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AHR Forum
Political Economy and Ecology on the Eve of Industrialization: Europe, China, and the Global Conjuncture
KENNETH POMERANZ
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This article combines
one familiar and one unfamiliar project. The first involves bringing
our knowledge of Chinese economic history closer to parity with
what we know about Europe, largely by making estimates for consumption,
income, and availability of natural resources. The results suggest
that many important economic variables had similar values in the
more advanced parts of China and Europe circa 1750. Even more surprising,
they suggest that, despite their very dense populations, the Yangzi
and Pearl River deltas in 1750 were not facing appreciably worse
ecological pressures than those faced by the most developed areas
in Europe: thus these strains cannot, by themselves, explain much
of the huge divergence between East and West in the nineteenth century.1
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1
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Thus a second, more unusual, project:
to use Chinese experiences to examine Europe. I take two eighteenth-century
cases that are conventionally treated as already set on opposing
pathstoward dramatic growth in Europe and stagnation in Chinaand
find much that they shared, suggesting that their divergence was
a discontinuous and partly exogenous development. |
2
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Thirty years ago, the European side
of this divergence was described in terms of an "Industrial Revolution"
with several agreed-upon features. First, it constituted a fundamental
and fairly sudden break with "pre-industrial" times. Second, it
was British in origin, with new best practices later diffusing to
the continent. Third, its essence was a string of spectacular breakthroughs
in a few key industries (first cotton, then coal, then iron, steel,
and land transport), rather than the steady but more modest gains
in many other activities. Finally, Britain's foreign trade was centralespecially
for textileswith some (though far from all) scholars emphasizing
colonies and slavery. |
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But the literature since then has
questioned all of this. Increasingly, European industrialization
appears as just part of long, slow processes: market expansion,
division of labor, many small innovations, and millions of people
accumulating small profits. And since this gradual European story
begins well before Europe had much extra-continental trade, and
includes countries for which such trade never mattered as much as
for Britain (much less Lancashire), it is much less global than
the old British one. |
4
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In
a recently published book, I argue that this picture is misleadingnot
because Europe's gradual market-driven growth did not matter but
because it does not differentiate Europe from East Asia (or perhaps
other places). Smithian dynamics worked just as well in China as
in Western Europe, but they did not transform basic possibilitieseventually,
highly developed areas faced serious resource constraints, in part
because commercialization and handicraft industry also tended to
accelerate population growth. Europe's escape required new technologies
plus coal, New World resources, and various favorable global conjuncturesor,
more properly, Britain's escape, since proto-industrialization in
places such as Flanders and even Holland led to results more like
the Yangzi Delta or Japan's Kant
plain than like England. (Not to mention Denmark, where very labor-intensive
solutions to similar ecological pressures yielded agrarian prosperity,
but with little growth of even handicraft industry until after 1850,
and falling returns per labor hour.)2
Industrialization did not follow naturally from
any region's proto-industrialization; we can as easily see Europe
as "China manqué" as vice versa. On the other hand, since
I will argue that the most advanced parts of China in many ways
resembled parts of the European mainland that initiated mechanized
industrialization within a few decades of Britainand are no
longer seen, as they once were, as having been "blocked" from development
by virtue of that relatively short lagI would argue that our
histories of Chinese core regions should also move away from too
strong a focus on supposed blockages and developmental blind alleys.3
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In a particularly powerful "gradualist"
account, Jan de Vries has subsumed the Industrial Revolution in
what he calls the "industrious revolution." In the first phase of
this process, which spanned roughly 15501850, households in
northwestern Europe worked more hours and allocated more of their
labor to production for the market, while saving time for that labor
by purchasing some things that they once made for themselves. The
industrious revolution, then, involves both increasing labor (a
result of preferences shifting toward various goods over leisure)
and Smithian specialization, with the expected gains in efficiency.4
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6
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But this describes the more commercialized
parts of sixteenth to eighteenth-century China (and probably Japan,
too) as well as it describes eighteenth-century Europe. Thus European
industrialization must still need a separate explanation. I will
argue below that the reasons why the industrious revolution played
out so differently in European and East Asian cores have less to
do with economic institutions, attitudes, or demographic processes
in these core regions themselves than with the fortuitous location
of coal, and with the very different, politically structured, relationships
between these cores and their respective peripheries. (Of course,
it also had something to do with the process of invention itself,
butto put things brieflythe important differences there
seem to be external to the economy per se.) |
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Thus this essay has four parts: a
discussion of consumption levels, an analysis of Chinese labor markets
and household labor allocation, a discussion of possible ecological
"limits to growth" at both ends of eighteenth-century Eurasia, and
a discussion of why China's industrious revolution appears to have
stalled at roughly the same time that both population and per-capita
production in Europe began to grow faster, while some ecological
indices that had been declining stabilized. |
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Jan de Vries' industrious revolution
helps resolve a paradox. The grain-buying power of Europeans' per-hour
or per-day wages fell sharply between about 1430 and 1550, and it
did not return to 1350 levels until 1840 or later (depending on
the country).5
Yet comparing death inventories over the same period (especially
after 1650) shows clear increases in what ordinary people owned.
These trends are compatible because people increased the time they
spent working for the market; this let them buy both consumer durables
and their increasingly expensive bread. This may have decreased
people's leisure time. It certainly decreased the time they spent
making things for their own households: instead of making, say,
their own candles, people specialized in weaving and bought their
candles with cash. |
9
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same thing was happening in China. The rice-buying power of day
laborers' wages probably fell from about 1100 on,6
but even ordinary people seem to have increased
their consumption of "non-essentials," especially between 1500 and
1750. Many of these are the same non-essentials as in Europe: tobacco,
sugar, more and better clothes, eating utensils, and so on. |
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first let us consider basic foodstuffs. Most estimates of caloric
intake in eighteenth-century China compare well with Europe, whether
we take averages for the whole population or figures for the hardest-working
laborers.7
Comparable or even superior nutrition is also
suggested by the rough parity between rural Chinese and English
life expectancies around 1750, with both higher than most figures
for continental European populations.8
Moreover, recent studies suggest that Chinese
birth rates were equal to or lower than European ones throughout
the 15501850 period,9
while the overall rate of population growth was
first faster (15501750) and then similar (17501850);10
this also indicates that Chinese death rates were
probably lower. |
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Poor Chinese reached these nutritional
standards without spending any more of their incomes on basic foodstuffs
than did poor Europeans. Fang Xing estimates that Yangzi Delta farm
laborers (the poorest non-beggars in the region) spent 55 percent
of their earnings on basic grain supplies in the 1600s and very
slightly less in the early 1800s.11
Henry Phelps Brown and Sheila Hopkins come up with 53 percent for
the rural English poor in the 1790s.12
Moreover, Fang's method of calculation almost certainly understates
both household earnings (he omits women's earnings entirely, for
instance) and misses many non-grain expenditures.13
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12
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Chinese could have simply buried their
"extra" income under the house, but they did not.14
Numerous domestic commentators described (and usually decried) increases
in popular consumption; lists of products in local histories and
in fiction that was meant to be realistic describe a broad range
of goods for sale even in rather remote towns; other texts describe
the food, clothing, and home furnishings of families at various
social levels.15
We also have accounts from various European visitors, most of whom
(before 1800) compare levels of consumption favorably with those
back home.16
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13
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Quantitative estimates confirm these
impressions.
They are necessarily inexact, but I have tried hard to make them
conservative, and still came up with surprisingly high numbers (see
Tables 1 and 2).17
In each case, Chinese per capita consumption seems at least comparable
to Europe's at the same or a later date; this is no great surprise
for tea and silk but is quite unexpected for sugar and total cloth.
And despite numerous data problems, per-capita cloth output for
the Yangzi Delta in 1750 appears close to that for England in 1800.
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| Sources: Production figures from
Carla Rahn Philipps, "Trade in the Iberian Empires,
1450-1750," in James Tracy, ed., The Rise of
Merchant Empires (Cambridge, 1990), 58-61 (Portuguese
and Spanish colonies); and Neils Steensgaard, "Trade
of England and the Dutch before 1750," in Tracy,
140 (for French, Dutch, and British colonies); Fernand
Braudel, The Structures of Everyday Life, Siân
Reynolds, trans. (New York, 1981), 251-52; Robert Gardella,
Harvesting Mountains (Berkeley, Calif., 1994),
6, 38; Xu Dixin and Wu Chengming, Zhongguo zibenzhuyi
de meng ya (Beijing, 1985), 99. European population
figures from Colin McEvedy and Richard Jones, eds.,
Atlas of World Population History (New York,
1978), 28. British consumption figures from Signey Mintz,
Sweetness and Power: The Place of Sugar in Modern
History (New York, 1985), 67, 73 (using 1700 figure
for 1680). For Chinese calculations, see Kenneth Pomeranz,
The Great Divergence (Princeton, N.J., 2000),
chap. 3. |
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| For sources and discussion of data
problems, see Pomeranz, Great Divergence, Appendix
F, plus a revision in Kenneth Pomeranz, "Beyond
the East-West Binary," forthcoming in Journal
of Asian Studies 61, no. 2 (May 2002). On ramie,
see Xu Dixin and Wu Chengming, Chinese Capitalism,
1522-1840, Anthony Curwen, trans. (New York, 2000),
124. |
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14
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Similar numbers may have different
meanings. But here, too, I see broad similarities over the sixteenth
to eighteenth centuriesthe urbanization of elites, decline
of retinues as a main mark of status, published guides to consumption,
a long series of ineffective sumptuary laws (which are not even
updated in China after about 1550). Peter Burke, a leading historian
of early modern European consumption, has concluded that the Chinese
and Japanese sources available in translation suggest more East-West
similarities than differences, at least at the elite level.18
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15
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China's high standard of living could conceivably
have been produced by institutions that were a barrier to further
development: this is often implied by scholars who refer to "involution"
or a "high-level equilibrium trap."19
But there is no convincing evidence that factor
markets in either eighteenth-century China or Western Europe were
clearly closer to neo-classical ideals than the other. Land was
generally less encumbered in China and guild restrictions on artisanal
activities far less important.20
European capital markets were better places to
raise really large sums of capital, but the relevance of this to
productive activity prior to the railroad era was limited: Europe's
biggest debtors borrowed mostly for war-making (and overseas colonization,
on which more later). Chinese interest rates were higher, perhaps
in large part because penalties for default were less severe; this
combination of higher rates and lower risk may well have been preferred
by the millions of households who made most of the investments for
both agriculture and proto-industry. (Mechanized industry would
have been profitable even at interest rates much higher than either
Europe's or China's.) |
16
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| The
best-known argument that China's rural economy grew along self-limiting
lines fundamentally different from Europe's is Philip Huang's argument
about "involution." (Zhao Gang and Jack Goldstone have made different,
though related, arguments.)21
Essentially, Huang claims that because China was
so densely populated, people engaged in self-exploitation, working
ever-increasing hours for minimal returns, as they tried to meet
fixed consumption targets from their shrinking farms. But since
(among other things) paddy rice yields far more per acre than wheat,
we will see that land hunger may have been no worse in eighteenth-century
China than in most of Europe. Huang's more promising argument is
that because Chinese women were strongly discouraged from working
outside the home, there was no market for their labor; and since
they had to be fed anyway, their families pushed them into more
and more hours of very low return, home-based work for the market
(mostly textile production) without buying goods that would have
decreased their domestic burdens. Thus here, the intensification
of labor was not accompanied by any meaningful reallocation of time
in response to the market (or much specialization) and did not create
a mass market for manufactures: consequently, it led to "involution,"
not development.22
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17
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Huang's argument is controversial;
there is no room to rehearse the discussion in the present essay.23
But two points from my own work are worth adding. First, the consumption
estimates above make it doubtful that Chinese in 1750 were no further
above subsistence than before. Second, Huang's estimates of the
returns to spinning and weavingthe basis of his argument that
women's work earned a sub-subsistence wageare based on data
from the 1690s, when cotton cloth prices reached one of their two
lowest points in the entire 14501850 period, while raw cotton
prices were relatively high.24
Combining Huang's estimates of physical productivity with more typical
mid-eighteenth-century prices yields very different results. Most
recently, I have discovered that Huang also made some serious arithmetic
and measurement errors that throw some of his earnings estimates
off by as much as a factor of ten.25
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18
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The earnings of spinners still come
out quite low. But as Huang himself notes, most spinning was done
by young girls, not adult women (at least in the Lower Yangzi);
and even in the most pessimistic scenario, 210 days of spinning
a year would feed a girl all year round.26
More optimistic scenarios yield enough earnings for an adult woman
to feed herself and perhaps even a couple of small children. If
a woman spun and wove, the same 210 days of labor would yield about
twelve taels of income per year; at mid-century rice prices,
this would buy about three times the typical consumption of an adult
female. For another comparison, I assumed that a male agricultural
laborer could have done twelve months a year of work and that, in
addition to the cash wages reported in the sources, he would have
received all his meals for the year. (Actual employers provided
some but not all food.) Even with these assumptions, I came up with
a range for male farm-workers' earnings that ranged from about 15
percent above the hypothetical spinner/weaver to 15 percent below. |
19
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In short, whatever other effects the
culturally specific features of Chinese patriarchy may have had,
it appears that, at least in this period, women's earnings more
closely approximated men's than in Europe.27
Thus there was every reason for Chinese families to consider the
opportunity costs of both men's and women's time in making their
purchases, and there are many indications that they did. So to a
rising standard of living, we should add, at least provisionally,
a calculating approach to using the family's resources. Thus the
Chinese and European pictures look quite similar, both for production
and consumption. |
20
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But these resemblances did not last.
Between 1750 and 1900, both population and per-capita consumption
soared in Europe. But in China, population growth slowed significantly
by 1800, and per-capita non-grain consumption declined: early twentieth-century
figures for cloth, sugar, and tea are well below even my most conservative
estimates for 1750.28
As we shall see later, this is not because the eighteenth-century
estimates were too high. |
21
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Ecological differences
explain much of this divergencebut not because, as
some people have suggested, the most developed parts of China were
uniquely "over-populated." Rather, Malthusian pressures seem to
have been about equally relevant to core regions at both ends of
Eurasia (as comparable life expectancies and living standards suggest).
I will briefly review them in terms of Thomas Malthus's four necessities
that compete for land: food, fuel, fiber, and building materials. |
22
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In neither place was a shortfall in
food production imminent, although in Britain there was not much
room left to expand agricultural production without either exhausting
the soil or using techniques that were not yet available in 1800
(such as mined or synthesized fertilizer). Much of mainland Europe
still had lots of slack capacity, thanks to institutions that encouraged
too much fallowing, delayed the draining of swamps, and slowed the
spread of mixed husbandry in pre-Napoleonic Western Europe (and
even longer further east). From a Chinese perspective, this looks
like a surprisingly slow spread of best practices due to peculiar
institutional rigidities.29
Britain had adopted these changes more readily, to the point where
there was little more improvement to be expected from them on the
eve of a greater than ever population boom: indeed, British agricultural
yields changed very little between 1750 and 1850.30
The only available methods for increasing per-acre yields still
further in an ecologically sustainable way were, like those used
in Denmark, highly labor intensiveso much so that England's
profit-seeking, labor-hiring farmers would not have undertaken themand
these still created only limited gains.31
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23
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Even in dry-farming North China (generally
a much more vulnerable ecosystem than South China), our limited
data suggest, the nutrient balances for grain growing were more
favorable than in England circa 1800.32
(They were probably less favorable for North China's cotton landsof
which more later.) And in China's rice-growing areas, known techniques
could still raise yields without exhausting the soil.33
(See Table 3.)
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| Source: Pomeranz, Great Divergence,
Appendix B. |
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24
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fuel and building needs drew heavily on forests. Here we might assume
that China's cores would be far worse off than Europe's, given their
denser population and the country's horrible deforestation in the
late nineteenth and twentieth centuries, but this seems not to be
true around 1750 or even 1800. The British Isles already had severe
wood shortages before 1650, as did northern Italy; by 1800, Britain
had perhaps 5 percent forest cover, and the rest of "insular and
peninsular Europe" about 1015 percent.34
Even France, which was relatively well-forested
by West European standards, was about 16 percent forest in 1789compared
to about 33 percent in 1550.35
This meant that, even if no wood were ever wasted,
France by 1789 would have needed about 90 percent of its annual
forest growth just to meet people's minimum heating and cooking
needs, leaving little for building, much less for expanding fuel-hungry
iron forges (which often functioned only a few weeks a year for
lack of fuel36
) or other industries. |
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For China, anecdotal evidence suggests
that even in the extremely densely populated Lower Yangzi, the ecological
effects of clearing the highlands did not become severe until about
1820. Wood was not plentiful in North China, but apparently few
people were desperately short of fuel.37
On the aggregate, the only figures I know of for 1700 yield a perfectly
acceptable 37 percent forest cover for all of China proper, but
disastrous deforestation was widespread by 1900. Interpellating
for dates in between is tricky. |
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To try to fill the gap, I have done
a rough reconstruction of land use for southwest Shandong circa
1800an interesting area because it was quite densely populated
but did not import much timber, and was horribly deforested
as of the 1930s.38
Despite making every effort I could to make the 1800 situation look
bad, it came out much like that of France: 13 percent forest cover
and a sustainable fuel supply per year about 20 percent above probable
minimum needs.39
This surely meant great hardship for many people, since distribution
was uneven and wood was also needed for other uses, but this was
also true in France. |
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But what of still more densely populated
rice-growing China? Calculations are impossible for the Lower Yangzi,
since we have no figures on this area's huge timber imports; but
they can be done for Lingnan, China's second richest macro-region
(focused on Canton). Lingnan has about 70 percent of France's land
area; it had 17.5 million people in 1753 and 30 million in 1853.
Yet even in 1853, Lingnan had considerably more forest than France
in 1789; and although a far denser population relied on those trees,
available wood per capita was double French levels in 1793 and still
above France's 1789 levels in 1853. Thanks to a milder climate,
fuel-saving cooking methods, and the burning of crop residues, the
difference in wood available for non-fuel uses (assuming fuel needs
were met first) was enormous: six times France's 1789 per-capita
levels in 1793 and still more than double France's 1789 levels in
1853. So despite its denser population, various Chinese efficiencies
seem again to suggest that China may have faced no more "Malthusian"
stress than Europe as of 1800. (See Table 4.)
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| For sources and methods of calculation,
see Pomeranz, Great Divergence, Appendix C. |
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28
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these tables also show that, even with efficient fuel-gathering
and use, population and proto-industrial growth were pressing hard
on forest resources. Timber prices in both China and Europe were
high and rising in the eighteenth century,40
and even if popular subsistence was not threatened
yet, there were serious impediments to significant growth in per-capita
energy use. |
29
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In Britain and Belgium, the wood crisis
was greatly alleviated by a late eighteenth and nineteenth-century
coal boom. However, mineral energy did not become central for most
of Europe until quite late in the nineteenth century. Moreover,
coal did not end the wood shortage, it just alleviated itconstruction
and the growing demand for paper kept European timber supplies very
tight until North American imports eased the pressure. (Forested
acreage roughly leveled off in Europe by 1850, but even that impressive
holding action meant less wood per capita.) |
30
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coal boom, as E. A. Wrigley has pointed out, represents a fundamental
discontinuity. He calculates that the annual energy yield from British
coal around 1820 (when output was five times that of 1750 and almost
eight times that of 1700)41
was the equivalent of the sustainable yield from
15 million forest acres.42
A more standard conversion would make this 21
million "ghost acres": more than all of Britain's pasture and crop
land combined. |
31
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This breakthrough required technical
innovation and geographic good fortune. Huge coal seams with
visible outcroppings lay relatively close to London: this provided
both a rich and needy market and a pool of craftsmen who made crucial
improvements in pumps, steam engines, and so on. By contrast, China's
best coal deposits lay in Shaanxi, several hundred landlocked miles
from the Yangzi Delta: a bit like if Europe's coal had mostly been
under the Carpathian Mountains. The technical challenges also differed.
British mines needed water pumped out constantly. For this, a coal-fired
steam engine, which would later also solve the transport problem,
was a great solution. Conversely, the availability of almost free
coal at the pit-head made even the inefficient early steam engines
worth deploying for this one use, and so worth tinkering with until
they became efficient enough for use elsewhere. By contrast, China's
largest coal deposits were in mines where ventilation was a much
bigger problem. Change these geophysical accidents and it becomes
a lot harder to imagine such an early escape from the limits of
an organic economy; it becomes a lot easier to see Western Europe
as a potential Lower Yangzi, with growing ecological pressures eventually
outstripping the gains from further division of labor. |
32
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Eighteenth-century Europe needed more
fiber if far more people were going to have more clothes per capita
and to ship cloth overseas in return for primary products. But raising
more wool would simply take too much land away from more intensive
uses. Flax is both very hard on the soil and very labor intensive.
This made it a garden crop in much of Western Europe, something
grown on a small scale in peri-urban areas with plenty of nightsoil
and labor. Parliament repeatedly enacted heavy subsidies for flax
during the seventeenth and eighteenth centuries, but British production
rose very little, and continental production not much more (except
in Russia, where the soil could be given a long rest after a couple
of flax crops).43
Matching the fiber supply that came from New World cotton by 1830
with domestic sources would have required an implausible thirty-fold
increase in English flax production. |
33
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Cotton, the principal East Asian fiber
source, is less labor intensive than flax, but it, too, is hard
on the soil. The Lower Yangzi's huge imports of Manchurian soybeans
went mostly to sustain cotton lands; so did most of Japan's vastly
increased fishing after 1750. Europe, of course, eventually turned
to cotton, toonot by growing it with imported fertilizer but
by importing huge amounts of American cotton. |
34
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fiber brings us to the more general issue of long-distance trade.
As densely populated cores faced shortages of various land-intensive
products, they sought them in less densely populated areas that
could produce surpluses of timber, cattle, or grain but that produced
few of the manufactures that cores had in abundance. Thus England
and the Netherlands turned first to the Baltic (and the Mediterranean
for cotton) and later to the New World; and the Lower Yangzi imported
rice and timber from upstream, wheat and soybeans from Manchuria,
and raw cotton from North China. The Yangzi Delta's trade for these
primary products dwarfed anything elsewhere in the eighteenth-century
world;44
the Pearl River Delta was beginning to follow
suit. |
35
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But this kind of trade tended to run
up against limits: one more characteristic of East Asia, one of
Europe. Where families in the peripheries were more or less free
to allocate their own labor, an export boom and commercialization
would often stimulate population growth, both from natural increase
and immigration.45
Moreover, as the best land filled up (or the most accessible forests
were cleared), some labor would move into handicrafts: since most
technology was not yet embodied in very expensive capital goods,
and high transport costs on bulky items provided some protection
for infant industries, this sort of import substitution was a much
more "natural" process than today.46
Together, these changes reduced raw materials surpluses for export
and demand for imported manufactures. |
36
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is precisely what happened in much of the Chinese interior in the
late eighteenth and early nineteenth century. The Middle and Upper
Yangzi grew very rapidly,47
reducing their rice and timber surpluses; some
of the extra hands available began making coarse cloth that replaced
shipments from the Lower Yangzi.48
In North China, population growth was so rapid
that it probably required the reconversion of some cash-crop land
to grain production;49
and at any rate, much more of the region's huge
raw cotton crop was spun and woven locally, rather than sent south. |
37
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To some extent, the Yangzi Delta compensated
by finding new, more remote markets (in Manchuria, Southeast Asia,
and to some extent in the West) and by specializing more in fancier
fabrics for elites, moving up the value-added ladder as an established
industrial area should. Nonetheless, it faced serious economic pressures
that inhibited any further specialization in industry. I estimate
(based on admittedly spotty data) that the rice-buying power of
a hypothetical Yangzi Delta weaver/spinner fell by 22 to 42 percent
between 1750 and 1800 (probably closer to 42 percent) and about
10 percent more by 1840.50
Population growth in the delta was almost zero over this century,
while China as a whole roughly doubled. Lingnan's regional core
experienced a milder version of the same trends.51
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38
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These trends might have been less
pronounced if people had migrated from the increasingly full peripheries
to the Yangzi Deltaas they "should" have, given its higher
standard of living. This might have allowed primary product exports
from the peripheries to stay higher for longer; it also should have
lowered Yangzi Delta wages, making its manufactured exports more
competitive. |
39
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Here, however, Chinese institutions
and values did matter. Cloth production was an overwhelmingly female
activity, and women almost never migrated alone. They moved as part
of male-headed households, and most rural men were farmers. Most
industry was rural, and there were few places to live in the countryside
for somebody who had neither kin to move in with nor access to land;
this was not a landscape with great landlords looking for "cottagers."
Delta land was expensive, and even renting it often required a large
deposit; thus poor couples from the interior had reasons to stay
put unless they were completely landless. |
40
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| On
the other hand, Chinese institutions had been very successful (with
government loans of seed, animals, etc.) in facilitating migrations
of poor people toward areas with better land-to-labor ratios throughout
the eighteenth and early nineteenth centuries: much better than
in Europe, where institutional arrangements made land-rich Eastern
Europe uninviting to any West European seeking a better life, while
high migration costs limited poor people's migration to the pre-1800
New World to those willing to be indentured on terms that landowners
found competitive with the chance to purchase slaves. As long as
there was land to go to, facilitating those flows probably mattered
far more to integrating labor markets than any flows toward the
Yangzi Delta would have. Thus, on the whole, Chinese labor markets
may still have been somewhat better integrated than Europe's.52
But as land frontiers disappeared, the difficulties
of moving toward manufacturing or service jobs in highly developed
regions became more significant. Meanwhile, the cultural ideal of
the "man plows, woman weaves" householdwhich came to be realized
far more often in the Qing dynasty,53
although it was still often set aside where economic
incentives to violate it were strong enough (as in the tea country)meant
that frontier families also produced cloth if possible. We thus
see unfolding over time a phenomenon noted by Saito Osamu for Tokugawa
Japan: the elaboration of a family division of labor that to some
extent substituted for the deepening of geographic specialization.54
As incomes rose in some of China's rice-exporting
regions, and as Qing officials helped spread cotton growing and
weaving in these regions, more families could keep their
women employed inside, as they preferred; and, in doing sorather
than, for instance, doing more double-cropping of rice, as other
Qing officials urged55
they reinforced the ecological pressures
on downstream areas. |
41
|
| This
filling up of China's peripheries also helps explain why nineteenth-century
observers did not record the decline in consumption that comparing
my 1750 figures with early twentieth-century ones at first seems
to suggest. Most areas did not undergo decline (the North and Northwest
are likely exceptions),56
but the changing weights of different areas dragged
down national aggregates. The Yangzi Delta alone probably held 16
to 21 percent of China's population in 1750, but less than 9 percent
by 1850 and under 7 percent by 1950. The three richest of G. William
Skinner's eight Chinese macro-regions were over 40 percent of the
population in 1750 and around 25 percent in 1843.57
If, for instance, those three macro-regions accounted
for the overwhelming majority of the country's sugar consumption
in the mid-eighteenth centuryas they probably didtheir
falling share of China's population alone would account for almost
all the decline between my figures and those in the John Buck surveys
of the 1930s.58
Living standards in many hinterlands may have
continued to creep upward, but they were still far short of Yangzi
Delta standards, and they came to dominate Chinese aggregates. |
42
|
|
|
|
We can now reconsider
how Britain escaped the Yangzi Delta's fate. One central factor
was technological changeparticularly steam and coal, which
relaxed the land constraint in a more fundamental way than any other
innovation before turn-of-the-century chemicals and electricity.
But another partat least as important as the small changes
in numerous sectors that have been emphasized in recent decadeslay
in its relations with its peripheries, which differed sharply from
those we have just discussed. |
43
|
|
The importance of these resources
becomes even greater when we remember that, once begun, the mechanization
of industry need not have been sustained, any more than previous
bursts of growth had been; indeed, it could not have been sustained
had what seemed to be pressing resource and environmental strains
not been alleviated even while both population and per-capita consumption
soared. |
44
|
|
Western Europe's early modern trade
with Eastern Europe was not squeezed by rising population and import
substitution like that in the Chinese interior. East European serfdom
and other institutions meant that agricultural improvement and population
growth were slower than one would expect in a free-labor periphery:
few people would immigrate from crowded but freer areas, and there
was little of the wage labor that allowed people elsewhere to form
families without inheriting land. Nor could peasants switch into
handicraft activity on any great scale. |
45
|
|
But these same institutions limited
the response to export demand in the first place; they also limited
the region's demand for imported manufactures, because so many people
were very poor and/or outside the cash economy (even if their products
were not). Thus the Baltic trade, for instance, leveled off after
1650, at a fraction of the size of China's long-distance staple
trades.59
This stagnation left slack export capacity waiting to be activated
when changes in institutions, technology, and prices made the logic
of selling grain to the West and buying its manufactures irresistible:
but this mostly happened after 1860.60
|
46
|
|
In the crucial hundred years before
1860, the New World did much more to relax northwest Europe's land
constraint: both its natural bounty and its history facilitated
this. Old World diseases removed millions of indigenes, and much
of the labor force was replaced by slaveswho were imported
at a cost that consumed about one-quarter of export earnings in
late eighteenth-century Brazil and the Caribbean.61
Moreover, these slaves often did not meet their own subsistence
needs (unlike most coerced cash-crop workers in the Old World).
Consequently, the circum-Caribbean slave region (from Brazil to
the southern United States) became the first "modern"-looking periphery,
with large bills for the import of capital goods (in this case,
kidnapped ones) and for mass consumer goods (such as cheap cloth
for slaves). Thus, unlike Old World peripheries, the New World kept
expanding as a source of land-intensive exports, allowing Europe
to become ever more specialized in manufacturing. (Manufactures
were the bulk of the goods used to buy slaves in Africa, and they
were also sold to North America, which earned much of the cash for
its purchases with grain and timber for Caribbean plantations.62
) |
47
|
| In
the long run, exports from free North America would be still larger,
but that, too, mostly postdates 1860; and, as John McCusker and
Russell Menard show, North American settlement was also tied for
quite a while to the capacity to export.63
For present purposes, consider how much New World
commodities did to relax Britain's land constraint, even as early
as 1830. Replacing Britain's 1801 consumption of Caribbean sugar
with locally grown calories would have required 850,000 to 1.2 million
acres of the best wheat land; by 1831still before the great
fall in sugar prices and quintupling of per-capita consumption that
followedthe figure is 1.2 to 1.6 million. Enough wool to replace
Britain's American cotton imports in 1830 would have required over
23 million acres: more than either Britain's total pasture and crop
land64
or E. A. Wrigley's circa 1820 figure for
the impact of coal.65
Thus Britain got an extended window in which to
solve certain resource constraints partly because markets did
not work in its peripheries as well as they did in East Asia,
thanks to bound labor, colonial monopolies, and such factors. |
48
|
| Land-saving
New World imports kept soaring as industrialization proceeded, keeping
pace with the central contribution of fossil fuels. Britain's coal
output would increase fourteen times from 1815 to 1900,66
its sugar imports roughly eleven-fold,67
and its cotton imports a stunning twenty times.68
It also began to use huge amounts of American
grain, beef, lumber, and other primary products; and the New World
also became a vast outlet for surplus population from various parts
of Europe. As these migrants brought with them European tastes,
as technological progress created mechanical capital goods (rather
than the enslaved human ones of an earlier era) in high demand across
the Atlantic, and as independent New World governments emerged with
their own reasons for paying the costs of frontier expansion, the
various peculiar institutions that had helped create a flow of land-intensive
New World exports were no longer important, but they had been crucial
while the colonies and transatlantic trade were taking shape. |
49
|
|
|
|
Many readers may raise one of three
related objections. All of them, in one form or another, hinge on
the notion that no one resource is "vital": as scarcity raises prices,
people will find substitutes. Thus I may seem to be placing too
much emphasis on coal, or forgetting that, however useful land-intensive
New World products may have been, the majority of such resources
still came from within Europe. Lastly, I may appear to be issuing
a "Club of Rome" report for 1790: suggesting that, without the New
World and coal, Europe was headed for a Malthusian crisis, when
it probably would have adjusted through some combination of lower
fertility, lower consumption, and the use of land and energy-saving
techniques. I agree that this would have been a far more likely
outcome than actual catastrophe, although there were signs of serious
soil exhaustion and other problems in various regions.69
I would, however, argue that the ecological adjustments possible
without New World resources or such modern inputs as chemical fertilizer
(itself based on fossil fuels) were sufficiently labor intensive
that their widespread adoption would have made nineteenth-century
European economic history very differentmore like that of
the richer parts of East Asia, or some unusual European cases like
Denmark, than like England. Let us now consider these objections. |
50
|
| Coal
was central to earlier views of the industrial revolution. Only
cotton, iron, steel, and railways were equally emphasized, and three
of these four other main sectors depended on coal. Much recent literature
has deemphasized coal. People have noted, for instance, that water
powered more early factories than coal, and that most of England's
coal was used for home heating and cooking. Even the calculations
Wrigley uses to reaffirm the centrality of coal70
cannot tell us what would have happened without
the coal boom: presumably, it would have been some combination of
people being colder, buying more clothes, and producing less iron,
rather than a complete blockage in any one sector. |
51
|
| But
coal needs to be central to the story, for Wrigley's reasons and
others. Water power may have kept expanding for a while, but it
had inevitable geographic limits. Nor could it substitute for coal
combustion in all sorts of chemical and physical processes (from
brewing to metallurgy to dye-making), nor in fueling the railways
and steamships that so greatly deepened the division of labor. In
iron and steel, too, it is hard to see any adequate alternative
to fossil fuels. Even under ideal conditions, all the woodland in
England and Wales could have supported a maximum annual output of
87,500 to 175,000 tons of pig iron; but actual British output reached
400,000 tons by 1820.71
Other sectors would also have grown more slowly
without such cheap and adaptable energy. Even the steam engine itself
was at first sufficiently bulky, fuel-hungry, and dangerous that
it was only worth deploying to pump water from coal mines, where
fuel was virtually free ("small coals" that were not worth transporting
beyond the pit-head)72:
without that use, and had the coal thus mined not then made fuel
cheap more generally, further tinkering to improve the steam engine
might not have seemed worth it. Coal does not explain the innovations
it was used in, but without it no innovations could have made so
much difference. |
52
|
|
Similarly, one might object that arguments
about New World resources have a weakness which parallels that of
older arguments about overseas extraction and European capital accumulation:
how can we call something decisive if other factors (for example,
capital accumulation within Europe or domestic supplies of food)
were larger? The question is important, and not only for this case. |
53
|
| If
we are doing growth accounting for a single case, smaller factors
are minor factors. But even here, defining categories creates questions.
"New World farm goods imported to Britain, 1830" will look small
next to "domestic farm production," but "fiber imports from the
United States" would look quite large next to "all other fibers."
And how specific we make our categories depends on complex judgments
(and implicit counterfactuals) about the substitutability of different
products, the importance of particular sectors for the larger economy,
and so on. (Thus it seems much more likely that New World resources
were crucial than that the New World profits stressed in some older
literature was crucial73;
there were other profitable investment possibilities, but it is
less clear that there were other ways to get huge amounts of land-intensive
goods.) Unless we assume that there must be affordable substitutes
for anything, such judgments cannot be avoided, and there will be
cases in which small increments make large differences. |
54
|
|
How important coal and the New World
will seem depends partly on how convinced readers are of the similarities
I have suggested in other areas. First, the calculations above show
that these phenomena were not small relative to some reasonable
standards (such as Britain's domestic land base); secondly, they
appear at the right time to explain a crucial divergence (once we
see that this divergence dates to the hundred years surrounding
1800); thirdly, they relieved a constraintthe finite amount
of landwhich was otherwise very difficult to relieve within
the knowledge base and institutions of the time; and finally, the
examples of core regions in China and Japan and certain parts of
Europe itself (such as Denmark) provide plausible examples of how
societies lacking these advantages might have looked. We need not
imagine that, without this relief, Europe would have suffered a
Malthusian catastrophe, or that, with a slightly longer ecological
window, China would have industrialized on its own. (No place need
have done so, which is one reason why asking, "Why wasn't England
the Yangzi Delta?" may be a useful corrective to ideas derived from
the opposite question.) A European ecological crisis could
have happened, but we can also imagine some more likely outcomes,
which could have preserved eighteenth-century living standards but
would have been unlikely to lead to thoroughgoing industrialization,
and might even have impeded it.74
|
55
|
| Without
both fossil fuels and access to the New World, which together removed
the need to manage land intensively, Europe, too, could have wound
up on an "East Asian," labor-intensive path. Indeed, there are many
signs of such tendencies in eighteenth-century Europe: in the decline
of meat eating from roughly 1400 to 1800, in certain aspects of
English agriculture and proto-industry, and in almost everything
about Denmark.75
The East-West difference in labor intensity was
not essential but contingent; take away the "resource shocks" of
coal and the New World and it is not hard to imagine continued European
convergence toward a much more labor-intensive world, in which many
more people worked on the land, increasing yields while preserving
fertility through more marling, more careful manuring, and more
gathering of crop residues. Progress along such a path might well
have maintained or even slightly improved living standards, but
it would not have brought Europe any closer to our energy-intensive,
capital-intensive world. Indeed, to the extent to which additional
laborers on the land really were productiveso that removing
them from farm work would push up agricultural prices and
to the extent that such labor-intensive "solutions" to land constraints
gradually decrease the rewards for solving the problem in a different
way, they could have made breakthroughs like the Industrial Revolution
and the nineteenth-century version of the Agricultural Revolution76
progressively less likely with time. |
56
|
|
|
|
The processes that have best been captured
in the recent literature on early modern growth and "how the West
grew rich" are important, but most of them are also the parts that
Europe shared with some other parts of the early modern world.
Those shared processes alone could have led to a Lower Yangzi result
(or a Danish, Dutch, or Flemish result) instead of an English one:
not because of any institutional "failures" but due to basic ecological
realities and to limits on the ability of labor and capital to substitute
for land in the era before fossil fuels, synthetic fertilizer, and
the like. To explain East-West differences, we need to look
at how those constraints were relaxed in Europe. Part of the storywhich
I have largely neglected hereis technological innovation;
since we cannot take that for granted, we cannot argue that, with
similar resource bonanzas, China would have had its own industrial
revolution. But neither was inventiveness alone sufficient to relax
the land constraint and create self-sustaining growth between 1750
and 1850; and without the land saving that coal and the New World
provided (without being very labor intensive), one can imagine the
focus of inventive efforts themselves being very different. Thus
understanding the "European miracle" (once we place it back in the
nineteenth century) requires that we look again at some topics from
earlier scholarly generationscoal, empire, English exceptionalism,
and the discontinuity of the industrial revolutionas
they appear in a Chinese mirror. |
57
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|
Kenneth Pomeranz (PhD, Yale University, 1988) is a professor of history (and the department chair) at the University of California, Irvine. His publications include The Making of a Hinterland: State, Society, and Economy in Inland North China, 18531937 (1993) and The Great Divergence: China, Europe, and the Making of the Modern World Economy (2000). Trained originally as a historian of China, he is now also active in developing the field of world history and serves as director of the University of California Multi-Campus Research Unit in World History.
Notes
This article was presented, in a much earlier form, as a paper at the American Historical Association Annual Meeting in Seattle in 1998. I would like to thank Andre Gunder Frank, R. Bin Wong, and Roxanne Prazniak, who also participated on the panel, and the many people who either discussed subsequent versions of the paper or provided comments on written drafts: Edmund Burke III, Bruce Cummings, Jack A. Goldstone, Andre Gunder Frank, David Ludden, Susan Mann, Joel Mokyr, Peter Perdue, and R. Bin Wong.
1
The Yangzi Delta, consisting of the core prefectures of what G. William Skinner, "Cities and the Hierarchy of Local Systems," in Skinner, ed., The City in Late Imperial China (Stanford, Calif., 1977), calls the Lower Yangzi macro-region, had some 36.5 million people in 1770 as its borders were defined by Yeh-chien Wang, "Secular Trends of Rice Prices in the Yangzi Delta, 16381935," in Thomas G. Rawski and Lillian M. Li, eds., Chinese History in Economic Perspective (Berkeley, Calif., 1992), 3568; I will sometimes use a slightly more restrictive definition, yielding an area with 31.5 million. Either way, it is clearly large enough to bear comparison with European nations of the time, in spite of not being an independent political unit. For more on the desirability of comparing China to Europe as a whole (rather than to individual countries), and parts of China to European states, see R. Bin Wong, China Transformed: Historical Change and the Limits of European Experience (Ithaca, N.Y., 1997).
2
Thorkild Kjærgaard, The Danish Revolution 15001800: An Ecohistorical Interpretation (Cambridge, 1994), 15154, 158, 160.
3
For a pioneering work that helped reverse the focus on "backwardness" and "failure" in France, see Patrick O'Brien and Caglar Keyder, Economic Growth in Britain and France 17801914: Two Paths to the Twentieth Century (London, 1978).
4
Jan de Vries, "The Industrial Revolution and the Industrious Revolution," Journal of Economic History 54, no. 2 (1994): 24970.
5
Fernand Braudel, Civilization and Capitalism, 15th18th Century, Vol. 1: The Structures of Everyday Life, Siân Reynolds, trans. (New York, 1981), 13435; Wilhelm Abel, Agricultural Fluctuations in Europe from the Thirteenth to the Twentieth Centuries, Olive Ordish, trans. (New York, 1980), 121, 136, 161, 199; Gregory Clark, "Yields per Acre in English Agriculture 12501860: Evidence from Labour Inputs," Economic History Review 44, no. 3 (1991): 446. Recent unpublished research by Peter Lindert and Philip Hoffman and by Robert Allen that adjusts standard real wage indices for early modern Europe by factoring in housing costs suggests that the trends for most people may have been even worse than those suggested by the "grain wage" alone.
6
Kang Chao [Zhao Gang], "Zhongguo lishishang gongzi shuiping de bianqian," Zhonghua wenhua fuxing yuekan 16, no. 9 (September 1983): 57. There are some problems with the way Zhao makes his argumentmost importantly that he sometimes reports only cash wages, ignoring what was often a large in-kind supplementbut the general trend is probably nonetheless correct.
7
Kenneth Pomeranz, The Great Divergence: China, Europe, and the Making of the Modern World Economy (Princeton, N.J., 2000), 3839. See also Ming-te Pan, "Who Was Worse Off?" Preliminary draft of paper delivered at 1998 meeting of Chinese Historians in the United States (typescript in possession of the author), 1011; Robert B. Marks, "Rice Prices, Food Supply, and Market Structure in Eighteenth-Century South China," Late Imperial China 12, no. 2 (1991): 7778. See Gregory Clark, Michael Huberman, and Peter H. Lindert, "A British Food Puzzle, 17701850," Economic History Review 48, no. 1 (1995): 22326; Ming-te Pan, "Rural Credit Market and the Peasant Economy (16001949)The State, Elite, Peasant, and Usury" (PhD dissertation, University of California, Irvine, 1994), 327, for some of the key figures. For some French figures, which are considerably worse, see Maurice Aymard, "Toward the History of Nutrition: Some Methodological Remarks," in Robert Forster and Orest Ranum, eds., Food and Drink in History (Baltimore, 1979), 67.
8
Compare William Lavely and R. Bin Wong, "Revising the Malthusian Narrative: The Comparative Study of Population Dynamics in Late Imperial China," Journal of Asian Studies 57 (August 1998): 71448 (especially Table 2 and Figure 3); and James Lee and Cameron Campbell, Fate and Fortune in Rural China: Social Organization and Population Behavior in Liaoning, 17741873 (Cambridge, 1997), 79; with E. A. Wrigley and R. S. Schofield, The Population History of England, 15411871: A Reconstruction (London, 1981), 230, 70813 (and see Peter Razzell, "The Growth of Population in Eighteenth Century England: A Critical Reappraisal," Journal of Economic History 53 [December 1993]: 75763, for a suggestion that these figures are too high; Razzell's suggested adjustment for infant mortality alone would bring a life expectancy at birth of 37.0 down to somewhere between 31.6 and 34.0). For continental examples, see John Knodel, Demographic Behavior in the Past (Princeton, N.J., 1988), 6869; and Yves Blayo, "La mortalité en France de 1740 à 1829," Population (NovemberDecember 1975): 13839 (showing a lower life expectancy in France).
9
Li Zhongqing, "Zhongguo lishi renkuo zhidu: Qingdai xingwei ji qi yiyi," in Li Zhongqing and Guo Songyi, eds., Qingdai huangzu renkou xingwei de shehui huanjing (Beijing, 1994), 3.
10
Li Bozhong, "Kongzhi zengchang yi bao fuyuQingdai qian, zhongqi Jiangnan de renkou xingwei," Xin shixue 5, no. 3 (September 1994): 3234; compare Colin McEvedy and Richard Jones, eds., Atlas of World Population History (New York, 1978), 2829.
11
Fang Xing, "Qingdai Jiangnan nongmin de xiaofei," Zhongguo jingji shi yanjiu 11, no. 3 (1996): 93, 95.
12
Henry Phelps Brown and Sheila V. Hopkins, A Perspective of Wages and Prices (London, 1981), 14.
13
Pomeranz, Great Divergence, 137 and n. 110.
14
Charles P. Kindleberger, "Spenders and Hoarders," in Kindleberger, ed., Historical Economics: Art or Science? (Berkeley, Calif., 1990), 3585, does indeed suggest that Chinese were "hoarders" rather than "spenders," but gives little evidence for this.
15
Particularly striking accounts may be found in the novels Jin ping mei and Xingshi yinyuan zhuanstriking in part because they deal with a medium-sized city and a small town, respectively, in North China rather than with any of the country's great metropolises. For some reflections on consumption in China by a leading historian of early modern European consumption, see Peter Burke, "Res et Verba: Conspicuous Consumption in the Early Modern World," in John Brewer and Roy Porter, eds., Consumption and the World of Goods (London, 1993), 14861. I deal with this at much greater length in Pomeranz, Great Divergence, 12752.
16
For instance, George Staunton, An Authentic Account of an Embassy from the King of Great Britain to the Emperor of China, 3 vols. (Philadelphia, 1799), 2: 48; George Macartney (1793) in J. L. Cranmer-Byng, ed., An Embassy to China: Being the Journal Kept by Lord Macartney during His Embassy to the Emperor Ch'ien-lung, 17931794 (London, 1962), 225; Louis Dermigny, La Chine et L'Occident: Le commerce à Canton au XVIIIe siècle, 17191833, 3 vols. (Paris, 1964), 3: 1253; Gaspar da Cruz in C. R. Boxer, ed., South China in the Sixteenth Century, Being the Narratives of Galeote Pereira, Fr. Gaspar da Cruz, O.P. [and] Fr. Martín de Rada, O.E.S.A. (15501575) (London, 1953), 106, see also 99.
17
By starting with the quantity of land reported on the tax rolls, we build in a big conservative bias, since under-reporting was chronic throughout China. I have used the highest estimates I could plausibly defend of the amount of land that was under basic grain crops, and, where estimating cash-crop production for an area was particularly tricky, I have simply omitted it from national totals, even though contemporaries may have remarked often that it produced the good in question. In the case of sugar, for instance, I have counted only output in Guangdong and Taiwan plus known imports, even though we know that mainland Fujian was also a major producer, and production scattered through the rest of China was estimated by a contemporary to be about one-ninth of the total of Guangdong, Taiwan, and that uncounted mainland Fujian output (cited in Christian Daniels, "Agro-Industries: Sugarcane Technology," Vol. 6, Part 3 of Joseph Needham, Science and Civilization in China [New York, 1996], section 42a: 97, 105). And within Guangdong itself, I have used a figure for the cash-cropping area more than 20 percent below that generated in Robert Marks's study of that province, and assigned only one-tenth of this cash-cropping area to sugarcane: a figure that Marks suggests is almost certainly too low. For further discussion, see Pomeranz, Great Divergence, 11922.
18
Burke, "Res et Verba," 158.
19
See Philip C. Huang, The Peasant Family and Rural Development in the Yangzi Delta, 13501988 (Stanford, Calif., 1990); Mark Elvin, The Pattern of the Chinese Past (Stanford, 1973). Elvin himself sees the barriers as more environmental than institutional, but others have changed the emphasis.
20
I compare these at much greater length in Pomeranz, Great Divergence, 69107.
21
Kang Chao [Zhao Gang], Man and Land in Chinese History: An Economic Analysis (Stanford, Calif., 1986); Jack Goldstone, "Gender, Work and Culture: Why the Industrial Revolution Came Early to England But Late to China," Sociological Perspectives 39 (1996): 121.
22
Huang, Peasant Family and Rural Development in the Yangzi Delta, 91, 110.
23
See, for instance, the summary in R. Bin Wong, "Chinese Economic History and Development: A Note on the Myers-Huang Exchange," Journal of Asian Studies 51, no. 3 (1992): 60011. I add a number of further points in Kenneth Pomeranz, "Beyond the East-West Binary," Journal of Asian Studies 61, no. 2 (2002), which also includes a response to Huang's objections to my work.
24
Zhang Zhongmin, Shanghai cong Kaifa dao Kaifang, 13691842 (Kunming, 1988), 20708; compare Huang, Peasant Family and Rural Development in the Yangzi Delta, 8486.
25
See Pomeranz, Great Divergence, Appendix E; and Pomeranz, "Beyond the East-West Binary."
26
Xu Xinwu, ed., Jiangnan tubu shi (Shanghai, 1992), 469. Page 215 suggests that a woman and her underage helper (counted as half a laborer) did 265 adult equivalent days of textile labor per year, which would suggest about 180 days for the adult woman.
27
For English data, see Sara Horrell and Jane Humphries, "Women's Labour Force Participation and the Transition to the Male-Breadwinner Family, 17901865," Economic History Review 48, no. 1 (1995): 10203.
28
See, for instance, the estimate of roughly 2.2 pounds of sugar consumption per capita for the 1930s cited by Daniels, "Agro-Industries," section 42a: 85. Chang Chung-li, The Income of the Chinese Gentry (Seattle, 1962), 303, cites a 1930s estimate for tea consumption of 1.3 pounds, which would be much higher than my estimate for 1840; but the 1840 estimate, because it counts only tea that entered long-distance trade and paid internal customs, is surely an underestimate.
29
See Pomeranz, Great Divergence, 7380.
30
F. M. L. Thompson, "Rural Society and Agricultural Change in Nineteenth-Century Britain," in George Grantham and Carol S. Leonard, eds., Agrarian Organization in the Century of Industrialization: Europe, Russia, and North America (Greenwich, Conn., 1989), 189, 193; Clark, "Yields per Acre in English Agriculture," 45659; Brinley Thomas, "Food Supply in the United Kingdom during the Industrial Revolution," in Joel Mokyr, ed., The Economics of the Industrial Revolution (Totowa, N.J., 1985), 14546.
31
On Denmark, see Kjærgaard, Danish Revolution, 3738, 5556, 123, 15158; on the difference between capitalist and peasant strategies for dealing with ecological strain, see Mauro Ambrosoli, The Wild and the Sown: Botany and Agriculture in Western Europe, 13501850, Mary McCann Salvatorelli, trans. (Cambridge, 1997).
32
Pomeranz, Great Divergence, Appendix B and chap. 5.
33
Li Bozhong [Po-chung Li], Agricultural Development in Jiangnan, 16201850 (New York, 1998), 11927.
34
Michael Williams, "Forests," in B. L. Turner II, et al., eds., The Earth as Transformed by Human Action (New York, 1990), 18081.
35
J. P. Cooper, "In Search of Agrarian Capitalism," in T. H. Aston and C. H. E. Philpin, eds., The Brenner Debate: Agrarian Class Structure and Economic Development in Pre-industrial Europe (New York, 1985), 139 n. 2.
36
Fernand Braudel, Civilization and Capitalism, 15th18th Centuries, Vol. 2: The Wheels of Commerce, Siân Reynolds, trans. (New York, 1982), 367.
37
Staunton, Authentic Account, 2: 14142; Kenneth Pomeranz, The Making of a Hinterland: State, Society, and Economy in Inland North China, 18531937 (Berkeley, Calif., 1993), 12327; more details in Pomeranz, "The Making of a Hinterland: State, Society, and Economy in Inland North China, 19001937" (PhD dissertation, Yale University, 1988), Appendix F.
38
Pomeranz, Making of a Hinterland, 12337.
39
Pomeranz, Making of a Hinterland, 12425; Kenneth Pomeranz, "How Exhausted an Earth? Some Thoughts on Qing (16441911) Environmental History," Chinese Environmental History Newsletter 2, no. 2 (1995): 711; also see Pomeranz, Great Divergence, Appendix B.
40
For continental Europe, see, for example, Jack A. Goldstone, Revolution and Rebellion in the Early Modern World (Berkeley, Calif., 1991), 186; Ernest Labrousse, Esquisse du mouvement des prix et des revenus en France au XVIIIeme siècle (1933; rpt. edn., Paris, 1984), 343, 34647, finding a larger price increase for fuel wood than for any other commodity in France between 1726 and 1789, with the rise continuing into the early nineteenth century. Britain is discussed later in this text. For China, see Li Bozhong, "Ming Qing shiqi Jiangnan de mucai wenti," Zhongguo shehui jingji shi yanjiu 1 (1994): 8696.
41
Michael W. Flinn (with the assistance of David S. Stoker), The History of the British Coal Industry, Vol. 2: 17001830, the Industrial Revolution (Oxford, 1984), 26.
42
E. A. Wrigley, Continuity, Chance, and Change: The Character of the Industrial Revolution in England (New York, 1988), 5455.
43
Alex J. Warden, The Linen Trade, Ancient and Modern (1864; rpt. edn., London, 1967), 3240; George Grantham, "Agrarian Organization in the Century of Industrialization: Europe, Russia, and North America," in Grantham and Leonard, Agrarian Organization in the Century of Industrialization, 1314; Jerome Blum, Lord and Peasant in Russia: From the Ninth to the Nineteenth Century (Princeton, N.J., 1961), 33334. Note that Warden, writing in The Linen Trade, despaired of increasing British flax imports from the continent.
44 Food imports
from the Middle Yangzi alone fed approximately 6 million people
per year in the Lower Yangzi, and the soybeans that the Lower
Yangzi imported could have fed at least another 3 to 4 million
had most of them not been used as fertilizer. Even Shandong, a
not particularly commerc |
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