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Indictment for Fun and Profit: A Prosecutor's Reward at Eighteenth-Century Quarter Sessions
NORMA LANDAU
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In the early modern era, the business of England's
criminal courts was founded upon charges brought and prosecuted
by private individuals. And, as the English realized, private
prosecutors posed a problem: how could the English ensure that
private individuals would spend their own time and their own money
in prosecuting an offender who had committed an offense against
the peace of the realm? Parliament's solution was to proffer the
carrot: sixteenth-century statute decreed that his prosecution
of the thief was, in itself, action sufficient for the owner of
stolen goods to recover those goods, 1 while from 1692, statutes offered rewards to successful
prosecutors of highway robbers, burglars, coiners, and other specified
offenders. 2 In contrast, England's magistrates wielded the
stick, binding a plaintiff bringing an accusation of felony to
prosecute an indictment against the alleged felon.
3 As a result, private prosecutors of major offenses
were both bribed and compelled to prosecute. Private prosecutors
of more minor offenses were neither bribed nor compelled to prosecute,
and yet they did, nonetheless, prosecute indictments. Why?
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This article
examines the most private of those private prosecutorsprosecutors
who would not even have considered themselves duty bound to prosecute.
4 It examines prosecutors of indictments for nonfelonious
offenses against the person, offenses that were almost always
assault, or riot, or both. 5 As the overwhelming majority of such prosecutions
were brought at Quarter Sessions, this article investigates the
prosecution of such indictments at the Quarter Sessions of eighteenth-century
Middlesex. And it argues that, in eighteenth-century Middlesex,
prosecutors of such indictments aimed not at punishing the defendant,
but instead at obtaining compensation. These indictments were,
in essence, civil suits.
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The claim that
some early modern indictments were, in essence, civil suits is
by no means novel. Historians have argued that some indictments
for assault concluded with a settlement between prosecutor and
defendant and so have noted the affinities between indictments
for assault and civil suits. 6 This article argues that, before the late eighteenth
century, almost all indictments for nonfelonious offenses against
the person concluded with a settlement between prosecutor and
defendant. 7 As these prosecutions constituted a large proportion
of the indictments brought at eighteenth-century Quarter Sessions,
their quasi-civil nature raises questions about the framework
within which they have been discussed. Indictments for nonfelonious
offenses against the person have been analyzed within the context
of debates about crime and the courts in early modern England.
However, since these indictments were quasi-civil suits, they
present the intriguing possibility that neither the acts that
generated these indictments, nor the proceedings on these indictments,
nor the defendants at whom they were aimed were really "criminal."
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I. Why Evidence about Prosecutors
of Nonfelonious Offenses Is Scanty
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Investigation of what motivated prosecutors at Quarter
Sessions of indictments for assault, riot, and other nonfelonious
offenses against the person has to confront a major evidentiary
problem: the three varieties of evidence used to analyze accusations
of more serious crime are much less likely to provide assistance
in analysis of these indictments, because it is much less likely
that such evidence ever existed or has survived.
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The first type
of evidence, recognizances binding prosecutors to prosecute, and
so identifying the prosecutor's status and place of residence,
was almost always extracted from prosecutors of felonies, but
rarely from prosecutors of nonfelonious offenses at Quarter Sessions.
In the first six decades of the eighteenth century, less than
five percent of indictments for nonfelonious offenses against
the person at Middlesex Quarter Sessions were brought by prosecutors
compelled by recognizance to prosecute. 8
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Just as justices
were less likely to bind in recognizance to prosecute a plaintiff
alleging such an offense, so they were less likely to take the
second type of evidence, statements (depositions and examinations)
from either plaintiff or defendant, statements they would return
to Quarter Sessions. The law demanded that such statements be
taken when a felony was alleged and its alleged perpetrator apprehended.
9 However, not only were nonfelonious offenses against
the person not felonies and so less likely to impel justices to
take such statements, 10 but defendants to bills of indictment for such
offenses were markedly less likely than alleged felons to be apprehended
and taken before a justice before they were indicted. For example,
of the 1158 defendants in the Middlesex bills of indictment on
which this article is based, 11 only 429 (37 percent) were placed in recognizance
or incarcerated before they were indicted. As their prosecutors
did not bring any of the remaining 729 defendants to court until
after they had secured their indictment, it is likely that they
also did not appear before a justice before bringing their indictment.
As only a minority of both prosecutors of and defendants to these
bills of indictment appeared before a justice and so could have
given a statement; and as justices were less likely to take statements
from these prosecutors and defendants than from those associated
with allegations of felony; statements relevant to indictments
for nonfelonious offenses against the person would have constituted
only a small proportion of the statements returned to Quarter
Sessions. 12 And most of the statements returned to Quarter
Sessions have not survived. 13 Of the 696 bills of indictment on which this
article is based, only two left statements in Quarter Sessions's
records. 14 It is therefore not possible to deduce the motives
of prosecutors of these indictments from statements of either
prosecutor or defendant made before indictment.
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The third type
of evidence is even more rare. The report of the trial of a defendant
indicted for assault or riot would, quite probably, reveal something
about the prosecutor's motives in bringing the indictment. However,
there are few such reports, for two reasons. First, only a small
proportion of those against whom the grand jury found a bill of
indictment for nonfelonious offenses against the person stood
trial. For example, of the 907 indicted defendants in the sample,
only 180 (20 percent) were tried. Second, it seems their trials
were considered so uninteresting that reporters rarely, if ever,
noted them. While the felonies tried at Assizes and the Old Bailey
(Middlesex's version of the Assizes) stimulated interest sufficient
to support a series of publications, 15 no publication ever devoted itself to trials
at Quarter Sessions. Indeed, when at the end of the century London
newspapers occasionally reported trials at Middlesex Quarter Sessions,
they deemed few trials for nonfelonious offenses against the person
of interest sufficient to attract readers. Not one of the trials
of the sixty-five defendants in the sample who stood trial in
the 1790s was so much as mentioned in The Times.
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Since the sources
which would identify prosecutors and allow them to tell their
own stories are so scant, this article resorts to a behavioral
approach to the problem of prosecutorial motivation: it assumes
that prosecutors were moved to prosecute through contemplation
of the results obtained in other similar prosecutions. And so
this article uses some of the analytic categories that have distinguished
discussions of the treatment of crime by early modern courts.
It examines the outcome of bills of indictment, presenting the
percentage of defendants who were indicted, the percentage of
these who were convicted, and the types of punishment inflicted
upon these convicts. The records of Middlesex Quarter Sessions
provide unusually complete information for this type of analysis,
for Middlesex's clerks kept both a series of registers of indictments,
which for most periods give a clear statement of both verdict
and punishment, 16 and a series of Sessions Books, which record
the action taken on these indictments in court.
17 As hundreds, and by the end of the century, thousands
of bills of indictment were preferred at Middlesex Sessions each
year, the indictments on which this study is based must necessarily
be a sample. The indictments in the sample are the bills of indictment
for nonfelonious offenses against the person presented to the
grand jury 18 at the Middlesex Quarter Sessions of: October
1701 through April 1702; October 1733 through January 1734; October
1753 through January 1754; July 1774; May and October, 1795, and
January, 1797. 19 The outcome of these indictments should provide
some clue as to why their prosecutors spent time and money bringing
them.
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II. Oddities of These Prosecutions
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However, when the analytic categories usually used
to delineate the ways in which the courts dealt with crime are
applied to these indictments, the results are distinctly odd.
For though, as was usual for other varieties of indictment, the
grand jury found bills against a very large proportion of defendants
20 indeed against 907 of 1158 defendants (78
percent)the cases against an oddly large proportion of defendants
to indictments for nonfelonious offenses against the person were
not prosecuted to a final disposition at Quarter Sessions. So,
of 907 defendants indicted by the grand jury, 325 (36 percent)
were neither acquitted nor convicted at trial, nor did they confess,
nor obtain a stay of proceedings, nor have their indictment removed
by writ of certiorari to King's Bench.
21 Nor was this lack of prosecution unique to Middlesex.
Sarah Anne Barbour-Mercer found that, at Yorkshire Quarter Sessions
in the last four decades of the seventeenth century, the cases
against 49 percent of defendants indicted for assault did not
reach a final disposition at Quarter Sessions. Similarly, James
Sharpe discovered that there was no record of action against 38
percent of the defendants against whom the grand jurors of seventeenth-century
Essex found indictments for assault, and no record beyond a plea
of innocence for a further 15 percent of defendants. And Peter
King found that there was no final disposition at Essex Quarter
Sessions for the cases against 20 percent of those indicted for
assault from 1748 to 1797. 22 If the vision inspiring prosecutors of indictments
alleging offenses against the person was the visitation of justice
upon the defendant, then these prosecutors must have found Middlesex
Quarter Sessions a most disheartening institution: only 387 of
the 1158 defendants (33 percent) against whom they brought charges
were ever sentenced.
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Table
1.
Sentences of Those Convicted of Offenses against the Persona
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a
Fines reported in this table, and elsewhere in this article
unless specified otherwise, are the fines ultimately assessed
by the bench, fines which in some cases had initially been
set higher than reported here.
b This column counts only those whose sentence
did not include a fine. Those sentenced to both a fine and
another punishment are included in the counts of those fined.
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Nor do the sentences
inflicted upon convicted defendants render their prosecutors'
motivation more evident. 23 For, as Table 1 demonstrates, almost two-thirds
of those convicted at Middlesex Sessions of offenses against the
person were sentenced to a fine of 18d. or less. (Almost all of
these were fines of one shilling.) Indeed, as Table 1 also demonstrates,
over four-fifths of convicts were sentenced to a fine of just
3s. 4d. or less. A very few of those fined17 (5 percent)
of those fined 3s. 4d. or less, and 11 (46 percent) of those fined
over 6s. 8d.were also sentenced to incarceration, some to
incarceration until they paid their fine, and others to both incarceration
and fine. 24
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Nor did the court
insist that some defendants pay even these minimal fines. For,
in many instances, the convict escaped payment altogether and
did so with the full and express consent of the bench. Such escape
was effected when the bench ordered that a convict's fine be estreated.
The order meant that the fine would be reported to the monarch's
Exchequer in the annual report, known as the estreat, and it would
be reported as unpaid. Convicts whose fines were estreated were
discharged from paying that fine to Quarter Sessions. They still
owed their fines to the monarch, and the monarch would, in theory,
receive those fines when the Exchequer ordered the sheriff to
order his bailiffs to collect them. However, it is highly unlikely
that the bailiffs would act upon these orders. The sheriffs' bailiffs
received "poundage" of a shilling in the pound for each sum they
collected. 25 It is unlikely that the prospect of earning a
ha'penny (on a fine of 1s.) or tuppence (on a fine of 3s. 4d.)
would lure bailiffs into searching for discharged convicts. And
so, in practice, convicts sentenced to a small fine, which was
then estreated, were excused from paying their fines.
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In the first
six decades of the eighteenth century, a considerable proportion
of finesalmost always small fineswere estreated. Of
the fines of 3s. 4d. or less levied at the sample sessions of
1701 to 1702, 9 percent were estreated, as were 33 percent of
such fines in the samples for each of 1733 to 1734 and 1753 to
1754. 26 Estreat as a means of forgiving fines had almost
vanished by the late eighteenth century. Possibly the bench had
decided that it was not a good idea to foster the belief that
fines to the monarch could be repudiated with impunity. At the
same time, the bench was also ensuring that convicts could pay
their fines, even if, to do so, they had to fine the convict just
a penny. 27
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As 22 percent
of defendants at Middlesex Quarter Sessions charged by prosecutors
with offenses against the person were not indicted by the grand
jury, as the cases against 36 percent of those indicted did not
even reach a final disposition at Quarter Sessions, as only 43
percent of those indicted were convicted, 28 and as 77 percent of convicts were sentenced
to just a fine of 3s. 4d. or, and usually, less, the categories
historians have used to analyze the proceedings of the criminal
courtsrate of conviction and type of punishmentdo
not provide an altogether satisfactory explanation of the reasons
prosecutors prosecuted. True, prosecutors may have comforted themselves
with the assurance that, in bringing a prosecution, they were
doing their duty as English men and women. But doing their duty
was expensive. Not only did they lose time at work (and the associated
wages or profits) when they prosecuted. They also had to spend
at least 3s. just to prefer an indictment, and, most probably,
a couple of shillings more to bring their defendant to court.
29 What satisfaction could they have found in spending
more money than the court fined their defendant just to have that
defendant so minimally fined?
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III. The General Release and
Prosecutorial Satisfaction
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Nonetheless, prosecutors did receive satisfaction
from successful prosecution. Indeed, they explicitly acknowledged
their receipt of satisfaction and did so in a document that bulks
large in the papers of eighteenth-century Quarter Sessions. This
document, hitherto unexamined in analyses of the criminal courts,
is the general release.
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The general release
stated that the person signing the document (the prosecutor) released
the people specified in the document (the defendants) from "all
and all manner of Actions, Cause and Causes of Actions, Suits,
Bills, Bonds, Writings obligatory, Debts, Dues, Duties, Accounts,
Sum and Sums of Money, Judgments, Executions, Extents, Quarrels,
Controversies, Trespasses, Damages, and Demands whatsoever, both
in Law and Equity or otherwise howsoever" that the releasor, his
heirs, executors or administrators might claim "from the Beginning
of the World unto the Day of" the release. 30
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The release was
originally invented to give legal status to the settlement of
disputes that, if not settled, would be determined by the civil
courts. However, by at least the early eighteenth century, it
was being used to give effect to the settlement of disputes that
had generated indictments at Quarter Sessions.
31 Most releases in the papers of Middlesex Quarter
Sessions are printed forms that just reiterate the standard formulae
for the general release presented in attorneys' precedent books.
Some releases, however, suggest that the defendant had doubts
as to whether the release was sufficiently comprehensive as to
include indictments. And so, in some releases, the hand-written
word "Indictments" is inserted in the list of actions annulled
by the release. 32 As the release itself reveals, it was an instrument
for the final termination of all claims to prosecute a dispute
in the courts, an instrument which was being adapted from the
civil courts for use in Quarter Sessions.
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Why would a prosecutor
surrender his right to prosecute? Why would a defendant demand
that the release state specifically that the prosecutor had no
right to prosecute an indictment that had been found by the grand
jury? Because the defendant had, somehow, satisfied the prosecutor.
Quite frequently, there is a handwritten note on the release stating
that the releasor had received "satisfaction" from the releasee.
33 Sometimes, these notes even disclose what had
proved so satisfying: it was money.
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How much money?
As one would expect, the amounts vary. And they vary not only
because the defendants had inflicted varying types of damages
upon their prosecutors, but also because prosecutors who extracted
satisfaction from their defendants did so at varying stages of
prosecution. Most releases signify satisfaction achieved after
indictment, but before trial; but others signify agreement reached
after trial, after the prosecutor (who may have employed an attorney
or even a barrister) had invested more money in the prosecution.
As prosecutors' costs and causes were so various, it is not surprising
that the sums prosecutors received as "satisfaction" varied enormously.
The largest payment noted in the releases of the mid-1750s and
mid-1790s is £15£10 for damages and £5 for
the prosecutor's solicitor. 34 The smallest is for 1s. 35 More usually, prosecutors received sums ranging
from 10s. to £5.
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What then of
the prosecutor who preferred an indictment against a defendant
who manifestly could not pay, who might not even be able to reimburse
the prosecutor for the costs of prosecution, let alone the damages
he had suffered? While prosecutors clearly considered money satisfying,
money was not the only source of satisfaction. Successful defense
of one's reputation could be quite satisfying. So, for example,
when John Howard indicted Elizabeth Staines, the wife of a coachman
of New Brentford, for assault, Quarter Sessions ordered that she
"make a submissive and public acknowledgment" of her offense "in
the open market at Brentford, where she gave the abuse to the
said Mr. Howard, and to ask his pardon there, which Mr. Howard
is willing to accept, in regard to the poverty of ... her husband."
36 Reputation was a reflection of public opinion:
it was the generally accepted evaluation of a person who claimed
to be valued. And so it was appropriate that the punishment for
an act that unjustly besmirched someone's reputation be the convict's
humiliation by her prosecutor before the public that evaluated
his reputation. 37
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John Howard's
satisfaction left a written record only because Quarter Sessions
ordered that his defendant apologize. Most probably, other prosecutors
also received satisfaction through their defendants' apologies
made in a public arena, but such apologies are unrecorded. However,
by the middle of the eighteenth century, there was a new public
arena which was also a written record, and prosecutors received
satisfaction by humiliating their defendants here as well. The
new arena was the newspaper, in which from mid-century Londoners
placed advertisements of apology. 38
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Placement of
a written apology in a public document, there to be read by or
to the relevant public, was not an eighteenth-century invention.
In the seventeenth century, an apologist might have his apology
inscribed on the roll of the relevant manorial court, along with
the order that the apology be read aloud at the next meeting of
the court leet. 39 However, like Elizabeth Staines's submission
to John Howard in Brentford's marketplace, the apology inserted
in a court roll addressed just a localized and concentrated public.
Not so the newspaper advertisement, which provided an arena suitable
for apology to a prosecutor who considered his public metropolitan
rather than local. Most probably, even in the era of newspaper
advertisements, some prosecutors received satisfaction from defendants
who performed a ritual of submission before their neighbors. Most
certainly, a few Middlesex defendants satisfied their prosecutors
by publishing an advertisement of their apology in a newspaper.
By the late eighteenth century, even defendants at provincial
Quarter Sessions were placing advertisements of apology in the
county newspaper. 40 Occasionally, the satisfied Middlesex prosecutor
would just submit a statement to Middlesex Sessions explaining
that, as the defendant had published an advertisement of apology,
he had decided not to proceed further with the prosecution.
41 And occasionally, a release issued by a prosecutor
satisfied by a public apology survives in Middlesex's Sessions
papers. 42
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IV. Confessions, Stays of
Proceedings, and Released Defendants
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While the prosecutor who granted a release was, clearly,
a satisfied prosecutor, his satisfaction posed a problem for Quarter
Sessions: what was Quarter Sessions to do with a defendant whose
prosecutor had signed a document that rendered him unable to prosecute?
And Quarter Sessions did have to decide what to do with these
defendants, for defendants who had been released were also almost
invariably defendants who had been placed in bond to attend the
court. 43 Quarter Sessions solved the problem of the released
defendant, but the procedural devices it used to solve this problem
have camouflaged the existence and the prevalence of the satisfied
prosecutor, and so the nature of prosecution at Quarter Sessions.
Indeed, analysis of the solutions adopted by Quarter Sessions
suggests that most convictions at Quarter Sessions for offenses
against the person were convictions founded on satisfied prosecutors.
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Quarter Sessions
had two procedural solutions to the problem of defendants under
legal obligation to attend the court who had nonetheless been
released by their prosecutors. Almost all defendants availed themselves
of the first solution: they confessed and were sentenced to a
small fine. Of the 57 released defendants in the samples for 1753
to 1754 and 1795 and 1797 who appeared in court, 53 confessed
and were fined 1s. As a 1738 manual on court procedure stated:
"Sometimes the Prosecutor and Defendant agree before the Defendant
pleads to the Indictment, and then the Defendant comes into Court,
in his proper Person, and pleads Guilty to the Indictment; and
upon proving (by a subscribing Witness) a general Release executed
by the Prosecutor, the Defendant submits to a small Fine...."
44 The second solution, more expensive, and adopted
by the remaining four released defendants in the sample, was a
stay of proceedings. 45 Nonetheless, some defendants preferred to pay
higher fees rather than acknowledge by confession any involvement
in the action for which they had been indicted, a preference quite
understandable when, for example, a defendant had been indicted
for assault with intent to commit sodomy. 46 Releases, quite evidently, brought indictments
at Quarter Sessions to conclusions, to conclusions that satisfied
the prosecutor but did not visit the punishment of the court upon
the defendant.
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If the prosecutor's
release of a defendant almost always produced either a confession
associated with a tiny fine, or (less frequently) a stay of proceedings,
does that mean that almost all confessions associated with small
fines were based on agreements reached out of court between the
prosecutor and his defendants? The evidence suggests that this
is indeed the case.
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Perhaps the most
persuasive evidence of the almost inevitable association of confessions
educing small fines with releases comes from the end of the eighteenth
century. For, by the late eighteenth century, the clerks of Middlesex
Quarter Sessions routinely noted confession followed by a one-shilling
fine with the phrase "Rel ver and Conf fine 1s," a phrase that
the clerks of Westminster Quarter Sessions obligingly amplified
as "Release verified and Conf[essed] fine 1s."
47
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Unfortunately,
though the clerks used the phrase "rel ver" throughout the eighteenth
century, they had not, in the early eighteenth century, used it
to signify "Release verified." The phrase "rel ver" was originally
an abbreviation of the Latin "relicta verificatione indictamentum
cognovit""abandoning proof [of his innocence], he acknowledges
the indictment." 48 In other words, the phrase denotes a defendant
who first pleaded his innocence of the charges in his indictment
and then confessed. And, during the first six decades of the eighteenth
century, the phrase "rel ver" is associated only with defendants
who first plead their innocence and then confess.
49 Mindful of their Latin, the clerks practicing
before the accession of George III did not confuse the phrase
"rel ver" with an English homonym. Not so their successors: by
the end of the century, the phrase "rel ver" routinely appears
in clerks' notes of confessions even when defendants had not previously
pled their innocence. Such routine association of the phrase "rel
ver," now meaning "release verified," with confession surely argues
that by the late eighteenth century confessions were usually based
on releases.
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Another type
of evidence suggests that, by mid-century, confessions associated
with a small fine were usually based upon a release. That evidence
is the releases themselves. Unfortunately, it seems likely that
not all releases submitted to Middlesex Quarter Sessions have
been preserved in the Sessions papers. For instance, no releases
survive for the October session of 1753, even though each year's
October session was that most inundated by releases.
50 It is therefore not possible to base a count
of the percentage of confessions that were educed by releases
on a report of the percentage of confessions for which releases
survive.
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Nonetheless,
it is evident that a large proportion of releases submitted at
some sessions have survived, and a collation of these releases
with the stays granted at these sessions and the confessions there
eliciting sentence of a small fine is indicative of the proportion
of confessions and stays that were founded upon satisfaction made
to prosecutors. For instance, there are releases in the Sessions
papers for 1795 on the indictments found at the May and October
sessions of 1795 for all but two of the eleven confessions made
and for all four of the stays of proceedings granted before December
1795. 51 Similarly, of forty-four confessions resulting
in a small fine to indictments for offenses against the person
found at the sessions of October 1753 through January 1754 and
made to the court after December 1754, twenty-two left releases
in the Sessions papers. 52 These releases therefore reveal that a very large
proportion of confessions and stays were, from at least the mid-century
on, the court's response to releases, and so to out-of-court agreements
between prosecutors and defendants.
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Releases do not
provide similar evidence about the court's practices in the first
four decades of the eighteenth century. In the early eighteenth
century, releases were indeed submitted to Quarter Sessions, but
Middlesex's clerk of the peace did not routinely include them
in the records of the court. His practice changed in 1740, when
the justices in Quarter Sessions ordered that every general release
"given by any prosecutor to a Defendant (who is or shall be Indicted
in this Court and intends to discharge such Indictment by confession)"
be "kept among the Records of this Court as a Warrant to Justify
the discharge of Such Indictment." 53 From the 1740s, it is therefore possible to find
much evidence that prosecutors were routinely receiving satisfaction
from their defendants. Nonetheless, the releasethe instrument
for achieving that satisfactionhad been in routine use since
at least the beginning of the eighteenth century.
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Table 2.
Convictions Based on Confession and Resulting in a Small
Fine
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a Any sentence involving
an order for the defendant's incarceration (except orders
rescinded during the session at which they were made) is excluded
from the columns displaying convicts sentenced to just a small
fine.
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Routine use of
the release, 54 and its routine association with a sentence of
just a small fine, suggests that most convictions at Quarter Sessions
for offenses against the person were based on satisfaction made,
out of court, to prosecutors. As Table 2 demonstrates, most defendants
convicted at Middlesex Quarter Sessions for nonfelonious offenses
against the person were defendants who confessed and upon whom
the court then imposed a sentence limited to a small fine. Nor
was Middlesex unique in producing defendants who obtained releases
from their prosecutors, or in producing defendants who confessed
and then suffered sentence of a trivial fine. Williams's analysis
of prosecutions for assault in Berkshire has demonstrated the
presence there both of releases and of the one-shilling fine as
the most usual punishment for assault, while King has shown that
in Essex, before the 1780s, the overwhelming majority of convicts
on assault charges were confessed convicts, upon whom Quarter
Sessions inflicted the punishment of a one-shilling fine.
55 As it was the justices sitting in Quarter Sessions
who determined sentence, their sentences hint that they considered
a satisfied prosecutor one of the chief desiderata of a prosecution,
a desideratum usually more important even than punishment of the
convict by monarch, state, and community.
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V. Quarter Sessions's Proceedings
and Prosecutorial Satisfaction
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Of course, justices confronted with a defendant released
by his prosecutor before either party had even told their stories
to the court 56 did not have much opportunity to exhibit their
opinion either of the charge against the defendant or of the purpose
of indictment in general. They were facing a fait accomplia
defendant who had rendered his prosecutor unable to prosecute
on a charge that they had never heard. The justices had greater
opportunity to influence the court's proceedings when the parties
to an indictment allowed the proceedings relevant to their case
to take place in court. And when that happened, the justices revealed
that they did indeed think satisfaction of the prosecutor an important
and legitimate goal of indictment. For the procedures their court
adopted when the defendant had not obtained a release before he
told his story to the court were procedures designed to encourage
the defendant to satisfy his prosecutor.
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There were three
situations in which a defendant who had not satisfied his prosecutor
could appear before the court, there to receive his sentence.
First, the defendant could decide to confess even though he had
not obtained a release. Indeed, as several manuals advised, in
cases of "trifling Assaults," confession was probably the best
strategy. A confessing defendant could introduce evidence in mitigation
of his offensefor example, evidence that the prosecutor
had made the first assault, evidence he could not present were
he convicted at trial. 57
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Clearly, if the
court were to hear from the defendant, it would also benefit from
hearing the prosecutor's case. Therefore, defendants who intended
to confess had to give notice to their prosecutors so that their
prosecutors could attend the court. 58 Some defendants nonetheless found ways to circumvent
their prosecutors. They might, for example, confess to the court
at a time when the prosecutor would believe that the court was
not considering his indictment. So, in 1720, Middlesex Sessions
ordered that no confession be taken in the afternoon, a rule it
considered necessary to prevent defendants from being discharged
"in a clandestine or undue manner." 59 The release, too, provided opportunity for clandestine
discharge. After all, a prosecutor who had signed a release had
signed a document notifying the court that he would not prosecute
the defendant. Such a prosecutor did not need to be notified that
the defendant intended to confess. And so, as one would expect,
at least one release was forged. In 1739, Westminster Quarter
Sessions put two men in the Gatehouse prison, one for impersonating
a defendant, and the second for "publishing a general Release
between them." 60 Within a year Middlesex Sessions was ordering
that all releases be accompanied by an affidavit to the release
sworn in open court by at least one of the witnesses to the release.
61 Despite his forgery, a defendant appearing on
a forged release was, nonetheless, a defendant who was confessing
to the offense for which he had been indicted. The court, however,
clearly thought it necessary that the prosecutor have his day
in court.
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Undoubtedly,
the prosecutor of a confessing but unreleased defendant participated
in Quarter Sessions's deliberations about the sentence appropriate
to his defendant. The prosecutor most certainly informed the court
of the offense and called his own witnesses.
62 Undoubtedly, too, the court considered the prosecutor
when sentencing the defendant. The court might encourage the defendant
to satisfy the prosecutor before it pronounced sentence
63 encouragement which could explain the tiny
fines imposed on confessed defendants for whom no releases survive.
Indeed, even after it imposed sentence, the court would mitigate
that sentence if the defendant satisfied his prosecutor. For example,
several weeks after Quarter Sessions fined William Dover £3
on each of two indictments, Dover submitted a release from his
prosecutors and was awarded a reduction of each fine to just one
shilling. 64
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Prosecutors found
the court similarly helpful in dealing with defendants who refused
to confess, and had so been tried and found guilty. There were
two stages in Sessions's proceedings that the court structured
so as to promote the satisfaction of prosecutors who had triumphed
at trial. First, there was the interval between the jury's delivery
of its verdict and the justices' pronouncement of sentencean
interval that, according to a much-cited eighteenth-century manual,
the court recommended that the defendant use "to speak with the
Prosecutor (that is to make him amends for the Injury done him)
and if the Prosecutor comes and acknowledges a Satisfaction received,
the Court will set a small fine on the Defendant, as three Shillings
and Four-pence, or Twelve-pence." 65 Defendants evidently followed the court's recommendation.
Of eighty-five defendants found guilty at trial for an offense
against the person, twenty were sentenced to a fine of 3s. 4d.
or less. 66
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When such conversation
between defendant and prosecutor proved unsatisfactory, the court
had yet another opportunity to promote prosecutorial satisfaction.
It was the justices who determined the defendant's sentence, and
Middlesex Sessions sentenced defendants recalcitrant in the arts
of satisfaction to very high fines, frequently associating that
sentence with an order that the defendant be imprisoned until
he paid the fine. The justices expected that such sentences would
effectively signal their desire that these defendants satisfy
their prosecutors, and these sentences did do just that. For example,
in 1778 Quarter Sessions fined William Harding £40 on each
of two indictments for assault; the attorneys for defendant and
prosecutors then met and agreed that the defendant pay the prosecutors
a total of just £30, upon which the defendant successfully
petitioned for mitigation of his fine and his discharge from the
House of Correction. 67 Like Harding, many of those convicted at trial
and sentenced to a substantial fine thought satisfaction of their
prosecutor (enemy though he be) preferable to paying the fine.
Of thirty-nine fines originally set at over 3s. 4d., on defendants
convicted at trial of offenses against the person, twenty-four
were reduced, including sixteen reduced to 3s. 4d. or less.
68
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Clearly, a prosecutor
whose defendant had been sentenced to imprisonment until he paid
an extraordinarily punitive fine was in a highly satisfactory
positiontoo satisfactory, as the court realized. Such a
prosecutor might make exorbitant demands of his defendant. And
so the justices made it a standing order of their court that,
on the last day of the session, defendants "on whom fines shall
have been Imposed ... with a view to their talking with the prosecutor
be again brought before the Court so that the Court may Examine
if the Offender had offered reasonable satisfaction or done all
in his power towards the same." If the prosecutor had declined
a reasonable offer, then the justices sitting in court would reduce
the defendant's fine "within the abilities of the defendant or
so much as they shall think proper." 69 It is likely that this late eighteenth-century
order merely made a formal rule of what had been standard practice
throughout the century. When, for example, in 1720 the court fined
John Hamilton £50 for assault, it reduced his fine to £2
after learning that his prosecutor's agent would not accept Hamilton's
offer of £15. 70 Similarly, when John Toine confessed and was
ordered to tender a guinea to his prosecutor, the court fined
Toine just 13s. 4d. on his attorney's report that neither his
prosecutor nor his prosecutor's attorney would accept less than
£4. 71 That the justices usually evaluated unsuccessful
negotiations between defendant and prosecutor, that they did not
insist that the defendant confronted by an unreasonable prosecutor
either meet the prosecutor's demands or pay an equally unreasonable
fine, and that they actually allotted a specific portion of their
proceedings to consideration of these unsuccessful negotiations:
all indicate that the justices expected that the usual and normal
result of conviction for an offense against the person would be
a defendant who made satisfaction to his prosecutor. And, in fact,
the overwhelming majority of convictions did meet their expectations.
As Table 1 demonstrates, 82 percent of defendants convicted at
Middlesex Quarter Sessions for an offense against the person were
fined 3s. 4d. or less, fines emblematic of the court's recognition
of satisfaction made to prosecutors.
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VI. Satisfied Prosecutors
of Unconvicted Defendants
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That most convictions for nonfelonious offenses against
the person resulted in compensation to the prosecutor explains
the oddity of the trivial fines imposed on those convicted for
these offenses. So, too, it explains the other major oddity presented
by these indictmentsthe large proportion of defendants whose
cases did not reach a final disposition at Quarter Sessions. It
is likely that prosecutors did not prosecute these defendants,
even though they had indicted them, because prosecutors were not
really interested in bringing defendants before the court, there
to have the court work its will upon them. Prosecutors were interested,
instead, in obtaining compensation for the offense.
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As a result,
there is a significant difference between the efficiency with
which prosecutors at Quarter Sessions prosecuted offenses and
that with which they prosecuted defendants. While the cases against
only 64 percent of defendants indicted by the grand jury reached
a final disposition at Quarter Sessions, 78 percent of indictments
found by the grand jury produced at least one defendant whose
case reached that final disposition. 72 Prosecutors, interested in obtaining payment
rather than in punishing defendants, lost interest in pursuing
prosecution of the defendants charged in their bill as soon as
they had received compensation from one defendant. A compensated
prosecutor had got what he wanted. That other defendants involved
in the offense had not yet been brought before the court, there
to make obeisance to monarch, state, and law, did not seem to
bother prosecutors one whit.
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Indeed, prosecutorial
indifference to the prosecution of unsentenced codefendants was
actually fostered by the release, the document that marks the
prosecutor's conclusion of a successful prosecution. A release
might well include among its releasees defendants who, though
indicted, had not yet been placed under legal obligation to appear
at Quarter Sessions, there to plead to an indictment on which
at least one other defendant had been sentenced. So, in 1754 John
Jessett, victualler, and his wife Elizabeth, and John Jenkins,
coal merchant, released the weavers Thomas Baron, Thomas Bennett,
and John Chapman, and Chapman's wife Sarah, though only Bennett
appeared at Quarter Sessions, where he submitted the release,
confessed, and paid a fine of one shilling. 73 Even if a prosecutor had wanted further to pursue
his unsentenced defendants, it is quite possible that, in signing
a release, he had made himself vulnerable to a civil suit if he
did prosecute them. When he had brought his indictment for a nonfelonious
offense against the person at Quarter Sessions, the prosecutor
was prosecuting an offense which Quarter Sessions categorized
as "trespass." According to legal manuals, "if two Persons commit
a Trespass, the Release of one Trespassor shall discharge the
other." 74 "Trespass" was a category of offense in both
civil and criminal law, and it is likely that these manuals were
really just summarizing the legal parameters of the release granted
in civil trespass. However, it is also likely that those granting
releases on indictments, and their attorneys, believed that in
adopting the release of a civil suit for the release of an indictment,
they had also committed themselves to the restrictions intrinsic
to grant of a release for a civil trespass.
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Indeed, it is
likely that the release to some extent explains why, in 22 percent
of indictments found by the grand jury for offenses against the
person, prosecutors did not prosecute the case against any defendant
to a final disposition at Quarter Sessions. Surviving evidence
of prosecutorial activity subdivides these indictments into two
categories: those in which there is no evidence that a prosecutor
caused a defendant to enter into a recognizance to attend the
court; and those in which there is no evidence of prosecutorial
activity after a defendant defaulted on a recognizance to attend
or a bond to traverse his indictment.
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For 8 percent
of indictments found by the grand jury, indictments in which the
case against no defendant was prosecuted to a final disposition,
prosecutors had caused at least one defendant to enter into a
recognizance to appear or a bond to traverse, a bond or recognizance
on which the defendant then defaulted. As Middlesex's clerk of
the peace explained, sometimes defendants who had entered into
recognizances or bonds and subsequently agreed with their prosecutors
"thought all was ended." 75 So, every autumn, Middlesex's clerks sent letters
warning the principals and sureties of defaulted recognizances
and bonds that, unless they appeared at Sessions, their obligations
would be estreated into the Exchequer and they would become liable
for the considerable sums for which they had been bound. And,
every autumn, defendants appeared at Middlesex Quarter Sessions,
proffering releases signed months before and obtaining the discharge
of their obligations. 76 By the time some defendants realized that they
had to appear at Sessions, they could no longer even find their
release. William Curtis swore that, after meeting with his prosecutor
at a public house and obtaining a release, he had put the release
in his desk, from whichso his apprentice saidhis maid
servant had taken it to light the fire. 77 Quite possibly, some defendants who defaulted
on their bonds or recognizances had obtained a release, and even
the clerks' letters (if they actually reached these defendants)
78 would not persuade them that the release was
of itself insufficient to discharge their obligation.
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The release may
even explain why, for 14 percent of the indictments found by the
grand jury, there is no evidence that any defendant was ever placed
in any obligation to appear in court. Had these prosecutors spent
their own time and money to bring an indictment and then just
decided to drop the matter? Evidence from the clerk's fee books,
evidence available for the late eighteenth century only, reveals
that at least some of these prosecutors had attempted to bring
their defendants to court. Of the twenty-one indictments found
by the grand jury in the sample for 1795 and 1797 on which no
defendant appeared in court or was placed in recognizance to appear
in court, at least six had prosecutors who, once their indictment
was found, paid the fees for the bench warrant which commanded
that peace officers apprehend their defendants.
79 However, as these defendants were under no obligation
to attend the court until they were either brought to court or
before a justice who placed them under legal obligation to attend
the court, it is probable that at least some of these defendants
were apprehended and then immediately compensated their prosecutors,
so circumventing both appearance in court and payment of the court's
fees. The release would provide such defendants with necessary
and sufficient protection against further prosecution on their
indictments. The release made such out-of-court settlements legally
enforceable, and so possible.
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Indeed, the release
even made possible settlements on indictments on which the prosecutor
took no further legal action whatsoever against his defendants
after bringing his indictment. It is quite conceivable that the
prosecutor would just inform his defendants that he had succeeded
in bringing an indictment against them; they might then have Quarter
Sessions's clerks search their records to verify his claim;
80 and, once they found themselves to be indicted,
they would then satisfy their prosecutor and, of course, obtain
a release. The release made possible the ultimate in out-of-court
settlementsthe settlement of a prosecutor with a defendant
whom he had never even attempted to bring into the court.
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And so the release
presents a challenge to current interpretations of crime and the
courts. While at odds on almost every other issue, these interpretations
have usually agreed in presenting the court's role as active:
the court's juries weigh evidence and determine guilt; its justices
adopt policies in sentencing and punishment; proceedings in the
courtbe they judicial determinations or legal ceremoniesbroadcast
concepts of law's nature and law's relation to the community.
81 In contrast, for most prosecutions for offenses
against the person at Quarter Sessions, Quarter Sessions is a
mere nominal presence. The decisive actionthe settlement
of the casetakes place out of the range of the justices'
hearing and usually outside the walls of their court. In this
light, Quarter Sessions is merely an institution structured so
as to encourage disputes to be settled extra-institutionally.
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VII. Indictments as Civil
Suits?
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Releases therefore raise questions about the assumptions
underlying current discussions of crime and the early modern courts.
For these discussions have labeled the offenses determined at
Assizes and Quarter Sessions as "crimes," the proceedings under
which they were determined as "criminal," and their defendants,
therefore, as putative "criminals." However, legal proceedings
that conclude with compensation paid by defendants to their prosecutors
bear considerable resemblance to civil suits. Indeed, when indictments
for assault were brought at Assizes, they were tried on the civil
rather than the criminal side of the court. 82 The satisfied prosecutor therefore suggests that,
in the early modern era, there were considerable affinities between
civil and criminal proceedings, more so than there are today.
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In the eighteenth
century there was good reason for a plaintiff seeking compensation
from his defendant for a nonfelonious offense against the person
to prosecute by indictment rather than by civil suit. Prosecution
by indictment was less expensive; and it also allowed the prosecutor
to present evidence he could not present in a civil suit. According
to law, a plaintiff bringing a civil suit who would profit from
conviction of his defendant could not give evidence against that
defendant. As a defendant convicted on a civil suit would probably
have to pay compensation or make restitution to his plaintiff,
a plaintiff in a civil suit therefore usually could not testify
against his defendant. 83 However, as compensation was, in legal theory,
not the goal of an indictment, a prosecutor could give evidence
on an indictment, evidence which he would not have been permitted
to give in a civil suit, after which he could still make a settlement
with his defendant. 84
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Even if a plaintiff
had witnesses who could testify in a civil suit, he might well
have found it preferable to bring an indictment. The prosecutor's
usual out-of-pocket costs for an ordinary civil action in King's
Bench amounted to £12£18 if he employed an agent
to manage his case, and £23 if his case was managed by an
attorney. 85 If the prosecutor was bringing a civil action
for assault and battery, and he was awarded less than £2
in damages, the law's rules made it quite possible that he could
not recover from the defendant as reimbursement for the costs
of prosecution a sum higher than that awarded him in damages.
86 A plaintiff risked much less in prosecuting at
Quarter Sessions. In the mid-eighteenth century, prosecution of
an indictment for petty larceny at Quarter Sessions, including
trial of that indictment, could cost just 15s.
87 In 1720, prosecution of an indictment at Middlesex
Quarter Sessions by a solicitor, including prosecution at trial,
could cost about £2. 88 True, prosecutions at Quarter Sessions could
cost more. When in the late eighteenth century an enterprising
attorney published a manual showing the costs of legal proceedings
by reproducing bills presented to their clients by the attorneys
who had managed their cases, his manual included a bill for £14
13s. 8d. for prosecution of a special indictment for assault at
Westminster Quarter Sessions. The bill included charges for employing
counsel. If the prosecutor had both managed his case himself,
and not employed counsel, his costs would have been £3 15s.
10d. 89 As this manual was designed to present bills
covering any charge that might possibly be levied, it is quite
likely that the case was more complex and so more costly than
most. The case does exhibit the stigmata of an expensive contestthe
special and so more costly indictment, seven witnesses and the
fees incurred by serving them with the relevant documents and
bringing them to court, and a removal of the case by the defendant
to King's Bench. 90 Even so, the charges incurred by this prosecutor
fade to insignificance when compared with those presented in the
same manual as incurred by prosecutors of civil suits. Indictment
was a procedure both less expensive and more efficacious than
a civil suit, a procedure that nonetheless attained the same goal
as a civil suita satisfied prosecutor.
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Indeed, the similarity
of these eighteenth-century indictments for nonfelonious offenses
against the person to civil suits is not limited to that of identical
goals. For the means to reach that goal, the legal proceedings
on each action, were more similar in the eighteenth century than
they seem today. In the twentieth century, indictment can be defined
as a written accusation of crime presented to the grand jury,
91 and standard guides to the law consider indictments
under the heading "Criminal Law and Procedure."
92 However, in the early modern era, offenses that
we would not consider "crime" or even "misdemeanor"offenses
such as a parish's failure to repair its roadswere routinely
addressed by prosecution of an indictment. And prosecution of
an indictment could well seem less removed from prosecution of
a civil suit than it does today. Today, in Britain, most civil
suits in the high courts are settled before they reach trial,
but plea bargains, and so conviction without trial, affect relatively
few criminal cases. 93 Indictable offenses are tried, and the paradigmatic
trial for such offenses is trial by jury. But if a civil case
in the high courts does reach trial, that trial is almost always
by judge and not by jury. 94 Both of these featureswhether the case
is settled out of court, and whether it is heard by a juryhighlight
criminal law's sphere as that of offenses against the public.
Perhaps the feature of modern criminal law which most emphasizes
the public preoccupation of that law is the public prosecutor.
The overwhelming majority of charges of offense against the criminal
law are now laid by people employed by the public to do so.
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In contrast,
in the early modern era almost all prosecutions, whether public
or private, whether criminal or civil, were brought by private
prosecutors, and their reasons for bringing these prosecutions
affected the way in which the courts were both administered and
used. Small wonder then that an entrepreneurial outlook characteristic
of the private individual's use of the law permeated use of the
criminal as well as civil courts. 95 Sometimes government attempted to prohibit such
entrepreneurship, as when it prohibited the compounding of a felony.
Sometimes government tried to exploit the entrepreneurial opportunities
afforded by the courts, as when it offered rewards for successful
prosecution of heinous offenders. But when government neither
hindered nor encouraged entrepreneurial use of the criminal courts,
prosecutors used them for their own purposes, purposes that may
well have had little to do with criminal proceedings, crime, or
criminals. When eighteenth-century prosecutors brought indictments
for assault, riot, or other nonfelonious offenses against the
person, their goal was not punishment of the defendant (perhaps
the defining characteristic of a criminal proceeding),
96 but instead the extraction of payment, or less
frequently, apology from the defendant. To such prosecutors, their
defendants had two outstanding characteristics: they were people
who had done them wrong, but could put them right. Should such
defendants be labeled "criminals"? Indeed, had they committed
"crimes"? And were the accusations against them being determined
in a "criminal court"? 97 The satisfied prosecutor of a "criminal" offense
raises questions about the assumptions defining categories basic
to current discussion of early modern crime and the courts.
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Norma Landau is a professor of history
at the University of California at Davis. She thanks Harriet Jones,
Sarah Millard, Susan Palmer, Louise Salcini, and Richard Samways,
all on the staff of the Greater London Record Office (now the
London Metropolitan Archive), for their courtesy and help; and
Michael Saler and Tom Barnes for their interest and advice.
Notes
1.
21 Henry 8, c. 1
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2.
Leon Radzinowicz, A History of English Criminal Law and Its
Administration from 1750, vol. 2, The Clash Between Private
Initiative and Public Interest in Enforcement of the Law (London:
Stevens and Sons, 1956), 57-61, 64-66.
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3.
A mid-sixteenth-century statute, 2 & 3 Phil. & M., c. 10, commanded
magistrates to place in recognizance witnesses against those apprehended
on charges of felony, the recognizance to be discharged when the
witness appeared to give evidence on prosecution of an indictment.
By the seventeenth century, this statute was being interpreted
as commanding magistrates to bind a plaintiff who accused an apprehended
defendant of felony in recognizance to prosecute a bill of indictment.
See Richard Burn, The Justice of the Peace (London, 1756),
208, under "Examination." By the early eighteenth century, if
not before, the overwhelming majority of prosecutors of charges
of felony at the Old Bailey (Middlesex side) had been placed in
a recognizance to prosecute.
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4.
A large proportion of indictments at Stuart and early Hanoverian
Quarter Sessions were charges against people who had failed to
maintain parish amenities or who had violated laws regulating
the economy. Almost all indictments of the first variety, and
many of the second, were brought by parish officers. No such indictments
are included in this analysis.
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5.
The indictments here categorized as indictments for nonfelonious
offenses against the person also include indictments for rout,
attempted rape, false imprisonment, the rescue of someone in custody,
and the solicitation of murder. Indictments that couple a charge
of offense against the person to other types of chargesuch
as perjury, blackmail, or an offense against propertyare
not here categorized as indictments for offenses against the person.
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6.
J. M. Beattie, Crime and the Courts in England, 1660-1800
(Princeton: Princeton University Press, 1986), 457-58, suggests
that about one-third of those convicted of assault in late seventeenth-century
Surrey had reached a settlement with their prosecutors. However,
his less detailed comments in "Violence and Society in Early-Modern
England," in Perspectives in Criminal Law, ed. A. N. Doob
and E. L. Greenspan (Aurora, Ontario: Canada Law Book, 1985),
42, suggest that a greater proportion of those convicted of assault
reached such settlements. Peter King, "Punishing Assault: The
Transformation of Attitudes in the English Courts," Journal
of Interdisciplinary History 27 (1996): 43-74, focuses on
the increased use of imprisonment as a punishment for assault,
presenting this change in punishment as a reflection of change
in English and magisterial evaluations of the gravity of the offense
and so a contrast to earlier punishments, which treated assault
as a private matter. R. B. Shoemaker, Prosecution and Punishment:
Petty Crime and the Law in London and Rural Middlesex, c. 16601725
(Cambridge: Cambridge University Press, 1991), notes that prosecutors
at Middlesex Quarter Sessions occasionally reached settlements
with their defendants (129, 159, 161) and that some indictments
for assault could be viewed as disputes about property and so
as civil disputes (129, 131, 161). For indictments for assault
as civil disputes, see also: J. A. Sharpe, Crime in Early Modern
England, 1550-1750 (London and New York: Longman, 1984), 45-46,
178-79; Clive Emsley, Crime and Society in England, 17501900
(London and New York: Longman, 1987), 140-41.
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7.
As this article argues that most prosecutors bringing indictments
at Middlesex Quarter Sessions for nonfelonious offenses against
the person did so in an attempt to obtain some form of compensation
from their defendants, it has to confront Shoemaker's argument
in Prosecution and Punishment. Prosecution and Punishment
contrasts Middlesex's indictments to the recognizances returned
to its Quarter Sessions that were unassociated with indictments.
It argues that indictments "rarely" resulted in out-of-court settlements
or compensation paid the plaintiff (see especially 85) but that
the recognizances unassociated with indictments that were returned
to Quarter Sessions usually emanated from disputes settled before
Quarter Sessions met and so from settlements that often included
compensation paid the plaintiff (see especially 95, 98, 101-11).
My findings suggest different conclusions about both recognizances
and indictments and so about the nature of Quarter Sessions, the
purposes for which it was used, and the types of behavior likely
to be reflected in its records.
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In "Appearance
at the Quarter Sessions of Eighteenth-Century Middlesex," London
Journal 23, no. 2 (1998): 37-40, I examine Prosecution
and Punishment's evidence that recognizances unassociated
with indictments usually emanated from disputes settled before
Quarter Sessions met and conclude that this evidence applies to
only a very small proportion of such recognizances returned to
Middlesex Quarter Sessions. It is therefore unlikely that a large
proportion of recognizances that were returned to Quarter Sessions
and were unassociated with indictments represent disputes that
concluded with compensation given to plaintiffs.
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As this
article states, I also found evidence that contests Prosecution
and Punishment's assertion that indictments rarely resulted
in compensation paid to prosecutors. Since much of Prosecution
and Punishment's evidence about proceedings on recognizances
and indictments is the letters to the court preserved in Middlesex's
Sessions papers, and since most of this article is based on other
types of evidence, it might be inferred that there is little evidence
in these letters that indictments produced settlements between
prosecutors and their defendants. It is therefore pertinent to
note that some of the evidence in letters to the court of settlement
of disputes that Prosecution and Punishment presents as
emanating from disputes that generated recognizances unassociated
with indictments actually emanates from disputes that generated
indictments. As part of its evidence that justices routinely returned
to Quarter Sessions recognizances emanating from disputes settled
before Quarter Sessions met, Prosecution and Punishment
presents (103, n. 31) a petition about a recognizance to traverse
an indictment (London Metropolitan Archives [hereinafter LMA],
M/SP 1707, Oct. no. 7) and a petition about the recognizance
of an indicted defendant (M/SP 1720, Oct. nos. 68a, 68c).
Its evidence that justices exerted pressure on those bound in
recognizances to settle disputes includes (107, n. 44) a certificate
about a recognizance to traverse an indictment (M/SP 1720,
Oct. no. 134). Similarly, the evidence for its argument that sureties
to a recognizance worked to ensure both that the principal to
the recognizance appear at Sessions and that the dispute that
generated the recognizance be settled (108-9) includes in n. 50
a surety's statement about an indicted defendant (M/SP 1720,
Oct. no. 30) and a surety's statement about the principal in a
recognizance to prosecute (M/SP 1719, July no. 5a) and in
n. 54 statements from sureties bound for indicted defendants (M/SP
1720, Oct. no. 65, and M/SP 1691, Jan. no. 10).
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8.
Of 122 indictments for such offenses at Middlesex Quarter Sessions
in January and February of 1702 and 1756, only six were brought
by prosecutors compelled by recognizance to prosecute (LMA, MJ/SR
1980, 1982, 3048, 3049). It may be that magistrates were more
likely to bind prosecutors by the end of the century. Four such
prosecutors were bound for Middlesex's Quarter Sessions of April
1797, when at least thirty-nine such indictments were brought
(MJ/SR 3611). The indictments themselves are lost, and it
is likely that some of the thirty-three indictments brought at
that Sessions whose charges cannot now be discovered from other
sources were indictments for offenses against the person brought
by prosecutors who had not been bound to prosecute. Prosecutors
compelled by recognizance to prosecute were prosecuting either
defendants who had been incarcerated before indictment or defendants
charged with more heinous assaults, though not all such prosecutors
were bound in recognizance to prosecute. King, "Punishing Assault,"
53, 57 (tables 6 and 9) and n. 13, suggests that about one-third
of prosecutors of indictments for assault at Essex Quarter Sessions
from 1760 to 1799 were bound in recognizance to prosecute.
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9.
2 & 3 Phil. & M., c. 10.
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10.
Depositions could not be given in evidence on indictments for
misdemeanor. See Joseph Chitty, A Practical Treatise on the
Criminal Law (London, 1816; reprinted New York: Garland, 1978)
1: 80-81.
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11.
The bills of indictment providing the data for this article are
specified in the text associated with note 19 below.
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12.
Of 266 statements in the Quarter Sessions papers of early seventeenth-century
Sussex, 225 deal with larceny. See C. B. Herrup, The Common
Peace: Participation and the Criminal Law in Seventeenth-Century
England (Cambridge: Cambridge University Press, 1987), 67,
n. 2.
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13.
Such statements were not part of the formal legal record and so
were likely to be discarded. J. S. Cockburn, Calendar of Assize
Records: Home Circuit Indictments, Elizabeth I and James I, Introduction
(London: Her Majesty's Stationery Office, 1985), 11, discusses
the discard of statements returned to Assizes.
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14.
Similarly, in Kent, whose Quarter Sessions papers are more likely
than those of Middlesex to contain examinations and depositions,
there are only seven such documents relevant to the 122 bills
of indictment for nonfelonious offenses against the person brought
at the Sessions of 1708-1709, 1716-1717, 1748-1749, and 1758-1759.
Indeed, since only a minority of allegations of nonfelonious offenses
against the person generated these statements, it is probable
that these statements reveal circumstances atypical of such indictments.
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15.
The publications devoted to trials at Assizes and the Old Bailey
are presented in: Beattie, Crime and the Courts, 649-51;
idem, "Crime and the Courts in Surrey, 1736-1753," in Crime
in England, 1550-1800, ed. J. S. Cockburn (London: Methuen,
1977), 156, 166-74; J. H. Langbein, "The Criminal Trial before
the Lawyers," University of Chicago Law Review 45 (1978):
267-71; idem, "Shaping the Eighteenth-Century Criminal Trial:
A View from the Ryder Sources," University of Chicago Law Review
50 (1983): 10-18.
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