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Book Review
Judith Evans Grubbs, Law and Family in Late Antiquity: The Emperor
Constantine's Marriage Legislation, New York: Oxford University Press,
1995. Pp. x + 390. $60.00 (ISBN 0-19-814768-6).
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Julian the Apostate described
Constantine as "an innovator, and an overturner of ancient laws"
(Ammianus Marcellinus 21.10.8). Even had he not done so,
scholars would have had no difficulty in concluding that the first
Christian emperor had a pivotal role in the shaping of Roman law.
The legislation of Constantine is abundant, largely because Theodosius
II chose it as the starting point for his Codex Theodosianus,
which provides an unparalleled series of formal pronouncements,
both edicts and epistles, on matters of law. But, as Evans Grubbs
shows in this impressive and important book, Constantine's legislation
has to be seen in context, not least in the matter of marriage,
divorce, and the role of women in society.
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At the core of the book are specific
texts from the Theodosian Code, in which Constantine made
decisions about key areas of the Roman law of marriage: he abolished
Augustus's famous penalties on celibacy, he formalized certain practices
connected with betrothal, he specified strict penalties for the
crime of forcible abduction and marriage (raptus), he increased
the penalties for marriage and cohabitation by women and slaves,
and he made it more difficult for a marriage to be dissolved unilaterally.
All of these measures have been seen, by one scholar or another,
as instances of Constantine's Christianity in action. But Evans
Grubbs concludes that Christianity is likely to have been a major
factor only in the case of the law on divorce; she argues convincingly
that most of the Constantinian innovation in the area of marriage
was prompted not by religious ideology but by pressures from society
as a whole. |
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Arriving at these conclusions
is a significant achievement. The author places Constantine's legal
decisions in their legal, social, and religious contexts, and displays
both subtlety and impressive learning in the process. It is maddeningly
difficult to make useful generalizations about such matters as religion
and sexuality, especially for the ancient world, where almost any
firm statement demands an immediate qualification. Evans Grubbs
is an alert and judicious guide through such issues as whether or
not pagan Romans tolerated sexual license (not as much as our focus
on pagan elites tends to suggest) and whether a Christian suspicion
of sexuality was imposed on Roman society or derived from it (probably
the latter, though the intense focus on sexual matters in Christianity
owes much to the church hierarchy). This summary of the argument
cannot do it justice, of course; in pursuing her questions about
Constantine the author has produced an important analysis of some
of the key questions raised by the rise of Christianity and its
relationship to Roman society. |
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Although her main focus is on family
history and the impact of Christianity, Evans Grubbs also raises
important issues of Roman law. Ludwig Mitteis suggested long ago
(Reichsrecht und Volksrecht in den ostlichen Provinzen des römischen
Kaiserreichs [1891; rpt. Hildesheim, 1963]) that as a legislator
Constantine was particularly open to what he called Volksrecht,
the legal conceptions of the peoples of Rome's eastern provinces.
In West Roman Vulgar Law: The Law of Property (Philadelphia,
1951; idem, Weströmisches Vulgarrecht: Das Obligationenrecht
[Weimar, 1956]), on the other hand, Ernest Levy argued that Constantine's
distinctive contribution as a legislator was to incorporate "popular"
but western legal concepts, the so-called "vulgar law." These categories
are obviously rough-and-ready ones, and they are probably ideologically
somewhat suspect nowadays as well. But the legal issues are real
enough, and Evans Grubbs is right to confront them. She argues that
Constantine's innovations in the law of marriage can be seen as
part of what Levy saw as the rise of "vulgar law." Constantine,
in other words, modified the law on marriage in response to the
real-life experiences of "ordinary" citizens, being more willing
than his predecessors to abandon the traditional principles of a
Roman law that was out of touch with reality. Thus, though Julian
may have been right that Constantine overturned the laws, he was
far, the author concludes, from overturning custom. |
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My one reservation about this analysis
is that the society pressures on Constantine's legislation perhaps
require further investigation. Evans Grubbs is unwilling to accept
the suggestion, made by Mitteis and others, that some of the pressure
for change came from Roman citizens who were operating with "eastern"
legal assumptions. One of the most compelling examples of this is
the adoption by Roman law of a sort of male counterpart to the dowry,
the arrha sponsalica. The traditional Roman law treated gifts
from a prospective husband to his bride as simply that: gifts made
of the groom's own free will and not recoverable in law should the
marriage not take place. But in the Greek world such gifts were
connected inextricably with the promise of marriage, and from the
fourth century on Roman law came to recognize a right of recovery.
The question of the precise ethnicity of the concept is a vexed
one; arrha is a form of the Greek word arraboøn,
which though certainly a Semitic word (compare Hebrew eøraøboøn),
appears in Greek texts as early as the fourth century b.c.
Whatever its origin, the arrha was clearly a fundamental
part of the Greek conception of marriage: in the Byzantine legal
texts it is seen as a formal part of getting engaged, and indeed
the word is actually used as a synonym for "betrothal." The hybrid
term arrha sponsalica does not appear in Roman legal sources
until 380, but Constantine decided in a law of 319 that under certain
circumstances gifts intended as part of the betrothal should be
returned (Cth. 3.5.2). Evans Grubbs argues that eastern influence
is unlikely, in part because Constantine in 319 was emperor only
of the western half of the empire. I would suggest, instead, that
the question of eastern influence is a more complicated one than
this; there is no reason why "vulgar law" should not have contained
elements of "Volksrecht." The Roman empire, as Evans Grubbs so admirably
shows, was an extremely complicated place. |
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William Turpin
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Swarthmore College
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