|
|
|
Book Review
Michael Stolleis, The Law under the Swastika: Studies on Legal
History in Nazi Germany, Chicago: University of Chicago Press, 1998.
Pp. xvi + 263. $29.95 paper (ISBN 0-226-77525-9).
|
Michael Stolleis's "The Law under the Swastika"
provides the best overview of Nazi law and legal scholarship available
in English. It is of particular interest for legal historians for
two reasons. First, Stolleis, professor of public law and early
modern legal history at Frankfurt University, approaches his difficult
subject with both a sophisticated understanding of a wide range
of legal norms and institutions and a tireless commitment to the
careful and critical analysis of historical sources. Second, Stolleis
devotes one of the three chapters in his book to the practice of
legal history during and about the Nazi period. (The remaining two
chapters are devoted to Nazi "Legal Theory and Practice" and "The
Postwar Aftermath.") |
1
|
|
Stolleis, the author of the
leading modern history of German public law (Geschichte des öffentlichen
Rechts, 2 vols. [Munich: C. H. Beck, 1988 and 1992]), covers
virtually the entire scope of Nazi public law, from administrative
law in its myriad manifestations to constitutional law and criminal
law. Throughout, he displays an admirable familiarity with primary
sources as well as with the considerable secondary literature on
specific aspects of Nazi law. Where appropriate he gives the pioneers
of the field their due, as in the case of Bernd Rüthers, whose
1968 study of Nazi legal theory and practice, focusing on the role
of judicial interpretation during the Nazi period (Die unbegrenzte
Auslegung: Zum Wandel der Privatrechtsordnung im Nationalsozialismus,
4th ed. [1968, Heidelberg: C. F. Müller, 1991]) broke the silence
of German legal scholarship on the Nazi period and set the standard
for the work that followed. Stolleis also pays appropriate tribute
to the earliest of perceptive analysts of Nazi law, Ernst Fraenkel,
whose 1941 distinction between the purely instrumental measure state
(Maßnahmenstaat) and the principled norm state (Normenstaat)
provides Stolleis with a conceptual framework for his discussion
of the early years of the Nazi regime (The Dual State: A Contribution
to the Theory of Dictatorship [New York: Oxford University Press
1941]). |
2
|
|
In its nuanced attention to detail, Stolleis's
book provides the American reader with a welcome alternative to
the only other recent comprehensive study of Nazi law and lawyers
available in English, Ingo Müller's Hitler's Justice: The
Courts of the Third Reich (Cambridge, Mass.: Harvard University
Press 1991). Müller's parade of legal horrors fulfilled an
important function, particularly in Germany, and especially in German
law departments. Yet, in its breathless rush to judge those who
had escaped judgment far too long, Müller's book does not always
live up to the scholarly standards that Stolleis's book exemplifies
at every turn. |
3
|
|
Stolleis's book does contain
its share of scandals. In 1993, the doyen of West German constitutional
law, Theodor Maunz, died. Author of both the definitive commentary
and textbook on the Basic Law, revered professor at the University
of Munich, and mentor of the leading scholars of West German constitutional
law (including the former chief justice of the German constitutional
court and the current German president, Roman Herzog), Maunz was
known to have been a die-hard Nazi. What was not known, however,
was that even for decades after 1945 he wrote anonymous columns
for a nasty far-right-wing German newspaper and provided its publisher
with legal advice, including on matters of constitutional law. The
Stolleis book contains an expanded version of Stolleis's now famous
1993 article critical of Maunz and of West German constitutional
law scholars as a whole, none of whom had spoken out against Maunz.
|
4
|
|
Since Stolleis's book accomplishes
so much, it is important to recognize the limits of Stolleis's ambition.
His interest is historical, not philosophical. Readers searching
for fresh approaches to the old chestnuts of scholarship on Nazi
law will be disappointed. For example, Stolleis summarizes the different
positions in the continuously reopened debate between positivists
and natural law theorists, but declines to join the fray. This is
not to say that Stolleis refrains entirely from hinting at his preference
for certain approaches to legal theory and legal scholarship in
general. All in all, Stolleis adopts a positivist-rationalist stance
that prefers Hans Kelsen over Hegel or Kant and displays a healthy
suspicion of emotion-laden ideological pathos and self-serving or
amateurish attempts at historiography. As a German legal historian
writing about German legal historians writing about German Nazi
law, Stolleis is scientifically self-critical almost to a fault.
Surely, a list of "classic state thinkers" would include not only
non-Germans like "Hobbes and Locke, Montesquieu and Rousseau," but
also Kant, Hegel, and Marx (94). Stolleis takes nothing for granted
and eschews unsupported judgments throughout. So, for example, he
enlists the full apparatus of scientific analysis to determine whether
the post-war apologia by a former Nazi military court judge (and
law professor) about the integrity of the Nazi military courts was
hampered by authorial bias (145-53). |
5
|
|
In the end, Stolleis's book
not only examines but also illustrates German attitudes toward Nazi
law and toward legal scholarship, including legal history, in general.
Stolleis's confidence in the tools of scientific critique only makes
sense against the background of a general view of legal scholarship
as a scientific endeavor, a view that is characteristic of German
legal scholarship but may strike American lawyers as oddly pre-Realist.
Then again, perhaps American readers will find themselves yearning
for the clarity and moral certainty of legal scholarship in Germany,
where Legal Realism (Freirechtsschule) remained one among
many passing fancies of the new century and law quickly returned
to a fairly comfortable formalism, with its categories, sub-categories,
and sub-sub categories, the Nazis' open and utter disregard for
which still appears not only to Stolleis as a frontal assault on
the rational fundaments of the Rechtsstaat. Legal history,
in this view, comfortably takes its place within science legal and
historical, as it exposes its raw legal material to the acid test
of critical reading, struggling to resist the lay temptation to
stray from the descriptive mission of historical science. |
6
|
|
|
Markus Dirk Dubber
|
|
State University of New York at Buffalo
|
|
Content in the History Cooperative database is intended for
personal, noncommercial use only. You may not reproduce,
publish, distribute, transmit, participate in the transfer or
sale of, modify, create derivative works from, display, or in any
way exploit the History Cooperative database in whole or in part
without the written permission of the copyright holder.
|