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The Voice of Willard Hurst
ALFRED S. KONEFSKY
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Though I corresponded with Willard Hurst over the
last twenty-five years, I met him only once. Hurst did not often
attend events or meetings outside of Madison,
1 but in 1971 he appeared at a legal history conference
at the Harvard Law School to herald the renaissance in the field
of American legal history, a renewal in many ways directly traceable
to Hurst's own work and influence. I had just graduated from law
school and was beginning my apprenticeship as a legal historian.
With great trepidation I walked up to him to introduce myself
at a reception on the first day of the conference. I was surprised
when he seemed to recognize my name (I think a list of conference
participants may have been circulated in advance), but even more
astonished when he said, "Let's go find a quiet corner, I want
to talk to you about your father." My father, Samuel J. Konefsky,
had died less than a year before, and Hurst's brief conversation
with me was the first of the many kindnesses of his that I experienced.
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In any appreciation
of Hurst's work, some mention must be made of his body of unpublished
workthat is, through the medium of his correspondence, his
constant and unflagging encouragement of the work of younger legal
historians. Most of us experienced Hurst's kindness through the
mail. Hurst's letters to colleagues were legendary for a variety
of reasons. First, there was his typing. Let's just say it was
engagingly erratic and that over time it got worse. It only made
me look forward even more to his letters. Somehow the letters
seemed more endearing, charming, and useful because of the personal
effort that went into them. Second, there was that venerable,
old typewriter on which Hurst obviously hammered out his correspondence
himself. I have Hurst's letters to my father in the 1950s and
1960s, and Hurst's letters to me in the 1970s through the 1990s
and, though I am hardly an FBI expert on the subject, it certainly
looks like all of them were typed on the same typewriter, a machine
that probably belongs in the Smithsonian to commemorate the impact
it had on the writing of American history, particularly the history
of American law. 2
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Finally, there
are the letters themselves. Though I am sure that there must be
surviving letters on general historiographical and theoretical
subjects, most of the correspondence I know of can be placed into
two general categories when Hurst responded to manuscripts and
reprints that people sent to him. As far as I can tell, Hurst
responded to everything that was sent to him. I think it fell
under his definition of good Athenian citizenship or of being
a gentlemana dying if not lost art in today's academic culture.
He took the occasion to encourage and support the work of everyone
in a thoughtful and analytical way. If you sent him a manuscript,
you often received in return a long letter with detailed comments
carefully walking you through your evidence and arguments, incredibly
detailed, probing, and thorough. I believe this technique may
have been a product of Hurst's Harvard Law Review editorial
experience. If you sent him a reprint of an already published
piece, you got back a shorter letter (it usually seemed by return
mailI don't know where he got the time) that was organized
into two parts. The first part repeated the real "holding" of
the article (what you were driving at, but were afraid nobody
would notice), thereby reassuring you that somebody out there
actually understood and appreciated what you were trying to do.
The second part of the letter posed an absolutely disarming and
acute question about the article, demonstrating that you had not
buried all the bones as successfully as you had hoped. The letter
concluded with encouragement and praiseand a reminder to
keep producing. 3
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With Hurst's
reputation for being helpful already well established by the early
1950s, it is not surprising that when my father, then a young
assistant professor of political science at Brooklyn College,
began working on his book, The Legacy of Holmes and Brandeis,
4 he turned to Hurst. One of the first
aspects of my father's project was to sit down and talk to a variety
of people who had known the Justices in one capacity or anotherprimarily
former and present Supreme Court Justices and law clerks or secretaries
to Holmes and Brandeis. Holmes had been dead for less than twenty
years; Brandeis for only a decade, and recollections were still
likely to be relatively fresh. One of the first persons my father
contacted was Willard Hurst, who had been a Brandeis law clerk
for the 1936 Term. In May 1951, my father wrote to Hurst introducing
himself as the person "about whom John Frank has recently written
to you" 5 and asking if Hurst would be willing to talk about
the projected book in the event Hurst was planning a trip East
or, if not, would he be willing to correspond with my father.
Hurst, of course, immediately responded, reassuring my father
that "I shall be very glad to give any help I can to your project,
which naturally engages my interest and sympathy. I am sure that
firsthand talk would be very much superior to correspondence,
though I'll be happy to do anything I am able to by way of written
response to questions, if that seems the only feasible way to
do business." 6 Hurst suggested they meet in New York City in
September when he would be attending a meeting of the Social Science
Research Council.
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What Hurst called
"firsthand talk" my father described as "interviews."
7 As my father wrote to Hurst in one of his letters
confirming arrangements for their meeting: "I should mention perhaps
that I am a blind person and that my wife will be with me."
8 My mother accompanied my father everywhere on
his academic journeys. The "interviews," therefore, were recorded
in stenographic notebooks by my mother, Roma T. Konefsky.
9 No tape recorder was used. Though the interviews
were preserved in stenographic notebooks, they were not recorded
in shorthand, which my mother did not know. Instead she wrote
in longhand or cursive, primarily in sentence fragments, skipping
words and omitting punctuation as she attempted to keep pace with
the rapid flow of ideas. Yet the interview notes help us imagine
the voice of Willard Hurst. It helped a lot, I think, that she
was very familiar with the ideas being discussed as a result of
her own graduate education (cut short to devote herself to helping
my father) and her years spent as a reader for him. My mother
generally described these interviews more as pleasant "conversations"
and dialogues than as a formal series of questions and answers.
My father seemed to ask very few questionsonly a few are
identifiable, for instance, in his interview with Hurst. But he
appeared to be particularly concerned with questioning Hurst about
certain impressions left by David Riesman, who had been critical
and outspoken about Holmes and Brandeis when my father interviewed
Riesman two days before he talked to Hurst. 10 Riesman had been a Brandeis law clerk in the
1935 Term, just a year before Hurst's clerkship. My father seemed
a little unsure about Riesman's evaluations and took the occasion
to explore with Hurst the information he had received from Riesman.
Usually, however, only a few general questions started the interchanges.
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The notebooks
contain my mother's transcription of the words of two other people
talking in a room. The reliability of the historical information
recalled was directly dependent on my mother's ability to be accurate
as she recorded the dialogues, and my father's considerable ability
later to remember and fill in the blanks as he wrote his book.
Knowing their abilities myself, I have a high degree of confidence
in the authenticity of what appears in both the notebooks and
the book. As far as I can tell from examining my father's correspondence,
no one ever complained about being misquoted.
11
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Interview with Willard Hurst9/14/51
[Hurst:] B[randeis] unusually keen sense of husbanding
time
Ruthless
but not impolite about time
very
pressing sense of what he wanted to do 12
much
less outgoing to his clerks than Cardozo & Stone
13
[Cardozo]
used his law clerks before the case was argued
Stone
great freedom to his clerk to opinions to write
B very
steely sort of man tough minded
Prime
example = of American Puritan
(somewhat
sinful to enjoy oneself too much)
May explain
affinity to [Woodrow] Wilson
Not direct
Feels increasing admiration
[Hurst:] Contrast to H[olmes]early
admiration
steady
rating down of [Holmes] as a human being & law man
for Bit
mounts though B may have been less
urbane
& adroit in niceties
H[olmes]intellectual
dilettantereputation was inflated because of his doubtshis
ability to articulatemay have been just intellectually lazy
B = "Jewels
9 words long"
secret
joys of a thinker apt description of B.
Holmes
was a man of catholic interest
B's interest
in economy of the law developing in social science
Holmes
eclectic
B's interest
in Louisville & zionisminterest of a statesman
How can
you make it a going concern
Hurst[:] B. quality of interest different
than Holmes
didn't
want to be an observerwanted to be
able
to talk on the level with the expert.
Parrington's
14 readingpart of integrated plan to put them
to use
Travel
readingfor diversionB
The Late
George Apley 15 B read it
Represents
a lack in scope of B's interest 16
if he
had been more open to the arts
Ruggedness
of living
Personal
freedom & standard of living is a ball & chain
& it
should be kept down for a maximum of freedom
Puritan
temperamentcramping narrowness v. tremendous richness
just
a personality quirknot a misera generous spirited
man
B. pathological
sense of obligation
" " trusteeship
regarded
himself sternly
[Konefsky:] Was he trying to keep up a
legend? 17 [Hurst:] not in 1937
personal
austerity throughoutno self-consciousness [of] creation
of a legend
B was
conscious of being part of an institution
As practicing
lawyer & pragmatic approach to thingsyet with that background
acutely conscious of playing a role
the S[upreme]
C[ourt] was a drama stagedpart of its function to play the
role.
Definite
in instruction to Hurstto be cagy with press. Contemptuous
of Drew Pearson's 9 old men. 18
Part
of severe limits in relation to clerk
strong
sense not to loosely spread abroad gossip about Court
Court's
public announcement of principles should not be obscured by personal
squabble by which it arrived at them 19
B social
jobNot the adjudication of cases but the role to play on
the court is important
Didn't
tell Hurst not to talk to other justices' clerks
20
Much
more reserved in the freedom he allowed himself than other judges
1 Highly
sophisticatedleast naive
2 didn't
regard himself as devoted to the adjudication of cases
3 In
a practicing philo[sophy] = Court essentially a dramatic spectacledramatizing
principles, value judgmentsan educative function
Felt
Court to be sort of Holy Synod untouchable, should be unsullied
Stressed
symbolic aspect of the institution (S.C.)
[Konefsky:] Was Battle over nomination
responsible for stress on judicial?
[Hurst:] B Remarkable capacity for detachment
Drew
distinction between Court & other branches of Leg.
Mrs.
B. was more aware of protocolpunctilious about Court procedure
Enormously
withdrawn
Paradox
of judicial job
[Konefsky:] Did you feel that B had a
closed mind on question in a case? 21
[Hurst:] B. Had come to conclusion in
certain fields & wouldn't reexamine premises but not a dogmatic
mind
outstanding
aspectwelcome & ask for the expression of view in ref. to
cases
general
atmospheregave little leads but accorded his comment respect
& consideration
Development
in line of argument
No window
dressing very detachedminimum of ego about his job. well
qualified to be a judge
Transition
from partisanship to judgeship was in [that] his [partisanship]
was [now] based on fact (wanted never to be caught out on facts)
help[ed]
make the remarkable transition
Was a
reasonable manthe rational quality had upper hand
Was not
a W[illiam] J[ennings] Bryan
[Konefsky:] Did he ever ask how Hurst
would decide a case? 22
[Hurst:] NoCardozo did
Hurst
first heard of a casewould be the galley of first draft
of B's opinion
[Konefsky:] Was clerk's work creative
& invited by the justice?
Hurstleft
to determine the bounds of his work by himself subject to the
judge's acts
B Didn't
need a clerkan educational experience
Probably
steered H into university teaching
H had
offer from Reed (Ass't Solicitor Gen) 23
either
B or Mrs. B. mention[ed] the vacancy at Madison = asked him to
talk [to] Garrison 24
Bhad
an interest in young men & had ambition for themLike[d]
to manipulate them into positions where there was work to be done
25
Garrison
= might talk to him
[Konefsky:] New Deal = How did he feel
about FDR's admininstration? 26
[Hurst:] Didn't talk much about politics
Possible
for a man to do to[o] much to be
able
to use his best judgment
H[urst]
got the impression that B was condemnatory of the court packing
billfelt it wasn't done morallyit wasn't presented
on its real merits.
He
was revolted by the shabby "smartness" of the presentation. Showed
a lack of moral fiber. shabby & sophomoric
B. wasn't
an "operator" was a brilliant strategist
Dishonest
or immoral that a practice of ghost writing should spread in D.C.
B = TVA was a great achievement in great
inventivenessregional decentralizationgrass roots
angleas working partners in shaping an enterprise
Great
issues should be fought greatly.
Soc Sec.
Actdoesn't remember 27
Sunday
teas = was obviously a good listener, soaked up information
[Konefsky:] Did he [Brandeis] exploit
people[?] 28
[Hurst:] He wanted to get something out
of them or put into themnot egotistically
tea was
a purely utilitarian functionheard what was going on political
gossip
Very
deliberately used it as a calculating sense of encouragement
in men
he wanted to [encourage]
People
buoyed up by the justice's interest
chief
was adroit at [it]
B. very
affectionate toward Cardozo a protective feeling, but not in a
contemptuous sense 29
Thanksgiving
{Monsignor Ryan 30
dinner
guest {Joseph Eastman 31
{Cardozo
{clerk
Holmes
may have taken B under his wing
H may
have been offended by the attitude to B. in the nomination
H had
contempt for the moneyed people
[Konefsky:] Was B much of an influence
on young people?
[Hurst:] B's name was as familiar as H.
B A symbol
of an effort to grapple with fact
Dissent
in ice case known 32
check
standard text (nonlaw) to see to what extent B figures in there
1925-35 in eco, pol.sc. etc.
B was
the namethe bridge of between what was & what was being
done legally about eco matters
Harvard
L. School {high grade school for legal plumbers
Contribution[:]
To elevate the popular application of rational fact (dealing)
an effort to establish premises
[Konefsky:] [Was Brandeis] Anti-intellectual[?]
33
[Hurst:] One of the leaders of trying
to achieve public status for the man of ideas
Holmes
too in some respects
[H] stood
as a symbol of it being respectable to be a m[an] of i[deas]
B took
oratory out of liberalismtoo much windput fact in
Make
a list of men accepted by the general public to think in a self-consciously
directed fashion
B an expression of the procedural side
of his thinkingnot the
substantive. 34
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Hurst and the Democratic Process
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Hurst granted a number of interviews during his lifetime
that either focused on Brandeis or at least devoted some portion
of the discussion to Brandeis. 35 Though Hurst claimed that Brandeis was not an
important influence on him as a legal historian,
36 that was only to say, I think, that Hurst did
not consider Brandeis a historian, legal or otherwise. That was
not to say, however, that Hurst was not influenced by Brandeis
in any sense, particularly in the identification of what interests
and ideas were important in understanding the growth and development
of law and the American polity. I leave to others in this symposium,
as has also been pursued elsewhere, an evaluation of the impact
and significance of Hurst's work. 37 I merely wish to point to an area of investigation
that I think is suggested by what Hurst chose to emphasize about
Brandeis and what previously has not attracted much attention
as a underlying focus or premise of Hurst's workfaith in
or efforts to improve a democratic process that would reflect
more responsively the needs of the people whom the process is
intended to serve. 38
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Though I do not
wish to walk the reader through the interview or suggest major
organizing themes, I believe a number of clues emerge that reveal
a good deal of what Hurst absorbed about Brandeis and applied
in his own work. The importance of legislatures and state or local
governments rather than courts as the center of the universe is
apparent, as is as an insistence that legal ideas operate within
a socioeconomic context. But most important is Hurst's emphasis
on what he construed as Brandeis's stress on "facts."
39 The connection between (1) law broadly conceived
beyond the work produced by judges deciding litigated cases, (2)
law in society rather than law and society, and
(3) the importance of establishing "facts" is illustrated by Hurst's
reference to the powerful Brandeis dissent in New State Ice
Co. v. Liebmann, 40 the only case he cited in the interview.
Immediately after characterizing Brandeis as "[a] symbol of an
effort to grapple with fact," Hurst mentioned that Brandeis's
"[d]issent in ice case [was] known." 41 The relationship between Hurst's own body of
work and the "Ice" dissent is suggestive.
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In New State
Ice, the Supreme Court declared unconstitutional an Oklahoma
statute that required anyone seeking to enter the ice business
in Oklahoma first to obtain a license from a state agency. In
order to justify its regulation of access into the ice business
(generally conceived to be within the realm of private enterprise),
the legislature declared in the statute that the business was
instead a public business, in other words "affected with" a public
interest. Concerned about the anticompetitive, monopolistic implications
of the law, the Supreme Court held that the statute violated the
Due Process Clause of the Fourteenth Amendment. Normally one would
have expected Brandeis to be concerned about the fate of small
entrepreneurs and to support a result that apparently would encourage
competition that might benefit consumers. 42 But Brandeis had another concern here, what he
termed "experimentation." 43
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If a state wished
to pursue a strategy to address a perceived social and economic
problem, Brandeis could not understand why there should not "be
power in the States and the Nation to remould, through experimentation,
our economic practices and institutions to meet changing social
and economic needs." 44 It was, he continued, "one of the happy incidents
of the federal system that a single courageous state may, if its
citizens choose, serve as a laboratory; and try novel social and
economic experiments without risk to the rest of the country."
45
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In explaining
why "experiments" were necessary, Brandeis evoked some social
realism, "[t]he long-continued depression," which left the nation
"confronted with an emergency more serious than war."
46 Brandeis reminded the Court that "[m]isery is
wide-spread" 47 and that "[s]ome people believe that the existing
conditions threaten even the stability of the capitalistic system."
48 In searching for the causes and solutions of
the economic crisis, Brandeis wanted to know why a state's proposal
to address partially a potentially destabilizing problem of unregulated
competition might not pass constitutional muster.
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Brandeis thus
suggested that constitutional law ought to engage social and economic
reality within its scope. "Physical science" reveals "the value
of the process of trial and error," he proclaimed.
49 Why could not similar experiments in the laboratories
of state government or legal experience likewise yield valuable
data and results? "Some people assert that our present plight
is due, in part, to the limitations set by courts upon experimentation
in the fields of social and economic science; and to the discouragement
to which proposals for betterment there have been subjected otherwise."
50 Rejecting evidence gathered from these experimentsindeed
obstructing the ability in a decentralized system to conduct the
experiments in the first placewas particularly dangerous
because "[m]an is weak and his judgment is at best fallible."
51 Policy leaders informed with the results of experiments
held the promise of making man's judgment less fallible. In other
words, if law was still to be a science, it would have to become
a social science.
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A number of these
observations resonate in Hurst's work and in his recollections
of his experiences as well. 52 Brandeis was confrontational about forcing the
Court to recognize that an economic depression was in progress,
the country was suffering, and that constitutional abstractions
were not acceptable. Years later, Hurst commented with disdain
that, during his years as a law student from 1932 to 1935, "he
could recall hearing the Depression mentioned 'only two or three
times' in law school classes." 53 (This is, of course, consistent with Hurst's
remark in this interview that the Harvard Law School at the time
was a "high grade school for legal plumbers.")
54 Law could do better if it expanded its vision.
On the other hand, a social vision of law needed to be tested
because, according to Brandeis, "man is weak" and his judgment
fallible at best. This is akin to Hurst's belief that "[p]eople
are limited" and "that human beings are finite creatures, in that
there are limits to what they can do and accomplish," ideas that
he attributed to the influence of Brandeis and Reinhold Niebuhr.
55
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As a result of
the fact that "[w]e are all limited in vision,"
56 the risk is that a short-sighted pragmatism will
emerge and govern our actions. In a letter of recommendation Hurst
wrote to a foundation supporting my father's grant application
for his Holmes and Brandeis book, Hurst noted,
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the two men ... reflect the strengths
and limitations of pragmatic thinking. Since, for better or worse,
pragmatism seems the nearest we as a people are going to get to
a decent working philosophy in our time, the issues involved here
go right to the center of the question of the viability of our
society. 57
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The limits of pragmatism (obviously not necessarily
an enemy of observation and experimentation) needed to be tested
by investigating the actual factual reality or consequences of
conscious or unconscious value choices made in society. Hurst
identified the Brandeis contribution as "elevat[ing] the popular
application of rational fact" in "an effort to establish premises."
58 Brandeis himself was explicit about the role
of rationality in constitutional evaluations of social policy.
He concluded his New State Ice dissent by declaring, "[i]f
we would guide by the light of reason, we must let our minds be
bold." 59 Hurst internalized the message and learned from
Brandeis the importance of rationality in the legal processempirically
verifying the conditions under which law functioned. Facts mattered.
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It is tempting,
of course, to place Hurst's role as a historian into categories
reflecting the evolutionary patterns of the profession. Hurst's
work contains the elements of a number of movements (and contradictions)
in law as well as historyrealist, reformer, empiricist,
progressive historian, consensus historian, economic determinist,
materialist, economic liberal, social scientist, and so forthall
associated in some fashion with modernism, and not postmodernism.
But I would like to suggest a way of looking at his thought that
incorporates many of these categories in service or furtherance
of another ideafaith (sorely tested) in a democratic vision.
The connection is again made through Brandeis.
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My father wrote
of Brandeis that he was a "social scientist with a conscience"
and that "what mattered most was continued progress toward a better
society. Whatever the issuedifferentiation in the tax structure,
the growth of chain stores and cooperatives, the basis for determining
public utility ratesto all of these problems he brought
the creative approach of one who cared deeply about the results
of social arrangements." 60 Hurst similarly observed of Brandeis that his
"skepticism of men's capacity to handle themselves well in the
face of demands made by the great institutions they had set up,
extended fully, I think, to government," and that he had "some
conviction that the meaning of life ... lay in the effort to shape
the formless and stubbornly resistant matter of general experience
into patterns of understanding and of directed control in the
interest of values that would enhance the worth of men."
61
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This pursuit
of "understanding" can be divided into two parts, one methodological
or procedural, the other substantive. For Hurst, the question
of how we arrive at "understanding" was directly related to our
need for knowledge in order to strengthen society's ability to
respond to people's concerns. The capacity to respond began with
the process of determining exactly what had transpired historically.
In describing this process, Hurst concluded that Brandeis
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found one road to the responsible use
of power in a constant insistence that definition of ends and
means be kept close to regular, realistic search for facts. Too
sophisticated by far to fall victim to a naive empiricism, he
sought always for a working philosophical frame for action. But
the philosophy must likewise regularly be checked against experience.
62
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Four times in the interview with my father, Hurst
invoked the image of Brandeis's obsession with factual inquiry:
"[H]is [partisanship] was based on fact (wanted never to be caught
out on facts)," he was "[a] symbol of an effort to grapple with
fact," his "contribution" was "to elevate the popular application
of rational fact," and finally, that he "took oratory out of liberalismtoo
much windput fact in." 63 Over forty years later, Hurst was still speaking
about facts, though no longer with the direct reference to Brandeis.
In his talking with Dirk Hartog, Hurst commented, sometimes with
frustration, about modern students' misunderstanding about the
reasons for "recording the facts." More generally, he remarked
that it is "a matter of fact," or "I think it's just the facts,"
or "it is an important social fact," or "just dealing with the
facts," or finally, "[i]f general ideas and theories about what's
going on in society are going to be anything other than moonshine,
they have to be rooted in hard-bought knowledge of what in fact
is happening in people's lives." 64
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Gathering facts,
however, has a wider purpose or function. Many of the key themes
of Hurst's work demonstrate this design. McEvoy has observed that
Hurst "found the essence of nineteenth-century law, not in the
pronouncements of high public officials, but in the practical
day-to-day uses of law by ordinary people...."
65 This is not unlike Brandeis seeing "democracy
as free citizens making intelligent choices about matters affecting
their joint lives." 66 How do we know whether intelligent choices have
been made? We expose to a withering historical glare both the
process by which those choices have been made and the results
of those decisions. The inquiry has a moral tone or quality, revealing
what has been good or bad. This is because so much is at stake
in a democratic society in making arrangements that affect the
well-being of all of us. Only after investigating the past are
we capable of exercising meaningful democratic control of our
lives to better our common lot.
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Many of the common,
recurring themes in Hurst's writing take on new meaning when seen
through this lens. Hurst's indictment of "bastard pragmatism"
67 and "drift and default"along with his focus
on legislatures and problems of statutory interpretationstemmed
from his attempt to ensure that the democratic promise was fulfilled
as a result of informed judgments about what would yield benefits
to a people who had often not chosen to exercise sufficient power
or control over their own destinies. How can we restore responsibility
in the face of historical accounts of society's frequent abnegation,
resignation, or failure to require public accountability in the
face of unchecked private power that is selfish, insular, narrow,
and, even worse, irrational?
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Democracy, of
course, has had different meanings at different times, as well
as different meanings at the same time in different places. By
the time that Brandeis and Hurst were thinking and writing about
democracy, Tocqueville's vision of American democracy may have
become nothing more than a quaint memory, though it may still
have suggested a promise not yet fulfilled. Hurst's college focus
on the work of the Progressive historian Charles Beard is instructive.
68 Hurst's interest in Beard at this formative moment
in his career seems consistent with the obsession with social
relations or social class in the work of early twentieth-century
democratic theorists. The promise of democracy seemed to be primarily
associated with equality; an increasingly stratified society nullified
the goal of equality. Maldistribution of wealth enhanced hierarchy,
inhibited the pursuit of equality, and frustrated the will of
the relatively voiceless majority who, nevertheless, had a significant
stake in the implications of democratic theory. History empirically
demonstrated the consequences of the failure of government to
provide democratic opportunity. To address the crisis caused by
the growing evidence of inequality, democratic theory underwent
a subtle shift, and began gradually emphasizing individual or
group interests and identities rather than social class. This
shift allowed a more effective expression of the ambiguity of
countermajoritarian demands. It highlighted, in a different way,
the paradoxes, dangers, and inconsistencies of continuing inequality
in the face of a world of democratic goals. In the mid-twentieth
century, with totalitarian fascism and communism lurking as competing
systems of thought, America found it imperative to set freedom's
house in order. 69 Hurst tried to help by pointing out that law's
expression did not always reflect the promise of democracy. That
promise was perceived as increasingly ambiguous and complex by
the late twentieth century.
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In Hurst's writing
(as well as in Brandeis's), there is a tension, perhaps a legacy
of Progressivism, between seeking a better future through informed
democratic decision making and placing the responsibility for
gathering the facts or evidence to advise citizens in the hands
of a relatively few individual experts. The risk, of course, is
that elites will have disproportionate, unregulated control or
power over shaping people's beliefs. The Progressive response
generally was that, in an increasingly complex society, expert
opinion is needed to investigate social events and circumstances
that are technical and that might no longer be susceptible to
analysis by the general population. The purpose of seeking technocratic
insights is to provide a means to the end of informed democratic
judgments, not to substitute the will of elites for the popular
will. Indeed, the popular will would be better informed as a result
of the efforts of the experts. Brandeis seemed aware of the problem
at an early stage when he wrote to Frankfurter: "I should have
little faith ... in a small group of men evolving a social system
or important elements of such a system. We must rely upon all
America ... for our social inventions and discoveries; and the
value of the inventions and alleged discoveries can best be tested
by current public discussion." "On the other hand," he said, "it
seems to me that a small group of able, disinterested, well-equipped
men, who could give their time to criticism and discussion of
legislative proposals, discouraging those which appear to be unsound,
and aiding those that appear to be sound, would be of great assistance
in the forward movement." 70 As Hurst approvingly once said of Brandeis, "[h]e
held power in trust." 71
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As both a symbol
of power and a factor in the democratic equation, law, therefore,
must be placed in context, that is, in society, to unveil its
true (or real) impact. If we are to determine if law has lived
up to its democratic aspirations in a free society, it cannot
be judged by its own internal standards. Therefore, it is imperative
to take law out of its box 72 and to observe, as it functions, what impact
it has had on people's lives. Only then can we ascertain whether
law has helped or hindered the growth and development of freedom
in a democratic culture designed to make that society a better
place to live. Hurst was a (small "d") democrat, with all the
frustrations and hopes a believer in democracy inspires.
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23 |
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Alfred S. Konefsky is a professor at
the School of Law, State University of New York at Buffalo. He
is particularly grateful to Jim Atleson, Dianne Avery, Barry Cushman,
Dan Ernst, Stewart Macaulay, Frank Munger, John Henry Schlegel,
Avi Soifer, Rob Steinfeld, and G. Edward White for their useful
comments.
Notes
1.
On Hurst's reluctance to travel, see Lawrence M. Friedman, "Remembering
Willard," Wisconsin Law Review 1997: 1137, 1138; and Bill
Foster, "Recollections of Willard Hurst," Wisconsin Law Review
1997: 1139, 1142.
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2.
Needless to say, I am not the first to notice the typewriter.
See, e.g., Aviam Soifer, "In Retrospect: Willard Hurst, Consensus
History, and The Growth of American Law," Reviews in
American History 20 (1992): 124, 128; William N. Eskridge,
Jr., "Willard Hurst, Master of the Legal Process," Wisconsin
Law Review 1997: 1181, 1189; John P. Frank, "J. Willard HurstMemorial
Remarks," Wisconsin Law Review 1997: 1131, 1133; Friedman,
"Remembering Willard," 1138.
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3.
I am also not the first to talk about these letters and comments.
See Friedman, "Remembering Willard," 1137-38; Stewart Macaulay,
"Willard's Law School," Wisconsin Law Review 1997: 1163,
1171-72.
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4.
Samuel J. Konefsky, The Legacy of Holmes and Brandeis: A Study
in the Influence of Ideas (New York: Macmillan, 1956).
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5.
Letter from Samuel J. Konefsky to Willard Hurst (20 May 1951)
(on file with author). John P. Frank, a former student of Hurst's
at the Wisconsin Law School, was a law professor at Yale in 1951.
See Frank, "J. Willard HurstMemorial Remarks," 1132.
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6.
Letter from Willard Hurst to Samuel J. Konefsky (22 May 1951)
(on file with author).
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7.
For the list of the thirty-five law clerks, scholars, and judges
interviewed, see Konefsky, The Legacy of Holmes and Brandeis,
vii-viii.
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8.
Letter from Samuel J. Konefsky to Willard Hurst (27 Aug. 1951)
(on file with author).
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9.
Eleven of these notebooks have survived. At least one, apparently
containing the earliest interviews in April and May, 1951, with
Mark DeWolfe Howe, Warren S. Ege, and Horace Chapman Rose, is
lost. Howe and Rose were law secretaries for Holmes in 1933-1934
and 1931-1932 respectively; Ege was a Brandeis law clerk in 1924-1925.
See the lists in G. Edward White, Justice Oliver Wendell Holmes:
Law and the Inner Self (New York: Oxford University Press,
1993), 489; Alpheus Thomas Mason, Brandeis: A Free Man's Life
(New York: Viking, 1946), 690.
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10.
In the transcription that follows, I have completed contractions
that would help identify persons and meanings, and I have corrected
obvious errors in punctuation, spelling, and grammar. In the footnotes
accompanying the interview with Hurst, below, I have noted where
Riesman's observations prompted my father's questions to Hurst.
I doubt whether Hurst knew that the source of these questions
originated with Riesman's comments. For Riesman's later views
on Brandeis, still critical, see his autobiographical essay, "Becoming
an Academic Man," in Authors of Their Own Lives: Intellectual
Autobiographies by Twenty American Sociologists, ed. Bennett
M. Berger (Berkeley: University of California Press, 1990), 38-40.
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11.
Riesman wrote to my father, for example, that he was "particularly
happy that you found my own thinking helpful in connection with
the book." Letter from David Riesman to Samuel J. Konefsky (6
Nov. 1956) (on file with author).
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12.
Jack Schlegel observed that Hurst's account here of Brandeis's
working habits also describes Hurst himself, including his direction
of younger scholars. (Personal communication.)
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13.
David Riesman claimed that "other clerks were closer to their
judges." Interview with David Riesman (12 Sept. 1951), 4 (on file
with author) [hereafter Riesman Interview].
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14.
Probably a reference to the work of the Progressive historian,
Vernon Parrington (1871-1929) and his Main Currents in American
Thought (New York: Harcourt, Brace, 1927).
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15.
John P. Marquand, The Late George Apley: A Novel in the Form
of a Memoir (Boston: Little, Brown, 1937). The novel's appeal
to Brandeis may have been in its satirical treatment of Boston
Brahmin culture.
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16.
Riesman said of Brandeis that he "had no use for philosophy" and
that he "was a bore, a barbarian, no classicist." Riesman Interview,
6.
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17.
Riesman reported that he was "aware of B's legend of holiness,"
and he intimated that he thought there was a "discrepancy" between
the legend and reality. Ibid., 2.
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18.
Drew Pearson and Robert S. Allen, The Nine Old Men (Garden
City, NY: Doubleday, Doran, 1937).
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19.
Riesman noted that Brandeis "was loyal to the team, might fight
with them within but defended them outside." Riesman Interview,
7.
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20.
Riesman had reported that Brandeis "didn't want his clerks to
fraternize with other clerks." Ibid., 4.
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21.
Riesman commented that Brandeis "didn't have an open mind, a great
lawyer but not judge. All B's opinions are all ingenious briefs
(they can't be trusted to report all the evidence)," and that
he was "exceeding[ly] rigid, was gracious but wouldn't budge an
inch, not open-minded." Ibid., 2, 4.
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22.
Riesman observed that Brandeis "never asked R for his opinion,
just a leg man, his strategy even was all set. Would listen to
R on point of style didn't like R's lack of legal ingenuity."
Ibid., 4.
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23.
Stanley F. Reed (1884-1980), Solicitor General of the United States,
1935-1938; appointed in 1938 by President Roosevelt to the Supreme
Court.
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24.
Lloyd K. Garrison (1897-1991), at the time, Dean of the Wisconsin
Law School.
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25.
Riesman characterized Brandeis as having a "certain presumptuousness
in pressing people (to be a pioneer)," and that in his case Brandeis
"wanted him to go to pa minn or tenn and adamant against his going
back to Boston." Riesman Interview, 3. Riesman still seemed to
resent this years later. See Riesman, "Becoming an Academic Man,"
at 40.
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26.
Riesman seemed to suggest that Brandeis was an "enemy of the New
Deal" because he was a "rabid decentralist." Riesman Interview,
1, and that he "was no Dem. or Liberal in the New Deal sense."
Ibid., 5.
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27.
Riesman asserted that Brandeis "was against Soc[ial] Sec[urity]."
Ibid., 9.
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28.
Riesman observed that he had "watched" Brandeis "at Sunday teas
draw people out," but that he was "incapable of genuine interest
in people, just exploiting them. Should not be criticized because
obviously he also exploited himself." Ibid., 2. For a description
of the Sunday (and Monday) teas, see Mason, Brandeis, 603;
Philippa Strum, Louis D. Brandeis: Justice for the People
(Cambridge, Mass.: Harvard University Press, 1984), 362; and Dean
Acheson, Morning and Noon (Boston: Houghton Mifflin, 1965),
49-50.
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29.
Riesman claimed that "B thought Cardozo was a weak man" and that
"Cardozo had doubts B [therefore] didn't respect him." Ibid.,
4-5.
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30.
John Augustine Ryan (1869-1945), prominent Catholic educator (a
theology professor at Catholic University in Washington, D.C.),
social reformer (an early proponent of the minimum wage), and
New Deal supporter. Alpheus Mason included Ryan on a "typical
list of dinner guests, as of 1927" in the Brandeis home. Mason,
Brandeis, 604. "The Brandeises regularly invited lonely
bachelors to dinner on Thanksgiving and before Christmas." Andrew
L. Kaufman, Cardozo (Cambridge, Mass.: Harvard University
Press, 1998), 478.
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31.
Joseph B. Eastman (1882-1944), early Brandeis protégé,
public servant, member and chairman, Interstate Commerce Commission.
Acheson also reported that Eastman occasionally appeared at the
Sunday teas. Acheson, Morning and Noon, 50.
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32.
New State Ice Co. v. Liebmann, 285 U.S. 262, 280 (1932)
(Brandeis, J., dissenting).
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33.
Riesman asserted that Brandeis was "anti-humanistic, he was intelligent
but not an intellectual. Had no interest in ideas for their own
sake. B never had an idea really interesting." Riesman Interview,
9.
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34.
The transcription concludes with abbreviations of a brief collection
of citations, probably (and characteristically) a list of suggestions
from Hurst to my father for helpful sources to consult. It ends
with a reference to Hurst's own work, "The Uses of Law in Four
'Colonial' States of the American Union," Wisconsin Law Review
1945: 577.
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35.
See Hendrik Hartog, "Snakes in Ireland: A Conversation with Willard
Hurst," Law and History Review 12 (1994): 370-90; Strum,
Louis D. Brandeis, 486; Oral History Project Interview,
Oral History Project, University of Wisconsin Archives, Madison
(1981). There is also a memorandum on the subject of Brandeis
prepared in 1941 by Hurst for Alpheus Mason for his biography
of Brandeis. See Mason, Brandeis, 643.
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36.
Dirk Hartog asked Hurst, "Did Brandeis have much influence on
your thinking about legal history?" Hurst replied, "No, not a
great deal." Hartog, "Snakes in Ireland," 375.
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37.
Representative samples include Arthur F. McEvoy, "Willard Hurst's
Scholarship: Pragmatism and Morality," Wisconsin Law Review
1997: 1191; Robert W. Gordon, "Introduction: J. Willard Hurst
and the Common Law Tradition in American Legal Historiography,"
Law and Society Review 10 (1975): 9; Soifer, "In Retrospect";
Harry Scheiber, "At the Borderland of Law and Economic History:
The Contributions of Willard Hurst," American Historical Review
75 (1976): 744.
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38.
A fruitful place to start might be determining just what definition
of democracy emerges from Hurst's work and exactly what relationship
he perceived between freedom and democracy.
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39.
For reference to Hurst's devotion to factual inquiry, see Soifer,
"In Retrospect," 139; McEvoy, "Willard Hurst's Scholarship," 1192;
Samuel Mermin, "Thoughts on the Legendary Willard Hurst," Wisconsin
Law Review 1997: 1155, 1157-59.
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40.
285 U.S. 262, 280-311 (1932) (Brandeis, J., dissenting).
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41.
See above, 155 and note 32.
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42.
Konefsky, The Legacy of Holmes and Brandeis, 177.
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43.
New State Ice Co. v. Liebmann, 310-11.
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44.
Ibid., 311.
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45.
Ibid. Justice Sutherland responded for the majority that "[t]he
principle is imbedded in our constitutional system that there
are certain essentials of liberty with which the state is not
entitled to dispense in the interest of experiments." Ibid., 280.
On Brandeis's point about states as laboratories, see generally
Maeva Marcus, "Louis D. Brandeis and the Laboratories of Democracy,"
in Federalism and the Judicial Mind: Essays on American Constitutional
Law and Politics, ed. Harry N. Scheiber (Berkeley: Institute
of Governmental Studies Press, University of California, 1992),
75.
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46.
New State Ice Co. v. Liebmann, 306.
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47.
Ibid.
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48.
Ibid., 306-7.
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49.
Ibid., 310.
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50.
Ibid., 310-11.
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51.
Ibid., 310.
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52.
What resonates as well in Hurst's work is Brandeis's loving, and
occasionally minute, attention to detail, to the facts. In his
Ice dissent, "Brandeis quoted the mean normal temperature
each month in Oklahoma, showing the need for ice; the dependence
of industries and retail dealers on ice; the lack of refrigerators
and their cost as against the lower cost of ice." Strum, Louis
D. Brandeis, 302-3. In addition, "[a]t every major point,
Brandeis cited a host of sources: thirty-seven books, articles,
reports, scholarly papers, and congressional hearings." Ibid.,
304. In other words, the "facts" were marshalled to support the
argument that there was plenty of evidence to justify the state
legislative activity. For a comparison of the method, I commend
to the reader's attention a quick run through Hurst's footnotes
in James Willard Hurst, Law and Economic Growth: The Legal
History of the Lumber Industry in Wisconsin, 1836-1915 (Cambridge,
Mass.: The Belknap Press of Harvard University Press, 1964).
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In arguing
that Hurst was influenced by Brandeis, I do not mean to exclude
the possibility that Hurst was influenced by others, including
Felix Frankfurter. Hurst openly talked of the impact Frankfurter
had on him during his legal education at Harvard, as well as the
year Hurst spent working as a research assistant for Frankfurter
between his graduation from law school and the start of his clerkship
for Brandeis. See Hartog, "Snakes in Ireland," 373-74. Of course,
in measuring the ultimate impact on Hurst, one probably should
not discount the relationship between Brandeis's attitudes and
Frankfurter's ideas. For instance, as early as 1913, Brandeis
was communicating to Frankfurter certain themes that anticipate
his dissent in New State Ice by nearly twenty years:
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To secure
social advance we must regard the field of sociology and social
legislation as a field for discovery and invention. Research is
necessary as in the field of science and invention, as in the
field of mechanical and other arts. In the field of mechanical
invention, as in other fields of human enterprise, the successes
are few and the failures are many.
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Letter from Louis D. Brandeis to Felix Frankfurter
(28 Jan. 1913), in 3 Letters of Louis D. Brandeis, ed.
Melvin I. Urofsky and David W. Levy (Albany: State University
of New York Press, 1973), 19.
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53.
Quoted in Soifer, "In Retrospect," 127. Hurst also noted that
while enrolled in a law school course on courts and mortgages,
"the course never mentioned the idea of a mortgage moratorium,
which was going on all over the United States...." Hartog, "Snakes
in Ireland," 372.
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54.
See above, 155.
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55.
Hartog, "Snakes in Ireland," 375-76. Hurst reported that Brandeis
once talked to him "on the subject of Woodrow Wilson and his disastrous
last period as president and the fight over the League of Nations,
and Brandeis said he thought he'd always remember that as an historic
example of the fact that a man shouldn't try to do too much, that
there were limits to the human capacity to create and act." Ibid.,
375.
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56.
Ibid., 389.
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57.
Letter from Willard Hurst to [Henry Allen Moe] (c. 4 Mar. 1954),
James Willard Hurst Papers, Box 1, Folder 1954, University of
Wisconsin Archives, Madison. I am grateful to Dan Ernst for bringing
this correspondence to my attention.
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58.
See above, 155.
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59.
New State Ice Co. v. Liebmann, 311. My father titled chapter
eight of The Legacy of Holmes and Brandeis, "If we would
guide by the light of reason," and he asked that the full sentence
be his own epitaph. The chapter concludes with a discussion of
the New State Ice case (ibid., 177-80).
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60.
Ibid., 163.
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61.
Letter from Willard Hurst to Charles Wyzanski (20 Mar. 1954),
James Willard Hurst Papers, Box 1, Folder 1954, University of
Wisconsin Archives, Madison. I am grateful to Dan Ernst again
for bringing this letter to my attention. Hurst later voiced similar
sentiments on the reason for doing history in order to "enlarge
understanding, to increase men's control of their affairs." Hurst,
Law and Economic Growth, viii.
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62.
Willard Hurst, "A Tribute," in Fiftieth Anniversary Convocation
of Justice Brandeis's Appointment to the Supreme Court of the
United States (Louisville, Ky.: University of Louisville School
of Law, 1966), 2.
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63.
See above, 153, 155, 156. Because Brandeis "wanted never to be
caught out on facts," the law clerks "found themselves spending
endless hours in libraries," including "the Library of Congress,
where they sought out the innumerable citations to sociological
material that Brandeis demanded." Strum, Louis D. Brandeis,
355. Since, in particular, the Brandeis opinions "had always to
be factually correct," it "was a burden the clerks carried." Ibid.,
356. There seems to be no question that this Brandeis trait left
an impression on Hurst. Strum reports that "[w]hen counsel did
not present all relevant facts, his clerks were expected to compensate
for the deficiency." Ibid. Strum's source for this statement seems
to be her interview with Hurst. Ibid., 470, n. 5.
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64.
Hartog, "Snakes in Ireland," 385, 386, 387, 390. Samuel Mermin,
in discussing Hurst's penchant for facts, quotes a Holmes letter
to Pollock in which Holmes good-naturedly reports being chided
by Brandeis, "Why don't you try something new, study some domain
of fact. Take up the textile industries in Massachusetts and after
reading the reports sufficiently you can go to Lawrence and get
a human notion of how it really is." Holmes's response to Pollock
about Brandeis's suggestion was to observe laconically, "I hate
facts." Mermin, "Thoughts on the Legendary Willard Hurst," 1158.
Hurst does not seem too concerned about the postmodern skepticism
that calls into question the objectivity or scientific reliability
of observations or interpretations of "facts."
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65.
McEvoy, "Willard Hurst's Scholarship," 1192.
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66.
Strum, Louis D. Brandeis, 62. On Brandeis and democracy,
see generally Alpheus Thomas Mason, The Brandeis Way: A Case
Study in the Workings of Democracy (Princeton: Princeton University
Press, 1938); and Brandeis on Democracy, ed. Philippa Strum
(Lawrence: University Press of Kansas, 1995). Brandeis applied
this democratic vision in his judicial writing. "In a sense, the
very length of Brandeis's opinions bears testimony to his faith
in democracy. If all the facts were known and understood, people
would choose the wisest course of action. And so the Brandeis
brief ... was transformed into a judge's opinions designed to
educate the people." Strum, Louis D. Brandeis, 347-48.
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67.
See Hartog, "Snakes in Ireland," 389-90; see generally James Willard
Hurst, Law and Social Process in United States History
(Ann Arbor: University of Michigan Law School, 1960); Hurst, Law
and Economic Growth.
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68.
Hartog, "Snakes in Ireland," 371. See especially in this symposium
Daniel Ernst, "Willard Hurst and the Administrative State: From
Williams to Wisconsin," Law and History Review 18 (2000):
1-36.
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69.
On this last point in particular, see generally Edward A. Purcell,
Jr., The Crisis of Democratic Theory: Scientific Naturalism
and the Problem of Value (Lexington: University Press of Kentucky,
1973), 159-78.
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70.
Letter from Louis D. Brandeis to Felix Frankfurter (28 Jan. 1913),
in 3 Letters, 20. It was almost certainly not an accident
that Hurst migrated to Wisconsin, which was well known for its
Progressive legislative tradition (heavily reliant on experimentalism),
and the role of its state university, including its law school,
in maintaining and participating in that tradition. See generally
Paul D. Carrington and Erika King, "Law and the Wisconsin Idea,"
Journal of Legal Education 47 (1997): 297; Macaulay, "Willard's
Law School," 1163-65; Hartog, "Snakes in Ireland," 377-78. Hurst
acknowledged as much in a 1938 letter to Frankfurter explaining
his decision to remain at Wisconsin rather than accept an offer
to teach at Yale. Wisconsin, wrote Hurst, "is just about an ideal
'laboratory' situation fromthe [sic] standpoint of studying the
legislative process: a state in which there is a long tradition
of political experiment, which seems to go on pretty well even
when there is not a La Follette ascendency; and some first rate
civil service people ... within a ten minute walk of the campus."
As quoted in Soifer, "In Retrospect," 129.
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71.
Hurst, "A Tribute," 2.
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72.
Gordon, "Introduction: Hurst and the Common Law Tradition," 9-12.
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