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"Do Prophets Come with a Sword?" Conquest, Empire, and Historical Narrative in the Early Islamic World
THOMAS SIZGORICH
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A Roman legionary subdues a barbarian in a panel from the Arch of Constantine in Rome. Although the image
itself is of Trajanic origin, enduring tenets of Roman imperial ethnology and ideology made this image as ideally
suited to adorn the monument of a fourth-century emperor as it had been to illustrate the virtues of his
second-century predecessor. The stubborn resistance of Roman imperial ethnology to change would eventually
emerge as an important topos within early Islamic historiography.
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In the ninth century of the Common Era
, a Christian apologist living and writing under Muslim rule in
Iraq repeated a very old critique of Islam.
ˁAmmār al-Baṣrī
wrote that Islam, like the religion of the Banū
Isrāˀīl (roughly "the Sons of Israel"), had been spread by the sword,
whereas Christianity forbade the use of the sword as a means of
promulgating the faith.
1
However much we may doubt the assertion that late ancient and early
medieval Christians scrupulously abstained from the use of the sword
in spreading their religion, the Christian apologist clearly meant
to suggest that Islam's history of faith-driven conquest had made
moot any claims that Muslims may have advanced concerning the status
of their religion as the one true religion of God upon the Earth.
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In tandem with its theological implications,
this Christian author's critique of Islam's use of the sword also
seems to have taken aim at the early Muslim community or umma's
organizing historical narratives about the origins of the Islamic
community itself. For Muslims of the era, the events of the conquest
period were recalled as a series of monumental episodes that located
contemporary Islam and its adherents within an overarching narrative
of prophecy, revelation, and salvation.
3
Although ˁAmmār al-Baṣrī was a Christian
intellectual, he was intimately acquainted with the holy texts of
the Muslims—he was one of a group of Christian scholars who
are believed to have often met and studied with local Muslim religious
scholars—and he clearly understood the place of the conquests
in Muslim sacred history.
4
Indeed, the Iraqi Christian author seems to have alluded directly
to this early Muslim interpretation of the conquests when, using
the Arabic term favored in Muslim histories, he wrote that Muslims
of his age boasted about the gains made by their community "with
the sword" during the futūḥ
(literally "openings" or "conquests") of the lands taken by
early Muslim armies.
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For the apologist's Muslim contemporaries,
however, to focus on the sword as the primary symbol of the conquests
of the lands of the Eastern Roman and Sāsānid Persian empires was in many ways to miss the true significance
of those conquests. The significance of the futūḥ as depicted in the texts of most of our early Muslim sources
was the profound reordering of the present world that they brought
about. This global reordering was in turn occasioned by the changes
effected in the hearts and minds of Muḥammad's followers and companions by the Prophet's message and mission.
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For these Muslims, the great imperial
powers of late antiquity represented crucial landmarks within the
cultural, political, and religious environment that was realigned
and remade by Muḥammad's revelation.
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Perhaps paradoxically, however, the grand-scale changes wrought
through conquest were but traces left upon the landscape of the
present world by the far more profound transformation that had taken
place in the hearts of those who had embraced Muḥammad's message and mission. This otherwise invisible revolution
of the spirit was, according to the contemporary Muslim narratives
of Islam's birth and early growth, manifested in the character and
behaviors of the men who carried Islam into the territories of the
Romans and Persians.
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By the time
ˁAmmār al-Baṣrī
produced his Kitāb al-burhān (The Book of Proof), the text in which he claimed that true
religion forbids that the sword be taken up in its service, Muslim
authors had for a century and more crafted histories of the conquest
period in which the purified souls of Muslim Arab mujāhidūn (practitioners of jihād) were manifested in their interactions with Roman and Persian
imperial agents. In these texts, poor and pious Muslim warriors
confronted and bested the armies of the great powers of late antiquity.
Intriguingly, however, the meaning that these battles carried within
the larger narrative of the conquest period (and so within the evolving
metanarrative of Islam's formative past) was signaled in small,
quiet meetings between Muslim and Roman warriors just before their
respective armies clashed on the field. In a topos common
to most early Muslim accounts of the conquests, Muslim authors framed
the landmark battles of the period by setting poor and pious Muslim
Arab warriors in dialogue with agents of Roman and Persian imperial
power. The point of these meetings was always to allow the Muslim
heroes to hear and reject offers of imperial beneficence, gifts,
and friendship from the Romans and Persians they met.
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In so refusing, these early Muslim
heroes were understood by later Muslims to have subverted, disrupted,
and reinvented the place of the Arabs within the late ancient political
world, and to have done so by means of a revolution fought and won
in the hearts of Muḥammad's followers long before they appeared, swords in hand, on
the horizon of Syria or Mesopotamia. Moreover, the narratives in
which these claims were advanced seem to have taken the form that
they did in part as a result of the centuries-long relationships
between Rome and her Arab clients, allies, and enemies. This becomes
apparent, however, only when we read later Roman and early Muslim
sources in tandem, a strategy that has not yet gained wide
currency among scholars of late antiquity and early Islam.
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Proceeding in this way, it becomes
clear that many accounts preserved in later Roman histories concerning
imperial relations with nomadic tribesmen in general and the Arabs
in particular specify a fixed array of diplomatic tactics and strategies
to be used in dealing with fractious frontier warriors. When we
in turn survey the extant early Islamic Arabic accounts of relations
between Arab tribesmen and Roman imperial officials during the first
days of the conquests, these specific tactics and strategies emerge
as crucial elements within the dominant early Muslim narrative of
the conquests, the advent of Islam as a community of God, and the
establishment of an Islamic empire.
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This approach to the early Islamic
past represents a departure from a long-established scholarly tradition
whose adherents have frequently found themselves frustrated in their
aims. Formerly, the primary goal of most researchers was to determine
how closely individual manifestations of early Islamic memory coincided
with demonstrable historical fact. In so doing, these historians
took it as their primary task to determine the value of various
literary texts as documentary sources for the formulation of a narrative
of early Islamic history "as it really was." Worthy though this
pursuit may have been, it most often proved to be a project of diminishing
returns for historians; the greater the scrutiny to which early
Muslim texts were subjected, the less dependably "factual" information
they tended to yield. By the 1970s and 1980s, some researchers had
begun to despair of ever developing a satisfying portrait of the
first centuries after the hijra (the seventh and eighth centuries
C.E.
), while others, although rather more optimistic, had nevertheless
to admit that the challenges they faced in producing empiricist
recollections of early Islamic history were indeed grave, if not
absolutely intractable.
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A change is under way, however. Increasing
awareness among Islamic specialists of the work of theorists in
other fields has begun to profitably shift the focus of much research
on early Islam. One particularly fertile strain of this research
suggests that appreciating the development and character of the
early Islamic umma's origin narratives is crucial not only
for understanding the imaginative bases for early Muslim identities,
but also for tracing with greater nuance certain key political and
cultural developments within the medieval Muslim community. The
foundational work of Fred Donner on the formation of early Islamic
communal narratives, for example, explores the evolution of these
narratives from scattered oral histories and tribal battle accounts
into highly elaborated written histories, and argues that it was
in articulating these histories that the monotheistic Arab "community
of believers" collected around Muḥammad's personality and prophecy defined itself as the "Muslim umma"
known to history.
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While Donner's work has proved invaluable
for foregrounding the importance of narrative as a component of
early Islamic history, beyond the field of Islamic history such
scholars as Margaret Somers, Jerome Bruner, Francesca Polleta, Paul
Ricoeur, and Hayden White have articulated a highly stimulating
set of theoretical positions regarding the role of narrative in
the hermeneutic processes whereby human subjects negotiate such
problems as individual and communal identity, political decision-making,
and cultural patterning.
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In turn, this body of research often coincides very usefully with
current examinations of the roles of remembrance, memory production,
and commemoration in the articulation of communal identities, whether
these are national, ethnic, political, confessional, or some combination
thereof.
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Although they differ in their objects of study, methodologies, and
conclusions, most examples of this literature necessarily attend
to the problem of narrative and narration.
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For many narratologists, this connection between memory and narrative
can be explained by one simple but compelling argument: these scholars
contend that the capacity of any human subject to imagine any past
(or present or future) depends upon the arrangement of that past
into either discrete but comprehensible episodes or a theme-driven
story arranged into a plot, which in turn lends cohesive meaning
to the characters and events from which that story is constructed.
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Many of these studies suggest that
it is through memory—conceived of as an ever-evolving and
socially constructed constellation of recollected episodes, characters,
themes, truth claims, and plots, all inflected with meaning via
the hermeneutic power of narrative—that individuals tend to
locate themselves within specific social, political, and cultural
matrices.
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That is, it is by understanding one's community and communal self
as actors in a procession of past episodes—all of them impregnated
with specific and often even metaphysical meaning, and all of them
culminating in the contemporary social and political order—that
one can come to understand as innate not only the legal, social,
and political boundaries that give shape to the known world, but
also the normative relations between individuals and communities
mandated by those boundaries.
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For historians of early Islam, the
application of these insights can bring new life and new possibilities
to very old and much-worried problems. In particular, attention
to the question of early Islamic communal memory, specifically the
forms that it took and the resources with which it was articulated,
has the potential to dramatically elucidate the cultural, political,
and social circumstances in which early Muslims thought and wrote.
In better understanding these circumstances, it may then be possible
to better understand how and why the early Muslim community came
to define itself in the ways that it did, and why its members fashioned
themselves and their empire as they did. Once we can more readily
comprehend these matters, it becomes possible to more effectively
address many of the underlying questions that have so motivated
empirically minded Islam scholars over the past centuries. In a
move that would likely have surprised those scholars, however, we
will begin by asking what certain pre-Islamic Roman sources can
tell us about the ways in which the early Muslim community recalled
its past.
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Our Roman sources for the events of the conquests
frequently leave much to be desired.
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In composite, they often allow us to say with surety only that one
day soon after the final Roman defeat of the Persian Sāsānid shah, Roman imperial officials looked out across the great expanses
of the Syrian steppe and watched the approach of mounted Arab warriors.
From Roman texts of a slightly earlier era, we know that they and
generations of their predecessors on Rome's eastern frontiers had
seen this many times before. For the Roman soldiers and administrators
responsible for the maintenance of order on the eastern deserts,
bands of nomadic warriors had come to represent both a persistent
dilemma and a vital resource.
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For centuries, the Arab clients of the two empires had served as
dreaded light infantry, whose raids across those empires' frontiers
represented a crucial component of each army's tactical array. Through
the fifth and sixth centuries, powerful Arab tribal confederations
had become each empire's first line of defense against nomadic raids
and large-scale invasions.
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As they watched the Arab bands ride
toward them, these Roman soldiers and officials would have had at
their disposal an old and well-tested diplomatic strategy for handling
troublesome Arab tribesmen. Whether they faced small but threatening
bands of Arab raiders or found themselves in need of the support
of large tribal confederations, the Romans' diplomatic strategies
with regard to the Arabs were regularly predicated upon strategic
exchanges of capital in the forms of gifts, honors, and titles.
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It was through such exchanges that they built ties of obligation
with their nomadic allies, or bought off troublesome war bands intent
on raiding Roman settlements or caravan routes. Wars with nomads
were profitless and exceedingly difficult, and nomads, as every
Roman knew, were unsuited for inclusion in the ordering bounds of
Roman imperium.
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Accordingly, the strategies with which the Romans handled Arab tribesmen
reflected quite closely the policies with which they dealt with
other nomadic peoples, most notably the Huns.
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Indeed, it was because nomadic Arabs
were, in Roman eyes, roving, rootless barbarians who could not be
civilized, and whose desert domains were inhospitable to romanitas
(roughly "Roman-ness") and the imperial Roman "civilized ideal"
of humanitas, that strategies of gift exchange were ideally
suited to the pursuance of Rome's imperial agenda on the eastern
frontier.
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Through exchanges of gifts, Arab tribesmen could be bound to the
Roman (or Persian) Empire in a way that could not be achieved via
Rome's other, preferred methods of inciting consensus and compliance.
The Arabs of the desert seemed to have no need of access to Roman
law, for example; nor would those Arabs who dwelled in the border
spaces between empires have had much occasion to interact with the
Roman state on the basis of a shared culture, encounters with officialdom,
or public performances of romanitas of the sort that linked
settled and urbanized Roman provincials to the centralized government.
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Meanwhile, direct coercion of the Arabs who resided in the borderlands
that stretched between the two empires was particularly tricky for
the Romans, because if pressured, the Arabs could ally with their
Persian enemies, turn their fighting prowess back on their former
masters, or simply fade away into the desert, where the settled
peoples dared not follow.
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Despite these difficulties, however, throughout the fifth and sixth
centuries, the Arabs were increasingly crucial to the defense of
the Romans' eastern domains.
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The strategies favored by the Romans
in their dealings with the Arab tribes emerge from our sources in
scattered anecdotes. In the Roman author Procopius's sixth-century
history of the emperor Justinian's wars, for example, we read of
an exchange of gifts that took place between Justinian (ca. 482–565)
and a band of Syrian nomads. The exchange began when a particularly
formidable group of nomads gave the emperor a grove of palm trees,
to which the emperor responded with a gift of his own. As Procopius
points out, however, the palm grove given to Justinian was the "mere
form of a gift": it was inaccessible to anyone but the nomads themselves
because of its desert location. What Justinian had really received,
Procopius says, was the allegiance of the nomads against the enemies
of the empire.
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Elsewhere we learn that Justinian
made a practice of bestowing gifts even upon the Arab allies of
Persia during a period of peace between the two empires. He did
so, we are told, because he felt sorry for the "leaderless" desert
nomads, and so entered into an exchange of gifts with them. When
his nephew and successor Justin II (d. 578) ended the practice,
however, the Arabs protested that from their point of view, Justinian's
gifts had been a sort of payoff to buy their forbearance from the
raiding of Roman lands. The Romans took strenuous objection to this,
insisting that the relationship had been an exchange between the
emperor and the Arabs based on altruistic benevolence on Justinian's
part.
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In any case, the Romans and Persians tended to agree that one could
not expect much from nomads in the way of loyalty.
30
Nevertheless, Justinian and his predecessors seem to have given
frequently and liberally in their exchanges with nomads, particularly
Arabs.
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In addition to material items, the
Romans and the Persians bestowed honors upon their Arab allies,
and these seem to have become an important aspect of the prestige
economy of pre-Islamic Arabs. Titles including "King of the Arabs"
and such honors as the chance to take one's place among the great
men of the Romans were bits of capital distributed to the Arab allies
of both empires, and competition for them could be deadly. Moreover,
the capital accrued from relations with the imperial powers was
used by powerful tribal entities including the Ghassānids and Lakhmids as a means of consolidating and widening their
influence within Arab tribal politics.
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Negotiations for such tokens of imperially
granted capital could begin with attacks by the Arabs against the
territories or interests of their imperial neighbors. In the fifth
century, for example, an Arab warrior once allied with the Persians
attacked some Roman territories, routed the Romans' Arab allies,
kicked out the Roman tax collectors, and began collecting taxes
himself. Then he sent the bishop of his tribe to negotiate with
the Romans. In the end, the Arab chieftain went to the imperial
capital, exchanged gifts with the emperor, and was allowed to sit
among the great men of the Romans. It was this last honor that our
Roman source for this incident, Malchus of Philadelphia, found most
disturbing; that so great an honor should be paid to a barbarian
was unheard of, he said, and was simply too much for the Roman people
to bear.
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This may have been a bitter concession in the estimation of the
elites of the Eastern Roman capital of Constantinople, but on the
frontiers of the empire that it was the emperor's duty to defend,
such exchanges of prized capital with formidable Arab chieftains
were the one semi-dependable means of ensuring the compliance of
restive and potentially dangerous Arab tribesmen.
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And so as our seventh-century Roman
imperial officials watched the approach of those Arab raiders, they
likely had in mind a plan for dealing with them, one crafted in
accordance with a centuries-old mode of diplomatic comportment with
regard to nomadic Arabs. If necessary, they would pay the Arabs
off, and if possible, they would bind them to the service of the
Roman imperial state through gifts of treasure and honor. Then,
presumably, with the barbarians pacified and co-opted, the world
would go on as it had for the better part of a millennium.
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Our Muslim sources for the conquest period
are both more plentiful and in some ways more problematic than our
Roman sources. Transmitted orally for unknown and invisible periods
of years, and set down in writing more than a century after the
events they describe, they speak to us through the use of persistent
topoi and abstracted, stylized narratives.
34
Those narratives tell us repeatedly that one day soon after the
death of the Prophet, a band of Arab mujāhidūn, practitioners of jihād "on the path of God," approached the Roman army in Syria.
These warriors were mounted on horses and camels and dressed for
riding. Some of them, we are told, wore their hair plaited "like
the horns of a goat." Many of them were all but naked; some of them
carried only rudimentary weapons and wore no armor, while others
bristled with weapons and sported coats of chain mail. They were
members of a community that had cohered around the revelation of
a Meccan merchant, that had endured persecution, and that had, in
time, won control of Arabia. Now they had come to call the peoples
of the areas outside of Arabia to embrace the revelation of their
prophet.
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As recalled by their descendants
more than a century later, these men were defined by their intransigence,
their ascetic virtue, and their piety. They were taken as models
for the fashioning of specifically Muslim selves by those descendants,
and as the agents of God in the "opening" of the lands of Syria,
Mesopotamia, and Egypt to the Arab Muslim umma, the one true
community of God upon the Earth.
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The lands they would conquer would become the imperial patrimony
of those descendants, and the stories told about them would become
the basis for a specifically Islamic imperial narrative, the story
of the founding of God's final empire. It was the function of those
stories to explain how the creation of that empire had been a manifestation
of God's will and proof of the truth of Muḥammad's revelation.
37
Over the space of centuries, the descendants of the ragged and ultimately
victorious Muslim army that rode onto the field opposite the mighty
Roman army would draw upon two modes of remembrance as they narrated
the story of the conquests.
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On the one hand, the Muslim authors
of the second/eighth and third/ninth centuries often drew upon a
lexicon of signs and symbols common to many late antique communities
in order to craft portraits of their imagined forebears and their
deeds.
38
The figure of the Christian monk, for example, recurs frequently
in very early Muslim texts as a model upon which the image of conquest-era
mujāhidūn is fashioned, just as the institution of Christian monasticism
was evoked as one means of communicating the essential character
of jihād.
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In concert with this "late antique"
semiotic system, however, the narrative of Islam's advent and victory
in the lands of Syria, Egypt, and Mesopotamia also drew upon the
"memory" of relations between pre-Islamic Arabs and the great imperial
powers of the late ancient world. In the early Muslim imaginary,
relations with the Romans and Persians underscored the wretchedness
of life in the pre-Islamic jāhiliyya or "time of ignorance."
40
The evolving metanarrative of the advent and triumph of a distinctively
Arab Islam in the second/eighth and third/ninth centuries cast the
dire conditions of life in Arabia during the jāhiliyya in stark contrast to the enlightened and civilized condition
of life within the Islamic empire. Implicit in this contrast were
the effects of Muḥammad's revelation; the word of God had brought unity, piety, and
order to the Arab communities of Arabia even before the conquests
of the lands of Syria, Egypt, and Mesopotamia.
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In another sense, however, the empire
built by those conquests was in many ways the geographical home
of the post-jāhiliyya Islamic world. Arabia remained a powerful imaginative
space in the lives of early Muslims, but the vast new Arab-ruled
domain in the lands outside Arabia was the true fruit of Muḥammad's revelation and mission; it was here that the consequences
of his revelation were manifested in the formation of new, specifically
Muslim communities, and in Muslim control of ancient cities and
populations that long bore the splendid markings of their former
imperial masters.
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The figures of the great imperial powers of late antiquity would
be crucial resources as Muslim authors sought to trace the trajectory
of these changes.
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It seems clear from what non-Muslim sources we possess
for the seventh-century conquests that at first the Romans had little
idea what to make of the Muslims. For example, the Doctrina Jacobi,
an anti-Jewish seventh-century text, draws upon the borrowed gaze
of "the Jews," long believed to possess arcane, numinous knowledge,
to interpret the new prophet who had appeared among the Arabs in
accordance with certain Christian apocalyptic expectations concerning
the Jews.
43
Indeed, as Robert Hoyland has suggested, "the Jews" provided seventh-century
Christian communities with a familiar paradigm of alterity as they
attempted to make sense of the Muslims.
44
Eventually, Muslim, Syrian, Armenian, and Greek authors would all
come to differing versions of the same explanation for the advent
of the Muslims; they were an army of God sent to punish the proud
and arrogant imperial powers of the age.
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At the time of the conquests themselves,
however, the Romans would have had no reason to understand the Muslim
bands they encountered as anything other than yet more Arab raiders,
or at best a new Arab tribal confederation to be co-opted into imperial
service. Indeed, even the Byzantine historian Nikephoros, writing
almost two centuries after the events he describes, still referred
to the Muslim leader ˁAmr b. al-ˁĀṣ
as a "phylarch," the title traditionally applied to tribal leaders
taken into Roman service, as he described attempts to co-opt ˁAmr with gifts and bribes.
46
It would seem that for the Romans of the seventh, eighth, and early
ninth centuries, the weight of long centuries of diplomatic and
ethnographic tradition regarding Arab tribesmen produced a kind
of hermeneutic inertia that carried through the beginnings of the
conquest period.
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The earliest Muslim accounts we possess
of the conquest period also seem to suggest that as Roman imperial
agents encountered the first Muslim expeditions, they interpreted
the encounters through the prism of imperial memory. In time-tested
fashion, the Roman officials pictured in these accounts consistently
attempted to initiate gift exchanges with the Arabs as a means of
winning their compliance with the Roman imperial order. Such scenes
as we find them in the works of second/eighth- and third/ninth-century
Muslim authors are not examples of "factual" reportage in any strict
sense, however; instead they are occurrences of a common topos
employed to frame subsequent scenes of military gallantry.
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The great historian of Muslim historiography
Albrecht Noth identified such scenes as a rather insignificant component
of what he termed the "Summons to Islam" or "daˁwa" topos, in which Muslims summon non-Muslims to Islam
as a prelude to battle.
48
Noth further argued that the summons of enemies to Islam before
engaging them in battle was likely of little importance by the time
of the Muslim campaigns outside Arabia; accordingly, scenes featuring
this topos are likely fictional.
49
For our purposes, however, the operative question is not whether
such scenes are empirically "factual," but rather why Muslim scholars
so consistently included them in their renditions of the futūḥ. A subsidiary question is why these scholars chose to craft
iterations of this topos in the specific way they did—that
is, why do the scenes structured around this topos look as
they do and not some other way?
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The recurrence of such topoi
is significant because it was through the use of these hermeneutic
guideposts that the conquest period became comprehensible not simply
as a time of military conquest, but more importantly as a period
during which the changes wrought in the souls of Muḥammad's followers brought about a momentous transformation of the
present world.
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Moreover, the specific forms that this topos took in the
texts of early Muslim authors seem to reflect not arbitrary editorial
or authorial decisions made by those writers, but rather the lingering
impression left by certain late Roman diplomatic strategies upon
the imaginations of those who contributed the raw material from
which early Muslim origin narratives were constituted.
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Typical of this topos are
two passages from Muḥammad b.
ˁAbd Allāh al-Azdīal-Baṣrī's second/eighth-century Taˀrīkh futūḥ
al-Shām (History of the Conquest of Syria).
52
In these passages, the conquest-era heroes Khālid b. al-Walīd and Muˁādh b. Jabal meet with Roman imperial officials on the eve of two
battles during the conquest of Syria. Although the details of these
scenes differ intriguingly, they share a common theme. In both cases,
the Roman imperial officials attempt to seduce their Muslim counterparts
into cooperation with the Roman imperial state by extending offers
of gifts and honors. In his meeting with Khālid, for example, the Roman general "Bāhān" professes great admiration for a red tanned-leather tent purchased
by Khālid before their meeting, and offers to trade anything that Khālid might desire for it. Rather than accept anything in return for
the tent, however, Khālid simply gives it to Bāhān, explaining that he wants nothing from the Romans.
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In the story of Muˁādh's meeting with the Romans, Muˁādh, too, rejects an offer of material gifts in return for his cooperation,
but not before he similarly turns down what is presented in the
text as a profoundly attractive offer on the part of the Romans.
Upon arriving in the Roman camp, Muˁādh is informed that he has been accorded a great honor—he
is to be allowed to attend a gathering of prominent Romans. This,
he is assured, will be ennobling for him. There is a catch, however.
The Romans explain that the Arab may not sit with his interlocutors;
he must stand in the presence of the great men of the Romans. Predictably,
Muˁādh refuses to do so, explaining that the prophet of his community
has forbidden his followers to stand in honor of any creature. Accordingly,
he sits in the presence of the Romans. Notably, Muˁādh also refuses to have anything to do with the effete finery of
the Roman nobles, their carpets and cushions, and so he takes his
seat on the ground ("God's carpet," as he calls it), holding the
reins of his horse.
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Repetitions of these topoi,
situated in tales of various conquest-era battles against both the
Romans and the Persians, are to be found in many early Muslim accounts
of the futūḥ, including those of Ibn ˁAbd al-Ḥakam (d. 871), Ibn Aˁtham (d. 926), and al-Ṭabarī
(d. 923). In Ibn ˁAbd al-Ḥakam's history of the Muslim conquest of Egypt, for example,
ˁAmr b. al-ˁĀ, whom we encountered above described by the Roman historian Nikephoros
as an Arab "phylarch," also refuses Roman overtures toward a negotiated,
exchange-based settlement, and does so very much in the style of
al-Azd
topos follows
ˁAmr's initial refusal, however, and seems to underscore its significance.
After turning down an offer of negotiated settlement from the Alexandrian
bishop Muqawqis, who is acting as the representative of Roman power
on the scene,
ˁAmr sends one of his men, the black-skinned
ˁUbāda b. al-Ṣāmit, to speak with Muqawqis once more. When
ˁUbāda appears before him, however, Muqawqis screeches, "Save me from
this black! Send someone other than him to negotiate with me!"
ˁUbāda's companions promptly explain to the official that
ˁUbāda is the most accomplished Muslim among them, and is accordingly
the most fitting representative of their community.
55
The central point of the conquest narratives we have encountered
thus far seems dramatically underscored here: the consequences of
Muḥammad's revelation have upended the arrangements of power taken
for granted by Roman imperial officials, whether these manifested
themselves in economies of power and wealth or in hierarchies of
human taxonomy or physiognomy.
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There were other ways of making much
the same point. In Ibn Aˁtham's epic compilation of early Muslim conquest accounts, a Muslim
warrior named al-Mughīra b. Shuˁba punctuates his refusal to accept gifts and friendship from the
Persian shah Yazdgird III by dropping heavily into the King of Kings'
throne. "[Al-Mughīra] was a huge man and he tipped the throne until Yazdgird was about
to tumble from his throne," Ibn Aˁtham wrote. "Al-Mughīra ended up on the center of the throne and Yazdgird landed on the
left side of it. And Yazdgird was displeased by this." However slapstick
the tone of this episode, its point is a familiar one: Muḥammad's revelation has overturned the old economy of imperial power,
and even at the court of the Persian shah, the terrors and enticements
of that economy no longer touch the hearts of Muḥammad's followers.
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Other early Muslim texts repeat a
number of stories that are best understood as variants of those
we have examined above. As they appear in the texts of early Muslim
authors, these stories vary in their cast; Khālid turns up frequently in them, as do Abū ˁUbayda and other prominent conquest-era Muslims. The Roman Bāhān is a frequently recurring character as well, but the imperial
official in question can also be an anonymous Roman soldier or diplomat,
the Persian general Rustam, or, as we have seen, even the last Sāsānid
shah, Yazdgird III.
58
What is constant, however, and what serves as the defining act of
such episodes, is the refusal of the Muslim mujāhid in question to enter into any kind of agreement with the
imperial officials, and in particular his refusal to accept their
gifts, whether these are offered in material form or as bits of
the kind of social and political capital that Muˁādh b. Jabal turned down when he declined the "honor" of joining
the council of the Romans.
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The texts in which Muˁādh, Al-Mughīra, and their fellow mujāhidūn refuse such honors invariably go on to describe monumental
conquest-era battles such as those that took place at al-Yarmūk and al-Qādisiyya. The descriptions of these battles as they appear in early
Muslim futūḥ accounts are showcases for martial heroics of the sort we often
find celebrated in pre-Islamic ayyām al-ˁArab or "battle days" poetry.
59
As Lawrence Conrad has illustrated in the case of al-Azdī, moreover, such accounts could also contain elements gleaned from
jealously cultivated tribal histories.
60
However, these episodes of Bedouin gallantry become comprehensible
as episodes within a specifically Muslim narrative of the futūḥ era only when they are read in tandem with scenes like those
sampled above, in which poor and pious Muslim warriors, men such
as Muˁādh and Khālid, stand intransigently before representatives of the late ancient
imperial powers and refuse to accept the enticements of this world
held out to them by Roman and Persian imperial agents. These are
not simply refusals of the gifts and honors offered by the Roman
and Persian imperial officials; rather, they should be understood
as repudiations of the system through which the empires of late
antiquity had long bound Arab tribesmen to themselves and to their
imperial agendas. This rejection was in turn to be understood as
the result of such men's submission to Islam and the disdain for
the present world that this submission inspired.
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In composing such histories, early
Muslim authors consistently allude to a common pool of knowledge
concerning the diplomatic tactics of late ancient imperial officials,
tactics that did their work at the level of the imperial subjects'
desires, ambitions, and fears. The precise provenance of this knowledge
is difficult to know; as with most questions about the "memories"
of the pre-Islamic world one encounters in early Muslim texts, there
is no way of tracing satisfactorily the origins of this body of
knowledge.
62
Nevertheless, it corresponds remarkably well with what one reads
in Roman texts produced over the space of centuries describing relations
between the empire and its Arab clients.
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Indeed, it is difficult to avoid
the sense that later Roman imperial officials would have readily
recognized their own diplomatic tactics in the portraits that our
Muslim authors crafted of them. Think, for example, of the second/eighth-century
Muslim author al-Azdī's story of the Roman general Bāhān's professed desire for Khālid b. al-Walīd's leather tent, and his offer to trade anything the Arab might
want for it, and then of the Roman author Procopius's story of the
inaccessible palm grove accepted by Justinian from the Arabs of
Syria. The palm grove was presumably as valueless to Justinian as
the tent would have been to Bāhān, except that both items would have initiated a process of gift
exchange through which frontier Arabs would have been bound to a
Roman imperial patron. Al-Azdī, like Procopius, seems to have understood very well the point of
such exchanges, and to have taken this tenet of Roman imperial practice
in service of his own narrative.
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Consider also the story cited above
of the Arab chieftain who was called to Constantinople and allowed
to sit among the great men of the Romans as one means of seducing
him into the service of the empire. As we have noted, the Roman
author of this text seems to offer testimony to the significance
of the capital that such meetings represented through the vehemence
with which he condemns the emperor's decision to allow a barbarian
such an honor. When we read this text in tandem with al-Azdī's story of Muˁādh b. Jabal's meeting with the council of Roman nobles and what
that meeting was assumed to represent to such a man as Muˁādh, it would seem that al-Azdī, writing in the eighth century but presumably working with much
older sources, understood quite well the role that such meetings
played in Roman diplomatic practice with troublesome Arabs.
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Nor does it seem a mere coincidence
that in the context of Muslim accounts of meetings between Roman
and Persian officials and Muslim warriors, the imperial officials
are often made to refer in concise and rather accurate ways to the
history of relations between the Romans and the Arab peoples.
64
In the Roman general Bāhān's conference with Khālid b. al-Walīd as it appears in al-Azdī's history, for example, Bāhān makes reference to the long history of what he styles as traditional
Roman generosity to the Arabs. He recalls, for example, that the
Romans long had Arab "neighbors" whom they allowed to settle in
Roman territory and with whom they scrupulously maintained their
treaty obligations and kept faith in all things. He then expresses
dismay that any Arab would attack the Roman Empire—he would
have thought, he explains, that the empire's kindness to its Arab
neighbors would incite the admiration and loyalty even of "those
Arabs who are not our neighbors."
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The Romans did indeed enjoy long
and valuable relations with Arab tribes and tribal confederations.
In the version of Bāhān and Khālid's dialogue that he includes in his own history of the conquests,
for example, Ibn Aˁtham identifies the Arabs to whom Bāhān refers here as the tribal confederation of Ghassān, which was to become the Roman Empire's counter to the Persian
Arab ally the Lakhmid confederation.
66
To understand the true significance of Bāhān's reference to these relationships, however, it is necessary to
understand that reference within the context of Bāhān's meeting with Khālid, and within the history of Rome's relationship with the Arabs
as it was recalled within the evolving Islamic metanarrative in
accordance with which al-Azdī
shaped his history. In al-Azdī's text, Bāhān's narrative of the history of Roman-Arab relations is situated
within a larger and multifaceted campaign undertaken by Bāhān to draw Khālid into cooperation with the Romans, and at each turn this campaign
hinges upon offers of gifts and friendship. Khālid is not fooled, however, and while acknowledging the past benefactions
of the Romans with regard to their Arab neighbors, he observes that
this was all done to benefit the Roman Empire and to further its
worldly aims. "For," he asks, "did you not think a third of them
or half of [the Arabs] would take up with you in your religion and
they would fight with you?"
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From the third/ninth-century Muslim author
Ibn Hishām's collection of pre-Islamic Arabian tribal lore, we get a vivid
illustration of the way in which early Muslims would likely have
understood the sort of imperial clientage to which Khālid is invited in al-Azdī's text. According to Ibn Hishām (d. 834), whose work depended upon much earlier sources, the relationship
between the mighty Arab tribal group called Ghassān and Rome began with Ghassān's desire to escape hard living and conflict, and to live in peace
and quiet in the lands of Caesar. To this end, they convinced the
Roman client tribe of Salīḥ
to vouch for them with the emperor. They were accepted, and took
up residence in Syria as "neighbors with Salīḥ
in a most beautiful area."
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Soon, however, Ghassān learned that residence in Roman lands meant paying Roman taxes.
This revelation came during the visit of an imperial tax collector
to their new home area. He is recalled as a man who was "hard on
[Ghassān] and hard to bear," a strutting and abrasive man whose manner
was peremptory and whose methods were crude.
69
He is described as making his way among the proud Ghassānid warriors, demanding one dīnār from each of them. Finally he came to one elderly man who
explained that he did not have the required tax, but offered his
sword as a hostage until he could come up with the money. The tax
collector responded to this offer by suggesting that the old man
perform with his sword what would have been an uncomfortable and
unhygienic act. When the man's fellow tribesmen explained to him
what the Roman had said, the old warrior struck the Roman official
on the head with this sword, drawing blood.
70
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War with the Romans ensued. The central
tragedy of this conflict, as it is described in Ibn Hishām's text, was that it pitted two kindred Arab peoples against one
another. Ordered into the field against Ghassān by their Roman imperial masters, the people of Salīḥ
lamented, "We are betraying our brothers and they have sought asylum
with us, and we see only good in them." A comment attributed to
one of the men of Salīḥ
captures the dilemma that he and his tribesmen faced. "You are between
two paths," he said. "On the one hand is Caesar, and on the other
is Ghassān. So let your bodies be with Caesar, but let your hearts be with
Ghassān." Accordingly, Arab unwillingly fought Arab on Rome's behalf.
In the ensuing battle, the skulls of those slain by Ghassān were said to litter the ground like so many ostrich eggs.
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This, in the opinion of our early
Muslim sources, was one cost of accepting Roman beneficence. But
there were also other, more profound prices to be paid for the acceptance
of Roman and Persian imperial largess. To accept the gifts of the
Romans or Persians had been to submit to the terrestrial order for
which those two empires were universally legible emblems. This,
at least, was the contention set forth in the texts of many early
Muslim authors, and it was hardly a suggestion with which the Romans
would have disagreed. Indeed, the diplomatic strategies deployed
by the Roman Empire with regard to the nomadic peoples on its frontiers,
and particularly the Arabs, had, by the seventh century, long depended
upon rituals of gift exchange as a means of domesticating threatening
nomadic groups and binding them to the imperial agenda of the Roman
state. The Roman relationship with Ghassān, for example, was recalled by the Romans to have been cemented
by means of the bestowal of the title "King of the Arabs" by Justinian
upon one
Ḥārith, a Ghassānid chieftain.
72
From the point of view of early Muslim authors, however, Arabs who
entered into such exchanges made themselves subject to the will
of the great imperial powers of late antiquity, often to their great
peril.
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An incident described in Abū l-Faraj al-Iṣfahānī
's third/ninth-century Kitāb al-aghānī
(Book of Songs) provides an intriguing illustration. Among
the figures we know to have been involved in pre-Islamic political
relations between the Arabs and the imperial powers of late antiquity
is
ˁAdīb. Zayd, a Christian poet and ambassador native to the Arab cultural
center of al-Ḥīra. Abū l-Faraj's Kitāb al-aghānī
contains an account of the effort of the Persian shah Kisrā
(presumably Hormizd IV, son of Khusraw I, who ruled from 579 to
590) to find a new "King of the Arabs," a project in which he enlisted
the aid of
ˁAdīb. Zayd.
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When the head of the Lakhmid tribal
confederation, al-Mundhir IV, died around 580, he left behind a
number of sons, all of whom seem to have been contenders for rulership
among the Arabs of Kisrā's realm. When the King of Kings' initial efforts to find a suitable
successor to al-Mundhir failed, the shah turned to
ˁAdīb. Zayd and asked him, "Who remains of the family of al-Mundhir?
And is there any one of them with any good in him?"
ˁAdī
replied that there were several sons of al-Mundhir left, and that
there was good in all of them.
ˁAdī
then summoned the sons of al-Mundhir to meet with the shah, so that
he might choose a new ruler of the Arabs in his domain.
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ˁAdī
now acted as a broker of both political power and cultural taste.
He met with the candidates for power one by one, and instructed
them in the proper mode of comportment for their meeting with the
shah. He advised them to wear their most splendid garments when
they met with the king, and to eat modestly in his presence. When
asked if they could control the Arabs on the king's behalf, they
should say yes, all except their own brothers.
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Finally, however,
ˁAdī
met with a man named al-Nuˁmān and told him confidentially that he would support no other than
him for sovereignty over the Arabs. Then
ˁAdī
gave al-Nuˁmān very different advice from that which he had given al-Nuˁmān's kinsmen about their meeting with Kisrā
:
Wear riding clothes, and gird yourself with your sword.
When you sit down to eat, make your mouthfuls large, and chew
and swallow rapidly, and then take more food and act hungry after
that. For copious eating as a special quality of the Arabs pleases
Kisrā, and he believes that there is no good in an Arab who does not
eat ravenously ... And when he asks you, "Can you protect me from
the Arabs?" say, "Yes." And when he says to you, "And [what about]
your brothers?" say, "If I am weak with them, then surely I will
be weak with other than them."
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al-Nuˁmān followed
ˁAdī
's advice, and Kisrā
made him king, giving him a crown of gold bedecked with pearls.
Later, however,
ˁAdī
was imprisoned and killed when the patron of one of those whom he
had deceived with his advice arranged a falling-out between the
poet and the new king. The patron did so, significantly, by initiating
a gift exchange with the king by which he eventually gained ascendance
among the nobles of the realm. Finally, the vengeful patron incited
the new king, al-Nuˁmān—who owed his position to
ˁAdīb. Zayd's loyalty and support—to put his benefactor to death.
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To be sure, interventions in imperial
politics were always potentially perilous for the Arabs, and often
involved great sacrifice. Think, for example, of the sadness with
which the dilemma of Salīḥ
was recalled when its members were forced to fight against their
Ghassānid brothers on Rome's behalf, and in the end to leave the skulls
of many of their sons strewn gleaming and vulnerable in the dirt.
Indeed, those Arabs who accepted the gifts and friendship of the
Romans or the Persians would very likely find themselves, like Ghassān and Salīḥ
, set Arab against Arab in service of one or the other of the late
ancient empires. Similarly, those whose souls coveted the power
and prestige that the Romans or Persians held forth as enticements
would find themselves pitted brother against brother like the sons
of al-Mundhir, or crushed in the machinery of imperial politics
like
ˁAdīb. Zayd, whose erstwhile client al-Nuˁmān would also eventually fall victim to Arab-on-Arab rivalry and
imperial caprice.
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Nor should we forget that in order
to gain ascendancy over his brothers, al-Nuˁmān had been required to demean himself by playing the barbarous Arab
before the Persian king, performing for Kisrā
in accordance with the shah's ethnographic expectations concerning
"the Arab." Nor again did this sort of humiliation end with al-Nuˁmān's ascendancy. Even after he became king, we are told that al-Nuˁmān was obliged to listen as Kisrā
described the Arabs as filthy, despicable, and barbarous.
79
Kisrā
made this pronouncement before a gathering of Indian and Roman ambassadors;
after praising the qualities of the nations of the other dignitaries,
the King of Kings told his visitors, "I see nothing good among the
Arabs in matters of religion or the present world." The Arabs, he
continued, were weak, shiftless, animal-like, insignificant, incapable
of hospitality, eaters of camel meat—which even beasts of
prey found loathsome—and given to killing their own children
out of poverty.
80
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All of this allows us a detailed sense of what
, for early Muslim authors, the rejection of Roman offers of friendship
or Persian attempts at gift-giving betokened in the texts of al-Azdī
, al-Ṭabarī
, Ibn Aˁtham, and others. Such refusals subverted the humiliation, dependency,
and weakness that the pre-Islamic Arabs endured before the power
of the Roman and Persian empires. Acts such as gift-giving and exchanges
of capital with imperial agents were, from the point of view of
such authors, practices that supported the late antique structures
of power that had so long subjugated and abased the Arabs. It was
these structures, moreover, that Islam had come to overturn. Not
only had Muḥammad's revelation undone the power elite in Arabia, it had also
undone the imperial arrangements that gave contour to the operations
of Roman and Persian power from one horizon to the other. Culturally
and politically, the empires had exuded a deadly gravitational pull
upon the lives and imaginations of those who resided on their peripheries.
This dynamic functioned through the medium of gift exchange. From
the point of view of early Muslim and late Roman authors,
it was gift exchange that drew the Arabs into the embrace (and so
the control) of the imperial powers.
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The sociologist Pierre Bourdieu has
suggested that such exchanges are of particular utility when they
are undertaken by individuals or institutions that have an agenda
but lack the means to force the acceptance of that agenda from those
whose cooperation it requires.
81
In such cases, the exchange of gifts builds ties of obligation between
giver and accepter, setting in place what Bourdieu calls a "gentle
violence" through which actors with no means of physical coercion
can induce cooperation with their agenda.
82
In the case of the pre-Islamic Arabs, gifts bestowed by the imperial
powers of late antiquity, whether in the form of material goods
or the prestige associated with honors derived from imperial ceremonies
or titles, became a highly valued form of capital among the Arabs
themselves, and seem to have played an important role in Arab social
and political hierarchies.
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The effect of this exchange, however,
was that those who accepted these gifts and those who gave them
were bound through ties of obligation; the imperial powers took
on a crucial role in Arab economies of prestige and power, and the
Arabs themselves were accordingly bound to the imperial agendas
of those entities through the double imperative of personal ambition
and patron-client obligations. This did not always work to the advantage
of the imperial powers; think, for example, of the Arab tribesmen
who looked upon the gifts they took from the emperor Justinian as
payoffs, while the Romans insisted that they had been part of an
exchange between the emperor and the "leaderless" nomads of the
desert. Despite this, however, it is clear from our Roman and Arab
sources that these gift exchanges were the foundational element
for Roman-Arab relations over the space of centuries, and that the
point of these relations was that the Arabs should serve the agenda
of their imperial masters.
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In this sense, the hold the imperial
entities enjoyed over their Arab clients was one that resided finally
in the hearts of those Arab tribesmen; it did its work in the double
register of worldly ambition and dependent clientage. It was through
the bonds represented and preserved by the process of gift exchange
that pre-Islamic Arabs had been bound to the history of the late
ancient world. With the advent of Islam, however, the role of the
Arabs in this world changed profoundly. Now, although they were
still taken for Bedouin raiders by the agents of the imperial powers,
the Arab Muslims in many ways mimicked and then supplanted the monotheistic
Romans as the one community of God upon the Earth. The imperial
arrogance that blinded the Romans to the true character of the Muslim
Arabs became the shroud in which the old order was wrapped and then
buried.
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The token of this change in early
Muslim narratives of the futūḥ was the refusal of Arab warriors to extend their hands and
accept from the Romans or the Persians the hollow honors and lying
trinkets upon which the old economy of power had depended. Khālid could now give away his tent to the Roman general Bāhān, but would take nothing in return; Muˁādh no longer saw anything to be desired from an audience with the
great men of the Romans. In text after text, early Muslim authors
narrated such refusals, always framing battlefield victories with
such performed signals of the changes wrought by Muḥammad and his revelation in the invisible terrain of his followers'
hearts. So narrated, it was the poor and pious Muslim warrior's
refusal, and not his sword, that signaled for early Muslim authors
and readers the significance and implications of Islam's emergence.
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For their kind and patient efforts in reading previous drafts
of this article, I should like to express my gratitude to Hal
Drake, Nadia Maria El Cheikh, Greg Fisher, Timothy C. Graham,
Angela Hakkila, Michael Maas, Nancy McLoughlin, Jay Rubinstein,
Jonathan Sciarcon, David Torres-Rouff, and the anonymous readers
whose wonderfully rigorous comments guided my final revisions.
This article is dedicated to the memory of Timothy David Moy
Thomas Sizgorich is Assistant
Professor of History at the University of New Mexico. His first
book, Militant Pieties in Late Antiquity: Monks, Martyrs,
and mujāhidūn, is under contract with the University of Pennsylvania
Press. He is currently working on a second book, tentatively
titled Where the Dark Wine Flows: Memory, Desire, and Dominion
in Islamic Late Antiquity.
Notes
1
ˁAmmār al-Baṣrī
, Kitāb al-burhān, in Michel Hayek, ed.,
ˁAmmār al-Baṣrī: Apologie et controverses (Beirut, 1977), 32–33. This
critique appears, for example, in the seventh-century Doctrina
Jacobi Nuper Baptizati, 5.16.11, ed. and French trans. Vincent
Déroche, Travaux et Mémoires 11 (1991): 209,
where a former Jew recalls that when he asked an elderly and learned
Jew about the prophet who had appeared among the Saracens, the
old man replied, "He is a false [prophet]. For do prophets come
with a sword and a war chariot?"
2 See Sidney Griffith,
"
ˁAmmār al-Baṣrī
's Kitāb al-burhān: Christian Kalām in the First Abbasid Century," Le Muséon 96
(1983): 145–181, esp. 164–165.
3 For the futūḥ in early Islamic thought, see Fred M. Donner, Narratives
of Islamic Origins: The Beginnings of Islamic Historical Writing
(Princeton, N.J., 1998), 174–182; Donner, The Early Islamic
Conquests (Princeton, N.J., 1981); Thomas Sizgorich, "Narrative
and Community in Islamic Late Antiquity," Past & Present
185 (2004): 9–42; Lawrence I. Conrad, "The Conquest of Arwad:
A Source Critical Study in the Historiography of the Early Medieval
Near East," in Averil Cameron and Lawrence I. Conrad, eds., The
Byzantine and Early Islamic Near East: Problems in the Literary
Source Material (Princeton, N.J., 1992), 317–401; Chase
F. Robinson, Empire and Elites after the Muslim Conquest: The
Transformation of Northern Mesopotamia (Cambridge, 2000).
4 See Griffith, "
ˁAmmār al-Baṣrī
's Kitāb al-burhān," 146.
5 ˁAmmār
al-Baṣrī , Kitāb al-burhān,
ed. Hayek, 32–34. ˁAmmār uses the verb fataḥa,
which is derived from the same root (fāˀ -tāˀ
-ḥāˀ) from which the term futūḥ
is derived. ˁAmmār seems to have been the kind of
Christian religious scholar (mutakallim) to whom al-Jāḥiẓ
(d. 255/868–869) referred in his tract Al-Radd ˁalā
al-Naṣārī (Against the Christians) (in al-Jāḥiẓ
, Rasāˀil al-Jāḥiẓ , ed. Muḥammad Bāsil
ˁUyūn al-Saud, 4 vols. [Beirut, 2000], 3:243). al-Jāḥiẓ
says that the Christian mutakallimūn have favorite Qurˀānic verses (e.g., Qurˀān 5, Sūrat al-māˀida:82) that they memorize and deploy in argumentation; ibid.,
3:235. For the familiarity of Christian authors with Muslim historical
narratives and the distinctive topoi of these narratives,
see Robert Hoyland, "Arabic, Syriac and Greek Historiography in
the First Abbasid Century: An Inquiry into Inter-Cultural Traffic,"
ARAM Periodical 3 (1991): 211–233, esp. 223–233;
Lawrence I. Conrad, "Theophanes and the Arabic Tradition: Some
Indications of Intercultural Transmission," Byzantinische Forschungen
15 (1988): 1–44.
6 See, for example,
Abū
Jaˁfar Muḥammad b. Jarīr al-Ṭabarī
, Taˀrīkh al-rasul wa-
ˀl-mulūk, ed. M. J. de Goeje et al., 15 vols. (Leiden, 1887–1901),
1:2098; trans. Khalid Yahya Blankinship, The History of al-Ṭabarī
, vol. 11: The Challenge to the Empires (Albany, 1993),
96–97. For futūḥ as a theme, see Donner, Narratives of Islamic Origins,
174–182; Albrecht Noth and Lawrence I. Conrad, The Early
Arabic Historical Tradition (Princeton, N.J., 1994), 31–33,
109–171; Chase F. Robinson, "The Study of Islamic Historiography:
A Progress Report," Journal of the Royal Asiatic Society,
Series 3, 7, no. 2 (1997): 199–227, esp. 214–217.
7 One rich pool of
sources of information concerning the role of the great empires
of late antiquity in the imaginary of early Muslims is the corpus
of very early exegetical texts. See Nadia Maria El Cheikh, "Sūrat al-Rūm: A Study of Exegetical Literature," Journal of the American
Oriental Society 118 (1998): 356–364; El Cheikh, "Muḥammad and Heraclius: A Study in Legitimacy," Studia Islamica
89 (1999): 5–21. See also, for example, al-Ṭabarī
's explication of the term al-nās as it appears in Sūrat al-anfāl. Abū
Jaˁfar Muḥammad b. Jarīr al-Ṭabarī
, Jāmiˁal-bayān ˁan taˀwīl al-Qurˀān, 30 vols. (Cairo, 1954), 9:220. See also al-Ṭabarī
, Taˀrīkh, 1:2294–2295; trans. Yohanan Friedmann, The History
of al-Ṭabarī
, vol. 12: The Battle of al-Qādisiyyah and the Conquest of Syria and Palestine, A.D. 635–637/A.H.
14–15 (Albany, N.Y., 1992), 89–90. See especially
Friedmann's note at 89 n. 305. Cf. Hūd b. Muḥakkam al-Hawwārī, Tafsīr kitāb Allāh al-ˁazīz, ed. Bālḥājj b. Saˁid Sharīfī, 4 vols. (Beirut, 1990), 2:83;
ˁAbd al-Razzāq b. Hammām al-Ṣanˁānī
(al-Ḥimyarī), Tafsīr al-Qurˀān, ed. Muṣṭafā
Muslim Muḥammad, 4 vols. (Riyad, 1989), 2b:257; Muqātil b. Sulaymān, Tafsīr Muqātil b. Sulaymān, ed. Aḥmad Farīd, 3 vols. (Beirut, 2003), 3:5–6; al-Ṭabarī
, Jāmiˁal-bayān ˁan taˀwīl al-Qurˀān, 21:18–19.
8 See Sizgorich,
"Narrative and Community," 29–38. See as an example the
long series of such scenes collected in al-Ṭabarī
, Taˀrīkh, 1:2268–2285; trans. Friedmann, The History of
al-Ṭabarī
, 12:63–81. See also Ibn
ˁAsākir, Taˀrīkh madīnat Dimashq, ed.
ˁUmar b. Gharāma al-ˁAmrawī
and
ˁAlī
Shīrī, 80 vols. (Beirut, 1995–2001), 2:81–82. On Ibn
ˁAsākir as a source for early Islamic history, see James E. Lindsey,
ed., Ibn
ˁAsākir and Early Islamic History (Princeton, N.J., 2001). On
the use of topoi in early Islamic historiography, see Noth
and Conrad, The Early Arabic Historical Tradition; Donner,
Narratives of Islamic Origins, 266–271.
9 See Walter E. Kaegi,
Byzantium and the Early Islamic Conquests (Cambridge, 1992);
Robinson, Empire and Elites; Chase F. Robinson, "The Conquest
of Khūzistān: A Historiographical Reassessment," Bulletin of the School
of Oriental and African Studies 67 (2004): 14–39; Conrad,
"Theophanes and the Arabic Tradition"; Hoyland, "Arabic, Syriac
and Greek Historiography"; Robert Hoyland, "Writing the Biography
of the Prophet Muhammad: Problems and Solutions," History Compass
5 (2007): 581–602; Sizgorich, "Narrative and Community."
10 See, as examples,
Patricia Crone and Michael Cook, Hagarism: The Making of the
Islamic World (Cambridge, 1977); Patricia Crone, Slaves
on Horses: The Evolution of the Islamic Polity (Cambridge,
1980); G. R. Hawting, The Idea of Idolatry and the Emergence
of Islam: From Polemic to History (Cambridge, 1999); Andrew
Rippin, "Literary Analysis of Qurˀān, Tafsīr and Sīra: The Methodologies of John Wansbrough," in Richard C. Martin,
ed., Approaches to Islam in Religious Studies (Oxford,
2001), 151–163; Judith Koren and Yehuda D. Nevo, "Methodological
Approaches to Islamic Studies," Der Islam 68 (1991): 87–107.
For concise overviews, see Donner's "Introduction" to his Narratives
of Islamic Origins; R. Stephen Humphreys, Islamic History:
A Framework for Inquiry (Princeton, N.J., 1991), chap. 3;
Robinson, "The Study of Islamic Historiography."
11 Donner, Narratives
of Islamic Origins. See also Fred M. Donner, "From Believers
to Muslims: Confessional Self-Identity in the Early Islamic Community,"
al-Abhath 50–51 (2002–2003): 9–53. I
am indebted to Professor Donner for providing me with a copy of
this article.
12 See Margaret
R. Somers, "The Narrative Constitution of Identity: A Relationship
and Network Approach," Theory and Society 23, no. 5 (1994):
605–660; Jerome Bruner, "The Narrative Construction of Reality,"
Critical Inquiry 18 (1991): 1–21; Francesca Polleta,
"Contending Stories: Narrative in Social Movements," Qualitative
Sociology 21 (1998): 419–446; Polleta, "'It Was Like
a Fever ...': Narrative and Identity in Social Protest," Social
Problems 45 (1998): 137–159; Paul Ricoeur, Time and
Narrative, trans. Kathleen McLaughlin and David Pellauer,
3 vols. (Chicago, 1984); Hayden White, "The Value of Narrativity
in the Representation of Reality," in W. J. Thomas Mitchell, ed.,
On Narrative (Chicago, 1981), 1–23. For the intersection
of narrative and memory among the communities of late antiquity,
see Thomas Sizgorich, "'Not Easily Were Stones Joined by the Strongest
Bonds Pulled Asunder': Religious Violence and Imperial Order in
the Later Roman World," Journal of Early Christian Studies
17 (2007): 75–101, esp. 76–79, 97–101.
13 The literature
on the role of memory in the humanities and social sciences is
vast and growing prodigiously. See, as concise overviews of the
growth of the field, Natalie Zemon Davis and Randolph Stern, "Introduction,"
Representations 26 (1989): 1–6; Susan A. Crane, "Writing
the Individual Back into Collective Memory," American Historical
Review 102, no. 5 (December 1997): 1372–1385; Kerwin
Lee Klein, "On the Emergence of Memory in Historical Discourse,"
Representations 69 (2000): 127–150; Hue-Tam Ho Tai,
"Remembered Realms: Pierr | |