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This essay has been long in gestation and has benefited from the critical response of many colleagues and friends in several countries. Much of the intellectual debts will be clear from the footnotes, but I am especially grateful to the anonymous reviewers for the American Historical Review and Michael Geyer, Sergei Glebov, Peter Holquist, Yaroslav Hrytsak, Andreas Kappeler, Alexander Semenov, Gayatri Chakravorty Spivak, Michael Stanislawski, Anders Stephansson, Gale Stokes, Frank Sysyn, Elizabeth Valkenier, and Richard Wortman.
Mark von Hagen is a professor in the department of history at Columbia University. He teaches modern Russian, Ukrainian, and Eurasian history; his fields of specialization include civil-military relations and comparative empires and nationalisms. He is the author of Soldiers in the Proletarian Dictatorship: The Red Army and the Soviet Socialist State, 19171930 (1990) and co-editor of Kazan, Moscow, St. Petersburg: The Multiple Faces of the Russian Empire (1997); After Empire: Multiethnic Societies and Nation-Building: The Soviet Union and the Russian, Ottoman, and Habsburg Empires (1997); and Culture, Nation, and Identity: The Ukrainian-Russian Encounter, 16001945 (2003). He is currently writing a history of the emergence of modern Ukraine in total war and revolution (19141923) and co-editing a volume of essays on the role of regions in Russian and Soviet history (forthcoming). Von Hagen has also taught at Yale, Stanford, Indiana, and the Free University of Berlin. He holds grduate degrees from Indiana and Stanford universities.
Notes
1 Kritika's inaugural issue appeared as Winter 2000; it is based at the University of Maryland but has assembled a genuinely international editorial board and record of contributors. The journal's subtitle is "Explorations in Russian and Eurasian History." This journal is discussed more fully later in this essay, as will be other journals, notably Ab Imperio and Nationalities Papers, which share many of the thematic and methodological concerns of Kritika, even when they do not explicitly include Eurasia in their titles/subtitles. Outside the scholarly world, the U.S. State Department was among the first institutions to replace all the designations of "former" (as in former Soviet Union) and "newly" (as in newly independent states) with Eurasia.
2 It is important to note that the center retains Russia in its most recent renaming (Center for Russian and Eurasian Studies); this would appear to acknowledge not only the overwhelmingly Russia-centered expertise of the scholars traditionally (and currently) affiliated with Russian and East European studies in the United States but also the still relatively preponderant role in the international relations of the Eurasian space that Russia might continue to play, however diminished that power is today.
3 See especially the issues of Journal of World History but also essays and discussion forums in such mainstream publications as the AHR.
4 I have addressed some of these issues in a more preliminary form in two essays, "Does Ukraine Have a History?" Slavic Review 54, no. 3 (1995): 65873; and "Writing the History of Russia as Empire: The Perspective of Federalism," in Kazan, Moscow, St. Petersburg: Multiple Faces of the Russian Empire, B. Gasparov, et al., eds. (Moscow, 1997), 393410.
5 Benedict Anderson, Imagined Communities: Reflections on the Origin and Spread of Nationalism (London, 1983); Ernest Gellner, Nations and Nationalism (Ithaca, N.Y., 1983); Anthony D. Smith, The Ethnic Origins of Nations (Oxford, 1986); Eric Hobsbawm, Nations and Nationalism since 1780: Programme, Myth, Reality (Cambridge, 1990); Miroslav Hroch, Social Preconditions of National Revival in Europe: A Comparative Analysis of the Social Composition of Patriotic Groups among the Smaller European Nations (Cambridge, 1985).
6 This has been particularly true for the histories of non-Russian nations of the empire. Harvard's Ukrainian Research Institute and the Canadian Institute of Ukrainian Studies, for example, have been publishing excellent works of scholarship for nearly a quarter-century each, but they failed to be integrated into mainstream teaching on Russian and Soviet history until fairly recently.
7 The number of works
devoted to rewriting the history of Russia/the Soviet Union as
empire is large, and many will be discussed in what follows. For
a recent, characteristic example of such attention, see the conference
"History of Empires: Comparative Approaches to Research and Teaching,"
Moscow, June 79, 2003, and the web site
www.empires.ru
.
8 American historians of Russia have been influenced by their colleagues in American history who focus on the American "borderlands." For American historians' emerging new self-conceptions, see two special issues of the Journal of American History: September 1999 (86, no. 2), "Rethinking History and the Nation-State: Mexico and the United States as a Case Study"; and December 1999 (86, no. 3), "The Nation and Beyond: Transnational Perspectives on United States History," esp. the introductory essay by editor David Thelen, "The Nation and Beyond: Transnational Perspectives on United States History." A classic of borderlands history is Patricia Nelson Limerick, Clyde A. Milner, and Charles E. Rankin, eds., Trails: Towards a New Western History (Lawrence, Kans., 1991).
9 For early work on this theme, see John A. Armstrong, "Mobilized and Proletarian Diasporas," American Political Science Review 70 (1976): 393408; and Armstrong, "Mobilized Diaspora in Tsarist Russia: The Case of the Baltic Germans," in Jeremy R. Azrael, ed., Soviet Nationality Policies and Practices (New York, 1978), 63104.
10 Hybrid identities are explored most influentially by Homi K. Bhabha, "Of Mimicry and Man: The Ambivalence of Colonial Discourse," October 28 (Spring 1984): 12533; and "Dissemination: Time, Narrative, and the Margins of the Modern Nation," Nation and Narration, Bhabha, ed. (London, 1990), 291322.
11 Marc Raeff, Russia Abroad: A Cultural History of the Russian Emigration, 19191939 (New York, 1990); Symon Narizhnyi, Ukrains'ka emigratsiia: Kul'turna pratsia ukrains'koi emigratsii 19191939 (Kyiv, 1999). See earlier studies of the emigration, including Walter Laqueur, Russia and Germany: A Century of Conflict (Boston, 1965).
12 Although Russia and the Soviet Union have been the main foci of West European and American scholarship, much but not all of what I argue has been true for perceptions of East and East-Central Europe, to varying degrees and at different times.
13 Edward W. Said, Orientalism (New York, 1978).
14 See Martin E. Malia's history of Western conceptions of Russia/Soviet Union, Russia under Western Eyes: From the Bronze Horseman to the Lenin Mausoleum (Cambridge, Mass., 1999). On Occidentalism, see James Carrier, "Occidentalism: World Turned Upside-Down," American Ethnologist 19, no. 2 (1992): 195213; and Carrier, Occidentalism: Images of the West (Oxford, 1995).
15 Karl Wittfogel, Oriental Despotism: A Comparative Study of Total Power (New Haven, Conn., 1957). Not all scholars accepted Wittfogel's relegation of Russia to the species of Oriental despotism; see the polemics in Slavic Review 22, no. 4 (December 1963): 62762, starting with Wittfogel, "Russia and the East: A Comparison and Contrast," followed by Nicholas V. Riasanovsky, "'Oriental Despotism' and Russia," Bertold Spuler, "Russia and Islam," and "Reply" by Wittfogel.
16 The classic text of this phenomenon was a collection of confessional essays by prominent intellectuals, R. H. S. Crossman, ed., The God That Failed (New York, 1949). But even historians who did not abandon their leftist politics often fell prey to the orientalizing overtones of the period. Isaac Deutscher, for example, in his provocative and long persuasive biography of Stalin, shared the powerful temptation to identify Russia/the Soviet Union with the Orient, in his case, one would suspect, largely from an agenda of defending European (read Western) socialist traditions from the Stalinist "aberration" or deviation. See Deutscher, Stalin: A Political Biography (Oxford, 1949).
17 One of the classic statements of this interpretation was Zbigniew Brzezinski and Carl Friedrichs, Totalitarian Dictatorship and Autocracy (New York, 1956); see the recent history of the concept in Abbott Gleason, Totalitarianism: The Inner History of the Cold War (New York, 1995).
18 The first such center was the Russian Institute (today's Harriman Institute) at Columbia University, founded in 1946; Harvard University's Russian (today's Davis) Research Center followed in short order. During the same postwar years, both universities joined forces with private foundations to found institutes devoted to the study of communist East Asia, with China at the center of their attention.
19 Where scholars drew the boundary between Europe and Asia often coincided with the national history with which they were most identified.
20 See Richard Pipes, Russia under the Old Regime (New York, 1974), for the fullest statement of this position. For another classic statement of the radical continuity thesis from Harvard's distinguished medievalist, see Edward Keenan, "Muscovite Political Folkways," Russian Review 45 (1986): 11581.
21 On expansion as a constant in the Russian past, see Taras Hunczak, ed., Russian Imperialism from Ivan the Great to the Revolution (New Brunswick, N.J., 1974); Michael Rywkin, ed., Russian Colonial Expansion to 1917 (London, 1988); and Richard Pipes, The Formation of the Soviet Union: Communism and Nationalism, 19171923 (Cambridge, Mass., 1954).
22 For the history of the postwar cultural climate in the Soviet Union, often summarized as the Zhdanovshchina after Stalin's chief ideological officer, Andrei Zhdanov, see Werner Hahn, Postwar Soviet Politics: The Fall of Zhdanov and the Defeat of Moderation (Ithaca, N.Y., 1969).
23 For the history of the Slavophiles, see Nicholas Riasanovsky, Russia and the West in the Teaching of the Slavophiles (Cambridge, Mass., 1952); Andrzej Walicki, The Slavophile Controversy: History of a Conservative Utopia in Nineteenth-Century Russian Thought (Oxford, 1975); works by Peter K. Christoff on individual Slavophile thinkers (The Hague, 1961, 1972, 1982); and Abbott Gleason, European and Muscovite: Ivan Kireevsky and the Origins of Slavophilism (Cambridge, Mass., 1972).
24 On the state school in Russian history, also known as the juridical school, see Anatole Mazour, Modern Russian Historiography, rev. edn. (Westport, Conn., 1975), 11327; J. L. Black, "The 'State School' of Russian Historians," in Modern Encyclopedia of Russian and Soviet History (Gulf Breeze, Fla., 1984), 37: 11825.
25 See Martin E. Malia, The Soviet Tragedy: A History of Socialism in Russia, 19171991 (New York, 1994).
26 For a recent Russian history with a strong debt to this liberal defense of imperial Russia, see Boris Mironov, Sotsial'naia istoriia Rossii perioda imperii (XVIII-nachalo XX v.): Genezis lichnosti, demokraticheskoi sem'i, grazhdanskogo obshchestva i pravovogo gosudarstva, 2 vols. (St. Petersburg, 1999).
27 In both the United States and the Soviet Union, research institutes devoted to Latin America, Africa, the Middle East, and South Asia were organized; in the Soviet Academy of Sciences, a USA and Canada Institute and Institute for Europe also brought together considerable intellectual resources for the study of the NATO-bloc countries and societies. For a discussion of the politics of knowledge regarding modernization theory, see Carl E. Pletsch, "The Three Worlds, or the Division of Social Scientific Labor, circa 19501975," Comparative Studies in Society and History 23, no. 4 (October 1981). For some interesting parallels and contrasts with South Asian studies, see Nicholas B. Dirks, "South Asian Studies: Futures Past," The Politics of Knowledge: Area Studies and the Disciplines, David L. Szanton, ed., University of California International and Area Studies, Edited Volumes, 3.
28 Theodore H. von Laue, Why Lenin? Why Stalin? (Philadelphia, 1964); Cyril Black, The Transformation of Russian Society (Cambridge, Mass., 1960). E. H. Carr's monumental multi-volume history of the Bolshevik Revolution and Soviet state focused more on institutional history than was characteristic of the dominant trends among scholars, but he shared the general philosophical acceptance of the Soviet state and its modernizing project. See A History of Soviet Russia, 4 vols. (New York, 195172). A formulation of the modernization paradigm that is ground in social history is Teodor Shanin's two-volume survey, The Roots of Otherness: Russia's Turn of Century (New Haven, Conn., 1986).
29 Probably the most persuasive advocate of the modernization approach has been Moshe Lewin; see The Making of the Soviet System (New York, 1985); and The Gorbachev Phenomenon (Berkeley, Calif., 1988). Other influential voices included Sheila Fitzpatrick, Education and Social Mobility in the Soviet Union, 19211934 (New York, 1979); and The Russian Revolution, 19171932 (New York, 1982); Jerry F. Hough and Merle Fainsod, How the Soviet Union Is Governed (Cambridge, Mass., 1979); and Vera Dunham, In Stalin's Time: Middleclass Values in Soviet Fiction (Cambridge, 1976).
30 On the westernizers, see Andrzej Walicki, A History of Russian Thought from the Enlightenment to Marxism (Stanford, Calif., 1979), 13551.
31 See Osobennosti agrarnogo stroia Rossii v period imperializma: Materialy sessii Nauchnogo soveta po probleme "Istoricheskie predposylki Velikoi Oktiabr'skoi sotsialisticheskoi revoliutsii" (Moscow, 1962); Ob osobennostiakh imperializma v Rossii (Moscow, 1963); Istoricheskaia nauka i nekotorye problemy sovremennosti: Stat'i i obsuzhdeniia (Moscow, 1969). The "osobennosti" referred to here are the peculiarities or special features of Russia's development, stressing national uniqueness. For a recent history of this "Thaw"-era discussion, see Roger D. Markwick, Rewriting History in Soviet Russia: The Politics of Revisionist Historiography, 19561974 (New York, 2001).
32 For an authoritative statement of this position, see Present-Day Ethnic Processes in the USSR (Moscow, 1982); this collective monograph was chaired by the dean of Soviet ethnography, Iuly Bromlei, then director of the Institute of Ethnography of the USSR Academy of Science.
33 Ronald Grigor Suny summarizes the evolution of these debates in two review/historiographical essays: "Toward a Social History of the October Revolution,"AHR 88 (February 1983): 3152 (Supplement); and "Revision and Retreat in the Historiography of 1917: Social History and Its Critics," Russian Review 53 (April 1994): 16582.
34 See The Black Book of Communism: Crimes, Terror, Repression, Stéphane Courtois, et al., Jonathan Murphy and Mark Kramer, trans. (Cambridge, Mass., 1999). Jerry Hough's chapters on the Terror in How the Soviet Union Is Governed provoked some of the most heated outrage because of the low numbers of victims and relatively small place the terror occupied in his overall narrative. See Martin Malia, "Judging Nazism and Communism," National Interest, no. 69 (Fall 2002): 6378.
35 For the history of the Eurasianist movement, see Nicholas Riasanovsky, "The Emergence of Eurasianism," California Slavic Studies 4 (1967): 3972; Ilya Vinkovetsky, "Classical Eurasianism and Its Legacy," Canadian-American Slavic Studies 34, no. 2 (Summer 2000): 12540. The best English-language introduction to their writings is N. S. Trubetzkoy, The Legacy of Genghis Khan, and Other Essays on Russia's Identity, A. Liberman, ed. (Ann Arbor, Mich., 1992). It is also important to acknowledge that earlier generations of American and European historians were influenced by the ideas of the interwar émigré Eurasianists, especially George Vernadsky, who taught at Yale University and authored an influential multi-volume history of Russia.
36 See, for example: L. V. Ponomareva, Evraziia: Istoricheskie vzgliady russkikh emigrantov (Moscow, 1992); L. I. Novikova and I. N. Sizemskaia, eds., Rossiia mezhdu Evropoi i Aziei: Evraziiskii soblazn; Antologiia (Moscow, 1995); Novikova and Sizemskaia, Mir RossiiEvraziia: Antologiia (Moscow, 1995); and the roundtable discussion "Evraziistvo: Za i protiv, vchera i segodnia," in the Russian Academy of Science journal Voprosy filosofii 6 (1995): 348. For a sympathetic treatment of the classical Eurasianists' views of Russian statehood, see N. V. Narbaev, Rossiia i Evraziia: Problemy gosudarstvennosti; Vtoraia polovina XIX-nachalo XX veka (Moscow, 1997).
37 Other important contributors to the Eurasian discussion, some of whom later distanced themselves from the movement, include Georges Florovsky, Roman Jakobson, L. P. Karsavin, G. V. Vernadsky, and P. M. Bitsilli.
38 The joint manifesto of this group appeared after World War I and the Russian Revolution as Iskhod k vostoku: Predchuvstviia i sversheniia; Utverzhdenie evraziitsev (Sofia, 1921), but their remaking of Slavophile, pan-Slav, and European geopolitical thinking dates to the immediate pre-war and wartime years. See also Na putiakh: Utverzhdenie evraziitsev (Sofia, 1922).
39 Riasanovsky comments, in "The Emergence of Eurasianiasm," 53, that the "Eurasians had a catastrophic view of history," perhaps not so surprising considering what they had lived through.
40 Mackinder's most influential book is Democratic Ideals and Reality, A. J. Pearce, ed. (New York, 1962); Alfred Mahan, The Influence of Sea Power upon History, 16601783 (Boston, 1890). For Friedrich Ratzel, see History of Mankind (London, 1896); and Politische Geographie (Munich, 1923); Karl Haushofer, Der Kontinentalblock: Mitteleuropa, Eurasien, Japan (Munich, 1941).
41 For the most succinct and revealing statement of this new post-Soviet geopolitical agenda, see Alexandr Dugin, Osnovy geopolitiki: Geopoliticheskoe budushchee Rossii (Moscow, 1997), trans. as "Foundations of Geopolitics." Dugin was elected leader at the founding congress of the "Pan-Russian Political Social Movement 'Eurasia'" in April 2001. See John Dunlop, "Alexandr Dugin's Foundation of Geopolitics" (unpublished paper, delivered at the Liechtenstein Colloquium on the Future of the Russian State, March 1417, 2002), for an extensive analysis of the ideas and origins of this work. In the late Soviet period, the perspectives of the classical Eurasianists were popularized in the works of Lev Gumilev. His writings serve as a bridge between the classical period of Eurasianist thought and the contemporary political invocations of its legacy. For a Ukrainian statement of the Eurasianist position, and one coming from the immediate entourage of President Leonid Kuchma, see Dmytro Vydrin and Dmytro Tabachnyk, Ukraina na porozi XXI stolittia: Politychnyi aspect (Kiev, 1995).
42 See Marc Bassin, esp. "Russian between Europe and Asia: The Ideological Construction of Geography," Slavic Review 50 (1991): 117; and Imperial Visions: Nationalist Imagination and Geographical Expansion in the Russian Far East, 18401865 (Cambridge, 1999). Also Larry Wolff, Inventing Eastern Europe: The Map of Civilization on the Mind of the Enlightenment (Stanford, Calif., 1994); Maria Todorova, Imagining the Balkans (New York, 1997). And, more recently, the discussion of Orientalism and Russia in Kritika (Fall 2000) by Adeeb Khalid, Nathaniel Knight, and Maria Todorova, where, once again, the issues are posed as the distinctiveness or universalism of Russian history.
43 Jacques Rupnik, "Central Europe or Mitteleuropa?" in Stephen Graubard, ed., Eastern Europe ... Central Europe ... Europe (Boulder, Colo., 1991). The title of the volume and article convey the search for new organizing principles and boundaries. See also Iver B. Neumann, "Russia as Central Europe's Constituting Other," East European Politics and Societies 7, no. 2 (1993): 34969.
44 In the field of comparative literature, Marko Pawlyshyn was among the pioneers in characterizing post-Soviet Ukrainian literature as postcolonial; see "Postcoloniality and Ukrainian Literature," Australian Slavonic and East European Studies 6, no. 2 (1992). For a more complete statement of this position, see Myroslav Shkandrij, Russia and Ukraine: Literature and the Discourse of Empire from Napoleonic to Postcolonial Times (Montreal, 2001).
45 Spivak, A Critique of Postcolonial Reason: Toward a History of the Vanishing Present (Cambridge, Mass., 1999). Spivak is my main "native informant" for postcolonial studies and commented on earlier drafts of this essay. Spivak describes her spirit of deconstructive reading as "unaccusing, unexcusing, attentive, situationally productive through dismantling" (81) and one that results in a rigorous critique of institutions and ideas. Elsewhere, she describes the challenge of deconstruction as "not to excuse, but to suspend accusation to examine with painstaking care if the protocols of the text contain a moment that can produce something that will generate a new and useful reading" (98).
46 Among historians, those who work on Muslims, Central Asia, or the Caucasus come closest to a self-consciously postcolonial approach; see Russia's Orient: Imperial Borderlands and Peoples, 17001917, Daniel R. Brower and Edward J. Lazzerini, eds. (Bloomington, Ind., 1997), esp. the contributions of Lazzerini and Adeeb Khalid.
47 Not surprisingly, perhaps, empire and colonialism is an important focus of much contemporary anthropological research. See Nicholas B. Dirks, ed., Colonialism and Culture (Ann Arbor, Mich., 1992). As one sign of the intellectual affinities in Russian and Soviet history, see the case of Paul Werth, a historian also trained (at University of Michigan) as an anthropologist; Werth, At the Margins of Orthodoxy: Mission, Governance, and Confessional Politics in Russia's Volga-Kama Region, 18271905 (Ithaca, N.Y., 2002).
48 Michael Geyer, "Historical Fictions of Autonomy and the Europeanization of National History," Central European History 22 (1989): 1643. In a similar vein, at a 1982 conference in Essex on Europe and its Others, Spivak proposed an alternative title, "Europe as an Other" (which was rejected, according to Spivak, because it was still premature at that time), by which she meant to focus on "how Europe had consolidated itself as sovereign subject by defining its colonies as 'others,' even as it constituted them, for purposes of administration and the expansion of markets, into programmed near-images of that very sovereign self ... That would indeed be a disavowal of a trace of that other, 'Europe' by vague proper name, in our own hybrid historya Europe that is today called upon to acknowledge its own hybrid past" (Critique, 199). By 2000, however, Spivak's arguments had won some adherents; see Europe and the Other and Europe as the Other, Bo Stråth, ed. (Brussels, 2000).
49 E. J. Hobsbawm, The Age of Extremes: A History of the World, 19141991 (New York, 1994); and Mark Mazower, Dark Continent: Europe's Twentieth Century (New York, 1999). Among the younger historians of Russia/Soviet Union who share Mazower's more critical understanding of the legacies of modern Europe is Peter Holquist, a founding co-editor of Kritika. See Holquist, "'Information Is the Alpha and Omega of Our Work': Bolshevik Surveillance in Its Pan-European Context," Journal of Modern History 69 (1997): 41550. Mazower in turn acknowledges the influence of the ideas of Stephen Kotkin, whose history of the Stalinist showcase city Magnitogorsk also places the Soviet experience of modernity in European context. See Kotkin, Magnetic Mountain: Stalinism as Civilization (Berkeley, Calif., 1995); and "1991 and the Russian Revolution: Sources, Conceptual Categories, Analytical Frameworks," Journal of Modern History 70 (June 1998): 384425.
50 Hannah Arendt, The Origins of Totalitarianism (New York, 1951).
51 For a representative statement of this perspective, see Geoff Eley and Ronald Grigor Suny, "Introduction: From the Moment of Social History to the Work of Cultural Representation," in Eley and Suny, eds., Becoming National: A Reader (New York, 1996), 337; and Suny and Michael D. Kennedy, eds., Intellectuals and the Articulation of the Nation (Ann Arbor, Mich., 1999), introduction.
52 See the AHR Forum with Jerry H. Bentley, "Cross-Cultural Interaction and Periodization in World History,"AHR 101 (June 1996): 74970; and Patrick Manning, "The Problem of Interactions in World History," 77182; Jack Goldstone, "The Problem of the 'Early Modern' World," Journal of the Economic and Social History of the Orient 41, no. 3 (1998): 24984. See also the collection of essays treating the early modern period, particularly the contributions by editor Victor Lieberman and by Sanjay Subrahmanyam, in Lieberman, ed., Beyond Binary Histories: Re-imagining Eurasia to c. 1830 (Ann Arbor, 1999).
53 Michael Geyer and Charles Bright, "World History in a Global Age,"AHR 100 (October 1995): 103460, see 1038, 1042.
54 Swiss-born, German-socialized, and currently Vienna-based, Kappeler is a historian with works on early modern and modern Russia, its Muslims, and now important contributions on Ukraine to his considerable credit. This work first appeared in German as Russland als Vielvoelkerreich: Entstehung, Geschichte, Zerfall (Munich, 1992); then in Russian, French, and now an English-language translation, by Alfred Clayton, 2001. My quotations are from the Clayton translation, 13. Kappeler, it is important to note, does not find the Eurasia anti-paradigm entirely acceptable to characterize his own work, although he acknowledges the important early influence of George Vernadsky's understanding of Russian history on his own. As a historian of Muscovy's conquest of the Kazan' khanate, Kappeler embraces medieval, early modern, and modern history.
55 Geoffrey Hosking, Russia: People and Empire, 15521917 (Cambridge, Mass., 1997). On Russian nationalism, see also Andreas Renner, Russischer Nationalismus und Oeffentlichkeit im Zarenreich 18551875 (Cologne, 2000).
56 Yaroslav Hrytsak, Narys istorii Ukrainy: Formuvannia modernoi ukrans'koi natsii XIXXX stolittia (Kyiv, 1996).
57 A. I. Miller and T. M. Islamov, eds., Avstro-Vengriia: Opyt mnogonatsional'nogo gosudarstva (Moscow, 1995); Miller, "Ukrainskii vopros" v politike vlastei i russkom obshchestvennom mnenii (vtoraia polovina XIX v.) (St. Petersburg, 2000).
58 L. E. Gorizontov, Paradoksy imperskoi politiki: Poliaki v Rossii i russkie v Pol'she (Moscow, 1999).
59 See Ronald Grigor Suny, "The Empire Strikes Out: Imperial Russia, 'National' Identity, and Theories of Empire," in Suny and Terry Martin, eds., A State of Nations: Empire and Nation-Making in the Age of Lenin and Stalin (Oxford, 2001); see also Martin's own treatment of Soviet nationality policy in The Affirmative Action Empire: Nations and Nationalism in the Soviet Union, 19231939 (Ithaca, N.Y., 2001).
60 See, for example, Hélène Carrère d'Encausse, L'empire éclate: La révolte des nations en U.R.S.S. (Paris, 1978); Robert Conquest, ed., The Last Empire: Nationality and the Soviet Future (Stanford, Calif., 1986). For an interesting Polish reaction to this sudden interest in treating Russia/the Soviet Union as empire, see Andrzej Nowak, "Ab imperio: Nowe spojrzenia na historie Rosji," Przeglad wschodni 8, no. 3 (2003) (31): 60530.
61 D. C. B. Lieven, Empire: The Russian Empire and Its Rivals (London, 2000), ix. Karen Barkey and I co-edited a volume of essays with similar comparative-empire ambitions, After Empire: Multiethnic Societies and Nation-Building: The Soviet Union and the Russian, Ottoman, and Habsburg Empires (Boulder, Colo., 1997). See also Miller, Avstro-Vengriia; and Empire and Society: New Approaches to Russian History, Teruyuki Hara and Kimitaka Matsuzato, eds. (Sapporo, Japan, 1997).
62 Lieven, Empire, preface. Lieven dedicates his book to relatives (great-uncles and a great-aunt) who were "children of empire and its victims."
63 Lieven, Empire, 419, ix. This attention is characteristic of another of Lieven's books, Russia and the Origins of the First World War (London, 1983).
64 In an insightful and informed review of this field, Bruce W. Menning characterized the 1990s as "a modest yet remarkable flowering of scholarship in Russian and Soviet military history. New ground was broken, many taboos were discarded, and the subject made more accessible." See Menning, "A Decade Half-Full: Post-Cold War Studies in Russian and Soviet Military History," Kritika 2, no. 2 (Spring 2001): 33758.
65 Among the many recent examples of this new kind of scholarship are Peter Gatrell's study of refugees during World War I, A Whole Empire Walking (Bloomington, Ind., 1999); Irina Bakhturina's study of Russian occupation policy in Galicia during World War I, Politika Rossii v Vostochnoi Galitsii v gody Pervoi mirovoi voiny (Moscow, 2000); Irina Novikova's study of German-Russian rivalry over Finland, "Finskaia karta" v nemetskom pas'ianse: Germaniia i problema nezavisimosti Finliandii v gody Pervoi mirovoi voiny (St. Petersburg, 2002); Norman Naimark's study of Soviet occupation policy in eastern Germany, The Russians in Germany: A History of the Soviet Zone of Occupation, 19451949 (Cambridge, Mass., 1995); Amir Weiner, Making Sense of War (Princeton, N.J., 2001); Peter Holquist, Making War, Forging Revolution: Russia's Continuum of Crisis, 19141921 (Cambridge, Mass., 2002); Joshua A. Sanborn, Drafting the Russian Nation: Military Conscription, Total War, and Mass Politics, 19051925 (DeKalb, Ill., 2003); Eric Lohr, Nationalizing the Russian Empire: The Campaign against Enemy Aliens during World War I (Cambridge, Mass., 2003); David Schimmelpenninck van der Oye, Toward the Rising Sun: Russian Ideologies of Empire and the Path to War with Japan (DeKalb, 2001).
66 Whereas the Civil War and World War II (in its guise as the Great Patriotic War) had been major subfields in Soviet historical writing, World War I had been consigned to virtual oblivion until recently. See Rossiia i pervaia mirovaia voina, Nikolai Smirnov, ed. (St. Petersburg, 1999), proceedings of an international conference convened in St. Petersburg.
67 For a sampling of some of the latest scholarship, see the renamed Journal of Slavic Military Studies (formerly Journal of Soviet Military Studies), the Soviet, then Russian, journal Voenno-istoricheskii zhurnal, and a couple newer entries into the field, Voennye arkhivy Rossii (since 1993) and Rodina.
68 See the Journal of Cold War Studies and The Cold War History Project Bulletin.
69 David Christian, A History of Russia, Central Asia and Mongolia, Vol. 1: Inner Eurasia from Prehistory to the Mongol Empire (Oxford, 1998), 182; see also his programmatic articles, "The Case for 'Big History,'"Journal of World History 2, no. 2 (Fall 1991): 22338; "Inner Eurasia as a Unit of World History,"Journal of World History 5, no. 2 (Fall 1994): 173211.
70 Alfred J. Rieber, "Persistent Factors in Russian Foreign Policy: An Interpretive Essay," in Hugh Ragsdale, ed., Imperial Russian Foreign Policy (Cambridge, 1993), 322.
71 Alfred J. Rieber, "The Comparative Ecology of Complex Frontiers" (unpublished paper, "History of Empires" Moscow conference, see n. 7 above). Rieber's forthcoming work is "Russia and Its Borderlands: The Cold War as Civil War."
72 John P. LeDonne, The Russian Empire and the World, 17001917: The Geopolitics of Expansion and Containment (New York, 1997).
73 Daniel Brower and Edward J. Lazzerini, eds., Russia's Orient: Imperial Borderlands and Peoples, 17001917 (Bloomington, Ind., 1997). For more recent work, see Robert P. Geraci, Window on the East: National and Imperial Identities in Late Tsarist Russia (Ithaca, N.Y., 2001); Michael Khordarkovsky, Where Two Worlds Meet: The Russian State and the Kalmyk Nomads, 16001771 (Ithaca, 1992); and his Russia's Steppe Frontier: The Making of a Colonial Empire, 15001800 (Bloomington, 2002); Charles Robert Steinwedel, "Invisible Threads of Empire: State, Religion, and Ethnicity in Tsarist Bashkiria, 17731917" (PhD dissertation, Columbia University, 1999); and Werth, At the Margins of Orthodoxy.
74 Yuri Slezkine, Arctic Mirrors: Russia and the Small Peoples of the North (Ithaca, N.Y., 1994); Francine Hirsch, "Empire of Nations: Colonial Technologies and the Making of the Soviet Union, 19171939" (PhD dissertation, Princeton University, 1998).
75 See a collection of essays by Russian historians that place space and region at the center of their concerns, Prostranstvo vlasti: Istoricheskii opyt Rossii i vyzovy sovremennosti (Moscow, 2001). Jane Burbank, Anatolii Remnev, and I are co-editing a similar volume of essays that highlight territory and region, "Geographies of Empire: Ruling Russia, 17001930" (submitted for publication).
76 Edward C. Thaden, Russia's Western Borderlands, 17101870 (Princeton, N.J., 1984); Theodore Weeks, Nation and State in Late Imperial Russia: Nationalism and Russification on the Western Frontier, 18631914 (DeKalb, Ill., 1996); T. Polvinen, Imperial Borderland: Bobrikov and the Attempted Russification of Finland (Durham, N.C., 1995); Kate Brown, A Biography of No Place: From Ethnic Borderland to Soviet Heartland (Cambridge, Mass., 2004). Not all those histories that describe borderlands or frontiers include the word in their titles. See Timothy Snyder, The Reconstruction of Nations: Poland, Ukraine, Lithuania, Belarus, 15691999 (New Haven, Conn., 2003). For historians of Poland, the eastern borderlands, or kresy, have a venerable and contested historiographical tradition of their own. These historic borderlands are parts of contemporary Lithuania, Belarus, and Ukraine.
77 David Wolff, To the Harbin Station: The Liberal Alternative in Russian Manchuria, 18981914 (Stanford, Calif., 1999); John J. Stephan, Russian Far East: A History (Stanford, 1994).
78 See Shane O'Rourke, Warriors and Peasants: The Don Cossacks in Late Imperial Russia (New York, 2000); on decossackization, see Peter Holquist, "To Count, to Extract, and to Exterminate: Population Statistics and Population Politics in Late Imperial and Soviet Russia," in Suny and Martin, State of Nations, 11144. For an earlier work on the Cossacks, see Robert McNeal, Tsar and Cossack, 18551914 (New York, 1987).
79 For an excellent recent revisionist contribution to the history of Russia's Jews, see Benjamin Nathans, Beyond the Pale: The Jewish Encounter with Late Imperial Russia (Berkeley, Calif., 2002); see also the work of John Doyle Klier, Russia Gathers Her Jews: The Origins of the 'Jewish Question' in Russia, 17721825 (DeKalb, Ill., 1986); and Imperial Russia's Jewish Questi |