|
|
|
"The World's Oldest
Trade": Dutch Slavery and Slave Trade in the Indian Ocean in the Seventeenth
Century*
Markus Vink
SUNYFredonia
| "Compared with the Atlantic trade, none
of this Indian Ocean flow of captive labor, legal or illegal,
has been well researched, and there are no conclusive quantitative
studies of its volume ..." |
P. Finkelman and J. C. Miller
eds.,
MacMillan Encyclopedia of World Slavery
(New York, 1998), p. 851. |
| |
| "In comparison with the literature on the
trans-Atlantic slave trade, a number of topics in the slave
trade in Asia and Oceania remain under-researched ..." |
S. Drescher and S.
L. Engerman, eds.,
A Historical Guide to World Slavery
(New York, 1998), p. 364. |
| |
| "The evidence of the slave trade in the
Indian Ocean is scanty and periodic, and could reflect the
nature of the trade. There are huge gaps in the evidence,
which might reflect the spasmodic and periodic nature of the
slave trade but also the sheer lack of information for long
stretches of time." |
S. Arasaratnam, "Slave
Trade in the Indian Ocean
in the Seventeenth Century," in K. S. Mathew ed.,
Mariners, Merchants and Oceans: Studies in
Maritime History (New Delhi, 1995), p. 195. |
| |
|
|
| Slavery, far from
being a "peculiar institution," has deep and far-reaching roots,
stretching back at least to the beginnings of historical times in
many parts of the world. In his five-volume magnum opus on the Dutch
East Indies, Oud en Nieuw Oost-Indiën (172426),
Calvinist minister François Valentijn appropriately called
the enslavement of human beings "the world's oldest trade" (den
oudsten handel in de wereld).1
For most of the seventeenth and eighteenth centuries the Dutch were
active participants in the Atlantic and Indian Ocean slave trades.
For brief spells during the seventeenth century they even dominated
the Atlantic slave trade, while for nearly two centuries they were
"the nexus of an enormous slave trade, the most expansive of its
kind in the history of Southeast Asia."2
Whereas the Atlantic slave trade has been mapped out in relatively
great detail in numerous studies, its Indian Ocean counterpart has
remained largely uncharted territory and overlooked in Asian colonial
historiography. Indeed, the sufferings of the slaves in Asia occurred
mainly in silence, largely ignored by both contemporaries and modern
historians. Moreover, if we are to believe one Dutch colonial historian,
Indian Ocean slavery "as a topic will never play such an important
role as it does in the Caribbean."3 |
1 |
| Two
notable exceptions exist to the "history of silence"4
surrounding the Indian Ocean slave trade: the east coast of Africa
(though mostly centered on the period after 1770) and the Dutch
Cape Colony (16521796/1805). The Afrocentric focus of Indian
Ocean historiography is a derivative of the Atlantic slave trade
in general, and reflects the takeoff of plantation slavery on the
Swahili coast and the Mascarene Islands (Mauritius and Réunion)
in the late eighteenth century5
along with its obvious connections with the modern biracial system
of apartheid in South Africa (194894) in particular.6 |
2 |
| The
underdevelopment of an Asian-centric historiography on colonial
slavery and slave trade can be attributed to a number of factors.
First, a fragmented administrative superstructure belied the underlying
unity of the Indian Ocean world system, making archival research
a formidable task to any serious scholar. The archival materials
of the major European powers of the early modern period (Dutch,
British, French, and Portuguese) are deposited in the national archives
at The Hague, London, Paris, and Lisbon, along with the numerous
archives overseas in Indonesia, India, South Africa, and elsewhere.
Despite the presence of a central Asian headquarters in Batavia
(modern Jakarta), even the numerous settlements of the Dutch East
India Company or VOC (16021799) had separate administrations
and record keeping. Second, unlike the Atlantic slave complex, European
and preexisting indigenous forms of bondage seemingly shared many
forms of similarities. Except for South Africa, European colonial
powers took over and interacted with existing Indian Ocean systems
of slavery, rather than imposing their own system in a relative
vacuum as in the New World. Third, though recently challenged by
revisionist historians, Indian Ocean slavery, focused on the household,
has been traditionally portrayed by apartheid apologists and other
"settler historians" as paternalist, patriarchal, and relatively
"benign" compared to its Atlantic plantation counterpart.7
Fourth, the focus of Asian colonial historiography has been on indentured
workers and coerced labor systems of a later period or "new systems
of slavery," such as the Indian, Chinese, and Javanese "coolie"
and the Cultivation System and Liberal Period in nineteenth-century
Java and Southeast Sumatra.8
Finally, studies of the Dutch East India Company period (16021799)
concentrate on trade, political economy, and, more recently, urban
history.9
Because slave trade was in general insignificant in monetary terms,
most surveys and regional studies on the Dutch East India Company
mention slavery and the slave trade only in passing. In the eighteenth
century, for instance, when the volume of the Dutch slave trade
was substantially larger than in the seventeenth century, slaves
only accounted for 0.5% of the total value of company trade.10
These works on the company history ignore the extensive slave trade
of company servants as private individuals, along with European
settlers or free burghers and Asian subjects of areas under company
jurisdiction. Moreover, they obviously gloss over the crucial economic,
social, and cultural significance of slave labor in Dutch colonial
settlements, which, as we will see, were in fact true "slave societies."
As Hubert Gerbeau acutely observed more than twenty years ago, "The
specialist in the slave trade is a historian of men and not of merchandise,
and he cannot accept the silence of those transported."11 |
3 |
| This
article is a first step to "unsilence" the history of the world's
oldest trade and to correct or "re-Orient" the historiographical
imbalance by looking at the organization and numerical aspects of
Dutch slavery and slave trade in the Indian Ocean in the seventeenth
century. The term "Dutch" consists of three components: (1) the
Dutch East India Company or VOC as a semi-official institution or
chartered company with delegated government rights; (2) Dutch East
India Company officials as private individuals; and (3) European
settlers or free burghers and Asians in areas under Dutch jurisdiction.
Despite the problematic nature of the term "slave" in an Indian
Ocean context,12
its special characteristics included property or chattel status
and the ensuing potential of re-isolation, institutionalized coercion
and systemic exploitation, outsider status or essential kinlessness
defined as "social death," and lack of control over physical reproduction
and sexuality.13 |
4 |
| Two
basic systems of Indian Ocean slavery can be distinguished. The
"open system" of slavery could be found in the commercialized, cosmopolitan
cities of Southeast Asia and elsewhere where the boundary between
slavery and other forms of bondage was porous and indistinct and
upward mobility was possible. In the "closed systems" of South (and
East) Asia, with some notable exceptions, it was inconceivable for
a slave to be accepted into the kinship systems of their owners
as long as they remained slaves because of the stigma of slavery;
instead they were maintained as separate ethnic groups. The term
"slave" here includes so-called "true slaves," those recently captured
and sold in open systems, and those in closed systems of slavery,
along with all other forms of bondage and ties of vertical obligation.14 |
5 |
| This
article discusses various aspects of Dutch slavery and slave trade
in the Indian Ocean: the markets of supply and demand or geographic
origins and destinations of slaves; the routes to slavery or the
diverse means of recruitment of forced labor; the miscellaneous
occupations performed by company and private slaves; the size of
Dutch slavery and the volume of the accompanying annual slave trade;
and the various forms of slave resistance and slave revolt. The
findings presented here are tentative, illustrating broad contours
in bold, sweeping strokes. Further research will be necessary to
fill in the details and shed new light on the world's oldest trade
in the Indian Ocean basin, but the protracted history of silence
has finally ended. |
6 |
| The
discussion that follows tries to transcend the ahistorical, incomplete,
descriptive, static, one-dimensional picture and conventional generalized
abstractions of slavery that characterize much of traditional scholarship.
Instead, an alternative historicized, holistic, analytical, dynamic,
and multi-dimensional, open model is suggested, sensitive to chronological
and geographic variations, socioeconomic and political contexts,
and cross-cultural interactions. To the extent that the effort has
been (un)successful, it is to some extent a reflection of the current
state of the field.15 |
7 |
| |
|
Markets of Supply:
Origins of Slaves
|
|
| Inspired by the
spatial and temporal geo-historical conceptualizations of Fernand
Braudel and the "Annalistes," various studies have looked at the
Indian Ocean basin as a meaningful unit of analysis.16
Sometime before 300 B.C.E., sailors of various
nationalities began to knit together the shores of the Indian Ocean
into a world-system by riding the seasonal monsoon winds blowing
off and onto the Asian continent. The resulting multifaceted diffusionist
process of "southernization" integrated the societies and cultures
of what the Arabs styled al-bahr al-Hindi ("Indian Ocean"),
the Persians darya'i akhzar ("Green Sea"), and the Chinese
the Nan-yang ("Southern Ocean"). |
8 |
| Southernization
is characterized by both multidimensionality of relationships and
nonsimultaneity of geographic boundaries. Ross Dunn considers the
concept of southernization as a useful "post-civilizational narrative"
and possible new paradigm: "It is not enough simply to say that
there was significant trade among the societies clustered
around the South Asian center. The products and exchanges created
broad regions of similarities which distinguished one distinctive
'world' from another."17
Thus a "world of slaves" emerges as a meaningful unit with interacting
elements (e.g., "slave societies") rather than a series of separate
"worlds" that have relationships with each other. (In many ways,
this post-civilizational narrative is commodity history, a variation
on cross-cultural trade, taking a particular commodity as the starting
point for the analysis of one or more societies, economic systems,
groups involved in production, transportation, marketing, and consumption,
and so forth.) |
9 |
| In
his classic two-volume study on the Indian Ocean world, K. N. Chaudhuri
convincingly demonstrates that capitalist, long-distance trade in
luxury goods and bulky commodities provided an underlying unity
of the region, cutting across geographical and cultural watersheds.
Chaudhuri distinguishes "four significant expansionary forces" from
the rise of Islam in the seventh century to the onset of European
colonialism in the mid-eighteenth century: the emergence and spread
of Islam from the Middle East, the massive presence of Chinese civilization
and political power, the periodic migration of nomadic peoples from
Central Asia, and (after 1500) European maritime expansion. During
this life cycle, Chaudhuri argues, "[m]eans of travel, movements
of peoples, economic exchange, climate, and historical forces created
elements of cohesion." Elaborating on Chaudhuri's work, Janet Abu-Lughod
styles the Indian Ocean as "that great 'highway' for the migration
of peoples, for cultural diffusion, and for economic exchange."18 |
10 |
| The
Dutch Indian Ocean slave trade precisely involved, among others,
the movement of peoples, cultural diffusion, and economic exchange
during the later stages of the Indian Ocean ancien régime.19
The Dutch further integrated the Indian Ocean basin by creating
direct and more extensive linkages across the region and incorporating
previously isolated cultures and societies on the southwestern and
eastern peripheries. In the seventeenth century, Batavia (Jakarta),
the company's central Asian headquarters and seat of the governor-general
and Council of the Indies, became the hub of a flourishing intra-Asiatic
or country trade. As the company directors intimated to the high
government at Batavia in 1648, "The country trade and the profit
from it are the soul of the Company which must be looked after carefully
because if the soul decays, the entire body would be destroyed."20 |
11 |
| The
Dutch Indian Ocean slave system drew captive labor from three interlocking
and overlapping circuits of subregions: the westernmost, African
circuit of East Africa, Madagascar, and the Mascarene Islands (Mauritius
and Réunion); the middle, South Asian circuit of the Indian
subcontinent (Malabar, Coromandel, and the Bengal/Arakan coast);
and the easternmost, Southeast Asian circuit of Malaysia, Indonesia,
New Guinea (Irian Jaya), and the southern Philippines.21 |
12 |
| In
general, the Dutch slave trade took people from segmented microstates
and stateless societies in the East outside the "House of Islam"
to the company's Asian headquarters, the "Chinese colonial city"
of Batavia (Jakarta),22
and its regional center in the "western districts" of the Indian
Ocean, coastal Ceylon (Sri Lanka). Other destinations included strategic
emporia such as Malacca (Melaka) and Makassar (Ujungpandang), along
with the plantation economies of eastern Indonesia (Maluku, Ambon,
and Banda Islands), and the agricultural estates of the southwestern
Cape Colony (South Africa). Though each company settlement had some
specific catchment area, certain common patterns prevailed. |
13 |
|
The first circuit or subregion, the
Indian subcontinent (Arakan/Bengal, Malabar, and Coromandel), remained
the most important source of forced labor until the 1660s (see
Table 1
). Between 1626 and 1662, the Dutch exported with reasonable regularity
150400 slaves annually from the Arakan-Bengal coast. During
the first thirty years of Batavia's existence, Indian and Arakanese
slaves provided the main labor force of the company's Asian headquarters.
For instance, of the 211 manumitted slaves in Batavia between 1646
and 1649, 126 (59.71%) came from South Asia, including 86 (40.76%)
from Bengal.
23
Slave raids into the Bengal estuaries were conducted by Magh pirates
using armed vessels (galias), joining hands with unscrupulous
Portuguese traders (chatins) operating from Chittagong outside
the jurisdiction and patronage of the Estado da India. These raids
occurred with the active connivance of the Taung-ngu (Toungoo) rulers
of Arakan. The eastward expansion of the Mughal Empire, however,
completed with the conquest of Chittagong (renamed Islamabad) in
1666, cut off the traditional supplies from Arakan and Bengal.
24
Until the Dutch seizure of the Portuguese settlements on the Malabar
coast (165863), large numbers of slaves were also captured
and sent from India's west coast to Batavia, Ceylon, and elsewhere.
After 1663, however, the stream of forced labor from Cochin dried
up to a trickle of about 50100 and 80120 slaves per
year to Batavia and Ceylon, respectively.
26
|
14 |
|
|
|
| |
| Table 1. |
Company slave exports from the Indian
subcontinent (Arakan/Bengal and the Coromandel Coast)
in the seventeenth century |
 |
* This list only
represents Coromandel exports in so-called "boom"
years.
Exported by private traders to Ceylon.
Source: see footnote
25.
|
|
|
|
|
|
| In
contrast with other areas of the Indian subcontinent, Coromandel
remained the center of a spasmodic slave trade throughout the seventeenth
century. In various short-lived booms accompanying natural and human-induced
calamities, the Dutch exported thousands of slaves from the east
coast of India. A prolonged period of drought followed by famine
conditions in 161820 saw the first large-scale export of slaves
from the Coromandel coast in the seventeenth century. Between 1622
and 1623, 1,900 slaves were shipped from central Coromandel ports,
such as Pulicat and Devanampatnam. Company officials on the coast
declared that 2,000 more could have been bought if only they had
the money. |
15 |
| The
second short-lived boom in the export of Coromandel slaves occurred
during a famine in the wake of the revolt of the Nayaka Hindu rulers
of South India (Tanjavur, Senji, and Madurai) against Vijayanagara
overlordship (1645) and the subsequent devastation of the Tanjavur
countryside by the Bijapur army. According to indigenous informants,
more than 150,000 people were taken by the invading Deccani Muslim
armies to Bijapur and Golconda. In 1646, 2,118 slaves were exported
to Batavia, the overwhelming majority from southern Coromandel.
Some slaves were also acquired further south at Tondi, Adirampatnam,
and Kayalpatnam. |
16 |
| A
third short-lived boom in slaving took place between 1659 and 1661
due to the devastation of Tanjavur resulting from another series
of successive Bijapuri raids, creating the usual "famine-slave cycle."
At Nagapatnam, Pulicat, and elsewhere, the company purchased 8,00010,000
slaves, the bulk of whom were sent to Ceylon while a small portion
were shipped to Batavia and Malacca. A fourth boom (167377)
was initiated by a long drought in Madurai and southern Coromandel
starting in 1673, exacerbated by the prolonged Madurai-Maratha struggle
over Tanjavur and resulting oppressive fiscal practices. Between
1673 and 1677, the VOC exported 1,839 slaves from the Madurai coast
alone. A fifth boom occurred in 1688, caused by a combination of
poor harvests and the Mughal advance into the Karnatak. Reportedly
thousands of people from Tanjavur, mostly girls and little boys,
were sold into slavery and exported by Asian traders from Nagapattinam
to Aceh, Johor, and other slave markets. In September 1687, 665
slaves were exported by the English from Fort St. George, Madras.
The Dutch decision to participate was belated for the boom ended
as abruptly as it had started as a result of the abundant rice harvest
in early 1689. Finally, in 169496, when warfare once more
ravaged South India, a total of 3,859 slaves were imported from
Coromandel by private individuals into Ceylon.27 |
17 |
| After
1660 relatively more slaves came from the second circuit or subregion,
Southeast Asia. Warfare and endemic raiding expeditions provided
a steady supply of slaves from the region's stateless societies
and microstates, especially after the collapse of the powerful sultanate
of Makassar (Goa) in Southwest Sulawesi (1667/1669).28
The slave trade network in the archipelago revolved around the dual
axis of Makassar and Bali. Makassar was the main transit port for
slaves from Borneo (Kalimantan), Sulawesi, Buton (Butung), and the
northeastern islands, as well as the eastern Tenggara islands (Lombok,
Sumbawa, Bima, Manggarai, and Solor).29
The kingdoms of Bali were not only independent slave exporters,
but also reexported slaves from eastern Indonesia as far as New
Guinea (Irian Jaya). Of almost 10,000 Indonesian slaves brought
to Batavia by Asian vessels between 1653 and 1682, 41.66% (4,086)
came from South Sulawesi, 23.98% (2,352) from Bali, 12.07% (1,184)
from Buton, 6.92% (679) from the Tenggara islands, and 6.79% (646)
from Maluku (Ambon and Banda).30
Similar proportions could be found among Indonesian slaves in the
other Dutch posts in the archipelago and at the Cape of Good Hope,
where South Sulawesi contributed 46% and Bali 6.6% of the 166 Indonesian
slaves imported in the last three decades of the seventeenth century.
Between 1680 and 1731, 30.2% (201) of the 666 company slaves imported
to the Cape came from Indonesia, 24.8% (165) from India, and 22.1%
(147) from Madagascar and other parts of Africa.31
Between 1620 and 1830, Hindu Bali, internally divided among various
rival states after the collapse of the kingdom of Gelgel, exported
at least 100,000 members of its own population and neighboring Lombok,
Sumbawa, Sumba, and elsewhere as slaves.32 |
18 |
| The
third circuit or subregion, the African mainland, Madagascar, and
the Mascarene Islands (with a few notable exceptions) remained a
relatively insignificant basis of supply for slaves throughout the
seventeenth century. As long as supplies from the Indian subcontinent
and Southeast Asia could meet demand, slaving voyages to the southwest
Indian Ocean were avoided because of the region's peripheral location
and marginal commercial importance in the VOC's overall intra-Asiatic
trade network. East Africa and the islands off the continent's coast,
however, were occasionally tapped into by the Cape Colony and by
other company settlements for special projects. Several hundred
Bantu-speaking slaves from West and Central Africa were imported
in the Cape Colony after 1652 in the first decades of the colony's
existence. In addition, 502 slaves were exported from Madagascar
between 1641 and 1647. Between 1652 and 1699, 12 company-sponsored
voyages were undertaken to Madagascar returning with 1,069 Malagasy
slaves and one voyage to Dahomey with 226 slaves, a total of 13
voyages with 1,290 slaves. Malagasy slaves made up 24.1% of all
slaves imported into the Cape during this period.33
In comparison, Madagascar supplied about 70% (31,076) of all 44,394
slaves reaching French Mauritius and Réunion between 1670 and
1769. The balance of imports came from Mozambique and the Swahili
Coast (19% or 8,435), India (9% or 3,995), and West Africa (2% or
888).34 |
19 |
| Dutch
exports of Malagasy slaves pale in comparison with the French, Arab,
Portuguese, and English slave trades from Madagascar in the seventeenth
century. During the so-called "age of troubles," the French carried
approximately 1,000 slaves from Madagascar to the Mascarene Islands
between 1670 and 1714. Arab traders exported as many as 3,000 slaves
per year from northwestern Madagascar, including 8001,000
slaves to Oman, while at least 40 English voyages (mostly interlopers
evading the monopoly of the Royal African Company on the west coast
of Africa) left Madagascar to the New World between 1675 and 1700
with slaves as cargo.35
Apart from Batavia and the Cape Colony (including Mauritius), a
significant portion of Dutch slave exports from Madagascar were
intended for the company-operated gold mines along the west coast
of Sumatra, where between 1670 and 1696 some 200500 slaves
toiled at Sillida and a few other mines nearby.36 |
20 |
| |
|
Markets of Demand:
Destinations of Slaves
|
|
| Influenced by "central
place theory" or "location theory" of the German geographers Walter
Cristaller and August Lösch, Fernand Braudel asserts that preindustrial
world trade was urban-centered, consisting of an "archipelago of
towns." A complex hierarchy of central places, from multifunctional
"world-cities" to less specialized regional and local centers, serviced
and drew on their respective hinterlands. Applying these concepts
to the Indian Ocean, Chaudhuri points to the dominant role of the
region's great trading emporia from the Swahili and Red Sea coasts
to Southeast China littoral. This thalassic network of Indian Ocean
port cities was linked by the sailing ship.37
In the case of the Northern European chartered companies, these
central places in the East became, in the words of Philip Curtin,
an integral part of "trading-post empires" and tightly controlled
"militarized trade diasporas."38 |
21 |
| During
its first centuries, European expansion had a markedly, almost exclusively
urban character. Port cities were the nexus of the maritime power
of the Iberian state-run enterprises and the Northern European chartered
companies. The Dutch Indian Ocean slave system was therefore urban-centered,
concentrated around a small number of central places in areas where
they exercised political authority "out of conquest," usually designated
as "governments." Like the markets of supply, these markets of demand
can be divided in three groups: Southeast Asia (including Malacca,
westcoast of Sumatra, Jambi, Palembang, Bantam, Batavia and Java's
north coast, Makassar, Ambon, Banda, and the Moluccas) South Asia
(Surat, Malabar, Ceylon, Coromandel, and Bengal), and "greater South
Africa" (Cape of Good Hope and various "outer factories"). |
22 |
| The
Southeast Asian group included Neira Town and the government of
Banda (Banda and the southern Maluku Islands), Kotah Ambon and the
government of Ambon (Ambon and neighboring islands), Ternate and
the government of the Moluccas (northern Maluku Islands), Vlaardingen
and the government of Makassar (Makasar and southwestern Sulawesi),
Batavia, seat of the governor-general and the Council of the Indies
(west and north Java littoral), and the city and government of Malacca
(Melaka and its immediate environs on the Malaysian peninsula). |
23 |
| The
South Asian group included Nagapatnam and Pulicat and the government
of Coromandel (east coast of India), Colombo and the government
of Ceylon (Jaffnapatnam and the lowlands of southwestern Sri Lanka),
and Cochin and the "commandement" of Malabar (Cochin and several
forts and guard stations in coastal Kerala). Greater South Africa
consisted of the single case of Cape Town and (after 1690) the government
of the Cape of Good Hope (the southwestern Cape and increasing sections
of the dry interior of South Africa).39 |
24 |
|
All of these urban centers and their
surroundings were true slave societies, in which slaves played an
important part in both luxury and productive capacities, empowering
particular groups of elites, deeply influenced cultural developments,
and formed a high proportion (over 2040%) of the total population
(see
Table 2
).
41
Slaves accounted for 51.97% (16,695) and 56.93% (12,505) of the
urban population of Batavia in 1679 and 1699, respectively. In 1694,
the cities of Colombo and Kotah Ambon consisted of 53.36% (1,333)
and 52.31% (2,870) slaves. In 1687 and 1697, 35.18% (649) and
42
.33% (938) of the households in Cochin consisted of slaves. The
only figures available for Cape Town fall somewhat outside our time
period, but are nevertheless revealing. In 1731, 42.22% (1,333)
of the urban population of Cape Town were slaves. Somewhat deviant
from the median are the cases of Malacca and Vlaardingen (Makassar).
On the low end, Malacca (and its immediate surroundings) had a slave
population of "only" 25.28% (1,134) and 40.07% (1,853) in 1680 and
1682, respectively. At the other extreme, 66.55% (921) of the population
of the "hamlet" Vlaardingen consisted of forced laborers.42 In comparison,
in the typical sugar islands of the Caribbean, 7595% of the
population were slaves, and most of the free people were of African
descent. In the American South, generally, most people were not
slaves at all, but colonists of European descent.
43
No statistically significant differences in regional patterns can
be discerned between the urban slave societies of South Asia (Cochin
and Colombo), Southeast Asia (Batavia, Kotah Ambon, Malacca, and
Vlaardingen), and South Africa (Cape Town). Slavery was a defining
component of Dutch colonial settlements throughout the Indian Ocean,
grafted on the preexisting open system of slavery in the commercialized,
cosmopolitan cities in Southeast Asia and elsewhere in the Indian
Ocean. |
25 |
|
|
|
| |
| Table 2. |
Total population and slave population
of various Dutch central places in the Indian Ocean
in the late seventeenth century |
 |
|
|
|
|
|
|
|
| |
|
Routes to Slavery
|
|
| Arriving in the
Indian Ocean in the late sixteenth century, the Dutch took over
and interacted with preexisting systems of slavery and dependency.44
Indigenous sources in the Indian Ocean prescribing the "peculiar
institution" originated from three major traditions: Hindu, Muslim,
and Southeast Asian. Throughout the Indian Ocean basin, however,
there were significant geographical and chronological variations
within each of these traditions. |
26 |
| The
normative texts circumscribing routes to slavery in Hinduism were
the law books (dharmasastras or smritis) of Manu and Narada.
Manu "the Lawgiver" (third century B.C.E.),
author of the prototypic dharma text, recognized seven types of
slavery: persons (dasas) captured in battle; those enslaved
in return for food; those born in the house of the master; those
who are bought; those inherited as part of patrimony; those who
are given away by their parents; and those enslaved for not paying
a fine or in execution of a judicial decree. In one of the latest
of the major dharmasastras, Narada (c. 300 C.E.)
subdivided and added categories to bring the number up to fifteen,
including a child whose adoption was defective, while another resulted
from a lost wager. In addition, bondage for debt and nonpayment
of taxes were introduced as separate categories.45 |
27 |
| In
Islam, the authoritative sources, the Qur'an, Shari'a, and (to Sunni
Muslims only) the innumerable hadiths (traditions), recognized
four main ways of recruitment of slaves (Abd): capture
of infidels in holy struggle (jihad) against the "Abode of
War" (dar al-Harb), tribute (bakt) required from vassal
states beyond the Islamic frontiers, offspring from or birth to
slave parents, and purchase by slave merchants known as "importers"
or "cattle-dealers." Raids and petty warfare by Muslims could at
best be interpreted as a genuine jihad or holy war to extend
the faith. In 1669, for instance, the Pangeran Dipati of Jambi,
a Muslim port city on the east coast of Sumatra, justified the equipping
of armed vessels for a slave raid against Ujang Salangh on the Malaysian
Peninsula arguing that the inhabitants "were heathens, and hence
[the raiding] could not be considered an injustice." At worst, however,
these expeditions represented ruthless raiding for helpless human
prey and continued on all the boundaries of Islamic communities
throughout the Indian Ocean basin.46 |
28 |
| The
Southeast Asian legal codes (Bugi, Malay, Javanese, and other texts,
such as the Undang-undang Melaka, Agama Djawa, or Adat
Aceh) were based on ancient Indian dharmasastras, Islamic
law books, decrees issued by the ruler in power, and numerous local
traditions (adat). Though widely differing, they commonly
acknowledged five paths by which a person could enter a state of
bondage: inheriting the bondage of one's parents; sale into bondage
by parents, husband, or oneself; capture in war or raids; judicial
punishment (or inability to pay fines); and, most importantly, failure
to meet debts. Debts were acquired through trading, gambling, inability
to pay for the ceremonies associated with rites of passage (naming
ceremony, initiation, marriage, funeral, and so forth), and crop
failure or other calamity.47 |
29 |
| Grafting
on these preexisting indigenous traditions, the Dutch brought with
them an intellectual, theoretical mentalité steeped
in Christian humanism mixed with a healthy doses of pragmatism.48
In the Dutch Republic, majority apologists (moderate Calvinist ministers,
theologians, and jurists) used biblical references and sources of
classical antiquity to produce a specific slaving discourse with
a Protestant face. The so-called "Ham ideology" based on the curse
of Canaan (Genesis 9:2527) served as the most important biblical
justification for the enslavement of Africans and Asians until the
nineteenth century emancipation.49
The authority of the Old and New Testaments was supplemented by
the writings of Greco-Roman authors, condoning slavery "within natural
limits" or under certain safeguards stated in company ordinances.
Dutch jurists, such as Hugo Grotius (15831645), recognized
voluntary sale in order to escape famine and starvation, capture
in a just war (bellum iustum), judicial slavery as an alternative
to execution, and inheritance or birth from a female slave.50 |
30 |
| Whereas
ideological motivations on a theoretical plane dominated discourse
in Europe, in Asia slavery found virtually universal acceptance
on a practical level among self-righteous religious, military, and
civil officials of the Dutch East India Company. Using reasons of
state or pragmatic politics to defend the trade, these company servants
rather opportunistically resorted to a variety of ad hoc arguments
in an unsystematic manner. These arguments included Christian humanitarian
compassion (saving the body and soul of the slave), the need to
establish and populate settlement colonies ("peuplatie"), the right
of war and conquest (bellum iustum), the "uncivilized" nature
of the "servile" indigenous peoples, natural, contractual law (pacta
sunct servanda), and financial-budgetary considerations ("mesnagie").
To God-fearing Calvinists in patria and overseas, the enslavements
of African and Asian peoples did create a serious moral predicament
for both opponents and apologists alike. Torn between gain and godliness,
or the practical temptations of the "Dutch trading empire" and the
principle requirements of the "Empire of Christ," the "peculiar
institution" was carefully circumscribed, permissible only "for
good and sufficient reasons" and "within natural limits" under certain
safeguards punctiliously stated in company ordinances.51 |
31 |
| The
Dutch acquired the majority of their slaves indirectly through purchase
from indigenous suppliers, which, similar to the other universal
religions of Buddhism and Islam, was rendered in religious humanitarian
terms as a "work of Christian compassion" (christelijcke mededogentheyt)
based on the alleged material and spiritual salvation of the individual
slave's body and soul. Apart from saving people from physical starvation
in instances of severe famine, enslavement also allegedly saved
the soul of infidels ensnared in the trappings of the devil.52
Enslavement of company subjects via debt bondage, however, was prohibited
(with little success) in numerous ordinances as "contrary to all
divine and Christian laws and unacceptable to the high authorities."53 |
32 |
| Numerous
armed conflicts with indigenous societies also provided a major
source of captive labor. In accordance with prevailing mercantilist
thought and a paranoid siege mentality, these conflicts were invariably
depicted by the righteous Dutch as just wars. In theory, the company
only accepted legally acquired slaves and rejected those acquired
via outright kidnapping and robbery. In practice, however, the Dutch
distinction between legal acquisition and illegal kidnapping and
robbery was as nebulous as the Muslim differentiation between "true
slaves" (Arabic abd) resulting from genuine jihad
and ruthless raiding for helpless human prey.54 |
33 |
| In
addition, "rebellious" peoples, once subdued, were often forced
at gunpoint to sign treaties with slave clauses, promising the delivery
of a fixed number of slaves and other commodities as fine or tribute
(boete ofte amende). The symbolic exchange of gifts reestablished
relationships and reordered the proper hierarchy between individuals,
groups, and the "honorable" company. Between 1650 and 1675 alone,
the Dutch concluded numerous slave-clause agreements with indigenous
chiefs and headmen (orangkayas, penghulus, sangajis, and
so forth) on and near the islands of Sumatra, Timor, New Guinea,
and Sulawesi.55 |
34 |
| According
to Dutch Roman law, slavery was hereditary through the female "on
the principle that the fruit follows after the womb." Offspring
from female slaves, however, was a relatively insignificant source
of captive labor due to low levels of reproduction among slave populations.
Despite several "moments of creolization" (when the slave population
was more than 50% locally born), the gender imbalance among slaves
(i.e., an overwhelming preponderance of male slaves especially among
non-company slaves), high mortality rates, and poor living and working
conditions limited female fertility and weighed heavily against
natural reproduction.56 |
35 |
|
In 1682, for instance, the slave population
of Malacca consisted of 1,589 adults (880 men and 709 women) and
264 children, an adult-to-child ratio of 6.0:1 (see
Table 3
). In 1687, the Cape slave population consisted of 758 adults (503
men and 253 women) and 145 children (ratio 5.2:1), while the Dutch
settlements along the Malabar coast (Cochin, Quilon, Cannanur, Cranganur,
and Pallipuram) had 716 adults (536 men and 180 women) and 137 children
(ratio 5.2:1). In 1688, the slave population of Ambon consisted
of 8,335 adults (4,446 men and 3,889 women) and 2,381 children (ratio
3.5:1), whereas Banda had 3,213 adults (1,631 men and 1,582 women)
and 503 children (ratio 6.4:1). In 1689, the slave population of
Batavia consisted of 22,570 adults (12,557 men and 10,013 women)
and 3,501 children (ratio 6.4:1).
57
|
36 |
|
|
|
| |
| Table 3. |
Gender and age composition of slave populations
in various company settlements in the late seventeenth
century |
 |
* The Zuidervoorstad
(southern suburbs) excluded.
Source: See footnote
58
|
|
|
|
|
|
| Judicial
punishment, in the form of political exiles and convicts (gecondemneerden
or bandieten), represented a small, but distinct category.59
The ordinances issued by company authorities in Batavia, Ceylon,
the Cape, and elsewhere contain numerous references in which transgressors,
such as captured runaway slaves, are condemned to chain labor for
specified terms at the public works (ad opus publicum).60
Batavia, Colombo, Robben Island off the coast of South Africa, and
Rozengain, one of the Banda Islands, served as special penal colonies
for several hundreds of convicts.61 |
37 |
| Throughout
the Indian Ocean, war captives came largely from animist, stateless
societies of shifting cultivators or hunter-gatherers and microstates
too weak to defend themselves against the stronger and wealthier
societies of the cities and the rice-growing lowlands. Sometimes
non-Muslim societies and hill peoples sold the victims of their
own internal warring; more often they were simply raided for slaves
by outsiders. In Southeast Asia, these so-called "victim societies"
included, among others, the Papuas of New Guinea; the Alfurs of
Maluku, northern Sulawesi, and Mindanao; the Torajas and Mandars
of Southwest Sulawesi; the Dayaks of Borneo; the Minangkabau and
Bataks of Sumatra; and the Orang Asli (lit., "original peoples")
of Malaysia. These groups enslaved each other in low-scale, endemic
intercommunal conflict or were enslaved by neighboring (often Muslim)
states, such as the sultanates of Ternate and Tidore in eastern
Indonesia; Magindanao on the island of Mindanao; Makassar (Goa)
and Bone on Sulawesi; Aceh, Jambi, and Palembang on Sumatra; and
Johore on the Malaysian peninsula. |
38 |
| Oftentimes,
the slaving frontier coincided with the juxtaposition of upstream
and downstream (ulu-ilir). Somewhere between 500 and 200
B.C.E., coastal communities in Sumatra, Borneo,
Malaya, and elsewhere started acting as downstream, "gatekeeper"
polities for the upstream interior in the larger drainage systems
of the region.62
Upstream and downstream communities were distanced by geography,
language, and customs, but nonetheless drawn together by politico-economic
ties between the interior and coastal centers.63 |
39 |
| South
Asian slavery appears to have originated in the Aryan conquest (after
1500 B.C.E.) and assimilation into the caste
structure of autochthonous peoples who were enslaved as dasas.
Similar to the upstream-downstream division in Southeast Asia, the
"inner frontier" in South Asia separated tribal peoples (adivasis)
of hunter-gatherers, shifting cultivators, and pastoral nomads in
the interior forest and hill tracts from the sedentary wet-rice
farmers of the coastal and riverine floodplains. With the expansion
of the agricultural frontier in the medieval and early modern period,
these forest and pastoral peoples were reduced, along with war captives
and other outsiders without community protection, to various degrees
of dependency upon landed households of higher standing.64
Slaving also occurred intermittently along the Muslim-Hindu "frontier"
in South Asia, starting with the numerous pillaging expeditions
of Mahmud of Ghazni into the subcontinent between 1000 and 1025
C.E., and continued throughout the periods
of the Delhi Sultanate (12061526) and the Mughal Empire (15261857).
Mughal policy alternated between pragmatism and orthodoxy, represented
most clearly in the reigns of Akbar (r. 15561605) and Aurangzeb
(r. 16581707), respectively. The term "Muslim-Hindu frontier,"
however, should be used with caution. It implies a rather precise
line where none existed. Muslims ruled over Muslims and non-Muslim
subject populations all over South Asia. In fact, the Indo-Islamic
ulama was deeply divided between pragmatism, personified
by "Akbar's intellectual" Abu'l Fazl Allami (15511602), and
orthodoxy, represented by the leader of the Muslim opposition to
Akbar, Shaykh Ahmad Sirhindi (15641624), over how non-Muslims
should be treated.65 |
40 |
| Frequent
warfare among the major confederations and kingdoms on Madagascar
(Sakalava, Tsitambala, and Merina), compounded by the rise of militant
Islamic sultanates such as Maselagache on the northwest coast of
the island, led to a steady stream of captive humanity throughout
the seventeenth and eighteenth centuries. The hereditary slave caste
(andevo) of the highland Merina, for instance, was supplemented
by war or slave-raiding, judicial punishment, and debt bondage.66
On the African mainland, non-Muslim, Bantu-speaking peoples of the
interior of east and central Africa fell victim to slave raiding
by rival Muslim and Afro-Portuguese coastal networks. The real takeoff
in the southwest Indian Ocean, however, did not occur until the
late eighteenth century with the rapid expansion of Omani and French
agricultural plantations, the demand of Brazilian merchants, and
a series of severe droughts and epidemics.67
No slavery existed in South Africa prior to the arrival of the Europeans
among the local Khoikhoi and San populations. Slaves therefore had
to be imported from outside. In the pastoral region of the Cape
Colony, however, increasing numbers of Khoikhoi and San on the interior
"highveld" were dispossessed and employed by Dutch colonists as
indentured laborers in the eighteenth century. Though this system
of "inbooking" (inboekstelsel) was not formalized until 1775,
local company magistrates approved of the practice long before this
date.68 |
41 |
| Inheritance
and judicial punishment were the most common sources of forced labor
in the closed systems where a money economy was little developed.
There existed, however, no institutional obstacles against the sale
of slaves on a massive scale once a strong external demand made
itself felt along with the spread of a money economy in the absence
of a strong state. All major indigenous powers prohibited the export
of slaves as an intolerable loss of the country's most precious
resource and a violation of the collective moral code of society.
On the Indian subcontinent, for instance, the Dutch encountered
difficulties with the Mughals and Marathas in the north and the
Nayaka rulers in the south opposing the slaving activities of the
Europeans. In 1643, for instance, the ruler of Senji, Krishnappa
Nayaka, lectured a visiting Dutch envoyCalvinist minister
"that selling human beings was not only disgraceful to the world,
but was also considered one of the greatest sins by our gods." In
Southeast Asia, with the completion of the process of Islamization
of Java and expansion of the state of Mataram in the sixteenth century,
the island ceased to export its people. No slaves were exported
from South Sulawesi during the height of the sultanate of Makasar
(160068).69 |
42 |
| Sale
and indebtedness were more important routes to slavery in the cities
and other areas open to the money economy. Debts were, as we have
seen, an important source of bondage, whether acquired through trading,
gambling, inability to pay for the ceremonies associated with rites
of passage, crop failure, or other calamity. The prominence of debt
and judicial slavery seems to be distinctive in the Southeast Asian
pattern. Sale into bondage in times of famine was more prevalent
in South Asia and China.70 |
43 |
| Slaves
were transported to Dutch settlements by company ships or other
European slavers, free burgher vessels, and Asian craft. Special
slaving voyages were occasionally undertaken by the company in times
of great demand or for special projects, though normally "pieces"
of slaves were stowed as supplementary cargo on board Dutch East
India ships along with other commodities. Company officials as private
individuals also engaged in the legal and illegal slave trade. Foreign
slavers would occasionally sell some of their forced labor when
calling at one of the VOC ports en route to their ultimate destination.
Free burgher and Asian merchants (rulers, nobility, and commoners)
routinely carried slaves throughout the Indian Ocean as part of
the so-called country or intra-Asian trade. |
44 |
| |
|
Slave Occupations
|
|
| Slaves were general
laborers and used in a wide variety of occupations in the Dutch
slave societies across the Indian Ocean basin. Specialization among
private and company slaves, however, occurred in accordance with
the size of the individual slave household and the particular position
the settlement occupied within the company's overall trade network.
The majority of slaves acted as domestic servants in small or large
slave households of company officials, free burghers, and Asian
subjects in areas under Dutch jurisdiction. They served as cooks,
lamplighters, houseboys, housemaids, concubines, seamstresses, bread
bakers, tea makers, coachmen, musicians, masseuses, honor guards,
valets, and so forth.71
They performed menial labor as coolies in the construction of fortifications,
buildings, roads, canals, and trenches, and as porters and stevedores
in the ports and warehouses. |
45 |
| In
agriculture, slaves grew food crops (rice, wheat, potatoes, and
vegetables), cash crops (pepper, nutmeg and mace, cloves, sugar,
cotton, tobacco, and grapes), and herded cattle and sheep. In mining,
slaves dug for gold, tin, and other minerals, and broke coral stone
for the burning of lime. They served as fishermen, sailors, and
country traders in the intra-Asiatic trade. In manufacturing, slaves
labored in artisan workshops as carpenters, furniture makers, coopers,
tailors, cobblers, gold-, silver-, and blacksmiths, and numerous
other artisanal occupations. They worked in gunpowder mills, sulfur
and saltpeter refineries, arak distilleries, sawmills, shipyards,
and sugar mills. In the service sector, they were active in retail,
(lower) administrative functions, medical professions (nurses, midwives,
etc.), and so forth. Political exiles and criminals (gecondemneerden
and bandieten), the result of judicial punishment, formed
a small but separate category. Invariably, they were condemned to
perform hard physical labor at the public works (ad opus publicum)
at the company's fortifications or elsewhere often as part of a
chain gang. |
46 |
| In
Batavia, the administrative center, central rendezvous, and port
of transshipment of the VOC in Asia, several hundred company slaves
served on the island of Onrust's (Pulau Kapal) shipyards to repair
and service the visiting Dutch East Indiamen, while others worked
in the company hospitals. In the environs of Batavia, thousands
of Asian and free burgher slaves cultivated the sugar, rice, and
pepper gardens in the late seventeenth century.72
In eastern Indonesia, the center of spice production, thousands
of free burgher and Asian slaves worked the clove gardens in Ambon
and the nutmeg plantations in Banda. In 1694, for instance, 1,879
free burgher slaves labored on the some 70 nutmeg gardens or perken
of Banda, though 2,500 were deemed necessary.73 |
47 |
| At
Malacca, a vital port of transshipment in the VOC's intra-Asiatic
trade network, the majority of the 207 company slaves in 1662 were
held in the "Slave Castle" (Slavenburgh) as a flexible pool
of labor "for the loading and unloading of the ships and elsewhere
where needed." In 1678, 53 out of 187 company slaves were directly
employed "in the chain gang on the common works." It was recommended,
however, that "[a]ll slaves, both men and women ... shall, if occasion
arises for something to be done quickly, whether the unloading or
loading of ships or anything else, be united with the common gang
and employed where they are needed."74 |
48 |
| In
the 1660s and early 1670s, when the company tried to achieve self-sufficiency
on Ceylon, over 2,000 company slaves worked the fields around Galle
and Colombo in the southwest of the island, growing rice, nacheri
(fine cereal), cotton, tobacco, potatoes, and other crops. In Colombo,
seat of the Dutch governor and council of Ceylon, 533 adult slaves
(including 348 females) and 196 slave children served as fortification
workers in 1685, carrying bricks, lime, and earth to the city's
and castle's ramparts.75 |
49 |
| At
the Cape of Good Hope, the vast majority of the 300 company slaves
tilled the 40-acre urban vegetable garden in Cape Town, while hundreds
of free burgher slaves worked on the intensive wheat and wine farms
in the southwestern Cape. Smaller numbers herded the free burgher
livestock in the pastoral regions to the north and east, though
the preference here was to recruit the local Khoikhoi and San populations.76 |
50 |
| The
division of slave labor roughly followed ethnic, gender, and age
lines based on colonial taxonomy and preexisting indigenous beliefs
and practices that characterized local slave systems. Comparative
psycho-physiology decided the typical qualities and defects assigned
to representatives of the various races and, in consequence, the
functions for which they were considered best suited. Administrative
ethnography and categorization, however, should be treated with
caution since labels could be deceptive or misleading due to miscegenation,
political expediency, and other reasons. Moreover, ethnic stereotyping
or racial profiling differed in each company settlement and changed
over time. Nevertheless, Indian and Southeast Asian slaves in general
were deemed to be cleaner, more intelligent, and less suited to
hard physical labor than African slaves.77
Indian and Southeast Asian slaves therefore frequently worked as
artisans or domestic servants, while African slaves commonly served
as field laborers. Despite the importance of "context-dependent
particulars" and local variations, slave women were not used regularly
in fieldwork, but were mostly involved in domestic labor as housemaids,
specialized seamstresses and knitters, laundresses, or wet-nurses.78
Slave children could be employed in seasonal work, such as sheaf-binding
or domestic occupations, serving as "companions" to their master's
children, guarding younger white children or babies. At the Cape,
older farm slaves often worked with the livestock either as shepherds
or leading the oxen in plowing.79 |
51 |
| |
|
Size of Dutch Slavery
and Volume of the Slave Trade
|
|
| The number of company
and total Dutch slaves and the accompanying volume of the annual
slave trades were subject to great volatility and varied greatly
from year to year. Famine, wars, epidemics, and natural disasters
could wreak havoc among local slave populations, already tending
to melt away due to high mortality rates, low levels of self-reproduction
or creolization, manumission, and widespread desertion. As has been
noted by many scholars, there is no slavery without the slave trade
because of the long-term demographic imbalance. Mortality rates
in most of the company settlements in Southeast Asia were significantly
higher compared to those at the Cape, and, to an even greater degree,
in South Asia.80 |
52 |
| In
Ambon, ruthless wars (1618, 1625, 163637, 164146, 165056,
165861, 168081) and recurring malaria epidemics (163334,
1651, 165658, 1666, 167172, 167778, 168284,
168991) occasionally ravaged all groups of the population,
including slaves. Continuous raiding by Alfurese "headhunters" in
southwest Ceram, outward migration, and a massive earthquake followed
by a tidal wave (1674) further exacerbated the existing demographic
problems. Between 1643 and 1671, the population of Ambon (Hitu,
Larike, Hitu Tenggara, and Leitimor), the Lease Islands (Haruku,
Saparua, and Nusalaut), Western Islands (Ambelau, Buru, Boano, Manipa,
and Kelang), and southwest Ceram declined with approximately 30,000,
or 37%, recovering only moderately until 1691 (approximately 1%
growth annually), and stabilizing in the period afterward (16921708).81 |
53 |
| In
Banda, the original population was deported, driven away, starved
to death, or massacred by the company in 1621 and replaced by Dutch
colonists or perkeniers using slave labor. The worst malaria
epidemics generally followed volcanic eruptions. In 1638, 375 people
died in Neira Town alone. In 1678, 376 people died in the Dutch
government of Banda altogether. In 1693, 771 people died, including
"very many slaves" in the nutmeg gardens or perken. In 1702,
351 free burgher slaves died and subsequently 356 had to be imported
from eastern Indonesia in order to replace them.82 |
54 |
| Southwestern
Ceylon was plagued by intermittent warfare and hostilities with
the interior kingdom of Kandy (167075) and recurrent droughts
or floods (1659, 1661, 1664, 1669, and 1673), spreading famine and
disease across the island. In 1661, for instance, 900 slaves died,
including 400 "old and nearly worn out people." In 1669, large numbers
of people were dying in the lands of Colombo. The 100 Dutchmen and
800 slaves reportedly being treated in the local company hospitals
were hardly better off, since these facilities were often virtual
death traps.83 |
55 |
| Batavia
and its environs were the scene of several wars involving the Javanese
states of Mataram (162829, 167781) and Bantam (1619,
163339, 165659, 168083), and increasingly virulent
diseases (especially malaria) due to natural and human-induced changes
in the local environment. Between 1676 and 1677, for instance, during
hostilities involving Mataram, the slave population inside Batavia
declined from 17,279 to 15,776. Between 1688 and 1690, diseases
reduced the number of slaves inside the city (excluding the Zuidervoorstad)
from 12,125 to 11,172. In August and September 1688 alone, over
1,000 people "of all nations" died in Batavia due to "an evil form
of measles and smallpox." High mortality rates in Batavia were compounded
by cramped living conditions and the practice of housing domestic
slaves in rooms without air circulation.84 |
56 |
| Barring
unexpected high mortality, the number of company slaves was overall
relatively stable. At times, however, drastic changes could occur
as a result of policy decisions. Following the completion of the
local fortifications, the number of company slaves at Batavia between
1664 and 1671 was reduced by one-third from 1,519 to 1,008. The
cuts apparently were too deep and the company was subsequently forced
to hire 500 slaves from private persons. To reduce expenses, the
high government in January 1678 decided to employ more company slaves.85
More permanent was the decision to decrease the number of company
slaves in Ceylon as part of a series of budgetary measures. Between
1677 and 1679, the number of company slaves at Ceylon was slashed
almost in half from 3,932 to approximately 2,000, respectively.
Some old slaves were manumitted against payment, while the rest
were sent to Batavia and Malacca. Even in Colombo, the company was
subsequently forced to hire 500 Christian Paravas from southeast
India as coolies to help strengthen Ceylon fortifications.86 |
57 |
| Whereas
the slave population of the company and its officials as private
individuals was relatively stable, that of European and Asian subjects
in areas under company jurisdiction displayed a distinct secular
upward trend, growing throughout the seventeenth and the early eighteenth
centuries. Only in the late eighteenth century did the number of
slaves in Dutch "conquests" drop dramatically along with the declining
fortunes of the VOC. |
58 |
|
A sample from the late seventeenth
century provides some valuable insights into the number of company
and total Dutch slaves and the accompanying volume of the annual
slave trades. The numbers presented here are, to borrow a phrase
from Ralph Austen, in the form of a "tentative census."
87
Future archival research will refine the estimates for various VOC
settlements. In 1688, there were about 4,000 company slaves and
perhaps 66,000 total Dutch slaves in the various settlements spread
out across the Indian Ocean basin (see
Table 4
). Not surprisingly, the two most important VOC settlements, Ceylon
(1,500) and Batavia (1,400), accounted for the bulk of the 4,000
company slaves, with the Cape of Good Hope (382), Banda (166), Malacca
(161), and Makassar (112) as important secondary centers of forced
labor. Batavia (26,000) and Ambon (10,500) made up over half of
the total of 66,000 Dutch slaves, with Ceylon (4,000), Banda (3,700),
Malacca (1,800), and Makassar (1,500) as significant second-rank
slaveholding societies. The number of slaves in South Asia was much
smaller than in Southeast Asia and greater South Africa due to the
ability to compel "free" populations to perform labor services as
part of their caste obligations or to demand extraordinary services
from resident foreign communities. |
59 |
|
|
|
| |
| Table 4. |
Number of company slaves and total Dutch
slaves along with estimates of the size of the accompanying
annual slave trades, ca. 1688 |
 |
a With
the exception of the Cape of Good Hope, all figures
on company slaves are derived from Gaastra, De
geschiedenis van de VOC, pp. 8485, 94.
b According to Knaap, 89% of the
total number of slaves in Ambon were imported each
year. See Knaap, Kruidnagelen en christenen,
pp. 107, 132.
c In 1680, the company estimated that annually
150200 slaves had to be imported in Banda. See
Generale Missive IV, p. 431. According to Jacobs,
in the eighteenth century more than 100 slaves had
to be imported each year in Banda in order to compensate
for the losses due to deaths and desertions. See Jacobs,
Koopman in Azië, p. 26.
d Prior to 1733, mortality rates in Batavia
and Ceylon ranged between 5 and 10%. See Van der Brug,
Malaria en Malaise, p. 59. According to Reid,
about 1,000 slaves per year may have been imported
on average into Batavia in the seventeenth century,
though this figure seems to be on the low side for
1689. See Anthony Reid, "Introduction: Slavery and
Bondage in Southeast Asian History," p. 29. In 1671,
in the aftermath of the campaigns waged by the company
and its allies against Makassar, 1,584 slaves were
imported in Batavia by Asian ships. In 1720, 2,149
slaves were imported legally into Batavia. Raben,
"Batavia and Colombo," p. 122; Generale Missiven
VII, pp. 579, 581.
e According to Armstrong and Worden, for
most of the eighteenth century 100200 slaves
were imported into the Cape by the burghers and company
officials (excluding those imported by the company
for its own use). See Armstrong and Worden, "The Slaves,
16521834," p. 120. According to Shell, 63,000
slaves were imported into the Cape between 1652 and
1808, 5,400 of those by the company between 1652 and
1795. By 1717 2,579 slaves (40 per year) had been
imported by the company and 3,997 slaves (60 per year)
by free burghers and local officials (total of 6,576
or 100 per year). See Shell, Children of Bondage,
pp. 4, 4041, 68.
f With the exclusion of Matura.
g In 1694, the city of Colombo alone had
a slave population of 1,761. See Knaap, "Europeans,
Mestizos and Slaves," p. 88. In 1661, 10,000 slaves
had been put to work by the company and by private
individuals on the lands in southwestern Ceylon, including
2,000 company slaves. Due to poor conditions, manumission,
and budgetary measures of the late 1670s the number
of slaves decreased rapidly thereafter. VOC 1234,
fls. 125r-v, Miss. Gouvr. Van Goens aan H. XVII, 5.4.1661.
h In 1676, the city of Vlaardingen alone
had a slave population of 921 out of 1,384 inhabitants.
Vlaardingen had 1,125 and 2,929 inhabitants in 1679
and 1694, respectively, with 58% of the population
(c. 2,500 based on interpolation) reportedly being
slaves in 1688.
i In 1687, Cochin, the seat of the Dutch
commander and council and main Dutch settlement on
the Malabar coast, had (excluding the Asian population)
1,845 inhabitants, including 649 slaves (plus 142
free women and 24 free household servants). The other
company settlements (Quilon, Cannanur, Cranganur,
and Pallipuram) had 704 inhabitants, including 204
slaves. VOC 1434, OBP 1688, fls. 263v265v, Samentrekking
huisgezinnen, 17.12.1687; s'Jacob, "De VOC en de Malabarkust
in de 17de Eeuw," p. 88.
j The mortality rates in Malabar in 176869
among VOC personnel was 5%. Van der Brug, Malaria
en Malaise, Table B, p. 29.
k There were 330 male slaves in the Moluccas
in 1686 along with 385 (free and enslaved) women and
children. Generale Missiven V, p. 33.
l In 1687/88, the other company settlements
(Amoy, Bantam, Bengal, Coromandel, Jambi, Japan, Japara,
Palembang, Persia, Siam, Sumatra, Surat, Timor, and
Tonkin) had 2,839 European VOC servants, 24.58% of
the total of 11,551.
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| To
replenish or increase these numbers, 200400 company slaves
and 3,7306,430 total Dutch slaves had to be imported each
year. Assuming average mortality rates en route of circa 20% on
slaving voyages, 240480 company and 4,4767,716 total
Dutch slaves were exported annually from their respective catchment
area.88
To place these numbers in a comparative global perspective, 9,500
slaves were exported each year in the trans-Saharan slave trade
in the seventeenth century; 3,000 slaves were shipped annually from
the Swahili and Red Sea coasts during the same time period. In addition,
29,124 slaves were exported each year in the Atlantic slave trade
during the last quarter of the seventeenth century, 2,888 of which
transported by the Dutch West India Company. The exact volume of
the Crimean Tatar trade in Polish and Russian slaves is impossible
to gauge, though one (inflated) estimate suggests that in the seventeenth
century Poland lost an average of 20,000 captives yearly. In the
period 160717 the Tatars may have seized 100,000 Russians
and in the next 30 years another 100,000.89
The volume of the total Dutch Indian Ocean slave trade was therefore
1530% of the Atlantic slave trade, slightly smaller than the
trans-Saharan slave trade, and one-and-a-half to three times the
size of the Swahili and Red Sea coast and the Dutch West India Company
slave trades. |
60 |
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|
Slave Resistance
and Slave Revolt
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| With some notable
exceptions, relationships of power in Dutch territories were tilted
too heavily in favor of the owners for a large or even a medium-scale
slave revolt to break out. The virtual absence of concerted mass
slave rebellions in the face of slave-owner hegemony does not mean,
of course, that the slaves meekly acquiesced in their subordination.
Resorting to what James C. Scott has called the "weapons of the
weak," they expressed their discontent in a variety of everyday
forms of resistance, but above all by marooning or deserting.90 |
61 |
| Using
Eugene Genovese's list of preconditions favoring "massive revolts
and guerilla warfare," numerous factors worked against any large-scale
slave rebellion in Dutch-controlled territories throughout the Indian
Ocean basin.91
First, the nature of the master-slave relationship was by and large
immediate and personalized. Though the incidence of absenteeism
was probably higher than most historians have assumed, there appears
to have been no serious cultural estrangement between "white" and
"black." In fact, "Low Portuguese" and Malay were the means of communication
between master and slave in Batavia, Ceylon, the Cape, and elsewhere.92
Second, despite several booms and busts in the economies of Dutch
colonial settlements, there were only occasional signs of serious
distress and famine due to inadequate local food production and/or
external sources of supply. In fact, the high government was very
conscious in assuring plentiful rice supplies and low prices at
Batavia and the "outer factories" in order to forestall bread riots
and other forms of social unrest.93
Third, the small size of slaveholding units in Dutch conquests worked
against any massive slave insurrection. Unlike the sugar colonies
in the New World with an average size of 100 to 200 slaves per owner,94
few slave owners in the Indian Ocean had more than 100 slaves. In
1688, for instance, the 88 perkeniers of the nutmeg gardens
on Banda owned 2,149 slaves, an average of less than 25. Some 25
small perkeniers only had 6, 8, or 10 slaves. In the same
year, the average married household in Stellenbosch district at
the Cape consisted of 6.3 individuals, including free burghers,
VOC-knechts, and slaves. Most of the wine farms owned between 5
and 20 slaves, some farms having only 1 or 2 slaves.95 |
62 |
| Fourth, despite
politico-economic tensions between private settlers or burghers
and VOC leadership, the basic fabric of colonial society was never
seriously threatened. The exceptions to the rule at the Cape are
the affair that led to the sacking of Governor Willem Adriaen van
der Stel in 1707, the Barbier rebellion of 1739, and the Patriot
movement of the 1780s.96
Though the Patriot movement had little impact on the citizenry of
Batavia, during the early history of the Dutch Asian headquarters
a burgher movement lobbied for a city government, a Council of Aldermen
(Schepenbank) of their own, which could not be manipulated
by presiding company officials. The letter, which they sent in 1649
directly to the States General of the Dutch Republic (effectively
bypassing the high government in Batavia and the VOC directors in
Amsterdam), in fact represented the culmination of a long-standing
feud between the burghers and company authorities, which had been
fermenting since the founding of Batavia in 1619. All requests from
the Batavian citizenry, however, were brushed aside. They had to
live under institutions, which were similar in name only to those
back in Holland, presided over by company officials, mostly members
from the Council of the Indies. Henceforth, the free burghers lived
subject to the whims of the successive governors general.97 |
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| Fifth,
although slaves generally outnumbered the whites, the slave/master
ratio was never sufficiently tilted especially when including local
Asian populations under Dutch jurisdiction. Unfortunatel | |