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New Directions for the Children of Hurst
MARY FRANCES BERRY
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The five articles in this volume make clear the overriding significance of
J. Willard Hurst (1910-1997) to the burgeoning field of U.S. legal history.
They leave no doubt as to his contributions to interdisciplinary social
science research, to collegial and supportive exchanges with budding
scholars, and attest to the overall intellectual breadth and sensitivity of
Hurst's scholarly persona.
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It is indeed true, as these essays conclude, that U.S. legal history in a
sense really begins with Hurst. The barren, dry bones and husks on the
terrain, before him, made American legal history, an appendage to English
legal history, terra incognita for most historians and other scholars. He
almost single-handedly made legal experience a necessary part of social and
economic history.
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Hurst's emphasis on studying legislative actions and his criticisms of the
scholarly overvaluing of appellate decisions have become uniformly accepted
as the most valid approach to the field. His instrumentalism has become a
well-known analytical framework for scholars in and outside of legal
history. He opened windows and doors, let in fresh air, and made legal
history seem appealing, interesting, and worth knowing more widely.
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Beyond deepening our appreciation of the Hurst legacy, these essays provoke
additional questions. Evident throughout is the same ethnocentrism found in
Hurst's scholarship. Also apparent is the failure of some of the essayists
to subject the "great man's" interpretations to serious analysis. For
example, William J. Novak succeeds admirably in explaining why Hurst can be
labeled a "historical sociologist." However Hurst's view that personalities
and interests only account for 20 percent of law's content is not subjected
to rigorous analysis.
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In most instances, lawmakers are influenced to take positions, not just
based on their personal beliefs, but by constituent pressure, or, in recent
years, polling data or campaign finance considerations. They are also
influenced by horse-trading with other members, or the president, that is
personality-driven. Much legislation has failed to pass because a president
did not have good personal relations with important legislators. Jimmy
Carter had major problems achieving his legislative agenda because he had
difficulty accomplishing easy personal interaction with Speaker Thomas
"Tip" O'Neill and other key members of Congress. Bill Clinton's
difficulties with Newt Gingrich were exacerbated by Gingrich's feeling that
he was not personally well treated by Bill Clinton on Air Force One and in
other settings.
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Judicial biographies make clear the influence of personalities and
interests. Those include the importance of significant intellectual others,
or what Felix Frankfurter called the "smarties in the law reviews," on
court decisions. But it is also true that peer pressure and personal
relationships play a significant role. Historical examples include Oliver
Wendell Holmes's shift from his majority opinion in Schenck to his Abrams dissent. Hurst's theories about the limited influence of personalities and
interests require rethinking in view of such realities.
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While applauding Hurst for opening doors and windows, we should also assess
more directly and analytically the ones he left closed. Carl Landauer, for
example, tells us that Hurst had no qualms about the exclusion of slavery
from his economic analysis. However, the most important point is that Hurst
could not validly ignore the impact of slavery as an economic institution
in an analysis of any aspect of the antebellum economy. Given his interest
in markets, Hurst showed a curious disinterest in the slave market or the
market for agricultural commodities as compared to industrial manufactures.
He also seemed disinterested in the comparative importance of free and
slave labor in the overall market. Furthermore, it seems incongruous for
Hurst or anyone to attempt to locate "America's defining imagery and
values," without including the influence on the American psyche of slavery
or the cross-cultural influences of Native Americans. Hurst need not have
had an interest in race, gender or class or the powerless but his
explanatory power stands diminished when so much is left out.
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Alfred S. Konefsky's essay successfully evokes the voice of Willard Hurst.
Because law expresses the will of the "people," Hurst's focus on
legislative action and state and local governments seems consistent.
However, Konefsky, like Hurst, largely ignores the sometimes problematic
result of privileging democratic lawmaking in our constitutional system.
When "democracy" and majoritarianism are seen to oppress minorities, there
is, of course, the constitutional corrective of the Bill of Rights. We see
this most clearly when controversial policies are legislated, such as a
state legislative decision to forbid education funding for the children of
immigrants, or to outlaw assisted suicide. My students are always fervent
admirers of Holmes's and Louis Brandeis's majoritarian opinions. However,
when asked what if the state, as laboratory, decided to tolerate toxic
dumps only in Latino neighborhoods, their admiration becomes less fervent.
Konefsky spends time on the tension between democracy and government by
experts but at least as much time needs spending on the tension between
democracy and the protection of minority rights.
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Further, Hurst's emphasis on remaining fact-bound and fact-driven is an
important reminder to historians. Information concerning how burdened the
state taxpayers are in providing education for the poor and information
about the needs of the poor both constitute facts. However, even within
Hurst's framework of the promotion of economic development, deciding which
facts deserve greater emphasis is the more difficult task.
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The Hurst commemorative issue should lead us to reassess and consider new
directions for legal history. One area we might reconsider is our valuation
of the importance of court decisions. Lawrence Friedman and others,
following Hurst, have concluded that court decisions play only a minor role
in making societal change compared to legislative and executive action.
Recently political scientists such as Gerald Rosenberg in The Hollow Hope have argued that even great cases like the Brown decision have little impact on social change. This idea needs a critique.
Of course two-thirds of black children and three-fourths of Hispanic
children, and most white children, are still racially isolated in America's
public schools. But little impact is in the eye of the beholder. The system
was almost entirely segregated with the force of law before Brown. Even more important is the influence of the decision on the growth of the
civil rights movement and legislation. Nonviolent direct action protest
played a major role, but Brown helped to promote visible racial change in almost every area of American
life.
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Another area ripe for reconsideration is the role of legal historians.
During the Clinton impeachment hearings what I had observed only through a
glass darkly in years of policy making became clear. On even historical
legal matters, legal historians are absent from the fray. Historians
testified in the Congress on both sides in what was a legal dispute but
they for the most part laid no claim to being legal historians. My dear
friend, now departed, A. Leon Higginbotham, who would call himself a
dabbler in legal history, testified in his capacity as a retired appellate
judge with knowledge of the standards for perjury in the federal courts. Of
course, scholars need respite and retreat from the public arena to research
and write. But legal history expertise should not be left to politicians
and self-appointed experts to define. Legal history scholars must lay claim
to their rightful territory.
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Another major contribution Hurst made was to use the funding he received
from the Rockefeller Foundation to equip young men with cross-disciplinary
techniques, to create the Law and Society field, and to nurture a whole
generation of scholars to follow in his footsteps. Hurst's good fortune
begs comparison with the inability of Carter G. Woodson, founder of the
Association for the Study of Afro-American Life and History, the Journal of Negro History, and of what has become Black History Month, to obtain foundation support
for his efforts. All support disappeared when it became clear that he was a
race man, who ruffled feathers and was too proud to grovel. One prominent
white expert on blacks dismissed him as "a propagandist with a distinct
antipathy to movements for racial cooperation." Though Woodson's work was
delayed because of an absence of financial resources, he struggled on.
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The support Hurst received also begs comparison with the fate of W. E. B. Du Bois, another "Big Thinker," a historical sociologist of the first
rank, who surely deserved the reputation, world-class scholar. The
circumstances under which he worked make Du Bois's scholarly productivity
all the more remarkable. The research he organized and pursued and the
schedule he kept without graduate assistants or amanuensis is incredible.
There stood or sat Du Bois thinking and writing for years, for the most
part bereft of foundation grants, sabbaticals, or any of the other
paraphernalia most scholars insist is essential to their work. In ten
years, by the time he was thirty-five, Du Bois had taught every term,
written two books, a dozen monographic studies, numerous articles, and laid
the groundwork for much of twentieth-century scholarship on African
Americans.
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When I examine Hurst's work and that of his progeny, it is amazing, despite
the changing currents in the country, how little effort they made to
include African-American students and scholars in their largesse. One of
the most important things we can learn from this commemoration of Hurst's
legacy is the need to open the doors and windows wider. Perhaps leading
scholars in the field, the children of Hurst, should ask for a foundation
grant to attract more Latino, African-American, and Asian-American students
and scholars to legal history and to take them under their wings.
Demography alone argues that this is the path for the twenty-first century.
Furthermore, such an emphasis might enable us to apply some exciting new
angles of vision to the study of U.S. legal history.
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Mary Frances Berry is Geraldine R. Segal Professor of American Social Thought, professor of
history, and adjunct professor of law at the University of Pennsylvania.
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