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Neighbors, Courts, and Kings: Reflections on Michael Macnair's Vicini
PATRICK WORMALD
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Mike Macnair's deeply learned and profoundly subtle
article 1 establishes to the more or less total satisfaction
of this respondent that the origins of "jury" procedure lie in
testimonial rather than adjudicatory action: in witnessing by
knowledgeable neighbors as opposed to "judgment-finding" by local
experts. But then he is in my caseand perhaps to a greater
extent than he himself realizespreaching to the converted.
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The article's
structural flaw, shared with the bulk of "jury" debates since
legal history first became a specialized subject, lies in the
use of over-rigid distinctions for spheres where they will in
practice have meant little. To start near where he himself launches
his argument: the position of the authors of the Davies and Fouracre,
Settlement of Disputes, collection is misrepresented (539,
544-45) in so far as it is taken to equate the giving of
evidence by witnesses with the reaching of decisions by courts.
To say, as we did (and giving the quotation in full), that "the
combination between a de facto need for some knowledge
of a given case, and the general fear of perjury the courts drew
upon to solemnicize their proceedings, put oath-helping, witnessing,
and the inquest all in the same spectrum," was to suggest that
"oath-helpers," "witnesses," and "sworn panels" would in practice
have involved much the same sets of people and materials; not,
of course, that each was the same procedure as the others.
2 The context of litigation in the early medieval
West was indeed one where judgment resided in courts as collectives
rather than expert judicial officials (the more so as one tracks
northwards, further from surviving Roman apparatus). But this
does not mean, and was not intended by the "Bucknell group"
to mean, that sworn panels were in effect adjudicatory.
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The fundamental
polarity of Macnair's whole case lies between "panel" and "court,"
evidence and judgment, neighborhood and expertise. This underlies
not only the way that modern "pragmatism" is assimilated at the
beginning and end to (very) old-fashioned "constitutionalism,"
but also the article's core section (Part II, 556-71) on "vicini"
and "panels of locals" in Anglo-Norman practice and in that of
the early medieval West generally. On the one hand stand neighbors
who bear witness to a transaction's validity because directly
familiar with its details; on the other, more or less formally
constituted bodies who attest that prescribed procedures have
been properly observed (compare, for example, 560, 566-68, 569-70).
The obvious, if tedious, rejoinder is to ask how much difference
there could have been between these poles in practice.
Take, for one, the Domesday cases of which Macnair makes much
(570): who were likely to be members of a hundred court, the predominant
Domesday adjudicating body, if not a group of the parties' neighbors?
While we cannot know that the English Domesday jurors,
so illuminatingly prosopographized by Chris Lewis, had formerly
been members of their local hundred and shire courts, it is overwhelmingly
probable that many were; did they act habitually as knowledgeable
neighbors or as legal experts? 3
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A rich body of
pre-Conquest material regrettably overlooked by Macnair lies in
the "Libellus Æthelwoldi Episcopi," a text substantially
incorporated in Liber Eliensis but also extant independently.
4 Therein we find such transactions as the following:
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From Leofric of Brandon ... [Bishop
Æthelwold] bought twelve hides [at] Linden ... paying one
hundred mancuses and a very fine horse, and giving him the land
at Bishampton which Leofric's wife ... had previously sold to
him. This emptio et conventio was thus effected [at] Cambridge
in the presence of the leading men of the district (melioribus
eiusdem provinciae) [my emphasis] ... After the death of King
Edgar, that same Leofric attempted with crafty cunning to annul
... the agreement ... But the lawmen (legales viri) Leofric
of Berle and Siferth Vecors, who had been involved in
this matter as witnesses (huic rei intererant et testes fuerunt)
[again, my emphasis] declared him convictum.
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What precise function, then, had Leofric of Berle
and Siferth in this affair? In any event, the former was later
among those who "witnessed" bequests to Ely by someone who chose
to be buried there. 6
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Shortly afterwards,
we read how a complex deal between Æthelwold and a local
couple involved "Leofwine the reeve and Wine of Witchford" in
payment of two-thirds of the price, "the witnesses of which matter
were Sexferth and Oskytel and Oswiu of Beche and Uvi et
plures alii fideles viri." 7 Sexferth was another witness of the aforementioned
deathbed bequest to Ely. Wine of Witchford crops up as agent in
similar transactions concerning Stretham and Witchford (here too
alongside reeve Leofwine), 8 and as among "meliores de Ely" who were "testes"
of a purchase by Ely's abbot. 9 As for Oskytel and Oswiu of Beche: after
another of Ely's prolonged post-975 disputes had been settled
before a "grande placitum" held at Cambridge by Æthelwine,
ealdorman of East Anglia, and attended by "citizens and hundred-men
and twenty-four iudices," it was they whom the ealdorman
deputed to make a circuit of the property with the victorious
abbot and see that all was to his satisfaction.
10 As a final instance, Ælfhelm "Polga" was
one of two "sureties (vades)" for the Stretham transaction
wherein Wine of Witchford (and, for that matter, "Oswiu and Oskytel
of Beche") were also participants; soon afterwards, he
appears as one of fourteen "testibus legalibus" before
whom the Abbot of Ely made another of his bargains.
11 These "testes legales" seem to be something
other than the twenty-four "iudicibus" before whom the
abbot conducted the business too, even if one wonders quite what
the difference was. As it is, Ælfhelm Polga's will happens
to survive: he was evidently a figure of some substance through
several shires, with his own goldsmith and indeed "longship."
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It seems impossible
to decide whether men like this served as knowledgeable locals
or juristic specialists; perhaps they did not invariably know
themselves. Cambridgeshire's tenth-century squirearchy was by
that token both the most promising source of informed opinion
and the best qualified dispenser of sound judgment. It was in
fact of the essence of later Anglo-Saxon law on business deals
that these be witnessed by figures of acknowledged authority,
precisely to facilitate resolution of any disputes arising.
13 Under Edgar's Wihtbordesstan code, these
became fixed totals, so presumably semi-permanent bodies, of "gewitnes,"
who were under oath to declare nothing but what they had seen
or heard. 14 It is far from impossible that these "professionalized"
witnesses were the same as Cambridge's twenty-four "iudices";
and by no means unimaginable that they formed "pa yldestan XII
pegnas" required by Æthelred's Wantage code to proceed against
men of "ill-repute." 15 When, then, Hervey de Glanville leapt to his
feet at a Suffolk shire court ca. 1150, proclaimed that it was
fifty years since he had begun attending meetings of the shire
and hundred ("with my father"), and vouched on that basis for
the claims made in the Abbot of Bury's documents, was he witness
or judge, neighbor or expert? 16 All we can say for sure is that he was not the
same sort of judge as his son would become. The point about Macnair's
vividly illustrated rising tide of "panel" activity after 1165
(Tables 1-3, 568-70 and compare 578-79, 588-89) would then be
that panels became more obviously distinct from "courts," because
courts were increasingly bodies endowed with special legal skills
and spearheaded by vocally decisive royal justices.
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If my modern
"pragmatism" in effect brings me closer to Macnair's "vicinal"
model than he may realize, he is quite right in thinking that
the primary upshot of my own views is that "the strength of royal
government [is] merely ... pushed back into Anglo-Saxon rather
than Anglo-Norman, England" (542). The virtue of the Brunnerist
(we should perhaps say "royalist") case is, it has always seemed
to me, that it takes up the story where the evidence itself begins
it: with the campaign against the incorrigibly criminal orchestrated
by the assize of Clarendon's jury of presentment. The irony is
that, whatever else Brunner found in Carolingian capitularies
(and Macnair's point [565-66 with notes 122-25] is well
taken), he did not manage to locate there panels sworn
to denounce malefactors. 17 The obligation to deliver suspects up for condign
judgment was inherent in the loyalty-oath of all free Carolingian
subjects. So it was in that of the Old English kingdom. Macnair
is more hesitant about this evidence than he need have been and
may once again have introduced a distinction more evident to the
modern than to an early medieval eye.
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On the one hand,
"ill-fame" was absolutely central to Old English action against
society's unacceptable elements: compare Macnair on "fama"
(574-77) (with an important aside on "local reputation" in the
concluding paragraph of Part II). The point about the "tihtbysig"
of Edgar's, Æthelred's, and Cnut's legislation is that he
was literally "charge-laden." 18 That is to say, he was often in trouble: Cnut
proceeded to clarify the point by specifying that he was accused
by "three men together." 19 It is the duty of the upright citizen to proceed
vigorously against such. 20 If it is indeed the case that ecclesiastical
perceptions were the essential catalyst/medium here (compare
Macnair, page 578 and following), there is not much less reason
to suppose that Anglo-Saxons knew what sort of thing Regino of
Prüm was writing than that Henry's lawyers were aware of
Justinian or Gratian. Anglo-Saxon justice was an offshootin
some sense an intensification of the Carolingian reforming
initiative.
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On the other
hand, it splits hairs to maintain that the Old English citizen
had a duty to accuse, rather than (as from Henry II's time)
to present subjects (compare page 583). If this distinction
means that those presented to Angevin justices had the chance
to "purge" themselves (namely, by ordeal?), then just the same
goes for the eleventh-century tihtbysig. Æthelred's
legislation is quite clear that if no surety can be found for
such, he is put to the ordeal to "clear" himself (or, more likely,
fail to). 21 I for one find much of the same restless intolerance
of the socially deviant (especially those unable to "amerce" themselves
out of potentially lethal trouble) in the law-making of England's
first kings as I do in that of their great Angevin successor.
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This respondent,
in sum, has no inclination to deny the reality of change in and
after the 1160s. Mike Macnair's article offers a rich range of
insights into the sources and ultimate implications of those changes.
But I am in little doubt that the use of neighborhoods to proceed
against suspect citizens was emphatically a feature of Henry's
inheritance, and one whose history was already in the 1160s a
good two centuries old. 1.
Mike Macnair, "Vicinage and the Antecedents of the Jury," Law
and History Review 17 (1999): 537-90.
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Patrick Wormald is tutor and university
lecturer at Christ Church, Oxford.
Notes
1.
Mike MacNair, "Vicinage and the Antecedents of the Jury,"
Law and History Review 17 (1999): 537-90.
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2.
Wendy Davies and Paul Fouracre, eds., The Settlement of Disputes
in Early Medieval Europe (Cambridge: Cambridge University
Press, 1986), 221.
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3.
Christopher P. Lewis, "The Domesday Jurors," Haskins Society
Journal 5 (1993): 17-44.
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4.
Edwin O. Blake, ed., Liber Eliensis (Camden Society, 3d
ser., vol. 92, Royal Historical Society, London, 1962) ii 4-49b,
pp. 75-117; the "Libellus Æthelwoldi" itself will shortly
be edited and translated by Alan Kennedy and Simon Keynes under
the title Anglo-Saxon Ely.
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5.
Lib. Æth. 6 = Lib. El. ii 8, p. 81.
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6.
Lib. Æth. 12 = Lib. El. ii 11, p. 8
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7.
Lib. Æth. 10 = Lib. El. ii 11, p. 84.
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8.
Lib. Æth. 8 = Lib. El. ii 10, p. 83; Lib.
Æth. 46 = Lib. El. ii 35, p. 110.
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9.
Lib. Æth. 22 = Lib. El. ii 16, pp. 92-93.
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10.
Lib. Æth. 34 = Lib. El. ii 24, pp. 97-98.
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11.
Lib. Æth. 13 = Lib. El. ii 11, p. 88.
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12.
Dorothy Whitelock, ed., Anglo-Saxon Wills (Cambridge: Cambridge
University Press, 1930), no. xiii.
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13.
I Edward 11: 4; II Æthelstan 10, 12, 13: 1; I Æthelred
3.
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14.
IV Edgar 36: 2.
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15.
III Æthelred 3: 1-2 (recte ?997, cf. Macnair, 542).
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16.
Raoul C. van Caenegem, English Lawsuits from William I to Richard
I (Selden Society, vols. 106-7, 1990-1991), no. 331, p. 290.
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17.
See my comment, "Frederic William Maitland and the Earliest English
Law," Law and History Review 16 (1998): 12 and n. 43.
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18.
III Edgar 7, I Æthelred 1: 1, III Æthelred 3: 2,4,
II Cnut 22, 25, etc.; cf. already III Edmund 7: 1, "omnes infamati
et accusationibus ingravati."
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19.
II Cnut 30.
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20.
II Cnut 25, III Edgar 7, with II Æthelstan 2020: 6:
be it noted, as regards the argument above, that the duties later
appertaining to the hundred are, for Æthelstan, those of
"pa yldestan men that belong to the burh."
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21.
E.g., I Æthelred 1: 1-4, 4 [taken up by II Cnut 3030:
3, 33], III 3: 44: 2.
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