedHurst
produced a reading list of forty-seven books for the Wisconsin
Bar entitled "Social Science on a Lawyer's Bookshelf."
12 A reading of Law and the Conditions of Freedom
is incomplete without an examination of that list interspliced
with the references that appear in the book's endnotes.
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Of course, neither
the book list nor the endnotes can contain the full catalog of
the intellectual forces in play in Law and the Conditions of
Freedom. Reinhold Niebuhr's booksso clearly important
to Hurst 13 were unlikely to appear among readings
on his social science list. And there were obvious political choices
Hurst made both in drawing up his reading list and creating his
endnotes; despite his acknowledged harvest from Oswald Spengler,
14 he was unlikely to place Decline of the West
on a book list in 1956. Nonetheless, by turning to a core sampling
of Hurst's chosen "sources" one may tell a new story about the
intellectual force field in which Law and the Conditions of
Freedom was written.
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Law and the
Conditions of Freedom also tells its own story: in large part
the book is a prehistory of New Deal liberalism. Considered as
such, Hurst's narrative stands in contrast to a current view held
by Alan Brinkley and a number of economic historians that New
Deal liberalism was a by-product of America's growing consumer
economyfor them, what emerged as New Deal liberalism paired
a focus on consumption in the economy with civil rights and civil
liberties, and this replaced an earlier emphasis on real economic
reform. 15 More interesting, however, is the comparison
between Hurst's narrative and that of Richard Hofstadter's The
Age of Reform. Hofstadter takes pains to differentiate the
Populist/Progressive past, with its nativism, anti-Semitism,
and potential for "hatred as a kind of creed," from a markedly
more rational New Deal, which Hofstadter labeled a "new departure."
16 For Hurst, by comparison, the turn-of-the-century
birth of reform characterized by the application of intelligence
to social policy is continuous with the liberalism of the mid-twentieth
century, even if the challenges of pressure group politics meant
that Americans had to be even "more deliberate and self conscious"
about their policy making "than had characterized the nineteenth-century
record." 17
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It is easy to
explain the difference between Hofstadter and Hurst by identifying
Hurst as a Progressive historian and Hofstadter as a consensus
historian who would write his critique of the Progressive historians
in the 1960s. 18 Certainly, the Hurst who was early imprinted,
as Robert Gordon has suggested, by the "Wisconsin idea" of social
science as an aid to legislation can be identified as a historian
in the Progressive tradition. 19 But rather than adopt the easy Progressive/consensus
polarity, I prefer to collapse the two, thus seeing Hurst as at
once a Progressive and a consensus historian.
20 Despite the customary opposition of these categories,
one may locate Hurst's Progressive/consensus history within
the force field of 1950s intellectual life with which he identified
and which, in its turn, helps us to identify the project of Law
and the Conditions of Freedom.
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I. Patterns of Culture
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Law and the Conditions of Freedom in the Nineteenth-Century
United States begins anecdotally, a standard practice in historical
writing, especially in writing that begins its life as a series
of lectures in the hope of drawing in a live audience. Hurst's
opening tale of Jason Lothrop and the Pike Creek Claimants Union
is particularly memorable. In a tribute to John Reid at the 1997
meeting of the American Society for Legal Historians, Stanley
Katz mused from the podium that an argument in one of Reid's books
made him think of Willard Hurst's opening talehis obvious
expectation was that an audience of legal historians would share
this memory. But Hurst's tale is memorable in part because it
provides a distillation of the chapter it introduces, "The Release
of Energy," and in part because of the paradox it represents.
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Narratives like
the Pike Creek tale often make their point by starting with the
familiar to arrive at the new. Indeed, the first long sentence
of Hurst's book seems to draw from the standard mythos of American
history:
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One day in February of 1836, in the
scarce-born village of Pike Creek on the southeastern Wisconsin
shore of Lake Michigan, Jason LothropBaptist minister, schoolteacher,
boarding house proprietor, and civic leaderset up on a stump
a rude press of his own construction and with ink which he had
made himself printed a handbill setting forth the record of the
organizational meeting of "The Pike River Claimants Union ...
for the attainment and security of titles to claims on Government
lands." 21
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Here we have a series of well-worn tropes in the
American mythology: the tinkerer, the self-made man, the small-town
leaderessentially, the American Adam in the Virgin Land.
As the leader of a claimants union, Lothrop is, however, not quite
granted the utter independence often accorded the American Adam.
One thinks, for example, of the mythic end to trapper Bill Williams,
his body found frozen in the wilderness by a party of mountain
men. With this image, Yale historian Ralph Henry Gabriel opened
The Course of American Democratic Thought.
22 Gabriel's exaggerated tale of Bill Williams
as an "individualist who never surrendered his independence" was
meant to provide an extreme example of one of the core "faiths"
of American democratic thought. But Hurst was after different
effect and his opening was structured to set his reader up for
a reversal. No sooner had he introduced this Baptist minister,
school teacher, and civic leader than Hurst changed course and
observed that the claimants of Lothrop's union were "squatters;
put less sympathetically, they were trespassers." We are told
that these settlers had dashed ahead of the legal starting date
for entering federal land. Basically, they contrived a legal institution
to salvage their unlawful gains.
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As Hurst tells
the story, the claimants adopted a constitution, and by describing
the "turgid grandiloquence" of its prose, Hurst momentarily widens
the distance between us and the claimants as if they were describing
the rules of the chess game to Alice. But he had already established
that the settler's effort "tells us some basic things about the
working legal philosophy of our nineteenth-century ancestors."
It is clear then that in the paradox of Hurst's taletrespassers
marshaling legal rhetoric and fashioning a legal institutionwe
confront the past of our own legal culture. Hurst states this
quite explicitly: "The preamble of the Pike Creek Claimants Union
reflects in miniature two working principles by which we organized
the relations of legal order and social order in the nineteenth-century
United States." 23
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Hurst explains
the special meaning he has in mind in adopting the term "working
principles." "I speak," he tells us, "particularly of 'working'
principles, principles defined and expressed primarily by action
... these essays seek to understand the law not so much as it
may appear to philosophers, but more as it had meaning for workaday
people and was shaped by them to their wants and vision." If it
were not already clear to his Northwestern School of Law audience
or the reader of his book that they were moving far away from
Kent's Commentaries or Joseph Story's contributions to
the common law, Hurst was making it quite clear nowthey
would learn more about the law of the nineteenth century from
squatters than from judges. And to make this point, Hurst turned
to Tocqueville, at that time in the mid-1950s undergoing a revival.
Tocqueville, he tells us, "is closer to apprehending the decisive
faiths and beliefs of our nineteenth-century ancestors when he
reads these out of what they did and said as they acted, rather
than out of their self-conscious philosophizing."
24 Tocqueville's observations validated his ownAmerican
law expressed working principles rather than theory.
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Before Hurst
defines the two "working principles," he identifies three "base
lines of nineteenth-century public policy implicit in the Pike
Creek document." These are the "premises" for the working principles.
And without establishing a background or providing additional
texture, he moves from his opening, narrative, mode to list the
three baselines tersely:
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(I) Human nature is creative, and its
meaning lies largely in the expression of its creative capacity;
hence it is socially desirable that there be broad opportunity
for the release of creative human energy. (II) Corollary to the
creative competence which characterizes human nature, the meaning
of life for men rests also in their possessing liberty, which
means basically possessing a wide practical range of options or
choices as to what they do and how they are affected by circumstances.
(III) These propositions have special significance for the future
of mankind as they apply in the place and time of the adventure
of the United States; here unclaimed natural abundance together
with the promise of new technical command of nature dictate that
men should realize their creative energy and exercise their liberty
peculiarly in the realm of the economy to the enhancement of other
human values.
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With the title of his chapter on "The Release of
Energy" already embedded in public policy baselines, the working
principles might have seemed a bit anticlimactic. Indeed, Hurst's
working principles actually represent little more than statements
that the legal order should be instrumental to the attainment
of the public policy baselines. The first holds that "[t]he legal
order should protect and promote the release of individual creative
energy to the greatest extent compatible with the broad sharing
of opportunity for such expression"; the second that "[t]he legal
order should mobilize the resources of the community to help shape
an environment which would give men more liberty by increasing
the practical range of choices open to them and minimizing the
limiting force of circumstances." 25
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In these two
lists Hurst summarized the American legal order as a system embodying
the small constellation of values at the core of nineteenth-century
society. In his essay on Hurst's Growth of American Law,
Soifer referred to a "commonplace, faulty assumption that Willard
Hurst is either an extreme, unsophisticated functionalist or one
of those post-World War II apologists for the status quo now generally
lumped under the label 'consensus historians.'"
26 But if Hurst was not the extreme, unsophisticated
functionalist of Soifer's opposition, he was nevertheless a functionalist.
In setting out his baselines and working principles, he was following
the claim in Ruth Benedict's Patterns of Culture that "[a]
culture, like an individual, is a more or less consistent pattern
of thought and action" and that "[w]ithin each culture there come
into being characteristic purposes not necessarily shared by other
types of society." 27 In essence, the patterning of a culture is driven
by the culture's particular goals.
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In writing Law
and the Conditions of Freedom, Hurst was indeed working out
of an understanding of culture that drew heavily upon the definition
of culture developed by Franz Boas and his students, particularly
Ruth Benedict and Margaret Mead. In this he was joining a wave
of postwar social scientists and historians who turned to cultural
anthropologywhether Mead, Benedict, or Kluckhohnand
tended to interweave that anthropology with the neo-Freudianism
of Karen Horney or the members of the Frankfurt School, so that
the cultural portrait was given a psychoanalytical, often a psychopathological,
underpinning. 28 Hurst's Law and the Conditions of Freedom
may not have been as deeply entrenched in the anthropology of
Mead, Kluckhohn, and Benedict or the neo-Freudianism of Horney,
Adorno, and Fromm as David Potter's People of Plenty, with
its attempt at producing a characterological definition of the
American people. But the second endnote of Hurst's Law and
the Conditions of Freedom paired Margaret Mead's And Keep
Your Powder Dry with Karen Horney's The Neurotic Personality
of Our Time. And Abram Kardiner's The Psychological Frontiers
of Society, Norman Cameron's The Psychology of Behavior
Disorders, and Ralph Linton's The Cultural Background of
Personality appeared in later endnotes. These references were
not empty gestures; in the book list "Social Science on a Lawyer's
Bookshelf," Hurst provided a special heading for "The culture
concept," under which Benedict's Patterns of Culture appeared,
and another heading for "Personality structure, within a social
framework," where one encounters Kardiner's The Psychological
Frontiers of Society with its analysis of Plainville, U.S.A.
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If Hurst read
the nineteenth-century legal order as purposive cultural patterning,
his working principles made clear that nineteenth-century government
had a positive role, exemplified by the Pike Creek events.
On the page following his statement of the working principles,
Hurst turned explicitly to deflate the standard laissez-faire
mythology. "It has been common," he tells us, "to label nineteenth-century
legal policy as simple laissez faire and political debate of the
last sixty years has propagated a myth of a Golden Age in which
our ancestorssturdier than wegot along well enough
if the legislature provided schools, the sheriff ran down horse
thieves, the court tried farmers' title disputes, and otherwise
the law left men to take care of themselves."
29 Here Hurst adopted a revisionism that was noted
by Arthur Sutherland in a review of Law and the Conditions
of Freedom for The American Political Science Review.
30 Indeed, Hurst was joining his voice
to the revisionism represented by the series of state studies
that came out in the 1940s and 1950s headed by Louis Hartz's study
of Pennsylvania and Oscar and Mary Handlin's study of Massachusetts.
31
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Clearly, Hurst
had a much more dynamic and instrumental notion about the public
function of law in the nineteenth century than the standard laissez-faire
conception would allow. But there is something far more interesting
in his opening pages, signaled by the "we" in his transition from
the policy baselines to working principles: "From these premises
we drew two working principles concerning the uses of law."
32 In this sentence Hurst elides from references
to "our ancestors" to "we"; the bookespecially in the final
chapterincreasingly refers to "we" and "our." Clearly, the
story Hurst is telling is meant to be "our" story. Hurst writes
not to illuminate class, racial, gender, or other conflict but
to depict a shared culture. For him that remains the core story.
33 He has no qualms about writing a book on law
and the conditions of freedom in the nineteenth-century United
States that makes slavery essentially invisible.
34 To this point, his very first mention of slavery
conveys its irrelevance to his story: "Circumstances through the
first three-quarters of the century thus never called for a major
test of attitudes toward protecting the status quo simply as such,
unless one counts the issue of slavery as an instance."
35 That "unless one counts" is emblematic. Hurst
may have listed the major work on race of his generation, Gunnar
Myrdal's two-volume An American Dilemma, on his book list
directly after Tocqueville's Democracy in America under
the heading "National character," but, even in the aftermath of
Brown, race simply does not have a role in Law and the
Conditions of Freedom. Despite numerous models he could have
followed, Hurst's progressivism seems little touched by questions
about the powerful and the powerless.
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Law and the
Conditions of Freedom identifies a shared American culture.
Thus it fits into the broad mid-century study of American culture
that stretches from Vernon Parrington's Main Currents of American
Thought through Perry Miller's work on the New England Mind
and Merle Curti's Growth of American Thought to the explosion
of works in American Studies and the "consensus history" of the
1950s. It is common to see a sharp divide between the Progressive
historians, with their concern for conflict in American culture,
and the consensus historians of the 1950s. 36 Certainly, Richard Hofstadter did so in The
Progressive Historians, his study of Frederick Jackson Turner,
Charles Beard, and Vernon Parrington. In fact, Hofstadter provides
a wonderful depiction of Louis Hartz and Daniel Boorstin's "consciously
revert[ing] to Tocqueville's sense of the ineluctable singularity
of American development," 37 even if he does not take time to explain that
Boorstin's consensus is pure celebration while Hartz's is at best
ambivalence. But as one reads the Progressive historians, with
their focus on conflict, the story seems no less singular. There
may indeed be division in society, but the dividing line itself
seems fixed and the trajectory of social movement can be clearly
defined. This is obvious in Merle Curti's The Growth of American
Thought. Although his thick text is replete with antidemocratic
forces and sketches various periods of reaction, they ultimately
fit into his larger story of the "growth" of an American thought
that is primarily democratic and progressive. Consequently, he
can conclude the book's penultimate paragraph with the assertion
that "[t]here had always been those who distrusted the masses,
but faith in democracy by all the people had not only survived
but grown." 38 In the end, Curti's story is susceptible to the
same critique Lionel Trilling aimed at Parrington in his famous
demolition of Main Currents of American Thought: "Parrington's
characteristic weakness as a historian is suggested by his title,
for the culture of a nation is not truly figured in the image
of the current. A culture is not a flow, nor even a confluence;
the form of its existence is struggle, or at least debateit
is nothing if not a dialectic." 39 For Trilling, the struggles recounted by the
progressive historian were superficial. In the end, the progressive
narrative may be no less unified than Oscar Handlin's The Uprooted,
which confidently depicts all immigrant lives as minor variations
of a single elegantly told story, and which identifies that story
ultimately as the core story of American history.
40
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A fair amount
of attention has been paid to whether or not Hurst should be identified
as a consensus historian. Soifer's essay on The Growth of American
Law focuses on the question and comes down clearly on the
side of refuting Hurst's consensus identity. But Soifer does this
mainly because he sees consensus history as an apology for the
social system in place. In the end he does not deny Hurst's identification
of a consensus in American society: "It is true that over and
over Hurst suggests an American mainstream." It is just that "he
hardly celebrates it." 41 But the important message of consensus history
is not its apologeticsI have already stated that Hartz was
hardly an apologist for core American valuesbut rather the
identification of core American values. And its search for patterns
of culture was tied to the project of cultural identification
in mid-century anthropology, psychology, and sociology.
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Part of the project
of cultural identification was the claim of exceptionalism, and
one can find various forms of American exceptionalism flowing
through a broad array of studies of American culture. On the opening
page of his introduction to The First New Nation, Seymour
Martin Lipset tried to connect the two poles of scholarship on
American society in order to "reconcile these two pictures."
42 Lipset may have made a career of expounding upon
American exceptionalismindeed his latest book is entitled
American Exceptionalismbut he was right to see that
a broad range of studies of American culture and society belonged
together. This observation offers a new route to Willard Hurst,
not Hurst the Progressive historian or the consensus historian,
but a historian in a larger camp of students of American culture
and society whose goal was to locate America's defining imagery
and values. 43 As Harry Scheiber has pointed out, Hurst was
in pursuit of the Volksgeist in which nineteenth-century
law operated. 44 This pursuit is what makes the conjunction of
Hurst's Wisconsin book list with the endnotes of Law and the
Conditions of Freedom instructive. In part their joint significance
resides in their obvious overlap. But it also resides in their
complementarity: the book list fills out the pieces of Hurst's
project.
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Hurst's detailed
knowledge of Wisconsin judicial, legislative, and administrative
materials is, of course, well known. 45 One has only to think of the thousand pages of
text and notes that made up his study of public policy and the
lumber industry in Wisconsin, Law and Economic Growth.
Not surprisingly, then, Law and the Conditions of Freedom
has a great number of citations to various Wisconsin sources,
starting with the tale of the Pike Creek Claimants Union. However,
the endnotes for Law and the Conditions of Freedom show
the 1950s historian delving into the American psyche and culture.
In addition to the psychological and anthropological references
I have mentioned earlier, Hurst's notes also list Tocqueville,
Parrington, and Boorstin. Oscar Handlin's The Uprooted,
Arthur Schlesinger's The Rise of the City, Joseph Dorfman's
The Economic Mind in American Civilization, and Louis Hacker's
The Triumph of American Capitalism each receive multiple
citations. The Beards' The American Leviathan and the Lynds'
Middletown make their appearances. So do Henry Steele Commager's
The American Mind, Richard Hofstadter's The American
Political Tradition, and Walter Prescott Webb's The Great
Plains. Mixed among the various Wisconsin materials, these
titles in Hurst's notes provide a basic reading list for a 1950s
course in American Studies. 46
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Although Parrington
appears, what is missing is the more literary end of the American
Studies spectrum, represented by Perry Miller, R. W. B. Lewis,
Charles Feidelson, and Henry Nash Smith. In his essay on Hurst's
Law and Economic Growth Mark Tushnet is quick to fill this
gap. He complains that "Hurst's devotion to exclusively legal
materials leads to a failure of evidence. We cannot automatically
assume that the consciousness Hurst finds embodied in the law
is dominant in other areas of social activity; we must examine
religion, formal literature, informal writing, and so on, directly."
Here Tushnet offers Perry Miller's The Life of the Mind in
America and Leo Marx's The Machine in the Garden. In
the next paragraph, however, Tushnet volunteers that Hurst's account
of the hierarchy of principles in fact "so closely parallels Henry
Nash Smith's classic analysis of American literature, Virgin
Land, that we can infer that the hierarchy of values Hurst
describes was not only an attribute of the legal system but was
part of the general social consciousness." 47
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The issues addressed
by Henry Nash Smith in Virgin Land, however, were not all
broadly cultural; some were quite specifically literary, such
as his running analysis of internal limitations presented by the
genres in which Western writers were working. For that reason,
it is somewhat difficult to see Smith's "hierarchy of values"
exactly matching those of Hurst's lumber book. But in fact one
does not have to invent a connection between Hurst and Smith,
as Tushnet attempts to do; Smith's Virgin Land was one
of Hurst's forty-seven recommendations for the lawyer's bookshelf.
Indeed, the appearance of Virgin Land on the list expresses
Hurst's cultural concerns. In this fashion, the book list, with
its outline structure, helps illuminate the aims of Law and
the Conditions of Freedom. It is, then, worth closely examining
Hurst's Wisconsin book list for its embodiment of some of the
common preoccupations of 1950s scholarship shared by Hurst as
well as to reveal some of Hurst's personal preoccupations.
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The first section
of "Social Science on a Lawyer's Bookshelf" is devoted to "Political
History," which is in turn divided into two subsections: "The
event as laboratory science" and "Ideas and environment: the importance
of the commonplace." The first of these subsections lists three
works of history, including Woodward's Reunion and Reaction;
the second includes Charles Beard's An Economic Interpretation
of the Constitution of the United States, a volume on Henry
Adams, Smith's Virgin Land, three books by Richard Hofstadter
(Stocking and Watkins, with their jointly written books, are the
only other authors with three titles listed), and Parrington's
Main Currents of American Thought. Rather than identifying
"ideas" and "environment" as disjunctive, it is important to see
that Hurst worked with a definition of "environment" that included
the social and cultural "environment," just as his colleague Merle
Curti did in The Growth of the American Mind. In his chapter
on "The Control of the Environment" in Law and the Conditions
of Freedom, Hurst set out "three environments" with which
the nineteenth-century American interacted: "nature apart from
man," the "social environment," and the "individual's internal
environment." 48 Hurst may have identified these three levels
of interaction, but we should not forget the words following "Ideas
and environment" in the book list"the importance of the
commonplace"and their suggestion of shared culture.
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It is significant,
in that light, that the second section of Hurst's book list focuses
on "Anthropology, Social Psychology, Sociology; cf. Social History."
This is where Benedict, Kardiner, and Leighton appear in the first
two subsections on "The culture concept" and "Personality structure,
within a social framework." As I have tried to emphasize, these
authors' appearances mark Hurst's participation in the postwar
preoccupation with an anthropological psychology and a psychological
anthropology. That preoccupation was associated with the effort
to define the national character in psychological and sociological
terms, which was particularly central for the growing American
Studies project. But Hurst fills his subsection on "National character"
(the third subsection under "Anthropology, Social Psychology,
Sociology"), not with American Studies professionals, who are
after all not writing social science, but with Tocqueville's Democracy
in America, Gunnar Myrdal's An America Dilemma, Oscar
Handlin's The Uprooted, David Riesman's The Lonely Crowd,
two books by C. Wright Mills, Warner and Lund's sociological study
of small-town America, and a book on the psychology of social
classes.
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Up to this point,
Hurst's Wisconsin book list is more or less standard-fare selections
for the 1950s intellectual. But as we turn to Hurst's suggested
economic readingsmore than half of the books on the listhis
partisanship becomes clearer. The third and largest section focuses
on "The politics of the economy." After a broad heading, "Ideas
and structure," where Hurst could place Joseph Dorfman's three-volume
The Economic Mind in American Civilization, he then listed
eight books under a subsection on "The historic line of policy
regarding the state and the economy in the United States: the
SSRC Committee on Economic History." These are the studies of
the Committee on Research in Economic History of the Social Science
Research Council formed in the 1940s to provide the history of
the economic policies of American states up to the Civil War.
In his "Foreword" to the Handlins' Commonwealth, Arthur
Cole, the committee's chairman, explained that "[n]o hypothesis
was suggested to those placed in charge of the several investigations,
not even the commonly voiced belief that, prior to the advent
of federal control of economic affairs, the country had pursued
a policy of laissez faire." 49 In fact, the scholars working for the committee
were motivated, if anything, to discover the exact opposite, state
precedents for the New Deal's regulatory state. It was not by
chance that Louis Hartz in his study of Pennsylvania, Oscar and
Mary Handlin in their study of Massachusetts, and the other scholars
on this team were able to provide detailed analyses of the state
regulatory past and help to erode the myth of a nineteenth-century
laissez-faire America. The very number of books Hurst recommends
from the Social Science Research Council team indicates his commitment
to the project of the "Commonwealth studies."
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Harry Scheiber
has distinguished Hurst's views from those represented by the
Commonwealth studies. "There is," he writes, "more than a rhetorical
difference as between the Handlins, who cover the whole diversity
of Massachusetts' record as evidence of 'common aspirations and
intentions,' and Hurst, who reads the record as evidence that
men sought 'the release of individual energies,' even at the price
of leaving their state governments bereft of 'independent energy'
of their own." 50 But, ultimately, the shared critique of the laissez-faire
myth had deep importance for Hurst and reflected his understanding
of the affirmative role that government played in the nineteenth
century.
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The three subsections
following the Commonwealth studies under the heading "Politics
of the economy" focus on "Property," "The Balance of power," and
the "administered society." What is significant in these subsections
for a reading of Hurst, other than the use of the title of the
last section of Law and the Conditions of Freedom, is the
number of institutional economists listed, among them New Deal
figures Adolf Berle, Gardiner Means, and John Kenneth Galbraith.
In his essay on the institutional school of economics for the
Encyclopaedia of the Social Sciences, Paul T. Homan described
this "dissent from orthodox economics" as standing "in close spiritual
relationship to certain developments in all the social sciences
both in America and Europe." Homan provided as American examples
of such kindred spirits "the work of Roscoe Pound and R. L. Hale
in jurisprudence, of Charles A. Beard and J. H. Robinson in history
and government and of W. F. Ogburn in sociology."
51 The school, which put an institutional and sociological
spin on economic analysis, was close to Hurst's heart. The prevalence
of economists with an institutional bentif not early members
of the school like Veblen or Commonsmakes Hurst's own economic
predilections quite clear. In turn, as I will suggest in more
detail later, that link helps to provide a key to understanding
the political economy of Law and the Conditions of Freedom.
52
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As I have argued,
Hurst's "sources," and specifically the recommendations he made
to members of the Wisconsin Bar, say a good deal about the history
he wrote. They locate him in an intellectual force field, much
of which he shared with others in the 1950s. It is interesting,
for example, that Willard Hurst and David Potter, two historians
who do not cite each other's books, have so many common sources
that their notes continually overlap. Potter's People of Plenty:
Economic Abundance and the American Character is, of course,
an explicit attempt to expound on the American character. One
can expect Potter's engagement with his psychological and anthropological
sources to be much more extensive than Hurst's. Thus, for example,
he could devote three pages to David Riesman's The Lonely Crowd,
while Hurst could only spare Riesman a place on his Wisconsin
book list. Potter could dwell on Mead and Horney while Hurst ran
them together in a single footnote. Nevertheless, Potter and Hurst
use the same sources to make the same points. Hurst's footnote
on Mead and Horney begins by stating that "[t]he release-of-energy
faith demonstrated in our law expressed one aspect of a social
value scale which measured men by their accomplishment in striving
toward self-appointed material goals, rather than by their status."
53 Similarly, Potter observes of Mead that "her
strongest emphasis falls upon the way in which American life is
geared to success rather than to status." 54 Oriented by his progressive politics and institutional
economics, Hurst's writing is framed by the same cultural anthropology
that infused so many of the intellectual efforts of his generation.
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II. The Psychological Frontiers
of Society
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|
In People of Plenty, David Potter made Frederick
Jackson Turner the centerpiece of a chapter called "Abundance
and the Frontier Hypothesis." Hurst, despite his concern with
the interaction of Americans with their natural environment, failed
to mention the former University of Wisconsin professor either
in Law and the Conditions of Freedom or on his Wisconsin
book list. 55 Although, as Aviam Soifer has observed, one finds
"echoes" of Turner in Hurst, it is fair to say that Turner's name
is conspicuous by its absence in Hurst's study.
56
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By mid-century,
Turner had, of course, many more detractors than supporters, but
he still had a number of champions renewing and remodeling his
thesis. Stanley Elkins and Eric McKitrick, for example, announced
in their two-part essay in the Political Science Quarterly
in 1954 that "Turner's critics may be allowed the most sweeping
of concessions. Nearly everything could be sacrificedeverything,
that is, except the one thing that mattered: the development of
political democracy as a habit and the American as a unique political
creature." To firm up their point, Elkins and McKitrick made the
almost obligatory turn to Tocqueville. It is important here to
note the self-conscious tone of Elkins and McKitrick's essay.
In their first paragraph they noted: "So full of promise did the
remarkable theory then appear, so charged with import, that its
present status as an academic curiosity seems to symbolize some
profound intervening disillusionment." 57 Despite the number of anthologies featuring Turner
and his critics, Turner's name came with a stigma; one senses
that Hurst must have decided to avoid him, despite opening Law
and the Conditions of Freedom on the frontier.
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The "frontier"
in American culture encompasses a great dealit is burdened
with a large variety of related concepts and images, such as the
various romanticisms of the rural and the agricultural, the individual
and the new community, the Jeffersonian yeoman and the Jacksonian
farmer. And, of course, there are Turner's specific concerns with
the development of American democracy and the safety valve that
he believed the frontier provided for the East. Hurst tended to
avoid the word "frontier" probably because he wanted to describe
the state of things for the "nineteenth-century United States"
as a whole. But we have already visited "the scarce-born village
of Pike Creek" and it is difficult to ignore its frontier status.
What Hurst urgently wanted to tell us about Pike Creek was its
need for law and the particular usefulness of the working legal
philosophy of early nineteenth-century America for the Pike Creek
claimants. His Pike Creek is far removed from the mining camp
at Silver City described by Ralph Henry Gabriel in the opening
pages of The Course of American Democratic Thought with
its "plunge into anarchy" and characterized by "parasitic individuals,
mob violence, lynch law." 58 But if the paradox of Hurst's squatters involved
the turn of the lawbreaker to law, the legacy left by Turner was
to determine whether the law that Hurst described in Law and
the Conditions of Freedom came out of the frontier experience
or was rather transported to the frontier from the East.
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In the 1930s
Harvard government professor Benjamin Wright argued in an essay
called "Political Institutions and the Frontier" that "[i]n their
choice of political institutions the men of [the Middle West]
were imitative, not creative." 59 Indeed, Hurst's Pike Creek claimants appeared
imitative rather than creative in their legal forms; their "turgid
grandiloquence" represented an awkward attempt to mimic past forms.
But Hurst paid a great deal of attention in Law and the Conditions
of Freedom to the environmental challenge as a condition of
legal development. As he explained, "We came from a scarcity-conscious
Old World into a rude new land where our own capital scarcity
was a fact continuously weighing on us. We were the more dominated
by the virtue of overcoming scarcity because the contrast between
our limited resources and our vast opportunities constantly challenged
and tantalized." And later in Law and the Conditions of Freedom
he pointed out the important "challenge of physical fact; for
250 years as we drove inland from our coasts, again and again
we had to master wilderness and distance." Indeed, Hurst explained
that nineteenth-century public land policy "evidences attitudes
we learned from challenging the wilderness and writing our social
rules on a relatively clean slate." 60
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Clearly, for
Hurst, the environment was formative in the evolution of American
law. That was an unmistakable part of his argument about the development
of the legal regime in the nineteenth century. Was Hurst, then,
basically in agreement with Walter Prescott Webb's contention
in The Great Plains that the environmental conditions of
the West called for a new kind of law, as opposed to the argument
of Louis Wright's Culture on the Frontier that law on the
frontier, just like other cultural forms, was disseminated from
the East? 61 Webb's book, in contrast to Wright's, even offered
an explanation for events like the creation of the Pike Creek
Claimants Union: "Before the cumbersome machinery of government
could be set in motion to change the system, the pioneers made
the adaptation, defied and evaded the law, and set up in the Great
Plains an extra-legal system of landholding which caused many
of them to be looked upon as criminals and perjurers ... Practice,
or custom, first worked out a new land system in the Great Plains,
and law cautiously followed after." 62
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Despite the obvious
importance of the frontier to Hurst's story, Law and the Conditions
of Freedom is finally not in the Turner-Webb mold. Following
Hurst's announcement of the entrance onto "a rude new land where
our own capital scarcity was a fact continuously weighing on us,"
he states flatly: "Our prime inheritance was of middle-class ways
of thinking." Similarly, immediately preceding the paragraph describing
the "challenge of the physical fact," he wrote: "Our place and
time in history made it natural that we should confront the challenges
of our environment with increasing confidence that we could master
circumstance. Experience taught us so, and social inheritance
made us receptive to the lesson." The "place" may have been the
open American continent, but the "time" indicated a particular
stage of history. On the next page Hurst was more specific: "It
was of definitive importance in our legal history that the firm
settlement of North America came in the seventeenth and eighteenth
centuries rather than in the fourteenth, and by people whose lives
were already caught up in the Commercial Revolution. North American
growth was thus early and inseparably part of the expansion of
middle-class energy." 63
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Hurst, providing
a middle-class, capitalist context for American institutions,
was arguing very much along the lines of Louis Hacker's assertion
in The Triumph of Capitalism that "our American economic
institutions have been developed wholly in a capitalist climate."
"From the start of our development," Hacker asserted, "our history
was associated with Europe's progress." For that reason, he began
his study of capitalism in the United States with a chapter on
"The Origins of Capitalism" in which he reviewed the Renaissance
background of capitalism's "first stirrings." Significantly, in
the course of telling the story of capitalist development, Hacker
devoted several pages to a discussion of "The Protestant Ethic,"
thereby introducing Weber's The Protestant Ethic and the Spirit
of Capitalism into his narrative. For Hacker, "the Protestant
Reformation did release a vast number of forces which were to
change profoundly the prevailing religious habits of thoughtand
in this way affect social and economic living."
64
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Although Hurst
returns numerous times to Hacker as a source in Law and the
Conditions of Freedom, he is content to make no references
to the "Protestant Ethic." Indeed, Hurst's explanation for the
political and legal institutions of nineteenth-century America
is fundamentally one of social and economic instrumentalism.
65 There are few religious or intellectual roots
in evidence, just a people "whose lives were already caught up
in the Commercial Revolution." This, of course, is not only a
refutation of Weber's "Protestant Ethic" thesis, but it also stands
as a repudiation of Perry Miller's "errand into the wilderness."
66 Hurst may have made a place for religious values
as a stage in the American development. "Security," he
explained, "was a natural emphasis in colonial law." He told us
that always "in the background was the consciousness of lonely
communities on trial before God and the hard facts."
67 But with the coming of the nineteenth century,
that core concern with security disappeared. So, consequently,
did the religious and intellectual forces of such importance to
Perry Miller and his various intellectual offspring.
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Indeed, Hurst
seems to see very little intellectual import in the story of nineteenth-century
American law and politics. The political project of the "American
Renaissance," of such significance to F. O. Matthiessen, is nowhere
in sight. 68 It was a commonplace of the American academywell
to the right of Matthiessento identify Emerson, Thoreau,
Melville, and Whitman as heroes of American democratic thought,
but Hurst would have none of it. Consequently, there was no suggestion
of the intellectual profiles in democracy that appeared in Ralph
Henry Gabriel's The Course of American Thought, such as
his chapter on "Melville, Critic of Mid-Nineteenth-Century Beliefs."
69 Instead, Hurst's story remains basically a close
reading of nineteenth-century Americans' interaction with their
environments and the development of various legal regimes out
of that interaction.
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Here Hurst's
Law and the Conditions of Freedom stands in sharp contrast
with Louis Hartz's famous 1955 exposition of American exceptionalism,
The Liberal Tradition in America. Both tell stories of
the transfer of a middle class across the Atlantic at a particular
moment in European development. But the dominant figure of Hartz's
narrative, John Locke, makes no appearance in Law and the Conditions
of Freedom. 70 Hartz describes "a society which begins
with Locke, and thus transforms him, stays with Locke, by virtue
of an absolute and irrational attachment it develops for him,
and becomes as indifferent to the challenge of socialism in the
later era as it was unfamiliar with the heritage of feudalism
in the earlier one." 71 Hurst not only avoids Locke in his discussion
of individual freedom, but is happy to avoid intellectual and
religious sources altogether. 72 He does make a gesture towards intellectual sources
when he states that of the two aspects of the nineteenth-century
view of liberty, negative and positive, the negative oneletting
individuals "alone to show what they could do"was "an inheritance
from the Renaissance, from Tudor England, with roots deep in traditions
of classic Athens and the Roman Republic." 73 But in light of the fact that the negative aspect
of nineteenth-century liberty, by comparison with the "enlargement
of options," was undoubtedly the less significant of the two for
his story, this isolated gesture does not amount to very much.
At most, it represents a minor subplot away from the main action
of his story.
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How, then, do
we square this Hurst with the scholar that Harry Scheiber has
described as attempting to fix the Volksgeist of nineteenth-century
America? How do we reconcile him with the man I have described
as turning to the anthropologists and neo-Freudians in search
of American culture? Hurst's vocabulary suggests a fully articulated
cultural structurehe refers to nineteenth-century Americans'
"faith," "beliefs," "principles," "attitudes," "doctrines," "priorities,"
"emphases," and "decisions." It is difficult to read Law and
the Conditions of Freedom without perceiving a carefully structured
intellectual system in which the parts work perfectly together.
Preoccupation with the "release of energy" explained the nineteenth-century
development of tort and criminal liability, the strict construction
of statutes, the protection of vested rights only to the degree
that it meant the protection of ventures, the growth of contract
law with the need for consideration, the introduction of a law
of negotiable instruments, and so forth. All of these fit together
into one conceptual framework.
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Only in places
did Hurst have to explain, usually in an elegant maneuver, why
some piece of the puzzle did not quite fit. Thus, if the Jacksonian
movement expressed antagonism to corporate grants in its platform,
Hurst explained that because "the demand for freer incorporation,
deep down, fitted the dominant temper of the times," the Jacksonians
"appear increasingly uncomfortable in their opposition" and were
able to find "that the public interest was satisfied if the privilege
of incorporation for ordinary business purposes was made available
to all on equal terms." The circle was squared, and the seeming
discrepancy was brought into the discipline of Hurst's main line
of argument. Some nineteenth-century phenomena are written out
of Hurst's story a little less elegantly. Thus, when he discusses
Abolitionist and temperance societies, and "controversies over
Masonic lodges, Catholic convents and schools, and Mormon communities,"
he asserts that "these matters have significance primarily as
parts of our history of middle-class morals and values, and population
growth and immigration; they involve legal history only indirectly."
As a general matter, where Hurst introduced an element of doubt
in the path of his argument"the record of policy was not
without ambiguity" 74 we can be assured that a "but" is not far
off.
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Fundamentally,
Hurst was describing the working of a value system. "The tone
of this society," he stated about early nineteenth-century America,
"was set by men for whom life's meaning lay in striving, creation,
change, and mobility." 75 Where Abram Kardiner wrote in The Psychological
Frontiers of Society that "each culture is characterized by
different life goals and values," 76 Hurst confidently identified the "life goals
and values" of the United States in the period between 1800 and
1870. For Hurst, all of the framers of law, whether state courts
deciding a case in the common law, the U.S. Supreme Court declaring
its finding on a Constitutional matter, various state legislative
or administrative bodies engaging in their regulatory activities,
or Story or Kent in their commentaries, all conspired to achieve
the same "life goals and values."
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Significantly,
the key institution of Law and the Conditions of Freedom
was not one of the five legal institutions studied in The Growth
of American Lawthe legislature, court, constitution
makers, bar, and executive. In Law and the Conditions of Freedom
the key institution was the market. This might not be immediately
evident because the market was not encased in one of Hurst's incantations,
like "release-of-energy principle" or the "drift and default"
of public policy. Indeed, he tells usdrawing on the Handlins,
Hartz, and othersthat there was never a pure market anyway.
But this fact does not detract from Hurst's view of his nineteenth-century
United States as "a market-oriented, division-of-labor society."
The culture he describes saw its world largely through the prism
of the market. "Nineteenth-century preoccupation with the market
as a key social institution," he observed, "led men to think of
private property as an idea almost solely economic in significance."
77
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In Hurst's analysis
of the legal culture of the nineteenth century, law was clearly
doing the market's bidding. Thus, for example, the development
of contract law, so important to his narrative, was required for
the market: "For a time the century seemed well satisfied to make
the market its central institution, and contract set the legal
framework for market dealing." The market also required an ability
to deal "at a distance and on credit" and consequently urged the
creation of a range of principles of commercial law. "This," Hurst
argued, "was the outstanding area of common law development in
the first half of the century, as judges exercised their invention
in the law of negotiable instruments." Law was preoccupied with
the goals of the market, so that nineteenth-century law "equated
'value' with 'market value.'" In sum, Hurst observed, "it does
not exaggerate the role of law to see that its procedures and
compulsions were inextricably involved in the growth of our market
economy." 78 The market provided the psychological frontiers
of American society.
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III. The Age of Reform
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|
Because Hurst's depiction of law in Law and the
Conditions of Freedom is market oriented, where law is not
market oriented, it seems mostly beside the point. With the market
thus the central institution of nineteenth-century American society
and, consequently, the chief concern of American law, Law and
the Conditions of Freedom can be justly described as a prehistory
of New Deal liberalism. Despite Hurst's rather expansive prose
about the release of energies required by the nineteenth-century
market, he showed a keen recognition of the destructiveness of
a purely market-driven politics. Consequently, it was important
to Hurst to show how American society was able to begin the move
from the politics of the market to a politics of reform.
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In our analysis
of Hurst and the politics of the market, it is instructive to
place his discussion of the market next to that of The Great
Transformation, Karl Polanyi's famous 1944 study of the market
and its historical impact, which headed the subsection on "Property"
in Hurst's Wisconsin list. Polanyi's study of the "rise and fall"
of the market economy, viewed primarily from a British perspective,
is an undeniable, if breathless, tour-de-force. By comparison,
other studies of industrialization and the market economy look
almost lifeless. It is difficult to imagine Hurst developing his
argument without Polanyi in mind, even if The Great Transformation
does not appear in his endnotes. Indeed, Soifer reports in his
essay on The Growth of American Law that Hurst recognized
Polanyi as an important influence. 79
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At the beginning
of his book, Polanyi announces dramatically that "[n]ineteenth
century civilization has collapsed," and he proceeds to flesh
out both the emergence and the collapse of a civilization characterized
by the self-regulating market. Polanyi explains that the market
economy "implies a self-regulating system of markets; in slightly
more technical terms, it is an economy directed by market prices
and nothing but market prices." For him, this is a new phenomenon:
in one of his many acts of demolition of other economists' theories,
Polanyi dispenses with Adam Smith's image of humanity's natural
"propensity to barter," despite the fact that it was adopted by
a host of nineteenth-century economic theorists. To counter Smith,
Polanyi turns to modern historians and anthropologists, who have
found that "man's economy, as a rule, is submerged in his social
relationships" and the value of material goods is socially defined.
He explains the movement from isolated economies to an international
market economy not as it was "naively imagined" in the nineteenth
century as "the result of any inherent tendency of markets towards
excrescence, but rather the effect of highly artificial stimulants
administered to the body social in order to meet a situation which
was created by the no less artificial phenomenon of the machine."
80
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Polanyi is building
to a point where he can announce that "[t]he road to the free
market was opened and kept open by an enormous increase in continuous,
centrally organized and controlled interventionism." He makes
clear that a pure self-regulating market is entirely destructive
and that "the trading classes had no organ to sense the dangers
involved in the exploitation of the physical strength of the worker,
the destruction of family life, the devastation of neighborhoods,
the denudation of forests, the pollution of rivers, the deterioration
of craft standards, the disruption of folkways, and the general
degradation of existence including housing and arts, as well as
the innumerable forms of private and public life that do not affect
profits." This and other destructiveness, ultimately the breaking
down of society, initiated a self-protective reaction by the society
it was demolishing. Thus, for example, Polanyi describes the institution
of the labor market in England as "so violent that, almost instantly,
and without any prior change in opinion, powerful protective reactions
set in." As Polanyi previewed his argument at the beginning of
his book: "The idea of a self-adjusting market implied a stark
utopia. Such an institution could not exist for any length of
time without annihilating the human and natural substance of society;
it would have physically destroyed man and transformed his surroundings
into a wilderness. Inevitably, society took measures to protect
itself, but whatever measures it took impaired the self-regulation
of the market, disorganized industrial life, and thus endangered
society in yet another way." 81
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Read with Law
and the Conditions of Freedom in mind, one of the most interesting
aspects of Polanyi's argument is the binary relationship between
society and the economy. They are undifferentiated in that the
self-regulating market is ultimately a social construct, but to
the extent that the economy under the auspices of economic liberalism
is allowed its sponsored autonomy, the sorcerer's apprentice turns
on society. Like Polanyi, Hurst learned from the social anthropologists
that the market is finally a social institutionbut Hurst
seems to internalize the social/economic divide more than
Polanyi, so that when he comes across social phenomena, like the
temperance unions, that are not part of his economically driven
narrative, he shunts them aside. 82
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Polanyi's central
point about the destructiveness of the self-regulatory market
was, of course, adopted by Hurst. Nevertheless, Hurst Americanized
the critique: part of the destructiveness of the American market
economy derived from its sheer exuberant impatience. Thus, for
example, "[t]he development of a railroad network was basic for
growth both in community strength and individual opportunity.
But we pressed this development at wasteful speed, inviting fraud
in aid grants and construction costs, overbuilding, and saddling
local governments and farmers with unwisely apportioned and burdensome
debt." Although he referred, as Polanyi did, both to the human
and environmental costs incurred by the market economy, Hurst's
nineteenth-century civilization did not entirely collapse under
their weight. Indeed, Hurst's final sentence suggested adaptation
rather than apocalypse: "Such challenges insistently demanded
of us more deliberate and self-conscious policy making than had
characterized the nineteenth-century record."
83
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Furthermore,
Hurst's narrative has much less conflict than Polanyi's, particularly
class conflict. If Polanyi's middle classes "were the bearers
of the nascent market economy," 84 they brought destruction to others. For Hurst
the middle classes are alone on the scene. Suggestions of class
conflict are muted in Law and the Conditions of Freedom.
Perhaps that is why Hurst referred in his endnotes only to the
senior Arthur Schlesinger's The Rise of the City and made
no place for Arthur M. Schlesinger, Jr.'s The Age of Jackson
with its class-conflict story of Jacksonian democracy. It is,
ultimately, quite striking not only that Hurst did not address
class politics with the acuity of Polanyi, but also that his form
of Progressive history seems so blind to competing class identities
and interests.
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Another aspect
of Hurst's analysis that has no exact corollary in Polanyi's market
economy is a particular political value that Hurst sees in the
market, its capacity to act as an agent for the decentralization
of power. "The Commercial Revolution," Hurst argued, "had tied
[the] institution of private property to the market and made the
market the typical arena of expansion for these semiautonomous
centers of decision." If "[m]uch of our legislation amounted implicitly
to a judgment that the decentralized, private cost accounting
of the market did not suffice for efficient social living," Hurst
was making it clear that the market represented decentralized
decision making. That decentralization would later become threatened.
"We were," he observed, "slow to see that in the context of postwar
organizational and technical invention released market energy
was spinning into gathering centers of growth which could destroy
the market as an institution for dispersion of power."
85 We know that Hurst, along with the other members
of the Legal Process School, placed a particular value on the
dispersion of decision making in the American legal system.
86 Hurst translated the political value he shared
with other Legal Process theorists into an aspect of the nineteenth-century
market economy, albeit one that he saw losing out to the increasing
centralization of market forces.
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As Harry Scheiber
has observed, Hurst believed that the "dispersion of both power
and property is a source of individual dignity."
87 That belief was also professed by John Dewey;
and, as Robert Gordon has noted, there is a good deal of Dewey
in Hurst. 88 Indeed, one can find the Dewey of The Public
and Its Problems and Liberalism and Social Action deeply
embedded in Law and the Conditions of Freedom. Thus, for
example, we can locate in Hurst not only Dewey's description of
liberal economics as the "release [of] productive energies," but
also the imprint of Dewey's political diagnosis of industrial
society and Dewey's avowed aim of establishing "freed intelligence
as a social force." 89 Robert Gordon has broadly described Hurst's "work
as an effort to apply the general insights of pragmatic theory,
especially as formulated by John Dewey." 90 But it is Hurst's departures from the model of
Dewey that are particularly suggestive.
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In diagnosing
the policies of nineteenth-century industrial society, Hurst referred
repeatedly to "drift," which stood in polar opposition to "direction,"
so that the two were appropriately paired in the title of one
of his lectures at the University of Michigan in 1959.
91 The term "drift" had been used by Dewey to describe
a lack of applied intelligence in public life. In The Public
and Its Problems, Dewey talked of a "social pathology which
works powerfully against effective inquiry into social institutions
and conditions [which] manifests itself in a thousand ways; in
querulousness, in impotent drifting, in uneasy snatching at distractions...."
92 And in Liberalism and Social Action, he
observed that "men have met the impact of change in the realm
of actuality, mostly by drift and by temporary, usually incoherent,
improvisations." 93 Dewey's reference to incoherence is quite significant
because ultimately he is describing the public's inability to
focus its intelligence. Dewey's public is "lost" and "caught in
the sweep of forces too vast to understand or master." When Dewey
talks of a "bewildered" and "inchoate public,"
94 he is drawing heavily upon Walter Lippmann's
"phantom public" 95 despite his differences from Lippmann,
96 and it is the Lippmann side of Dewey's analysis
of the public from which Hurst is moving.
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Hurst uses the
term "drift" in Law and the Conditions of Freedom repeatedly,
almost obsessively, usually paired with "default." Thus, for example,
he refers to "two elements of drift and default," "drift and default
of legal policy," "an unpatterned, radically important drift and
default of policy," and, to add variety, "default and drift in
legal policy." 97 Like Dewey, Hurst was trying to describe a lack
of applied intelligence in public policy. But if both spoke to
the unplanned and the improvisational, Hurst's critique is much
sharper. Rather than the inchoate public that Dewey borrowed from
Lippmann, Hurst describes a society hurtling ahead at full speed
in its release of creative energies. In its speed, American society
was unable to think about the costs of economic development. Hurst
referred to our "bustling unconcern" and the "impatient confidence
of the times." He observed, that "[w]e were unwilling to incur
the time costs of a slower, more stable finance under central
bank discipline." 98
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Basically, Hurst
described an American public that had "mortgaged the future for
present haste." The release-of-energies values of the nineteenth
century meant that the present was all consuming and the future
ignored. Hurst would tell us that "farmers burned off great stands
of hardwood to clear fields" and "[l]umbermen mined the forests
for the most immediately marketable timber, leaving uneconomic
islands of residue and cutting without regard to new growth or
control of fire hazards." His judgment was clear: "This bustling
century, preoccupied with its immediate opportunities of growth,
wrote firmly into statutes and decisions some important preferencesfor
the promise of the future over commitments to the past, but also
for the ambitions of the present over the claims of the future."
Hurst was describing a society of waste that was "dangerously
retarding development of a sensible social cost accounting."
99 This was the dysfunctional side of policy founded
on the release of energies. And it is important here to understand
this not merely as an undirected society but as a misdirected
one. Here Hurst focuses on the destructiveness of Polanyi's market
rather than the inchoate public of Dewey and Lippmann.
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Also like Polanyi,
Hurst thought that the destructiveness of the market triggered
its own reaction, as implied by the title he gave to the third
section of his book, "The Balance of Power." But unlike Polanyior
Sidney Fine, whose detailed account of the rise of what he called
the "general-welfare state" was published the same year as Law
and the Conditions of Freedom 100 Hurst made another sociological/anthropological
turn by quoting Ralph Linton's The Cultural Background of Personality
at length. In Hurst's narrative, "[t]he challenge of the physical
environment which had so gripped our imagination at the start
of the nineteenth century gave way to preoccupation with the challenge
of social environment" and "deriving from a fresh sense of the
constraint of our radically changed social situation, we began
to use law with growing consciousness of a need to meet the challenge
of the personal environment set by individuals' emotional response
to circumstance." Providing an extended list of the protest movements
of the late nineteenth century, such as the Grange, the Farmers'
Alliance, and the Knights of Labor, Hurst described the movements
as reflecting "pervasive unease and dissatisfaction with emerging
patterns of power and the lack of defined policy toward emerging
issues." It is here that Hurst turned to Linton to explain the
"resort to association" and quoted Linton's discussion of the
"human environment" as being characterized by the "organized group."
But the more traditional sociological point was Hurst's identification
of the social disruption that promoted the use of law "positively
to mobilize group power in behalf of individual status."
101
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The setting
for the need to "mobilize group power" was the immense concentration
of wealth that, for Hurst, characterized the final years of the
nineteenth century. The law that was intended to "promote capital
mobilization" instead "concentrated unprecedented power of decision
in private hands, first in the railroads, then in heavy industry
and in investment banking houses and life insurance companies."
The development could be recognized as "the product of deliberate
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