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The Black Death: End of a Paradigm
SAMUEL K. COHN, JR.
| HIV/AIDS
and the threat of biological warfare have refueled
interest in the Black Death among professional historians, biologists,
and the public, not only for assessing the toxic effects of the
bacillus but for understanding the psychological and longer-term
cultural consequences of mass death. This article makes two arguments.
Against the assumptions of historians and scientists for over a
century and what continues to be inscribed in medical and history
texts alike, the Black Death was not the same disease as that rat-based
bubonic plague whose agent (Yersinia pestis) was first cultured
at Hong Kong in 1894. The two diseases were radically different
in their signs, symptoms, and epidemiologies. The proof of these
differences forms the major thrust of this article. The second argument
stems from the epidemiological differences between the two diseases.
Humans have no natural immunity to modern bubonic plague, whereas
populations of Western Europe adapted rapidly to the pathogen of
the Black Death for at least the first hundred years. The success
of their immune systems conditioned a cultural response that departs
from the common wisdom about "plagues and peoples." As far back
as Thucydides, historians have seen the aftershocks of pestilence
as raising the levels of violence, tearing asunder secular cultures,
and spawning pessimism and transcendental religiosities.1
A fresh reading of the late medieval sources across intellectual
strata from merchant chronicles to the plague tracts of university-trained
doctors shows another trajectory, an about-face in the reactions
to the plague after its initial onslaught. This change in spirit
casts new light on the Renaissance, helping to explain why a new
emphasis on "fame and glory" should have arisen in the wake of the
West's most monumental mortality. |
1 |
| One
of the many memorable phrases coined in Johan Huizinga's The
Waning of the Middle Ages is the title of its first chapter"The
Violent Tenor of Life." While this attempt to sum up the collective
psychology of post-plague Burgundy and northern France hardly mentioned
the plague,2
others following Huizinga's lead have argued that society became
more violent precisely because of the plague, that the mass mortality
cheapened life and thus increased warfare, crime, popular revolt,
waves of flagellants, and persecutions against the Jews.3
But few have gone beyond recounting dramatic episodes taken almost
exclusively from the first wave of plague to compare levels of violence
before and after the Black Death, and few have hinted at differences
in reactions between the Black Death of 1348 and its subsequent
strikes in the fourteenth and the fifteenth centuries.4
|
2 |
| In
Florence, Genoa, Venice, and most of northern Italy, expenditures
on warfare increased exponentially after the Black Death to the
fifteenth century, as shown by the soaring of state indebtedness.5
In Siena, these fiscal pressures led in 1355 to the toppling of
the most durable political regime in the history of the Italian
city-statesthe Novewhich had ruled since 1287.6
Afterward, popular unrest, factional conflict, and a rapid succession
of governments filled the city's political chronicle. In one year
alone, 1368, popular uprisings overthrew three regimes. |
3 |
| Yet
the Italian post-plague political experience cannot be generalized.
For England, the trend is nearly the opposite. Richard II's post-plague
reign of peace (13861399) contrasts with the previous three
Edwards' expenditures on war, their military operations in France
and Scotland, and their new and horrific uses of violence, plunder,
and torture to quell civilians and knights alike.7
Even within Tuscany, Siena's political history of stability followed
by instability was not the norm. By contrast, factional strife riveted
the political narrative of Florence during the first part of the
fourteenth century to the extent that on two occasions its ruling
elites forfeited their independence for stability by handing the
government over to foreign rulersCharles of Calabria in the
1320s and Walter of Brienne in 1342.8
After the plague, Florence's political history changed: the Albizzi
reforms of 1393 heralded a new constitution and structure of political
control that endured through most of the fifteenth century.9
|
4 |
| Further,
while political conflict may have increased among the new regional
states of Italy from the Black Death to the Peace of Lodi (1454),
internecine war between the great families in Florence declined;
"the tenor of life" became less, not more, violent. Before the Black
Death, magnate rituals of violence and tower warfare regularly brought
Florence's ruling families into the streets, pitching one neighborhood
against another, even after the victory of the popolani grassi
and their laws of 1292 to curb magnate violence. The judicial sentences
of the early 1340s show Florence's inability to end this violence
or prevent its noble youth from riding out of town, pillaging the
countryside, and killing peasants simply for the sport of it. But
after the plague, the city government began effectively to curb
these acts of violence, and by 1400 such raids disappear from the
judicial ledgers.10
Conversely, in Genoa, it was after the Black Death that the number
of "general, popular, and noble revolts" increased.11
|
5 |
| While
the medium and long-term consequences may continue to defy generalization,
a sense of the immediate psychological consequences of the Black
Death and its subsequent strikes can be scrutinized with greater
clarity. The first sweep of plague, 1347 to 1351, provoked as close
to a universal chorus as one hears in history. Merchant chroniclers,
priests, and university-trained doctors claimed that this malady
was new to world history, that doctors and medicine were useless,
and that all that could be done was to pray for God's mercy. Explanations
of the plague were not sought in the human sphere but in God's wrath
and the configuration of planets. A chronicler of Viterbo called
it "a divine plague from which no doctor could possibly liberate
the stricken."12
Man's only contribution had been his sins. Not only those on the
margins of Europe, such as the Olivetan friar of Prussia,13
but also humanists such as Petrarch's close friend Louis Sanctus
of Beringen (called Socrates)14
and chroniclers such as the friar Bartolomeo of Ferrara, who claimed
to have received his evidence from eyewitness merchant accounts,15
reported similar tales of the plague's originsfloods of snakes
and toads, snows that melted mountains, black smoke, venomous fumes,
deafening thunder, lightning bolts, hailstones, and eight-legged
worms that killed with their stench.16
While the butchering and burning of the Jews and the flagellant
movements of frenzied half-naked men and women were not universal
throughout Europe, they swept across wide swathes of it from the
east, Germany, Spain, southwest France, the Swiss cantons, and parts
of the Low Countries.17
|
6 |
| Historians
have taken these first explanations and psychological manifestations
of mass hysteria as the plague's enduring characteristics.18
Few have sought to compare the psychological reactions to plague
over time, and when they do so (as René Baehrel did for epidemics
in the seventeenth and eighteenth centuries), they find an "immobile
history" of "constantes psychologiques."19
A reading of chronicles and doctors' plague tracts over the Black
Death's first hundred years charts a different history: the initial
explanations and attitudes did not persist. From chroniclers, merchants,
and clerics alike, the floods of snakes and black snows that melted
mountains vanish altogether from the "aetiologies" of subsequent
strikes of the plague, and even though God and the stars as explanations
continue with some, they rapidly decline even with monastic chroniclers
of later plagues. Thomas Walsingham, a monk at St. Albans, retold
a story of "a silly wretch" who during the fifth plague at Cambridge
in 1389 danced grotesquely in front of the Host and was struck down
immediately. Skeptical of hearsay evidence, Walsingham brushed aside
"all sorts of explanations" and refrained from drawing moral lessons.
Instead, his exemplum was clinical: the plague "attacked
healthy men, who then died raving."20
The verse chronicler of the Premonstratensian abbey of Floreffe
in Namur explained the plague of 1437 by pointing to the war in
Liège, Namur, and Hainault. He reasoned that these political
circumstances "gave rise to high prices, grain shortages, and famine,"
which ignited the plague.21
God was not mentioned. |
7 |
| While
the Black Death may have initiated a new intensity in the history
of Jewish persecutions, as David Nirenberg has recently argued for
late medieval Spain,22
I know of only one instance of an outbreak of plague for the next
hundred years that sparked a massacre of the Jews: in Poland in
1360, where, at least for Krakow and its surroundings, this appears
to have been the region's first plague.23
By the mid-fifteenth century, rather than being targets, Jews participated
alongside Christians in processions to forestall the plague.24
|
8 |
| Similarly,
subsequent plagues of the fourteenth and early fifteenth centuries
failed to set off those wild and unsanctioned displays of emotionthe
flagellant movementsthat had frightened churchmen and secular
authorities in 1349 and 1350. Instead, later movements such as the
semi-nude flagellants at Liège, who attacked Simonists and
fornicators in 1376, were local events and had no relation to plague,25
while other movements associated with plague were highly controlled,
having been organized top down by town councils or the church.26
Some have supposed that the Bianchi movement of 13991400 in
northern and central Italy was a revival of the 1348 religious hysteria,27
but insofar as it was associated with plague, it represented the
oppositea form of popular orthodoxy sanctioned by the church
and praised for its orderliness. The Bianchi's mission was the preservation
of public order.28
|
9 |
| The
change with the successive strikes of plague was not just one of
a silence in the sources that replaces the earlier signs of desperation.
From skepticism about remedies, cures, and preventive measures,
doctors and chroniclers increasingly supplied solutions. One manifestation
of the new confidence was the blossoming of what was effectively
a new genre in late medieval writing, the plague tractatus, written
mainly by doctors but also by clerics (and at least in one case
by a schoolteacher).29
A census of this genre has yet to be taken, but while around fifteen
are known in Western Europe for the first plague, over two hundred
have been listed or edited from the 1360s to 1450, some with numerous
manuscripts. The first tracts of 1348 explained the plague by planetary
constellations. Later ones heeded what the famous doctor Gentile
of Foligno may have suggested but failed to deliver in his own plague
tracts of 1348: doctors ought to leave the stars behind and get
down to the business of healing patients.30
By the second plague, the tracts rarely indulged in the long philosophical
discussions of the plague's "remote causes"; instead, they began
by prescribing specific cures and preventive measureslong
lists of recipes, herbs and foods to eat or not eat, ointments to
apply to plague swellings, instructions for lancing boils and for
which veins to tap when letting blood. |
10 |
| One
of the most famous of these tracts is that by the doctor of three
popes, Guy de Chauliac, located within his Great Surgery,
which remained a central medical text until the sixteenth century.
Written in the immediate aftermath of the second plague at Avignon,
it reflected first on 1348, concluding that nothing had been comparable
in world history, that it was brought on by a certain configuration
of Saturn and Jupiter, and that medical remedies were of no use.31
But with the second plague, his argument took a radical about-face.
Instead of resignation, he offered specific procedures and prescriptions.
They were, in fact, the ones Guy had used on himself while infected
with "continuous fever and an ulcer in the groin" and that allowed
him "to evade God's Judgment."32
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11 |
| By
the second plague, other doctors reported similar medical success
and wished to make their remedies known. At the end of the fourteenth
century, another doctor, Stephanus of Padua, also turned to personal
experience in his tract, describing his own and his wife's affliction
with plaguefour days "of horrendous fevers and the detestable
signs," himself "at the head of the bed and she at the foot." With
his regime of cures, he announced that they had "triumphed over
plague." He now wrote down these tested cures to benefit his fellow
citizens of Padua, to whom he dedicated his tract.33
|
12 |
| With
similar confidence, other doctors, such as John of Tornamira in
the third plague at Montpellier, illustrated successful surgical
procedures, by recounting clinical histories of his patients who
survived the plague.34
A late fourteenth-century Venetian doctor claimed to have saved
one hundred patients from plague with his recipes.35
The Portuguese physician of Cardinal Philip of Alenzolo boasted
that none had died under his care in "a big plague" at the beginning
of the fifteenth century.36
At about the same time, a doctor from Danzig said that a concoction
he invented mixed with weak wine had cured many plague victims.37
At the end of the fifteenth century, a doctor from Cologne began
his tract by saying that his "little work" had proven itself a success
in treating plague patients in Rome and elsewhere throughout Italy.
Others such as John of Burgundy in 1365 praised not only themselves
but also their generation of new plague doctors. As a doctor from
Cologne declared at the end of the fifteenth century, "through their
industry and medical procedures [doctors] have liberated many plague
victims from the illness."38
|
13 |
| From
these alleged successes, doctors such as Johannes Jacobi of Montpellier
and John of Burgundy toward the end of the fourteenth century claimed
to have surpassed the ancients in the art of healing.39
From the unknowable, even the unspeakable, plague was now seen as
beneficial to medical progress: it had given postBlack Death
doctors a new range of practical experience. Through the fifteenth
century, doctors from Lübeck and elsewhere in Germany saw the
plague in much the same terms, pointing to the experience and experimentation
it provided.40
Far from being slavish followers of ancient or later Arabic authorities,
as historians often assert,41
doctors of the late fourteenth and early fifteenth-century plagues
were now often disdainful of these authorities, Hippocrates and
Galen included. The new plague doctors relied on their own "experience"
in place of the "auctores" in curing plague patients. Nor did these
doctors represent a Renaissance intellectual elite from central
or northern Italy; indeed, in at least one text, distance from the
centers of the Renaissance was seen as an advantage. A fifteenth-century
country doctor from a village within the diocese of Besançon
asserted that in Bologna, where he had previously practiced, the
doctors had no remedies for plague because they relied on Hippocrates
and other ancients, who had no knowledge of the present plague.
"Without wasting words" as he put it, he then described his own
many remedies, by which he claimed to have cured patients of plague.42
|
14 |
| With
the fourth plague in 1382, the Avignon doctor Raymundus Chalin de
Vivario was even less respectful of the ancients. Not only did they
fail to understand the causes of plagues and "plainly could not
cure" plague cases, they had "left everything in confusion."43
In 1406, the physician of the king of Aragon added other Greek and
Arabic authorities to the list of hopeless ancients who had nothing
of value to say about plague, and he ended by trumpeting his own
credentialsforty years of plague diagnosis in Toulouse, Montpellier,
and Sicily.44
|
15 |
| By
the early fifteenth century, the doctors were not alone in proclaiming
their "triumph over plague." From utter despair, stargazing, and
prayers to God, chroniclers began to proffer practical lessons and
specific herbal remedies for facing plague. As the early fifteenth-century
Florentine diarist Giovanni Morelli advised his heirs: those well
armed against the plague stood a better chance of survival than
the unprepared. He then defined being "well armed" as "observing
diligently the remedies of valiant doctors."45
His view of doctors contrasts sharply with that of chroniclers of
1348 such as Matteo Villani or Agnolo di Tura del Grasso of Siena,
who saw them as useless, desiring quick profits, and succeeding
only in leading their patients more quickly to the grave. The sharp
rise in doctors' salaries in Florence and probably elsewhere in
Europe after the plague and into the fifteenth century shows that
Morelli was not alone in praise and increased reliance on the medical
profession.46
|
16 |
| Chroniclers
of later plagues turned to causes other than the stars, snakes,
toads, or even God to understand the plague's origins and transmission.
While Matteo Villani still considered sin at the root of the second
wave of plague that spread through Germany and the north of Europe
in 13571358, he also understood it in terms of human immunity,
observing that it struck most vigorously those areas such as Brabant
and Bohemia that had not been infected the first time around. Others,
such as the Gatari chroniclers of Padua, pointed to war. In addition
to corrupt vapors spreading from decaying corpses, war forced peasants
and their animals into cities, causing overcrowding and unhygienic
conditions that quickly erupted into plague and mass mortality.
Their description of the preconditions of the plague in Padua of
1405, the war-inflicted overcrowding of peasants into the city with
their animals, the ensuing mounds of mud, manure, and dead carcasses,
sounds more like the analysis of an early epidemiologist's description
of an infectious crowd disease such as typhus than a medieval chronicler
explaining the moral and cosmic conditions that presaged plague.
How do we explain the change in mentality? Could it have hinged
on the character of the disease? |
17 |
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| Throughout
the twentieth century, historians and scientists
alike have assumed that the "third" pandemic that struck Hong Kong
in 1894 and spread across the oceans was the same disease that halved
Europe's population in the mid-fourteenth century. Their assumption
has rested on the supposed similarity of signs and symptoms between
the late medieval and modern pandemics. According to Ann Carmichael,
who combines an expertise in medieval history with one in medicine,
"Boccaccio leaves no doubt that bubonic Y. pestis ravaged
Florence in 1348. If the bubo predominated as a sign, we could still
be reasonably comfortable after five centuries that there was not
much error in the ascription of a death to plague."47
Nobel laureate and immunologist Sir Macfarlane Burnet has emphasized
that diagnosis of diseases in the past must be assessed by epidemiology
and not by signs or symptoms alone. But when he came to the Black
Death, he forgot his lesson: "The symptoms are characteristic enough
to make it easy to recognize the disease from classical or medieval
descriptions, and we can be sure that the two greatest European
pestilences, the plague of Justinian's reign (A.D. 542) and the
Black Death of 1348, were both the result of the spread of the plague
bacillus."48
As health workers in the subtropics are taught, the bubo or swelling
in the lymph glands is not unique to bubonic plague. As early as
the 1920s, editions of Manson's Tropical Diseases insisted
that the presence of the bubo was not a sure sign that the malady
was bubonic plague and advised doctors to take cultures of the infected
area before treating for plague. The sign could equally well signify
numerous other diseases: relapsing fever, severe cases of malaria,
typhoid, typhus, glandular fever, tularaemia, lymphogranuloma inguinale,
and various forms of filariasis.49
|
18 |
| For
some time, scholars have been puzzled by the inconsistencies between
what contemporary doctors and chroniclers reported in the fourteenth
and fifteenth centuries and what scientists observed on the microscopic
and macro-sociological levels in mostly subtropical zones after
the discovery of the plague bacillus. One might even argue that
the cultural sophistication of doctors at the turn of the centurytheir
knowledge of the late medieval past50
was a factor that delayed for a decade or more their acceptance
of the complex rat-flea-human vector in the transmission of modern
plague. Such a slow and inefficient transmission did not square
with the medieval plague, which from contemporary descriptions and
the speed it traveled must have been an airborne disease, communicable
person to person, and possibly transmitted as well by infested clothing
and other objects, as chroniclers reported and governments tried
to curb with new plague legislation.51
Without the assistance of the railway or the steamship, the fourteenth-century
disease spread almost as fast per day over land as modern plague
does per annum.52
|
19 |
| Even
after repeated observations and experiences of the plague ward as
"the safest place" to be in times of plague,53
early twentieth-century doctors were reluctant to distinguish this
disease from the rapidly infectious plague of the Middle Ages or
to push aside the lessons they thought they had learned from the
past. In India, even though relatives and friends crowded around
plague victims, using their hands and clothing to wipe away discharges
from the patients' mouths, and practicing "the common custom of
receiving the sputa of the sick in their hands,"54
plague wards remained almost completely free of further infection.
Yet until around 1907, doctors continued to treat the disease as
though it were highly contagious.55
|
20 |
| Nor
does the pneumonic form of plague help solve the riddle, as modern
historians continue to assume. First, with modern plague, cases
of person-to-person transmissionpneumonic plague or secondary
pneumonic complications after the onset of the buboeshave
been rare. Secondly, unlike measles or influenza, "droplet" transmission
of Yersinia pestis in its pulmonary form is extremely ineffective.56
The worst manifestations of modern pneumonic plagueNorthern
Manchuria in 1911 and 1921were limited, the proportions killed
under 0.3 percent.57
With both epidemics, the disease broke out among tarabagan fur hunters
crammed in underground inns, 12 by 15 feet, where as many as forty
men slept without adequate ventilation to protect themselves against
the Siberian cold. Further, in packed railway cars between Harbin
and Changchun, the spread and infectivity of this disease remained
low. Comparing the Manchurian pneumonic plague and the late medieval
pestilence that swept through Europe and Asia, the foremost authority
on pneumonic plague, Wu Lien Teh, had doubts about the connection
and speculated that the Black Death might have been "a virulent
type of influenza such as that encountered in 1918."58
Such a speculation finds some support in the diagnosis of plague
in Kashmir in 19031904, where the symptoms of pneumonic plague
resembled influenza59
and occasionally the two accompanied one another.60
Yet no historian or medical researcher has dared to investigate
further these possible connections, and few have suggested other
alternatives.61
|
21 |
| Even
if this disease had been intercurrent with other diseases or triggered
them, as some have speculated to resolve the discordance between
what the sources say and what the epidemiology of modern bubonic
plague may demand,62
the total absence in the documents or from archaeological evidence
of any prior or accompanying spread of the disease among rats must
be explained.63
Not only in England and Scotland, where rats existed (even if in
insufficient numbers for an epidemic of plague64
), historians have insisted that this disease was bubonic plague
in areas where no evidence of rats appears for the late Middle Ages,
as well as in arctic winters, where the spread of modern bubonic
plague in epidemic proportions is impossible.65
|
22 |
| To
resolve the inconsistencies past and present, scholars such as the
bacteriologist J. F. D. Shrewsbury questioned contemporary
accounts rather than the disease. He reasoned that England could
not have possibly possessed the population densities of people or
rats to sustain a bubonic plague with the massive mortality figures
claimed by chroniclers or shown by the replacement rates of the
clergy.66
Yet instead of challenging the bubonic plague as the root disease,
he dismissed the sources of England's late medieval demographic
history. From the biological "laws" of modern plague, he concluded
that nowhere did more than 20 percent of the population perish,
and for England as a whole, as few as 5 percent died in 13481349.
Further, he argued, the Black Death, along with subsequent plagues,
must have been a disease of towns, despite evidence to the contrary
from archaeology and from bishops' and manorial rolls. Some of the
highest counts of mortality anywhere come from rural areas such
as those around St.-Flour (Auvergne) and in Cambridgeshire, where
as much as 76 percent of populations died in the Black Death.67
|
23 |
| Robert
Gottfried questioned the accuracy of Gabriele de Mussis's account
of the plague's spread in 1347, when soldiers of the Golden Horde
lobbed infected bodies into the besieged Genoese trading port of
Caffa on the Black Sea. He rightly pointed out that modern bubonic
plague does not spread from dead bodies but requires a rat flea
to ingest large concentrations of the bacterium from a diseased
rat and afterward to bite a human, regurgitating the bacillus into
the human blood stream. But from his knowledge of bubonic plague,
Gottfried chose to dismiss the chronicle rather than question what
the disease may have been.68
Finally, Ole Jørgen Benedictow has argued against the general
consensus that plague in Nordic countries was pneumonic, by pointing
out that even in its airborne form modern plague is not highly contagious.
Instead of rejecting or questioning the disease's identity as modern
plague, however, he turned to a more unlikely solution, especially
for the colder climates of Scandinavia, arguing that it was bubonic
plague (even though none of these Nordic sources describe buboes)
with secondary pneumonic complications, as though secondary pneumonic
plague were more contagious than primary pneumonic plague (which
it is not).69
|
24 |
|
|
| Let
us return to the supposed "certain" signs of
the two plaguesthe buboes. Do the two periods of plague match
so "unmistakably" as scientists and historians continue to claim?
Chroniclers, storytellers, poets, and doctors of the later Middle
Ages described swellings as large as onions but also pointed to
smaller "carbuncles, rashes, freckles, scabs, and other similar
things," which preceded, accompanied, or followed the telltale boils.70
This additional complication of the late medieval plague is found
even in that passage most often cited in support of the Black Death's
identity as bubonic plague, that of Giovanni Boccaccio: "From the
two areas already mentioned [the groin and the armpit], the aforementioned
deadly gavòcciolo would begin to spread, and within
a short time would appear at random on every part of the body. Afterwards,
the illness would change with the appearance of black or blue spots
(macchie nere o livide) forming on their arms, thighs, and
other parts of the body, sometimes large and few in number, at other
times tiny and closely spaced."71
|
25 |
| The
largest repository of clinical descriptions of plague after the
discovery of the bacillus comes from the first Bombay Report in
18961897, conducted by Brigadier-General W. F. Gatacre.
Twenty-seven hospitals in and around Bombay City submitted reports,
and seven classified their clinical data according to the positions
and number of plague boils that formed on their patients.72
Of 3,752 plague patients admitted to these seven hospitals, 2,883
(or 77 percent) developed plague boils. Of these, less than 6 percent
had more than a single boil, and not in a single case did spots,
blisters, or rashes spread all over the body. This pattern remained
much the same when plague spread to Europe at the beginning of the
twentieth century. Of thirty-eight hospitalized cases in Glasgow
in 1900, none showed spots spreading over the body, and only two
had more than a single boil.73
Later editions of Manson's Tropical Diseases note that the
spread of "carbuncles," though rare, has been known to accompany
the formation of plague boils; the latest case it cites, however,
comes from the London plague of 1665.74
|
26 |
| Nor
should we assume that Boccaccio's description of pustules was poetic
invention aimed to heighten the horror of plague. For the second
plague in Wales in the 1360s, the Welsh poet Llywelyn Fychan75
described a similar course: after the "swelling under the armpit,
grievous sore lump" came "the shower of peas," "seaweed scales,
a grim throng, berries, it is painful that they should be on fair
skin." More prosaically, other fourteenth and early fifteenth-century
observersthe Franciscan friar of Messina, Michele da Piazza,
the Piacentine Giovanni de Mussis, Giovanni of Parma, a canon at
Trent, the Saint-Denis chroniclers of Paris, Marcha di Marco Battagli
of Rimini, the chroniclers of the Dominicans of Florence (Santa
Maria Novella), the Florentine merchant Giovanni Morelli, the compiler
of an obituary in Friuli, a chronicler of Split on the Dalmatian
coast, a monastic chronicler of Neuberg in southern Austria, and
the Englishman Geoffrey le Bakerdescribed the same pustules,
antrachi, or spots spreading over the bodies of plague victims.76
When plague arrived at Catania in October 1347, Michele da Piazza
distinguished between antrachi (pustules) and the "glandule"
"as big as goose eggs," both of which spread over the body.77
Geoffrey le Baker and Giovanni Morelli maintained that, of the two
signs, the smaller carbuncles were the more deadly, giving little
hope of survival.78
|
27 |
| In
plague tracts, doctors went further in describing and classifying
these pustules by size, color, and type. The distinctions were important
for their treatments. The famous doctor Giovanni da Santa Sofia,
a professor of medicine at the University of Padua, wrote a tract
for the town council of Udine in 1367, advising that plague boils
be treated with a plaster of pig fat, but for the smaller antraci
and carbuncles, he recommended a plaster made from pigeon dung (de
stercore columbino) because of the spots' more "vehement heat."79
Like the chroniclers, the doctors found the smaller spots the more
deadly.80
|
28 |
| Further
discrepancies emerge when comparing the positions of the plague
boils. With modern bubonic plague, between 57 and 75 percent of
the buboes form in the groin, because fleas, although they can jump
a hundred times their own height, usually reach no higher than the
shins and most often bite around the ankles.81
Thus the first glandular node met by the multiplying bacillus is
in the groin. Yet not a single late medieval doctor or chronicler
privileged the groin as the place where the medieval bubo most often
formed, not even Boccaccio and a handful of others who pointed to
the groin and the armpits. Nor were these the only sites for the
swellings. Doctors, chroniclers, and plague miracle cures often
described them in non-glandular areason the shins, the back,
the face, on arms, and under the breasts. With modern plague, such
formations are extraordinarily rare: only fifteen of the plague
boils from the 2,886 patients in Bombay in 18961897 were located
outside the lymph nodes (0.05 percent). |
29 |
| In
addition, the late medieval boils' pride of place was in neither
the groin nor the armpits, as historians now claim. For the plague
of 1361, the chronicler of Parma described them as forming in only
one general area"on the neck, under the ears, that is near
the throat."82
In counseling where to let blood from plague patients, doctors were
especially attentive to the positions of the boils. Almost without
exception, they saw them growing in three glandsthe neck,
the armpits, and the groinand began their prescriptions by
turning first to the neck, if they did not form there, then to the
armpits, and lastly to the groin.83
From thirty-eight miracle cures between 1348 and 1500 found scattered
through the Acta Sanctorum that indicated the place of the
plague boils, more are found in the neck (fifteen cases) than anywhere
else. Finally, the Lucchese doctor Iacopo di Coluccino has left
us a rare, if not unique, source for the care of plague patients
before 1450. Slipped in his diary (ricordanze) was a two-page
insert (cedole) with his clinical notes on seven plague patients
he attended twice daily during the plague of 1373. Three of the
seven formed boils; all of them were in the neck or behind the ears;
none were in the armpits or groin.84
Although small in number, the cases corroborate the impressions
gained from the doctors' tracts and the miracle cures. |
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| Similarly,
the symptoms of the two plagues do not agree as well as historians
would like to think. They have seen in the Black Death's Janus face
the pneumonic and bubonic phases of the modern plague (even if in
modern times the bubonic almost invariably precedes the pneumonic
and not vice versa as in 13471349). This duality has been
invoked to resolve the enigmas of the absence of a prior spread
among rodents, the speed of infection, and the disease's rapid movement
across Europe and Asia, which can be explained only by person-to-person
transmission.85
Most important for this identity has been Guy de Chauliac's description
of the plague in Avignon in 1348: |
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The plague (mortalitas)
began with us in January and lasted seven months. It had two phases
(modos). The first was for two months with continuous fever
and the spitting of blood, from which the victims died within
three days. The second lasted for the remainder of the period,
was also with continuous fever, and abscesses and carbuncles formed
in the extremities, namely in the armpits and the groin. These
victims died within five days. The disease was extremely contagious,
especially with the spitting of blood, so that one caught it from
another, not only through close proximity but also through receiving
a glance from another. As a consequence, people died without assistance
and were buried without priests.86
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passage does not fit the bubonic/pneumonic paradigm, nor does it
resolve the problem of the rapid spread of bubonic plague or the
"second phase" described by Guy de Chauliac. First, in the twentieth
century, septicemic and pneumonic plagues (which kill so fast as
not to produce buboes) reached epidemic proportions only in tropical
zones such as Ceylon87
or near Arctical ones such as in Northern Manchuria, not in temperate
zones such as Western Europe or even in the subtropics of China,
India, and Latin America. Second, those stricken with the highly
virulent pneumonic form of modern plague rarely survive for more
than twenty-four hours,88
not three days as reported by Guy or as with one of Iacopo's plague
patients in 1373, who spat blood continuously for four days and
certainly had had the disease before coming under Iacopo's care,89
or the eight days reported by doctors in Rome for a plague with
only pulmonary symptoms in 1424.90
Further, while a number of medieval chroniclers and doctors can
be found who described the dual symptoms of plagueskin disorders
with the spitting of bloodGuy was unique in separating the
two into two distinct seasons. The others described them as concurrent.
In Iacopo's patient log of 1373, bubonic and pneumonic patients
became ill at the same time, even within the same families. |
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| More
problematic, Guy de Chauliac's description of a winter or pneumonic
phase followed by a late spring or summer bubonic phase does not
help to explain the plague's rapid spread and high mortalities either
in 1348 or for the later epidemics. Throughout the warmer Mediterranean
zones, where deathbed testaments, necrologies, and burial records
survive in large numbersFlorence, Arezzo, Perugia, Siena,
Bologna, Orvieto, Rome, Barcelona, Valencia,91
Millau (southern France), Perpignan92
plague spread rapidly not in winter but at the hottest point
of the year, consistently peaking in June or July (see Figures 111).
The only exception to this Mediterranean pattern comes from Marseilles
in 1348, when testaments reached their apex in March.93
From his vantage point in the second decade of the fifteenth century,
the Florentine Giovanni Morelli left advice to his future heirs
on how to defend against plague, seeing the plague's seasons as
predictable: "in the winter before a plague you will hear some whispers
of plague in the surrounding countryside [contado] or on
the periphery of our territory, and it would be correct to assume
that the disease must also be somewhere in Florence.
And if you know this in February, people will begin to know of it
within the city. [But] deaths from the plague will mount in July
and peak by the middle of July."94
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Bologna, 1348
City Testaments
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Figure 1
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Orvieto, 1348
Deaths of lay brothers
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Figure 2
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The Plague, 1348: Siena
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| The Plague 1348: Arezzo |
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Figure 4
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| The Plague, 1348: Florence |
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Figure 5
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| The Plague, 1348: Perugia |
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Figure 6
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The Plague, 1348: Six Cities
Arezzo, Assisi, Florence, Perugia, Pisa, Siena |
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Figure 7
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The Plague, 1348: Bologna
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Figure 8
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Rome, 1348
Testaments
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Figure 9
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Barcelona:
Vaant Benefices, 1348
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Figure 10
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Millau (Aveyron), 1348
Plague Testaments
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Figure 11
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Number of New Testaments: Six
Cities
Arezzo, Assisi, Florence, Perugia, Pisa, Siena
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Figure 12
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first burial records for entire city populations during plague timethose
for Arezzo in 1390 with 1,085 deaths and those for Florence in 1400
with over 12,000illustrate the soundness of Morelli's advice;
a few cases may have sputtered in late winter or early spring, producing
a slight rise in these cities' normal levels of mortality, but the
explosion awaited summer. In March 1400, Florence's mortalities
increased from an average of around 125 deaths to 164; in June,
they soared to 2,697, then peaked in July with 5,005 and fell in
August to 1,947.95
This pattern persisted;96
in 1461, Pope Pius II named the plague "that summer contagion."97
In contrast to the highly contagious summer plague of the later
Middle Ages, the warm weather bubonic plague of the twentieth century,
despite its virulence, is "one of the least infectious of all epidemics"
because of the complexity of its transmission, its reliance on rats
and fleas.98
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| On
first impression, the striking seasonal regularity of plague in
late medieval Italy might suggest that it was the same as modern
plague. In late nineteenth and early twentieth-century China, India,
and other subtropical places, plague recurred in a particular place
with remarkably seasonal regularity.99
Its window of opportunity must fit within the narrow limits of humidity
and temperature in which the fertility cycle of rat fleas (principally
X. cheopis) revolves. Such conditions are most favorable
at warm but not hot temperatures (between 50 and 78 degrees Fahrenheit)
and high humidity.100
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| The
seasonal peaks of deaths in late medieval plague years found from
wills, necrologies, and burial records chart an even more consistent
seasonality for Mediterranean zones than that found for India in
the first decades of the twentieth century. In India, the plague
pattern was bi-modal, occurring either in spring or autumn, punctuated
abruptly by the summer's heat. But was the late medieval summer
consistency of plague indicative of modern bubonic plague? Historians
have failed to point out that the dry and hot summers of Rome, Florence,
Perugia, Bologna, Valencia, Barcelona, or Millau are hardly ideal
for the rat flea, X. cheopis, and even less so for Europe's
most common rat flea, C. fasciatus.101
Nor has global warming changed these matters; indeed, average temperatures
have been estimated at +1 degrees Celsius hotter in the fourteenth-century
zones south of Germany than in the 1970s.102
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| As
found in India, the combination of dryness and high temperatures
limits flea fertility, cuts short "the life of free-wandering fleas,"
hampers the bacillus's survival, and curtails its infectivity.103
By high temperatures, the plague commissioners meant ones above
78 degrees Fahrenheit.104
Above this threshold, "plague does not maintain itself in epidemic
form" even with favorable levels of humidity.105
Despite great differences in winter temperatures, the average daily
high temperatures in July are higher in Florence (89 degrees Fahrenheit)
than in Bombay City (85 degrees Fahrenheit).106
Even more astounding, the peak months of plague in the later Middle
Ages (June and July) are the driest months of the year. Correspondingly,
they are also the very months when flea life in cities such as Florence
or Marseilles reaches its nadir.107
Reflecting these conditions, the flea month in Italy and the Mediterranean
more generally is September and October,108
after the rains and the cooling off at the end of the summer.109
Thus the only bubonic plague in Italy observed by Robert Pollitzer
in his survey of twentieth-century plagues, which occurred at Taranto
in 1945, spread between September and November.110
Yet none of the fourteenth or early fifteenth-century plagues charted
by the death records for Barcelona, Valencia, the cities of central
Italy or southern France began or peaked in September. By then,
all of them had already subsided, and, in most of these, mortality
levels had even returned to normal.111
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| A
second epidemiological feature that distinguishes the late medieval
from the twentieth-century plague is its cycle of recurrence. Before
1450, plague rarely hit a locality two years running, at least in
epidemic proportions, and the interval separating plagues ranged
between five and fifteen years (see Figures 1216).
By contrast, once modern plague flares up, it remains for the next
eight to forty years (as in the case of India), with regular yearly
bouts, before mysteriously disappearing. |
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Burials, 1335-1430
Among the laity at San Domenico, Siena
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Figure 13
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Dominican friars of Florence
Plague-year deaths, 1348 to 1437
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Figure 14
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Orvieto:
Confraternity of San Francesco
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Figure 15
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Bologna: Plague Years
Testaments: Libri Memoriali
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Figure 16
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Plague in India, 1897-1907
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Figure 17
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Plague Mortality in India
1939-1947
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Figure 18
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| Third,
the trajectory of the fourteenth and fifteenth-century plague mortalities
differs from the trends of modern plague. Death tolls from the latter
(even after effective preventive rat-proofing and health measures
have been implemented) do not decline progressively. Instead, annual
mortalities first rise for five to ten years, then jump erratically
from year to year before falling. Such were the mortality patterns
in India from 1896 to 1907 and from 1939 to 1947 (see Figures 17
and 18), in Vietnam in the 1960s,
in Thailand from 1944 to 1952, and in other places Pollitzer charted
for the twentieth century.112
These trends reveal the absence of any natural or acquired immunity
against Yersinia pestis among humans,113
and without it, scientists have yet to discover an effective long-term
vaccination against modern plague.114
Unlike most infectious diseases, in terms of case or mortality levels,
it does not matter whether modern plague hits a "virgin-soil" population
or not. The downturn depends on rats, not humans, acquiring immunity.115
|
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| By
contrast, the figures given by chroniclers and doctors and drawn
from late medieval wills, necrologies, and burials show plague mortalities
declining sharply over the Black Death's first hundred years, characteristic
of a disease in which pathogen and host are rapidly adapting to
one another. Having survived four plagues, Raymundus Chalin de Vivario,
papal doctor at Avignon, looked back over his plague experience:
in 1348, two-thirds were afflicted and almost all died; in 1361,
half the population caught it and few survived; in 1371, only one
tenth were sick and many survived; in 1382, only one twentieth of
the population became sick and almost all survived.116
Although Raymundus's retrospective appears overly optimistic, the
trends from testaments and burials trace a similarly progressive,
long-term decline in the plague's mortality, at least until around
1450. Surviving testaments taken from six cities in Tuscany and
Umbria (Arezzo, Assisi, Florence, Perugia, Pisa, and Siena) declined
from 340 in 1348 to less than three-quarters that figure in 1363
(241), to less than a third in 1374 (102), to a fifth in 1383 (71).
And for no plague of the first quarter of the fifteenth century
did the number of deathbed testaments exceed the 1383 number. For
Dominicans born in the province of Florence, the decline in mortality
over the first three plagues was even steeper. While the plague
of 1363 claimed a third of those friars killed in 1348, the third
plague of 1374 claimed little more than a twentieth (5), and after
1400, no plague killed more than that fraction.117
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| The
records of the laity buried at the Dominican cemetery, Camporegio,
in Siena, on first observation appear to deviate from the patterns
traced above. Here, the peak death rate came in 1363, not 1348.
But the reason for this discrepancy stems from the cessation of
records in 1348 caused by the pervasive fear and overwhelming magnitude
of the task faced by the friars as well as by the civil authorities.
As Boccaccio and numerous chroniclers lamented, fathers abandoned
sons, wives husbands, and sons fathers, resulting in mass burials
without proper funerals. By the end of June, at the peak of the
plague, the Sienese burial records cease altogether and do not resume
until the plague had abated in August. Yet, according to Siena's
principal chronicler, Agnolo di Tura, the plague raged during the
three summer months, when he claimed three of every four in Siena
died. In the summer, the chronicler was forced to bury his five
children with his own hands because no one would assist him.118
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| With
later plagues, civil and religious authorities adjusted to problems
of the deadly contagion and the sudden increases in burials. Institutions
such as the Florentine Grascia recorded and regulated burials across
all the city's parishes. In Siena, with the plagues after 1348,
the Dominicans even added new information to their burial ledgers,
such as the addresses of the dead, perhaps in an attempt to understand
the plague's spread. Yet, despite this greater care in record keeping,
after 1363 burials and other death documents show a steep decline
in the plague's triumph over life. |
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| Did
these declines in mortality simply result from a general decline
in population? Quick rises in fertility compensated to some extent
for the population losses,119
and, more important, immigrants from the countryside rushed to cities
(where these death records are found) to realize new social and
economic opportunities. In one placeFlorencewhere sufficient
figures on population were taken and survive, the urban population
showed a remarkable capacity to rebound after successive strikes
of plague, at least through the fourteenth century. First, its numbers
may have dropped from as high as 120,000 before the Black Death
to around 40,000 immediately afterward. (The tax surveys [estimi]
of 1352 and 1355 numbered around 10,000 households.) Yet, on the
eve of the third plague of 1374, the chronicler Stefani put the
population of Florence at 60,000 or more. The city responded again
with remarkable speed to the losses incurred from this third plague.
By the tax records of 1379, its population tallied 13,779 households.
Given a household multiplier of around four (slightly less than
in 1427), Florence had recouped most of its losses within five years.
After the fourth plague of 1383 and on the eve of the fifth of 1400,
Florence's population once again stood at 60,000.120
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| In
addition, the plague stimulated will writing in Tuscany and Umbria,
from the rich down the social hierarchy. In Florence, wills per
annum increased threefold after the Black Death and in Tournai fourfold,
despite shrinking populations in both places. Similarly, the demand
to be buried in Siena's Dominican cemetery rose in non-plague years
in tandem with the rising prestige of the Dominicans in post-plague
Siena, as illustrated in the pious choices of the laity in their
last wills and testaments.121
To control for these demographic shifts and counterbalancing tendencies,
I have charted the plague figures as ratios of the preceding intervals
of non-plague years. By these ratios, the steady downward thrust
of plague mortality is even more striking than that shown by the
raw figures (see Figures 1920).
From the testamentary evidence of the six Italian cities, plague
mortality relative to non-plague years was less than a quarter of
1348's onslaught by the third plague (1374) and one-sixth the ratio
by 1400. From the Sienese burials, 1374's toll amounted to half
the relative mortality of the preceding plague of 1363, and the
last plague the friars recorded, that of 1430, killed only a tenth
the numbers taken in 1363 relative to previous years of non-plague
deaths. |
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Testaments: Six Cities
Plague years as a ratio of non-plague years
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Figure 19
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Sienese Plague Burials
Plague mortality as a ratio of non-plague mortality
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Figure 20
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| Our
best example comes from the citywide lay confraternity of San Francesco
in Orvieto. In addition to an obituary of all its members from 1337
to 1398, it kept a matriculation list over the same time span.122
In 1348, 109 members or half the brotherhood died, amounting to
thirty-six times the average per annum mortality since the confraternity's
foundation. With the second plague of 1363, deaths rose above any
previous non-plague year (22) but were only a fifth the 1348 toll.
By the third and fourth plagues, 1374 and 1383, the numbers of deaths
(8 and 9) tumbled to just over one-twentieth the plague's first
strike (see Figure 15). For this community, we
can be certain that the decline did not simply arise from a progressively
shrinking population exposed to death. In addition to being an extraordinary
year for deaths, 1348 was equally unusual for attracting new entrants:
while 109 died, 110 joined. No doubt the confraternity's attraction
hinged on its role in providing for the spiritual and corporeal
needs of the dead, but it was not a matter of the dying signing
up on the spot to ensure themselves the proper sacraments and burial.
The new entrants did not boost the confraternity's mortality rates.
Forty-four percent of them as opposed to 54.8 percent of the previously
enrolled members died in that year.123
Moreover, the confraternity's popularity continued through the century,
with more members joining after 1349 than before; thus the decline
in mortalities relative to the community's population was even steeper
than the raw death figures chart. |
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Infectious Diseases: England
and Wales
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Figure 21
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| Another
characteristic of the adaptation and immunity of late medieval population
was the radical change in the age structure of the victims. The
records of Siena are the only ones I know to cover the burials of
the laity across the plague experience from the Black Death of 1348
to the fifteenth century. Here, we witness a remarkable transformation.
Of 136 buried in the Dominican cemetery in 1348, only 12 were identified
as children. | |