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Book Review
Marc W. Kruman, Between Authority and Liberty: State Constitution Making
in Revolutionary America, Chapel Hill: University of North Carolina
Press, 1997. Pp. xiv + 223. $39.95 (ISBN 08078-2302-3).
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The distinctive character of American republican
constitutionalism took shape during the 1760s and 1770s imperial
struggle with Great Britain and was quite evident in the first independent
American state constitutions of 1776, according to historian Marc
W. Kruman. For at least a generation, scholars led by Gordon Wood
have focused upon broadened suffrage and legislative restraint of
magistrates as key factors in a post-independence development of
core constitutional ideas that crystallized during and after the
1787 Philadelphia convention. But in this thoughtful book Kruman
argues effectively that American constitutionalism's characteristic
commitment to individual rights, broad suffrage, equal representation,
separation of powers, and mixed government was clearly pronounced
in the state constitutions created over a decade earlier at the
time independence was first being declared. Consequently, Kruman's
work deserves the serious attention of anyone examining the origins
and development of the American constitutional republic.
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Kruman points out that Americans,
as they came to regard the British Parliament as exercising arbitrary
and illegitimate authority (especially when it abrogated the Massachusetts
Bay charter in 1774) and as they prepared to sever their ties with
Great Britain, became extremely conscious of a need to redefine
and legitimize their governance arrangements. They embraced the
English model of formal statements regarding the nature of governmental
authority and the liberties of the people but grew increasingly
uncomfortable with the British constitution of several parts (hardly
"unwritten" despite the common label) and, particularly, its capacity
to be altered by simple parliamentary majority. The rebellious colonies
moved to replace their colonial charters with unitary, written state
constitutions restricting the power of both magistrates and legislatures.
In fact, the May 1776 call of the Continental Congress for states
to proceed with the construction of governments resting on popular
authority, two months prior to the better-known July declaration,
arguably represented the critical step in asserting independence. |
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A careful
examination of all of the revolutionary state constitutions, and
not merely the last to be completed (the much-studied Massachusetts
constitution), allows Kruman to illuminate several salient points.
Foremost, he puts to rest the notion that constitution making was
treated as ordinary legislative action. The rhetoric surrounding
the election of initial state assemblies, the concentration of those
assemblies on constitution making, and their prompt adjournment
so that new elections could be held to sanction their work made
clear how they were regarded, and indeed regarded themselves. The
fact that for the most part representatives were not nominally chosen
to serve as constitutional convention delegates has, according to
Kruman, obscured the reality that the bodies in which they served
were treated as extraordinary temporary gatherings to write the
fundamental laws. Once their work was completed, they strove in
a variety of ways to obtain immediate popular sanction for their
efforts. |
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Kruman stresses that the first state
constitutions sought to restrict the authority of legislatures and
other instruments of government, rather than merely reduce the executive
power as Wood and others have contended. Americans in 1776 were
quite sensitive to what they considered Parliament's improper actions
and established a variety of devicesbills of rights, annual
elections, term limits, required residence of representatives in
their districts, equal apportionment, separation of powers, and
bicameralismto restrain their legislatures. Most significantly,
in most states framers specifically asserted the ongoing power of
constitutions to direct and define overall government by articulating
systems for constitutional amendment through councils of censors,
voter initiative, or approval by consecutive legislatures, all instruments
of constitutional reform beyond the control of temporary legislative
majorities. Kruman's depiction of the multiple constitutional restraints
on legislatures as well as magistrates is perhaps his most notable
insight. |
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Again challenging prevailing
views, Kruman asserts that the first state constitutions rooted
the right of suffrage in personhood, not property. In the eighteenth
century the British regarded economic independence and a stake in
the community as evidenced by a certain level of property holding
as the necessary prerequisite for suffrage. The revolutionary American
states, except for Virginia, reduced property-holding requirements
and broadened the base of suffrage to reflect a concept of representation
and consent from all who were taxed. The right to vote became a
function of an entitlement to self-protection. Loyalty to the Revolution,
through military service or tax paying, emerged as the standard
of suffrage. Those who remained loyal to Britain, even if large
property holders, faced disenfranchisement, while supporters of
the Revolution, even if formerly barred from voting, now gained
the ballot. With independence of judgment still at the core of the
suffrage issue, New Jersey enfranchised unmarried women who held
some property, though it joined other states in disqualifying married
women, regarding them as dependent, focused on domestic life, and
represented by their husbands. The few free blacks were similarly
granted suffrage. |
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Kruman concludes his case for a revised
understanding of the revolutionary state constitutions by calling
attention to their separation of powers. Even in the most democratic
structure, the 1777 Pennsylvania constitution, a variety of devices
separated executive and judicial from legislative authority. Bans
in Pennsylvania and elsewhere on multiple office holding as well
as the establishment in most other states of upper legislative houses
were designed as restraints on the effective power of legislatures.
When state senates were created, the evidence suggests that the
intent was not so much to represent property interests as to divide
legislative power. As in his other arguments, Kruman demonstrates
in these structural discussions that distinctive American constitutional
principles were in place after 1776 and did not await 1787 to emerge.
More descriptive detail on the construction and content of each
of the revolutionary state constitutions might add further weight
to his case, but Kruman's central point is well made. It must now
be taken into account in any consideration of evolving American
constitutionalism. |
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David E. Kyvig
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University of Akron
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