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Subjects into Citizens: Societies, Civil Society, and Autocracy in Tsarist
Russia
JOSEPH BRADLEY
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The concepts of civil society and the public sphere
, as well as of the voluntarily constituted organizations that comprise
their institutional core, have reached a crossroads in the theoretical
and historical literature.
1
For the past two decades, the influence of Jürgen Habermas, the
exhaustion of Marxist categories of analysis, disillusionment with
the "vision of the state as the bearer of some moral project," the
claim to space in the public realm of hitherto-excluded groups, and
the exhilarating "transitions from authoritarian rule" have sparked
the "return of civil society" and the positive correlation between
the public sphere of civil society and the evolution of liberal or
democratic states in scholarship as well as in politics.
2
In the 1970s and 1980s, East European intellectuals used the concepts
of voluntarism and civil society as they sought ways to frame peaceful
grassroots efforts to create a "parallel polis" and limit the scope
of communist power. In the words of Polish scholar and politician
Bronislaw Geremek, "The magic of the word 'citizen' in Poland or in
Czechoslovakia came from the widespread sense that it referred less
to one's subordination to the state and its laws than to one's membership
in an authentic community, a community whose essence was summed up
in the term 'civil society.'"
3
European and American historians have used these concepts as categories
of analysis to examine the constitution of individual and group identities,
the relationship between the individual and the state, reform movements,
the construction of citizenship (especially by those denied it), political
culture, and the realms of public and private life. For a while, it
seemed that civil society was everywhere, as a "project," if not already
the product, of social, political, and cultural forces. |
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At the same time, the concepts of civil
society and the public sphere, never easy to define in the first place,
have been faulted in many national histories and cultural traditions
of late for their Western ethnocentricity, basis in individualism
and liberalism, and claims to universality. Recent studies have noted
the blurred distinction between civil society and the state, the incivility
of some civil associations, and the ambiguous relationship between
civil society and liberal democracyobservations reinforced by
evidence of the growing pains of civil societies in Eastern Europe
and the states of the former Soviet Union. Moreover, in the sociology
and political theory on the subject, vexing problems of causality
frequently make it unclear what is a condition, or prerequisite, for
the emergence of civil society and what is a consequence of its existence.
Most theories assume that legal guarantees, that is, some form of
Rechsstaat, are necessary for the existence of civil society.
But since, according to Jean Cohen and Andrew Arato, two contemporary
theorists, rights "begin as claims asserted by groups and individuals
in the public spaces of an emerging civil society," it is not clear
what to make of the situation when rights are not guaranteed.
4
To put it slightly differently, it is difficult to determine whether
any given "civil society" is becoming or established. Although this
matter cannot be settled here, it does complicate for the historian
the use of civil society as a category of analysis. Finally, victims
of a seemingly endless cycle of illiberal regimes, failed civil societies,
and failed states, many of the world's polities pose a challenge to
attempts to use civil society as a category.
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At present, scholarly inquiry may best
be served by case studies that problematize this cycle by examining
the building blocks of civil society, especially in those polities
where its development has been most contested. Tsarist Russia, commonly
regarded as an example of a failed civil society, provides such a
case study. The conventional wisdom suggests compelling reasons for
the absence or, at best, exceptional weakness of civil society, an
autonomous public, and the spirit of association. In the pithy but
highly misleading words of Antonio Gramsci, "In Russia the state is
everything and civil society is primordial and gelatinous."
6
Yet, despite the fact that autocracy was suspicious of an autonomous
civil society, in the later eighteenth and nineteenth centuries Russians
did create a public sphere and an associational life based on the
model of the European enlightenment. Their existence unsettles some
assumptions about Russian political culture and an alleged "failed"
civil society. How could a civil society and public sphere, as well
as thousands of associations, exist under an autocratic government?
If the state permitted their existence, were associations then merely
lackeys of the imperial regime? How could subjects denied participation
in Russia's governing institutions manage to stake a claim to the
scrutiny of public policy? If Russia never had a civil society, as
has been claimed, then how do we account for the fact that in the
nineteenth century the Russian government regarded it as a formidable
foe? In suggesting ways to answer these questions, I propose neither
to proclaim recklessly civil society's success nor to reaffirm its
failure. In order to contextualize the Russian case, I shall first
give a brief overview of the usage of the concepts of civil society,
public sphere, and voluntarism in American and European history. I
shall then propose that the application of these concepts in Russian
history, frequently in efforts to explain the Russian Revolution and
its radical outcome, gives us an incomplete understanding of late
imperial society. Finally, by examining the phenomenon of voluntary
association, I shall present a different perspective of the relationship
between state and society, the organization of reform projects, the
capacities of individual and group self-definition and initiative,
and the commonalities with similar phenomena in Europe. |
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A study of free associations
highlights the relationship between civil society and the state in
authoritarian regimes. Discussion of this relationship has taken two
trajectories. The first, influenced by the work of Jürgen Habermas,
posits an adversarial relationship. The public sphere (Öffentlichkeit)
of civil society, Habermas argued, emerged under royal absolutism
in the institutions and practices of market capitalism, the emergence
of the bourgeoisie, new forms of urban sociability, and a lively print
culture. Its "institutional core is constituted by voluntary unions
outside the realm of the state and the economy," which gave voice
to social problems, articulated group interests, thematized public
opinion, and attempted to influence the political process. By compelling
the state to legitimate itself before public opinion, a voluntarily
constituted and self-organized authority acted as a counterweight
to authority based on tradition, force, and ritual and enabled modern
citizens to govern themselves.
7
A bold study of the "lived enlightenment" asserts that the makings
of civil society were to be found in "the new zone of voluntary associations"
that "looked away from the passivity of the subject, toward the activity
of the citizen, away from absolutism and oligarchy, toward more representative
forms of government."
8
In France, the literary public sphere of the ancien régime
practiced the "reciprocity of equals" based on "a model of friendship
that contrasted markedly with the hierarchy of a society of orders
and the absolutist state." In such a "virtual" assembly, the public
could imagine that it could supervise the actions of officials, forcing
the monarchy, "powerless to forbid public debate," to "explain, persuade,
and seek to win approval"in short, to be accountable. After
the revolution, a statist political culture continued to supervise
and regulate French associations until the end of the nineteenth century.
9
In Germany and Austria, because paternalistic authoritarian states
maintained that private persons and associations possessed neither
the right nor the competence to comment on public affairs, seemingly
innocuous activities acquired political implications, and ostensibly
apolitical organizations became politicized. By the 1840s, associationsthe
"institutions of civil society building"became the training
ground for civic engagement in public affairs and a substitute for
popular representation in an effort to "unseat the state as the arbiter
of the public good."
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Yet the public sphere required a certain
degree of publicity regarding the "secretive and arbitrary actions
of the state" in order to deliberate, as well as the freedoms of speech,
press, and assembly that guarantee access to the public arena. Therefore,
its existence was everywhere contested, especially outside a small
number of polities in Western Europe and North America. Tutelary authoritarian
regimes seemed to offer no hope for the development of civil society.
11
However, recent research focuses "less on structures than on voluntary
action, on the dynamics by which democratic institutions can be made
to sprout on the seemingly inhospitable ground of authoritarian rule."
12
Accordingly, the second trajectory posits an ambivalent relationship
between civil society and the state and questions the degree to which
the former led a frontal assault on absolutism. On the continent,
monarchs enabled, if not purposefully created, civil society in order
to encourage and patronize scientific, charitable, and cultural activities
that could further national progress and demonstrate their "enlightened"
reigns.
13
In France, civil society and the state became overlapping entities,
entwined in a "double helix" of mutuality, and the nineteenth-century
state tolerated the existence of myriad societies, some of which existed
in a legal limbo.
14
Such was especially true in Germany, where associations as well as
other components of civil society aspired to assist, complement, and
advise the state in the collection of knowledge and improvement of
the natural and human world for the public benefit. "Even the most
determined liberals abhorred conflict between the state and civil
society and sought not so much the autonomy of civil society from
the state, but rather a harmonious collaboration between the two . . .
Harmony between the state and civil society was considered the norm,
not adversarial relations." Although associations collaborated with
the state in many enterprises, "their activities pushed back the boundaries
of government by expanding the competence of civil society to define
and meet its own problems."
15
The best that can be said at this point is that civil society may
be a necessary but not a sufficient condition for liberal democracy;
in any event, many different political regimes may recognize its de
facto, if not de jure, existence but never its complete autonomy.
16
Civil society and its institutions do not guarantee a future devoid
of political trauma; the development of civil society in ancien
régime France did not prevent the Terror, and in Germany
it did not prevent Nazism and the Holocaust. |
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It is common to state now that civil
society and the public sphere are gendered, and gender analysis provides
a useful insight into the way in which the disenfranchised could enter
public life through voluntary associations. Theorists and historians
have documented the exclusion of women from the public sphere of reason,
citizenship, property ownership, and autonomy, especially in revolutionary
and republican France.
17
More intriguing for the study of an autocratic regime are ways by
which women actually did enter the public sphere despite exclusionary
laws or practices.
18
At stake in this historiography is the construction of citizenship.
While acknowledging discriminatory practices and the difficulty women
faced entering the public sphere, some scholars note that women "cut
off from the institutions of power" found voluntary associations to
be "engines of collective action." Thus disenfranchised individuals
could appear in public, represent themselves and their projects before
their peers, frame public opinion, organize meetings, and hold public
authority accountable; they could even assert a claim to represent
others.
19
As recent studies of masculinity suggest, men outside the governing
elite employed similar strategies for entering the public arena. In
the scientific, philosophical, literary, and naturalist societies,
built on "the reciprocity of equals," men of like interests and commitments
experienced conviviality, collegiality, and fellowship. Men founded
the associations of civil society in order to enjoy the company of
their peers, as well as to pursue science and be stewards of culture
and thereby become "public somebodies." Voluntary associations, especially
the scientific and learned societies, enabled men to display distinction
and gain recognition from others for their experience, talent, expertise,
cultural participation, and civic leadership. Membership in associations
built "confidence for men to make claims for political representation
and power." From this perspective, the "practitioners of civil society
were the overwhelmingly male members of the voluntary associations
. . . Insofar as civil society had begun to be actualized,
to be lived, these men were civil society, and they thought of themselves
as such."
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Historians and social theorists have
long assumed a link between the institutions of civil society and
the middle class. In a venerable sociological narrative, market capitalism
and the bourgeoisie are the preconditions of civil society and the
public sphere.
21
Yet in much recent work, the role of the middle class, for a long
time regarded as a key actor in the civil society drama, has been
problematized in European historiography. National narratives nowadays
depict a fragmented, "muddled and divided" bourgeoisie, impossible
to define economically, whose identity was formed in institutions
of civil society such as voluntary associations.
22
Indeed, in authoritarian regimes with a fragmentary social structure
and a small middle class, associations provided a way outside the
state to articulate and realize projects of philanthropy, cultural
stewardship, and social reform designed to democratize learning and
thereby create an educated citizenry. They also framed the practice
of science as a tool for the public good in order to promise practical
solutions to a wide range of economic problems and social pathologies.
23
Following the argument of Frank Trentmann, we may state that civil
society and voluntary associations should be detached from their "sociological
base," that is, from the bourgeoisie. The hierarchies of value in
civil society, commonly attributed to the bourgeoisie, were articulated
through voluntary associations by a wide spectrum of liberal landowners,
professionals, and government officials. In much recent scholarship,
culture trumps capital, and identities trump income; the key markers
are not class but education, urbanization, and sensibility.
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The appearance of societies of science
in the eighteenth century shows the interplay of these markers and
reveals a very complex relationship between cultural institutions,
the state, and the individual as well as the meaning of association,
especially in absolutist regimes. The vision of a disinterested, autonomous,
value-free science, above (and outside) interests, passions, and politics,
that proclaimed neutrality and impartial standards in the service
of humanity, has been called "heroic" science.
25
Collectively practiced in a space, an "imaginary public sphere," of
"alternative value systems," experimental science, it has been claimed,
had "emancipatory potential," particularly under political absolutism.
26
Several historians, perhaps foremost among them Margaret C. Jacob,
argue that science of the Enlightenment era was a "most powerful weapon"
of intellectuals who wanted to relocate authority away from dynasties,
the church, and the state. Because they functioned as self-organized
"learned assemblies" that tirelessly emphasized cooperation and collaboration
to achieve common, self-defined goals, even ostensibly apolitical
learned societies came under the watchful eye of continental authorities,
who feared, rightly, that such associations would be drawn into public
affairs.
27
Although the practitioners of science were everywhere relatively small
in number, societies of science extended their reach and allowed members
to apply science for patriotic purposes: the study and investigation
of the realm, the creation and diffusion of knowledge, and the improvement
of external and internal nature.
28
"The appearance of numerous organizations, circles and societies,"
Richard van Dülmen asserts, "from the early eighteenth century
onwards provided an important focal point of, and forum for, a progressive
and reformist discourse and activity."
29
Science societies were in the forefront of a movement to count, classify,
record, disseminate, and investigate a wide range of pathologies and
participate in a variety of social reform movements, especially during
the second half of the nineteenth century. In this way, for example,
the poor could be studied and, it was hoped, removed from the state
of nature in which they were commonly regarded as living and enter
civil society.
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The above can merely touch on a few
of the issues in a vast literature stretching across many national
historiographies. But for the historian interested in understanding
the dynamics of civil society in autocratic polities, certain insights
should be suggestive. First, the relationship between civil society
and the state is ambiguous. The autonomy of the former is rarely absolute,
and the latter may always impose conditions on the activities of the
public sphere of civil society. Collaboration and cooperation are
just as likely as confrontation to define the relationship, and civil
society is more likely to grow in scope when it avoids political activities
that directly challenge absolutism. Second, the institutional core
of civil society constituted by voluntary associations frequently
precedes written constitutions and national representative bodies.
Third, associations offer new forms of sociability and self-definition,
and, even in authoritarian regimes, many associations are able to
define collective goals by means of a variety of "outreach" projects
of philanthropy, cultural stewardship, and applied science. Fourth,
since the values and practices commonly associated with the middle
class are often present in other groups of the population, various
social groups may spearhead such projects, and a small "economic"
bourgeoisie with little political clout need not spell doom for the
appearance of civil society. Finally, recognizing the ways in which
civil society is gendered may help us to understand the meaning of
public participation in autocratic polities, such as Russia's, where
not just women (or workers) but all groups were deprived of citizenship. |
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Although the term is used
, the grammar of "civil society" has not entered Russian historiography.
It is easily discounted, not only as a representation of Russian reality
but as a category of analysis. The institutional guarantors of civil
society canonized in Western political thoughtfreedom from personal
dependence and arbitrary domination, inviolability of person and domicile,
property rights and sanctity of contract, the rule of law, and some
sort of parliament or assembly of the estateswere certainly
not features of the tsarist regime. The same is true of what might
be called economic and sociological guarantors: commercial urban centers
and a strong middle class. Indeed, although the origins of its particularity
are in dispute, Russia is commonly regarded as non-Western and semi-Asiatic.
One of Russia's most prominent contemporary historians framed his
explanation for the continued appeal of communists and nationalists
in post-Soviet Russia by evoking "cultural forces . . .
that go to the essential nature of the Russian people. In pre-revolutionary
Russia, public awareness was primarily traditional and mythological.
The irrational predominated, with pagan and Christian concepts, symbols,
and ideals. People lived and acted, led not by reason but by superstition
. . . Russia has not escaped totalitarianism before or since
1917, because it has never had a civil society. The state monopolized
every activity, and no autonomous society existed apart from its all-pervasive
scope . . . An omnipotent state means subjects deprived
of initiative."
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The atrophy of society, it is commonly
argued, was entwined with the hypertrophy of the state in the "double
helix" of Russian political culture under the old regime. In nineteenth-century
Russia, a juridical, or state, school of history, guided by G. W.
Hegel and guiding subsequent generations of historians, regarded the
state as the all-powerful artificer of the Russian nation. Not brought
into existence by a "contract," the state acts, while a politically
immature, passive, and fragmented society is acted upon. A personalized
autocracy and officialdom kept society fragmented by preventing "the
formation of corps, corporations, or legal entities possessing definite
rights and privileges and capable of contesting the authority of the
sovereign and his government."
32
By the time the ideas of constitutionalism and limited government
did emerge in Russia in the early nineteenth century, they were vigorously
resisted by autocracy and soon overshadowed by radicalism. A strong
state and weak society made "the whole system uniquely vulnerable
to revolutionary action," and thus the view of an autocratic political
culture elides into an explanation of the Russian Revolution. According
to one history of the revolution, in its efforts to strengthen its
own power the autocracy had "destroyed or crippled all autonomous
institutions . . . as useless or even inimical to its purpose.
No middle ground of spontaneous non-governmental public activity was
left, alas, to mediate between an extreme absolutism and anarchy."
33
Social historians have directed some attention away from the state
and officialdom and toward "social forces," and labor historians have
documented the development of a plebeian public sphere. But in the
end, most social and labor historians have joined the chorus of historians
of the Russian state and institutions in finding either a fragmented
society incapable of, and prohibited from, the self-organization necessary
to stand up to a tsarist leviathan or a polarized class struggle that
provided the "social basis" of revolution in its most extreme form.
34
To be sure, historians occasionally concede that by the end of Catherine's
reign, "the blueprint for a civil society in Russia was ready"; by
the end of the reign of Alexander I, "the growth of civil society
proved to be irreversible."
35
It is more frequently conceded that a civil society "of sufficient
size and autonomy to challenge the regime's monopoly on political
authority" emerged by the turn of the twentieth century. But such
a tardy civil society is seriously hobbled as a category of analysis:
its appearance is all too often seen as a result of national calamity,
such as the famine of 18911892 or the Revolution of 1905, and
its essence is seen as opposition to tsarism.
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Despite the misleading picture of the
absence of associations and of an autonomous public, the dominant
interpretation of Russian political culture does contain an indisputable
truth. Contested by the autocratic state, the very existence of voluntary
associations and their works, not to mention civil society and an
autonomous public sphere, could not be taken for granted in tsarist
Russia. Without question, there were "no effective political constraints"
to autocracy, and no one would claim that liberal democracy triumphed
in 1917.
37
Yet the above story of late imperial Russia is a story of failures,
absences, weaknesses, fragmentation, fragility, backwardness, lost
opportunities, and tragedy. It is a story of Russian essentialism.
It is a story of public action that was ill fated, embryonic, "missing,"
"primitive," "amorphous," and confrontational. Historians from a variety
of historiographical schools and political preferences are in remarkable
consensus: the story of late imperial Russia is fundamentally a story
of what did not happen. |
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It is certainly not my intention to
refute the overwhelming evidence of a repressive state or to claim
that a strong, stable civil society was secure in imperial Russia,
much less to place any formal limits on the scope of tsarist political
authority or to defend it in the Gramscian manner. Rather, I propose
a change of emphasis from what did not happen to what did. In slighting
the development of civil society, most of the above views create an
unwarranted sense of historical inevitability and bury other aspects
of the Russian past under an authoritarian essentialism that prevents
us from drawing an adequate map of nineteenth-century public life.
Although an all-powerful and repressive state, intransigent radicals,
and subjects unprotected by rights have dominated the historical representation
of late imperial Russian political culture, a lively non-revolutionary
civic life emerged in the largest cities. Economic growth, mobility,
urbanization, and advances in education, coupled with the Great Reforms
of the 1860s, fostered the development of organized structures that
mediated between the individual and the state. New professional, entrepreneurial,
and artistic elites aspired to create new public identities. Bureaucratic
service to the state or visionary service "to the people" no longer
defined the concept of public duty. Moreover, there are signs that
Russian historiography is turning away from "declensionism," that
is, from the study of the decline of tsarist Russia as it headed inexorably
toward revolution.
38
Rather than seek the "social basis" of great confrontations between
state and society, historians now are just as likely to study alternative
channels for gradualism and reform and to try to explain what kept
tsarist Russia together rather than to reaffirm what broke it apart.
Work on Russian freemasonry, local and municipal government, charity,
liberal academics, professionalization, the press, and popular reading
habits, among other topics, helps us to understand more fully how
Russian political culture workedboth the constraints and the
opportunities.
39
If we focus on Russia's autocratic ways, we emphasize the differences
between Russia and the West and accentuate the inevitability of revolution.
If, on the other hand, we venture into the less explored terrain of
Russia's emerging civil society, we may find a rather different picture
of public life. One thing we are sure to find: voluntary associations,
always under the watchful eye, both benevolent and suspicious, of
autocracy. A study of voluntary associations will show not only the
constraints but also the opportunities for public action; it will
also show how efforts to assist the state in bringing progress to
the nation led to efforts to limit the scope of state power. Rather
than explain the liberal-democratic civil society that Russia clearly
did not become, I will try to suggest ways to understand the civil
society that it did achieve.
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Of all the elements
that composed or facilitated the development of civil society in Russiaa
print culture and the press, the universities, the city councils and
the rural zemstvos, the judiciary, economic growth and diversification,
urbanization, professionalization, the liberal movementthe most
neglected has been the voluntary association.
41
By the end of the nineteenth century, Russia had thousands of voluntary
associations. They were everywhereSt. Petersburg and Moscow,
the capitals of the non-Russian regions of the empire, the major provincial
centers, and even small towns. Their range included learned societies,
small-town charitable and agricultural societies, and clubs for recreation
and sport. Their rapid growth and ubiquity, of course, help me argue
their significance in life and their neglect in history; at the same
time, this complicates any attempt to analyze them. I will examine
only a selected group of St. Petersburg and Moscow voluntary associations,
mainly but not exclusively learned societies. I make no claim that
these organizations were typical or representative of all of Russia's
associations. But because of their longevity, their formal and legally
constituted relationship with the authorities, the paper trail available,
their stature, and their public missions, they allow us to problematize
associational life under autocracy and to reconstruct the broader
social, intellectual, and institutional framework in which associations
operated.
42
I will proceed by examining their contribution to three broad thematic
areas of public lifethe application of science to the study
of productive natural and human resources, the preservation and promotion
of the national heritage, and social reform movements. I have chosen
these areas not only for their intrinsic interest and importance but
for three additional reasons. First, each has its analogue in Europe
and North America; indeed, one could argue that they are paradigmatic
of post-Enlightenment public life. Second, in each area, a prominent
association or set of associations may be identified as archetypal.
Third, the archetypal associations span a long chronological period:
from the reign of Catherine II at the end of the eighteenth century
to those of Alexander III and Nicholas II at the end of the nineteenth.
After examining a sampling of Russian associations, it will be possible
to judge the contribution of voluntary associations to the development
of Russian civil society. |
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Improvement and progress by means of
the application of science to the study of productive natural and
human resources was one of the most important goals of the Enlightenment.
By bringing the benefits of science to agriculture, for example, nature
itself could be improved and made more productive. To accomplish this
goal, in the second quarter of the eighteenth century, monarchs and
private persons founded agricultural societies in the British Isles,
France, the German states, and Switzerland.
43
Societies sponsored essay competitions and awarded prizes to encourage
innovations, created networks of corresponding members, funded and
manned expeditions, published journals and treatises, maintained facilities
such as botanical gardens and observatories, undertook statistical
surveys, and mapped the realm. Such projects created and diffused
public knowledge, mobilized volunteers in scientific and "patriotic"
enterprises, and created the sense of "participation in a culture
of learning."
44
Russia was no exception to this phenomenon. In the 1750s and 1760s,
a few government officials such as Nikita Panin began to connect the
goal of a more efficient and humane economic and political system
with improvements in Russian agriculture and with curtailment of the
abuses of serfdom. At the same time, a few landowners became "enlightened
seigneurs" and sought new ideas of estate management. Although Catherine's
true intentions have long been disputed, there is evidence to suggest
that the empress wanted "to mitigate the evils of serfdom without
arousing excessive expectations among the serfs or hostility among
the nobles," to create a "climate of opinion in which the nobles might
agree to reforms to improve the life of the serfs." A body designed
to study agriculture seemed to be the best institutional mechanism
for creating such a "climate of opinion," and in 1765 was born Russia's
first association, the Free Economic Society.
45
There is no doubt that the society, while independent of government,
benefited from Catherine's moral and material support. Catherine conferred
on the society "separate" patronage and permitted it to use the imperial
coat of arms as well as her own logo, a beehive with the word "useful"
(poleznoe) curling around it.
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During its 150-year existence, the Free
Economic Society was governed by a charter or bylaws (ustav)
drawn up by the society and approved by the government. In addition
to stating the goals and scope of the society, as well as rules by
which it managed its own affairs, the charter, explicitly or implicitly,
granted certain rights and privileges. In an autocratic country, it
functioned as a micro-constitution written in the language of representation,
which gave associational life autono-mous existence and a special
meaning. Despite its inevitably close relationship to the government,
the Free Economic Society was based on the principles of voluntary
association of members, the assembly of private persons, and self-governance.
Since the charter became a template for subsequent associations, and
since Russian officialdom later threatened to encroach on certain
rights and privileges, to abrogate, as it were, this micro-constitution,
it would be worthwhile to highlight those features of the charter
most jealously defended by the society's members.
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In the first place, the charter was
written by the members themselves. They established their own goals,
the means to attain them, and internal rules and regulations, hence
the society's name, "free," independent, possessing its own will (vol'noe).
To be sure, the charter had to be approved by the government, and
there is no doubt that its provisions were constrained by an understanding
of what was acceptable. Nevertheless, in drawing up its own rules,
the society engaged in the process of self-definition. Second, membership
was entirely voluntary. The society had the power to select its own
members and thereby create a bond of trust, mutual respect, and sociability
in the achievement of common goals. Third, the society constituted
its own structure of authority. The highest decision-making body was
the general members' meeting (obshchee sobranie). This body
elected officers by secret ballot, and the results were not subject
to validation by the authorities. A council or board (sovet),
consisting of a president, vice president, secretary, treasurer, and
chairs of divisions and committees, planned the society's activities
and set the agenda for the general meetings. Fourth, the society could
pursue autonomous activity, regulated only by its own rules and regulations
and the laws of the land; it did not need government permission for
all its activities or authorization to allocate funds. For example,
it could create ad hoc committees and commissions as it saw fit, and
the various departments and committees had considerable autonomy to
set their own agenda. Fifth, the society had privileges regarding
censorship, the feature of arbitrary autocracy that so often shackled
intellectual life. Like the Academy of Sciences and the universities,
the Free Economic Society and subsequent learned societies were allowed
to censor their own printed matter and import foreign publications
duty-free and uncensored. After 1862, all learned societies were exempt
from pre-publication censorship. Finally, such privileges gave the
Free Economic Society a crucial feature of the public sphere everywherepublicity.
48
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Like the European science, agricultural,
and patriotic societies of the day, the chief goal of the Free Economic
Society was the increase and diffusion of useful knowledge.
49
First and foremost, the society collected, translated, and disseminated
foreign advances in agriculture and the arts. Also, it tried to create
an institutional framework that would stimulate public interest and
encourage such advancements in Russia. Members were to perform experiments,
test innovations, and evaluate the results of experiments submitted
to the society. Essay competitions, an important component of the
public sphere, encouraged the production of knowledge and practical
proposals to solve problems. The society was to convey visually the
results of Russian and foreign advances through collections, exhibits,
museums, and lectures. Finally, the society aimed to increase the
amount of information available on local economic conditions, primarily,
but not limited to, those of agriculture.
50
As part of the latter project, it cultivated relationships with other
organizations, domestic and foreign, by exchanging publications and
by publishing accounts of the activities of other agricultural societies
and, later, of the zemstvos. Despite obstacles, this effort created
considerable enthusiasm, conveyed by A. T. Bolotov, a middling
provincial nobleman and improving landlord: "And my satisfaction grew
even greater when I saw that, following foreign examples, all the
nobles living in the province had been invited to communicate their
economic observations to the Society, along with other people of every
rank and to pave the way for this, 65 questions were appended at the
end of this book."
51
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It is beyond the scope of this article
to pursue the myriad projects of the Free Economic Society. Moreover,
it must be acknowledged that historians have questioned the sustained
commitment of members and the effectiveness of the society's activities;
they certainly did not bring about a transformation of Russian agriculture.
52
Nevertheless, the significance of the Free Economic Society lies less
in any particular product it did or did not, could or could not, deliver.
The Free Economic Society's links with government set a pattern for
reciprocal and even mutually beneficial relations between Russia's
voluntary associations and the state, a pattern that prevailed until
the end of the nineteenth century. The society had imperial patronage,
accepted members of the royal family as officeholders, received what
we might call today government grants, and petitioned government offices
for favors and privileges, such as free postage. Like many future
associations in the nineteenth century, the society was called on
to assist the government in the study of a variety of problems and
in implementation of policy. In this, a "patriotic society for the
encouragement of agriculture and the economy in Russia" was fulfilling
its patriotic duty. At this point in the development of Russia's voluntary
associations, individual societies' goals and state goals were one
and the same. Even while the necessity of a close relationship with
the government no doubt circumscribed the society's autonomy, until
the 1890s there is little evidence that the government systematically
compromised the principles of voluntary membership, internal integrity,
or autonomous self-management of the society's affairs. By becoming
the first public forum for a discussion of and dissemination of views
on economic policy, the Free Economic Society sowed the seeds of participatory
public dialogue and marked the beginning of a process whereby independent
public initiative was sanctioned under autocracy.
53
Born in the age of "enlightened despotism," this initiative continued
even in the age of the reactionary Nicholas I. |
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A fascination with the past, spawned
by antiquarianism, historicism, and patriotism, spread throughout
Europe during the eighteenth and nineteenth centuries. Monarchs and
subjects alike assembled artifacts and curiosities, founded museums,
and organized societies. Historicism emanating from Germany provided
philosophical justification for the study of the customs and ways
of life of distinct and cohesive groups of people. Collecting and
displaying fueled efforts to seek and record local customs and beliefs,
those "fast disappearing ways of life." Learning about one's nation
was a form of patriotic public service that shaped a sense of national
identity and pride.
54
Although this obsession with the national heritage has often been
portrayed as a longing for an idealized past or as an anti-modern
aesthetic retreat, in fact the study of the past expressed an acceptance
of progress and an affirmation of the distance traveled to the present.
The vehicle that mobilized this study of the past and of the nation
was the voluntary association, often, especially on the continent,
in conjunction with a government agency, commission, or academy.
55
As is well known, in the first half of the nineteenth century, educated
Russians became obsessed with national identity. In their efforts
to emphasize difference, Russians paid Western Europe the ultimate
compliment of emulation. The broadening scholarly and public interests
in the Russian nation came together in 1845 with the founding of the
Imperial Russian Geographical Society. Later that year, the newly
formed organization drew up a charter, modeled after that of the Royal
Geographical Society in London, that sanctioned autonomy in its mission,
internal organization, and selection of members and officers.
56
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During the last years of the reign of
Nicholas I, such autonomy was by no means guaranteed, and F. P.
Litke, admiral, scientist, explorer, and the society's first vice
president, viewed the Geographical Society much as a captain would
a ship, trying to steer it on a safe course and prevent unforeseen
calamities. Although Litke regretted internal bickering over mission
statements and organizational issues, such debate among members proceeded
openly without any effort of the government to dictate the society's
goals.
57
Indeed, the state was an active collaborator in a mission that valorized
the advancement of native science, imperial expansion, and national
integration and promoted a community of learning and service to the
nation. Like European learned societies of the day, the Geographical
Society facilitated scientific research and brought together scientists,
scholars, and reform-minded officials to study social and economic
questions. Its autonomous divisions were "turned into the kind of
laboratories where ideas are exchanged, where the initiative for public
enterprises to advance science are inspired, where research strategies
are discussed, where completed work is evaluated and prizes are awarded,
and where the results of private investigations are assembled and
published."
58
It built a base of empirical data, an ongoing system of questionnaires,
and consolidated, coordinated, and disseminated the great amount of
private, and seemingly random, collection of geographical information.
59
Requiring a large number of researchers outside the capital, the questionnaires,
for example, generated a constant flow of "important and curious observations"
about different localities to the society's headquarters in St. Petersburg.
According to the silver jubilee report, the society brought "order
to that constant effort of freely moving forces, which incessantly
stream in from the outside, changing in their composition and diverse
in their combinations, specializing and directing their work in conjunction
with the general goals of the Geographical Society." It provided a
training ground for public or government work: the government reformers
of the 1850s and 1860s had all been members of the Geographical Society.
60
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The desire to spread in Russia a love
of geography, ethnography, and statistics fulfilled more than a
training mission. In the 1840s, the Geographical Society was at
the center of a quest for national identity and the leader of a
movement to privilege the study of the Russian people.
61
The foundation of the society, and especially the projects of its
Ethnographic Division, marked the birth of institutionalized Russian
area studies. Like ethnographers in Western Europe, the charter
members of the Russian Geographical Society considered it "urgent
to preserve for posterity . . . the special features of
folk life before it is too late."
62
In 1847, the society's Ethnographic Division drew up an elaborate
program of empirical study based on 7,000 questionnaires sent all
over Russia. In the striking metaphor of P. P. Semenov-Tian-Shanskii,
explorer and long-time secretary of the society, the Russian common
people had retained the distinguishing features and original character
of the Russian nation as if "buried under the volcanic ash of history."
63
In evoking the spirit of community in the past, the society summoned
science to validate its sense of community in the present. The society's
jubilee histories capture the rosy attitude of the members toward
a community voluntarily constituted:
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From the very start, the Society was not a closed circle of learned
specialists who convened from their studies to exchange ideas and
inform each other of the results of their research. It threw open
the door to all, without exception, who were interested in studying
Russia, and summoned all her available and motley forces to independent
action [samodeiatel'nost'] directed to that study.
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Among all its members, from the royal family down to the most modest
provincial geographer, the society created that desire to study the
nation's productive forces and to facilitate its well-being, as well
as "that spiritual bond that binds us all together in the love for
our native land."
64
The community bonded by a study ofthe nation was soon becoming one
bonded by a desire to educate and reform it. |
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Associations were essential ingredients
in movements of reform and cultural stewardship in nineteenth-century
Europe and America. At the same time, associations and the activities
they sponsored were important in shaping middle-class identities and
in developing and reinforcing hierarchies of value, sensibilities,
and cultural aspirations.
65
Particularly important for my purposes here are efforts to provide
education, to promote self-improvement and rational leisure as well
as a thirst for positive knowledge, and to mobilize the public for
reform causes through a variety of projects. Myriad societies sponsored
schools, vocational training, and public lectures. They organized
congresses, often with the cooperation of governments, that became
local, regional or national venues for otherwise-isolated people to
come together to discuss matters of common concern.
66
Museums and exhibitions of natural history, science, and industry
celebrated progress, the division of labor, and the dissemination
of knowledge; they also demonstrated the cooperation of science, industry,
private associations, and governments in service to the public.
67
By mobilizing new special-interest constituencies and in publicizing
a wide variety of causes, associations became a new form of public
representation and advocacy, especially in polities lacking national
representative institutions or for groups not otherwise represented,
thereby breaking down a sense of powerlessness to shape public policy. |
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It is a commonplace that the Russian
intelligentsia regarded itself as the steward of Russian learning
and culture. In the absence of dispersed bourgeois wealth and numerous
individual philanthropists, Russian voluntary associations were even
more important than their counterparts in the West as the initiators
of public outreach and cultural stewardship.
68
Many Russian associations with a self-conscious public mission to
democratize science and learning had their origins in the Era of the
Great Reforms during the 1860s, a time of unprecedented state-sanctioned
public discussion of government policy, local conditions, and projects
for national renewal. To be sure, the government was unwilling to
permit any constitutional challenge to autocratic rule, and radicals
resented the incompleteness of the reforms and the slowness of change;
but for a while at mid-century, a spirit of earnest application of
effort for national improvement prevailed. This spirit was perhaps
most intense at the universities and among Russian youth. In 1863,
a new government charter granted universities more autonomy, including
the right to organize their own learned societies. The Ministry of
Internal Affairs noted that there was "a general inclination toward
the development of associational public activity in all forms and
for all kinds of purposes."
69
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Russian youth believed that the study
of science held the key to progress, and the era presented new opportunities
to mobilize resources for the pursuit of public science. In 1863,
a group of specialists, amateurs, and students affiliated with Moscow
University founded the Society of Friends of Natural Science, Anthropology,
and Ethnography (OLEAE in its Russian initials). Judging the creation
of knowledgetheoretical researchalready to be the turf
of other institutions such as the Academy of Sciences in St. Petersburg,
the charter members of OLEAE stated that what Russia needed most was
to disseminate a love of science and to nurture young scientists.
Russia was deficient not in theoretical knowledge but "in the number
of people who can use that knowledge." In the arresting terminology
of the charter members, the goal of OLEAE was the "democratization
of knowledge."
70
Among the major outreach activities of OLEAE were the Ethnographic
Exposition in 1867, the Polytechnical Exposition in 1872, and the
creation of the nation's best-known science museum, the Moscow Polytechnical
Museum. In an example of cooperation between associations, the city
government, the scientific community, and the general public, the
museum sponsored lectures, discussions, and Sunday tours pitched at
workers. By providing meeting halls and auditorium space free of charge
to numerous other societies, it became a civic center, contributing
substantially not just to the democratization of science and learning
but also to civic life and to the goals of the rational use of leisure.
(See Figure 1.)
71
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Figure 1: One of three restaurants
at the Polytechnical Exposition in Moscow in the summer
of 1872. The exposition was organized by the Society
of Friends of Natural Science, Anthropology, and Ethnography
and held inside the Kremlin walls and in the adjacent
gardens. (One of the Kremlin towers is visible in
the background.) More than 750,000 visited the exposition
to see 10,000 articles on display, including 2,000
from foreign countries. (Source: Imperatorskoe Obshchestvo
Liubitelei Estestvoznaniia, Antropologii i Etnografii,
Politekhnicheskaia Vystavka 1872 g.: Al'bom
Vidov [Moscow, 1872]). Courtesy of the State Polytechnical
Museum, Moscow.
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The needs of a modern economy, the increasing
division of labor, and the specialization of the work force required
a greater investment in primary education and in adult and technical
training, and associations responded to this need. In 1861, the Free
Economic Society created an autonomous division known as the Literacy
Committee, which became the nation's most prominent association involved
in primary education. When it opened, the officers of the Free Economic
Society declared that the society's top priority must be to assist
the spread of literacy among the newly emancipated peasants; Russian
agriculture could not improve, the argument ran, unless its basic
human component, the peasant cultivator, became a literate farmer.
The committee organized the free distribution of government-approved
textbooks and instructional materials to the nation's primary schools
and libraries, and an estimated one million books passed through this
network between 1861 and 1895. The committee complemented this distribution
network with a publishing venture of its own, thereby becoming an
important actor in the effort of educated society to provide an alternative
to pulp fiction and to construct a canon of edifying popular literature.
To support its wide-ranging activities, the committee relied on in-kind
contributions, membership dues, and donations, largely from Russia's
business class.
72
Fund-raising, as well as the consulting services and wide network
of correspondents among teachers and even peasants "dispersed all
over Russia," created horizontal linkages in the countryside and a
reputation of trust and service, what in the Western literature is
now called "social capital."
73
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Among the many Russian associations
involved in adult and technical education, the best known and most
influential was the Russian Technical Society (RTO in its Russian
initials), founded in St. Petersburg in 1866. From the beginning,
the membership was heterogeneous; though dominated by the technical
intelligentsia, it also included civil servants, military officers,
industrialists, and foreigners. By the end of the nineteenth century,
forty branches were scattered across the Russian Empire; the local
branches had considerable autonomy to establish contacts with business,
industry, and educational institutions. According to its charter,
the RTO's broadly defined mission was to assist the development of
Russian technology, to disseminate practical information, and to advance
engineering education.
74
Throughout the 1870s and 1880s, the RTO became a national forum for
debate of educational policy, largely through the efforts of one of
its divisions, the Standing Committee on Technical Education. In order
to improve technical training and labor productivity, this committee
ran classes for adult workers and schools for workers' children, and
sponsored public lectures. To operate schools, acquire classroom space,
recruit teachers, develop syllabi, review textbooks, and coordinate
instruction required considerable organizational skills. Given that
revenue from membership dues, the sale of publications, and government
grants did not cover all its activities, the Technical Society had
to organize concerts, lectures, and other fund-raisers.
75
Public lectures, reading rooms, and public libraries not only facilitated
the efforts at self-improvement and diffusion of science and technology,
they also served the complementary component of cultural stewardship:
the rational use of leisure. The RTO was but one of many organizations
that sponsored public lectures, a phenomenon of civil society that,
in the words of historian A. A. Kizevetter, became "an epidemic"
in the 1890s.
76
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Like the many lecture series, periodic
national congresses were highly public enterprises organized by a
variety of Russian associations. Periodic congresses of scientists
and of technical education specialists must suffice for illustration.
Modeled after congresses of German scientists and organized by university
science societies in different cities of the empire beginning in 1867,
the scientific congresses established a precedent for other congresses,
in that they conducted their business largely by government-approved
rules and procedures of their own making (polozhenie). (See
Figure 2.) In an address before the first congress
of scientists, G. E. Shchurovskii, a professor of geology at
Moscow University and president of OLEAE, opined that "Congresses
are a moral force, bringing scientists in contact with each other
and with society and the mass of the population."
In addition to bringing together scientists from the far corners of
the empire, the congresses elevated native science to "a place next
to European science," and promoted science education.
77
Similarly, a series of congresses of vocational and technical education,
organized by the Russian Technical Society beginning in 1889, was
convened to acquaint the public with the state of Russian technical
education and to study "the conditions for its proper organization."
Believing that the congresses would energize, facilitate, and coordinate
a multitude of private and public efforts to improve technical education
and promote private initiative, the organizers encouraged public input
into the program.
78
Congresses and the myriad public meetings provided forums, in the
provinces as well as in Moscow and St. Petersburg, for public debate
on a wide range of national policy issues, many of which, such as
corporal punishment, universal public education, and government economic
policy, were highly controversial. |
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Figure 2: Participants at the Third
All-Russian Congress of Feldshers and Obstetricians
in St. Petersburg in 1912. Congresses were an important
form of public representation where critical opinion
was expressed that the government found increasingly
difficult to contain. There were more than 500 district,
regional, and national congresses of medicine and
public health alone before 1917. The photograph was
taken by K. K. Bulla, who photographed all of
the most important prerevolutionary academic and professional
congresses. Courtesy of the Central State Archive
of Documentary Films, Photographs, and Sound Recordings
of St. Petersburg.
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These efforts to inform and mobilize
the public fanned controversy and alarmed an autocratic government
that for a long time had nurtured and supported the activities of
associations. By the end of the nineteenth century, the relationship
between government and more and more associations became politicized
and confrontational. The Literacy Committee allegedly used its "vast
network of public libraries, reading rooms, and public lectures" and
its claim to a voice in public policy, "to turn public education into
a weapon of anti-government propaganda."
79
One high-profile case at the turn of the century provides an excellent
example of a contested public sphere. In the 1890s, the Free Economic
Society was forced to curtail its public activities under mounting
government complaints that it had opened its meetings to the public
and overstepped the bounds of its charter.
80
A memorandum of the Political Police of December 8, 1897, contended
that the meetings of the Free Economic Society had "turned into a
parliament which debates publicly, always before great crowds, absolutely
all issues of government internal policy." "There is no possibility
of objective discussion, or if it starts, it is quickly turned into
an anti-government meeting," a "political demonstration." Thememorandum
ended by the arresting claim that "no underground organization has
done as much to spread anti-government ideas as has the Free Economic
Society."
81
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It should be readily apparent that
the institutional core of civil societythe network of associations
in St. Petersburg, Moscow, and other major citieswas rapidly
growing in imperial Russia. To be sure, compared to Western Europe
and North America, in a vast and far less urban empire this network
was less dense, and the number of members per capita was decidedly
smaller. But associations were too important to be dismissed by the
imperial government then or by historians today. What, then, was the
meaning of Russia's associations and its emerging civil society? As
British sociologist Keith Tester suggests, the most important question
is not whether civil society has existed, or exists, among a particular
people, whether it is strong or weak, or which institutions it possesses
or lacksimportant as these questions arebut why people
operate as if it had meaning.
82
It did have meaning in its day, and that meaning reveals much about
Russia's allegedly "traditional and mythological" public life and
about an omnipotent state that allegedly created "subjects deprived
of initiative." |
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Although scholars often emphasize the
differences between Russia and "the West," the experience of Russian
associations suggests many similarities. Russia's associations were
able to promote and pursue the same goals as their counterparts in
Europe and North America. Within the unavoidable constraints of autocratic
power, Russian associations were by and large self-defined, self-organized,
and self-managed bodies offering a free, that is, not coercive, sociability.
Their charters, the "founding document," as they were repeatedly called,
contained certain state-sanctioned privileges and immunities. Through
associations, entrepreneurs, government officials, and professionalsalmost
exclusively menpresented typical nineteenth-century themes,
language, projects, and hierarchies of value, commonly regarded as
deficient in autocratic Russia: opportunity, individual initiative,
autonomy, self-reliance, self-improvement, a spirit of enterprise,
industriousness, rationality, the ability to control one's destiny,
a belief in science and progress, and cultural stewardship. As elsewhere,
outreach activity aspired to "enlarge the mind," improve taste, and
"make better citizens." Programs of adult education aimed at nothing
less than "the democratization of knowledge," "the leveling of social
classes," and "the breaking of all barriers between people."
83
The many projectsmeetings and public lectures, publications,
school administration, fund-raisingdemonstrated extensive outreach
as well as the organizational talents and the suppleness wanting in
the cumbersome Russian bureaucracy. |
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Indeed, to a great degree, Russian officialdom
nurtured associations precisely for their organizational talents,
as well as for their advancement of progress and national well-being.
Despite the story of conflict between state and society that pervades
much of the historical literature, as it pervaded the mutual perception
of the antagonists at the time, a great degree of cooperation and
collaboration existed between officialdom and Russian associations.
From the end of the eighteenth to the end of the nineteenth century,
the Russian state did much to create civil society by sanctioning
the creation and operation of private associations. As in Europe,
state subsidies, royal patronage, and the presence of government officials
and even members of the imperial family on association boards fostered
the crossover between official and unofficial realms. For more than
a century, the government found it quite useful to have the learned
societies apply knowledge, in a dispassionate way, to social and economic
problems; to collect, analyze, and publish data; and even to make
policy recommendations, of course only when asked to do so. For this
reason, the government was willing to concede the societies considerable
latitude for the autonomous management of their own affairs and even
allow them to hold public meetings. To many members, associations
presented an opportunity for a pragmatic, advantageous reciprocal
relationship with the imperial government. Many associations assiduously
cultivated an ethos of earnest service and usefulness in order to
gain prestige and patronage for their projects. Russian associations
often regarded their goals and those of the state as mutualnational
progress and betterment through study, improvement, and mobilization
of productive human and natural resources. |
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In pursuing these goals, associations
became the vehicle by which educated Russians learned about society
and communicated with each other. In a huge empire whose polity was
built on vertical linkages to and from the autocrat that isolated
its subjects, public meetings brought speakers and audiences in contact
with each other and, by being reported in the societies' publications
as well as in the press, with the broader educated society, both metropolitan
and provincial. The projects of associations thereby established horizontal
linkages that bypassed the Russian government, further underscoring
their autonomy. By emphasizing change and progress, associations and
their projects fostered a public awareness of a changing world, of
history. This, in turn, raised consciousness and accorded an opportunity
for special-interest constituencies of men to enter the public arena,
to subject their missions to public scrutiny, and to be stewards of
culture. Associations and their enterprises promoted that sense of
public duty and civic pride that had been missing from Russian national
life.
84
By mobilizing the public in the languageof representation before both
peers and power, associations collectively claimed to represent the
nation, through publicity, policy initiatives, and petitions, to the
Russian government.
85
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Thus to represent the nation in the
review and formulation of state policy jeopardized the precarious
mutuality between officialdom and associations and gave furtive legitimacy
to anti-government views. By the end of the nineteenth century, many,
though by no means all, associations wanted the government to sanction
a broader scope of activity, thus raising the threat of a vast archipelago
of unauthorized and unscrutinized public initiative. Continued government
tutelage only created more resentment and fostered an adversarial
relationship. Regarding the review and formulation of national policy
to be entering the arena of politics, a territory beyond the scope
and competence of private associations, officialdom tried to suppress
discussion of sensitive topics. Although historians have rightly identified
certain major national crisesthe famine of 18911892, events
leading up to the Revolution of 1905, for exampleas galvanizing
public action in a spirit of opposition to the government, the organizational
framework for such public assertiveness was already in place. Overcoming
the fear of the authorities, and convening "parliaments," as meetings
were often called in the press, associations such as the Free Economic
Society and the Russian Technical Society gained in esteem, authority,
and trust among the educated population, gains that came at the government's
expense. Thus associations demonstrated what public life could be,
even under autocracy, and why this public life was threatening to
the authorities. They created and assiduously cultivated the spaces
of initiative and autonomy where the capacity of citizenship could
appear. However, politicization and contestation in these spaces at
the turn of the twentieth century made the public sphere, like the
state itself, vulnerable to attack, and a rapidly developing civil
society was soon hijacked by revolutionaries for the purposes of its
own destruction. |
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If the capacity of citizenship could
sprout on the inhospitable ground of autocratic rule, could the Russian
experienceand, in particular, its experience in associationenrich
theories of civil society? Under tutelary autocratic authority, the
emergence of civil society was not a consequence of the inviolability
of person and domicile, property rights, and the rule of law, as is
often theorized in the Western tradition, but was in advance of, or
concurrent with, such limitations in the scope of state power. In
freely constituted and publicly validated associations, educated Russians
acted as if they were in civil society. Sanctioned by the state itself,
associations become the leading edge in the emergence of a dynamic
civil society. Russian associations help explain the cooperation between
state and civil society, the social basis of liberalism and reform
movements, and the eventual struggle against political absolutism.
Through associations, individuals took initiative, acquired social
identities, formed interest groups, framed policy issues, and mobilized
public opinion. Voluntary associations created spaces where rights
could be asserted and defended and claims could be mediated. Their
charters were micro-constitutions written in the language of representation.
That language defined a legal relationship with authority, articulated
collective goals, conferred certain rights and privileges, and set
rules for self-management of affairs. Under autocracy, voluntary associations
not only gave civil society meaning, they made an essential contribution
to the process by which Russian subjects were becoming citizens. |
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Earlier versions of this article have been
presented at the conference "Civil Society and Democratisation,"
University of Warwick (February 1996); at the Midwest Russian
Historians' Workshop, University of Chicago (October 2000); and
at the Kennan Institute for Advanced Russian Studies, Washington,
D.C. (May 2001). I would like to thank Eldon Eisenach, Gary Hamburg,
Nancy Isenberg, Andre Liebich, Gary Marker, Paul Rahe, William
R. Rosenberg, and Christine Ruane, as well as Jeffrey Wasserstrom,
Michael Grossberg, and the anonymous readers of the AHR,
for their comments on earlier drafts. The research has been supported
by the National Council for Soviet and East European Research
and by the University of Tulsa. See Joseph Bradley, State and
Civil Society in Russia: The Role of Nongovernmental Associations
(Washington, D.C., 1997).
Joseph Bradley is a professor of history
at the University of Tulsa. He has also been a visiting professor
at Ohio State and Georgetown universities. His previous work has
examined municipal response to peasant immigration (Muzhik and
Muscovite: Urbanization in Late Imperial Russia, 1985) and state
response to technological challenge (Guns for the Tsar: American
Technology and the Small Arms Industry in Nineteenth-Century Russia,
1990). His interests have turned to the relationship between state
and society, and he is finishing a book that assesses the role of
voluntary associations in the formation of civil society in imperial
Russia. His recent articles have appeared in Between Tsar and
People: Educated Society and the Quest for Public Identity in Late
Imperial Russia (1991), Reform in Russian and Soviet History
(1994), and Merchant Moscow: Images of a Vanished Bourgeoisie
(1998), as well as in the Russian journals Obshchestvennye
Nauki i Sovremennost' (1994) and Vestnik Moskovskogo Universiteta,
series 8: Istoriia (1994). Since 1993, he has been co-editor
of Russian Studies in History.
Notes
1
Like "the state," its frequent adversary in much of the theoretical
discussion, "civil society" is an abstraction. A concept used
by political philosophers to explain numerous discrete phenomena,
it has nonetheless proved to be very elusive. Civil society may
be defined as the associations and institutions, not part of the
state, that frame "ordered, nonclandestine, and collective activities."
Philip Nord, "Introduction," in Nancy Bermeo and Nord, eds., Civil
Society before Democracy: Lessons from Nineteenth-Century Europe
(Lanham, Md., 2000), xiv. My understanding of theories of civil
society has been informed by Charles Taylor, "Modes of Civil Society,"
Public Culture 3, no. 1 (Fall 1990): 96; John Keane, ed.,
Civil Society and the State (London, 1988); Andrew Arato
and Jean Cohen, Civil Society and Political Theory (Cambridge,
Mass., 1992); Adam B. Seligman, The Idea of Civil Society
(Princeton, N.J., 1992); and John A. Hall, ed., Civil Society:
Theory, History, Comparison (Cambridge, 1995). The public
sphere is that communications network of civil society where interests
are represented and claims are adjudicated; the discussion of
Habermas below spells this out. By association, I have in mind
the modern, secular, self-regulating philanthropic, educational,
cultural, and learned societies, membership in which was voluntary
rather than compulsory or ascribed and that offered new forms
of sociability and self-definition. My understanding of associations
has been informed by Alexis de Tocqueville, Democracy in America,
Phillips Bradley, ed., 2 vols. (New York, 1945); Stuart Blumin,
The Emergence of the Middle Class: Social Experience in the
American City (Cambridge, 1989); Thomas Nipperdey, "Verein
als soziale Struktur in Deutschland im späten 18. und frühen
19. Jahrhundert: Eine Fallstudie zur Modernisierung I," in Nipperdey,
Gesellschaft, Kultur, Theorie: Gesammelte Aufsätze zur
neueren Geschichte (Göttingen, 1976), 174205; Margaret
C. Jacob, Living the Enlightenment: Freemasonry and Politics
in Eighteenth-Century Europe (New York, 1991); David Blackbourn
and Geoff Eley, The Peculiarities of German History: Bourgeois
Society and Politics in Nineteenth-Century Germany (Oxford,
1984); Richard van Dülmen, The Society of the Enlightenment:
The Rise of the Middle Class and Enlightenment Culture in Germany,
Anthony Williams, trans. (Cambridge, 1992); R. J. Morris,
"Voluntary Societies and British Urban Elites, 17801850:
An Analysis," Historical Journal 26 (1983); and Carol E.
Harrison, The Bourgeois Citizen in Nineteenth-Century France:
Gender, Sociability, and the Uses of Emulation (Oxford, 1999).
2 The cited phrases
are from Víctor M. Pérez-Díaz, The Return
of Civil Society: The Emergence of Democratic Spain (Cambridge,
Mass., 1993), 6674; and Guillermo O'Donnell, Philippe C. Schmitter,
and Laurence Whitehead, eds., Transitions from Authoritarian
Rule: Prospects for Democracy (Baltimore, 1986).
3 Bronislaw Geremek,
"Civil Society and the Present Age," The Idea of a Civil Society
(Research Triangle Park, N.C., 1992), 1118. A former Solidarity
activist, Geremek was foreign minister of the Republic of Poland
from 1997 to 2000. The term "parallel polis" may be traced back
to the Czech dissident Vaclav Benda. See Vaclav Havel, "The Power
of the Powerless," Open Letters: Selected Writings, 19651990,
Paul Wilson, ed. (New York, 1992), 19293; and Gordon Skilling,
ed., Charter 77 and Human Rights in Czechoslovakia (London,
1981), 7576. The loosening of communism in Eastern Europe
generated considerable civil society literature. See, for example,
Zbigniew Rau, "Some Thoughts on Civil Society in Eastern Europe
and the Lockean Contractarian Approach," Political Studies
35 (1987): 57392; Rau, ed., The Reemergence of Civil Society
in Eastern Europe and the Soviet Union (Boulder, Colo., 1991);
David A. Reidy, Jr., "Eastern Europe, Civil Society, and the Real
Revolution," Praxis International 12, no. 2 (July 1992):
16880; and Geremek, "Civil Society Then and Now," Journal
of Democracy 3 (April 1992): 312.
4 Cohen and Arato state,
"Civil societies, whatever their form, presuppose a juridical structure,
a constitution . . . [C]ivil society exists only
where there is a juridical guarantee of the reproduction of various
spheres in the form of rights." Andrew Arato and Jean Cohen, "Civil
Society and Social Theory," Thesis Eleven, no. 21 (1988):
4064, quote on 4243 (emphasis in original). Elsewhere,
Cohen and Arato partially extricate themselves from this conundrum
by observing that "a civil society in formation, being molded by
movements and other civic initiatives as in Eastern Europe, may
for a time have to do without the settled structures of rights."
See their opus, Civil Society and Political Theory (Cambridge,
Mass., 1992), 440. The same problem exists in Habermas. See Between
Facts and Norms: Contributions to a Discourse Theory of Law and
Democracy, William Rehg, trans. (Cambridge, Mass., 1996), 36871.
5 Chris Hann and Elizabeth
Dunn, Civil Society: Challenging Western Models (London,
1996); Yael Tamir, "Revisiting the Civic Sphere," in Amy Gutmann,
ed., Freedom of Association (Princeton, N.J., 1998), 21438;
Nancy L. Rosenblum, Memb | |