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Book Review
William J. Novak, The People's Welfare: Law and Regulation in Nineteenth-Century
America, Chapel Hill: University of North Carolina Press, 1996. Pp.
x + 396. $55.00 cloth (ISBN 0-8078-2282-2), $19.95 paper (ISBN 0-8078-4611-2).
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William J. Novak has written a book at once ambitious and
audacious that proposes a counterrevolution of sorts in our understanding
of American law from the aftermath of the Revolution to the aftermath
of the Civil War. His theory is disarmingly simple: American society
during this period was highly regulated by public and private law,
and was not a laissez-faire society free from constraints on individual
activity. |
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In seeking to correct the conventional
interpretations about the organization, structure, and operation
of law in American life, Novak counters four persistent "myths"
about nineteenth-century America: statelessness, liberal individualism,
the great transformation, and American exceptionalism. In their
place, Novak substitutes the concept of a "well-regulated society,"
stressing governance and police. Governance is based on traditions
and principles honed by ideas organized around notions of public
spirit, local self-government, civil liberty (a liberty never absolute),
and law (particularly, a common law). Novak argues that there
is an additional "myth of American liberty" that needs to be reexamined.
He claims that "the storied history of liberty in the United States,
with its vaunted rhetoric of unprecedented rights of property, contract,
mobility, privacy, and bodily integrity, was built directly upon
a strong and consistent willingness to employ the full, coercive,
and regulatory powers of law and government. The public conditions
of private freedom remain the great problem of American governmental
and legal history" (17). |
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The cornerstones of the limitations
of freedom are found in an opening chapter on "the common law vision
of a well-regulated society." Novak rejects concepts of law rooted
in liberal constitutionalism's insistence on protecting individual
autonomy from state activity and legal instrumentalism's assertion
of a reflexive and functional, if not reductionist, legal system.
Instead, Novak posits a common law derived from consent, history,
experience, accommodation, and public spirit, and located in a pragmatic
methodology focusing on man's experience as a social being in a
society founded on relative and relational rights. As a result,
the common law's emphasis was on "an overall concern with the people's
welfare obtainable within a well-regulated society" (26). In fact,
the commitment to this vision can be measured by the invocation
of two familiar common law maxims crucial to the implementation
of social order: salus populi suprema lex est (the welfare
of the people is the supreme law), and sic utere tuo ut alienum
non laedas (use your own so as not to injure another). Both
maxims informed public and private nuisance law. According to Novak,
"the end of this rule of common law and the crowning achievement
of this whole body of thought was good governance in a well-regulated
society: laws were tools of regulation; regulation was the condition
for social order and the pursuit of the people's welfare; social
order and the people's welfare were the primary objects of governance"
(42). |
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In order to illustrate the
details of this well-regulated society, Novak provides examples
in five chapters, each representing a separate category of public
limitations of private activity: public safety (fire and gunpowder
regulations); public economy (product licensing, the creation and
maintenance of public, urban marketplace sites, and corporationsRichard
Posner and Richard Epstein might want to read this chapter, if not
the book); public ways (roadway, riverway, and port regulations);
public morality (disorderly houses, bawdy houses, and various types
of liquor regulations); and public health (medical police, quarantines,
and offensive or noxious trades). In each of the chapters the lesson
is clear: absolute private rights of property or contract gave way
to the well-being of the community. The very notion of absolute
private rights indeed may be something of a misnomer, since Novak
seems to suggest that the starting point for analysis of law and
society is the assumption that the public welfare is foremost and
that individual rights are derivative and must be accommodated to
an overarching public interest. "The first historical lesson to
be drawn from the well-regulated society," writes Novak, "concerns
the overwhelming presence of the state and regulation in nineteenth-century
American life.... All private interests and rights were subordinate
to ... public objectives" (235-36). |
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Novak provides abundant evidence for
his claim that, through ordinances, municipal regulations, statutes,
and common law decisions, public officialsincluding judgescarved
out realms of public activity that most citizens sanctioned in some
way, though in the private law setting at least one of the parties
was challenging the norm. And some regulations provide examples
of micro-management: the 1810 statute regulating rates on the New
York City-Nassau Island ferry provided the same charge for carrying
mahogany bedsteads, tea or card tables, or dogsfour times
the charge for carrying lambs, muskets, or empty milk kettles. Novak
unmasks the intrusiveness of the premodern polity into many corners
of American life. Novak's point, of course, is that nineteenth-century
Americans did not experience this regulation as intrusive at all,
nor did they merely tolerate it, rather they encouraged and accepted
it as part of their everyday existence. The historical question
then is what do we make of this "regulation"? |
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A clue may reside in the historiography
that dominates Novak's book, Novak primarily relies on, though to
varying degrees, the historical relationship of law and society
suggested by Morton Keller's regulatory studies and by the work
of Dirk Hartog and Chris Tomlins. Events and ideas about governance,
police, and law are socially constructed (the intellectual debt
to Foucault is acknowledged as well) through a complex matrix that
defies ready characterization, but that once might have been ascribed
to economic determinism or functionalism. Firmly, though not uniformly
rejected (you have to read the footnotes carefully), are the 4-H
club (Hartz, Horwitz, Hovenkamp, and Hurst), presumably because
they suffer from the sin of having espoused at various times, though
with different conclusions, ideas that placed the monolith of individualism
as the centerpiece of American legal historiography. Individualism
will not do, whether it is linked causally to industrialism, materialism,
or entrepreneurship. Rather, according to Novak, a closer look reveals
a society in balancewith a commonly held belief that it was
appropriate for individuals to accept restraints on their
freedom for the purpose of enhancing the better good. Nineteenth-century
America was an organically united society agreeing on certain principles,
among them the limitation in certain circumstances of the social
and economic expression of freedom. Duties and responsibilities
were shared, so that communities, and, ultimately, individuals could
prosper. |
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This then is a modern, historiographical
version of community, shorn of economically determined constraints.
In an earlier generation, this book might have found its origins
in neo-Marxist thought where we could have debated whether or not
Novak's evidence means that individual rights did not have a central
role to play in American society, and that American society, therefore,
was grounded in community, or instead, that a modern emphasis on
individual rights shows an illegitimate transformation from a communitarian
ethic. What Novak does directly, however, is challenge the historically
drawn image of unrestrained, self-interested activity as the norm
with interest, factions, or groups competing for resources (particularly
economic activity in the marketplacethere is no such thing
as a "free" market, all markets are regulated in some fashion).
Instead, he suggests that the appropriate method of interpretation
should take into account the relationships between individuals (with
duties to one another) and society (with duties enforced through
regulated activities). The goal is to transcend traditional dichotomies
of interpretation like private/public, individual/state,
individual/community, and reduce them to the category of historical
anachronism, an old way of thinking about the world. |
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As in all counterrevolutions,
there are certain untidy corners. In striving to redress a perceived
imbalance in one direction toward individualism, Novak may have
swung the pendulum too far back in the direction of regulation.
One narrative may have simply replaced another, though the more
accurate account may lie somewhere in between. And there may be
competing definitions of individual liberty at stake. One person's
regulation may be another person's freedom. For example, when an
individual's property is altered under state authority to make a
better roadway, it may be an uncompensated regulation of that owner's
interest. But presumably the result of the public improvement is
to encourage or enhance another person's ability to exercise their
liberty perhaps by getting to market to buy and sell or engage in
some other activity. |
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By focusing on a "well-regulated society,"
Novak risks emphasizing consensus over conflict and therefore deemphasizing
the plight of certain disadvantaged and excluded groups in nineteenth-century
America. For instance, Gordon Wood's most recent work on the radicalism
of the American Revolution is missing from this book. Because Wood
stressed the increasingly uncomfortable match between revolutionary
rhetoric and the legacy of dependent social relations, it would
have been nice to know how the notion of regulated private conduct
fits with movements to free from restraints individuals embedded
in the status relations of husband/wife, parent/child,
master/servant, town/pauper, landlord/tenant, or
creditor/debtor. It is to Novak's credit that he seems aware
of the consensus problem, as well as the paradox of simultaneously
resisting being driven back in time looking for the roots of his
paradigm (for instance, the rich, ambiguous seventeenth-century
Puritan morality tale of Robert Keanye, analyzed at different times
by Perry Miller, Bailyn, and Innes), and forward in time (addressed
in a brief, concluding chapter) to the presentist concerns of a
twentieth-century world of a centralized, interventionist, bureaucratic
state poised in an uneasy tension with a regime of individual rights
and entitlements. |
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The modern state is now omnipresent:
are we to wax nostalgic for a simpler, locally grounded model of
nonthreatening, regulatory equipoise, or are we to accept some modern
notion of regulation secure in the knowledge that it is as central
to the American experience as, say, republican, civic virtue? We
just need to guard against its excesses, like any other threat to
social order, but we ought to be reminded that some version of regulation
has always been with us. Does regulation, therefore, not only heighten
consensus but also lead to emphasizing the continuity between the
American past and present? Along these lines, the major unanswered
question in Novak's book is how we, as a society or through our
public entities, have gone about the process of determining just
exactly what the public good is. How do we identify the source of
the public good in rationalizing or defending private or public
activity? At various times, for instance, legal regimes have sanctioned
slavery, or segregation, presumably because of some concept of the
"public good." How did democracies make those decisions? |
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It is a tribute to Novak's considerable
accomplishment that he stimulates you to think and ask questions,
to challenge old conventions about the past, and to reopen debates
in order to reexamine complacent attitudes. Sophisticated and provocative,
well-written, well-argued, and exhaustively researched, William
Novak has provided an important, useful, and controversial attempt
to reorient our understanding of nineteenth-century American legal
history. |
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Alfred S. Konefsky
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SUNY-Buffalo Law School
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