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Presidential Address
The Dissolution of the British Empire in the Era of Vietnam
WM. ROGER LOUIS
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Wm. Roger Louis
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My purpose this evening will be threefold: to
reflect on British imperialism in Southeast Asia in the 1950s and
1960s, to establish a connection between the British colonial experience
and the American presence in Vietnam, and to pursue the idea of
memory, time, and place in the context of those themes. |
1 |
| Following
the frequent custom of an AHA presidential address, I begin by commenting
on the extraordinary experience of reading former presidential addresses.
In 1958, my predecessor Walter Prescott Webb, the only other AHA
president from Texas, remarked that presidential addresses were
notably solemn occasions, usually without a particle of humor. Since
then, wit and humor have been somewhat more conspicuous. I can't
match Webb's wit or iconoclasm, but at least I can say that he managed
to present an address that ranks, in my judgment, with the best
ever delivered, including those by Samuel Eliot Morison, C. Vann
Woodward, and Robert R. Palmer, all of whom responded differently
to the problem of how to entertain an audience on this annual occasion.
It was disconcerting to find that Palmer questioned the utility
of it all and wondered whether the tradition should be abandoned.
Although I disagree with him, I can see his point, because there
is no particular form or set purpose to the presidential address.
Some seem to have been born in desperation. Many resemble exemplary
scholarly articles, while others in one way or another wrestle with
the problems of the AHA. Presidential addresses are frequently autobiographical.
They sometimes read like sermons. |
2 |
| I
have no intention of delivering a sermon, and I have already written
an autobiographical account as well as an assessment of some of
the salient problems of the AHA for Perspectives.
1
By studying past presidential addresses, I have become painfully
aware that the quickest and surest way to make a fool of oneself
is to move beyond one's area of specialization, yet I know also
that the most certain way to be deadly boring is to stick narrowly
to one's own subject. My address tonight will remain mostly within
my own domain, the history of the British Empire, principally its
dissolution in the 1960s. I'll say a few words more generally about
that era, which can now be studied with a measure of emotional detachment
that would have been virtually impossible only a few years ago.
Perhaps we are beneficiaries not only of distance in time but also
more specifically of the end of the Cold War. In any event, to paraphrase
John Hope Franklin in his presidential address on the Civil War,
it is now possible to study the 1960s without losing ourselves to
fire and brimstone. 2
It would be an exaggeration to place the Vietnam
debate within the AHA on the same level as that of the Civil War,
but the wounds of the 1960s have been slow to heal. |
3 |
| The
Vietnam War is of course within living memory, although it is perhaps
worth bearing in mind that it is as remote to our students as World
War I was to me as a young assistant professor at Yale in the 1960s.
The liquidation of the British Empire is also a matter of the immediate
past, especially if one brings the end of it down to the reversion
of Hong Kong to China in 1997. My points of concentration in the
1960s will be the legendary naval base and colony, Singapore, and
the creation of the state known today as Malaysia, or Greater Malaya.
I also mention, as part of the background, Aden and Rhodesia as
two other major colonial problems of the 1960s. Aden was the colony
and protectorate at the tip of the Arabian peninsula. Some commentators
at the time described Aden as Britain's Vietnamalthough part
of my conclusion will be that Malaysia's confrontation with Indonesia
in the mid-1960s was, at least potentially, a much more serious
conflict. Rhodesia (today's Zimbabwe) was the breakaway, internally
self-governing African colony that in 1965 declared unilateral independence
on the model of the United States. Rhodesia held a much more prominent
place in British consciousness than did Singapore, Malaysia, or
Aden, but all are examples of what has been called the death rattle
of British imperialism. In a more general way, my address concerns
memory, time, and place, the passions of the 1960s in our collective
memory, and the continuity as well as the different shapes of British
imperialism in Southeast Asia, the Middle East, and Africa. |
4 |
| Discussing
such controversial subjects will force me to take a position, and
I shall develop the argument that the events in Vietnam, Singapore,
and Malaysia were not merely interconnected but can be studied in
such a way as to illuminate the spirit of the agea deeply
anti-imperial age but then as now not without champions of the British
imperial mission or, in this country, the American cause in Vietnam.
In the 1960s as much perhaps as in any other decade in our national
history, some historians believed that they should play an activist
role in public affairs, while others held that the job of the historian
is to write about the past and to teach the subject of history.
Some, indeed many, managed to do both. As William E. Leuchtenburg
pointed out in his presidential address in 1991, there is a creative
tension between these two positions, but in 1969 this tension nearly
burst when the mounting protest against the war in Vietnam came
close to politicizing the AHA. 3
In 1970, Robert R. Palmer in his presidential
address asked the question point blank: "Are we activists or academics?"
4
The lesson I draw from studying this episode is that the AHA made
the right decision by rejecting politicization. I myself stand in
the camp of C. Vann Woodward, Robert R. Palmer, and William E. Leuchtenburg
in believing that eternal vigilance is needed in resisting political
pressure and refusing to make the AHA anything other than an association
dedicated to the study and teaching of history. |
5 |
| The
ideological currents of the Vietnam War and decolonization are at
last ebbing, although, as I discovered while working on the Oxford
History of the British Empire, the controversies of substantive
interpretation continue unabated. The purpose of the OHBE
was to provide a new assessment of that empire from its beginnings.
There were some 125 historians who took part in the five-volume
project. In its historiographical dimension, we reaffirmed that
historical judgment changes dramatically from one generation to
the next. Ideological engagement fluctuates in relation to the temper
of the times, but the issues of historical controversy remain fairly
constant. For example, we had as much difficulty in agreeing on
when the empire began as when it ended. Would the point of demarcation
be the transoceanic voyages for trade and the establishment of colonies
in America or the Anglo-Scottish domination of Ireland? Determining
the end of the empire raised similar questions. In the popular view,
the empire came clattering downWinston Churchill's phrasein
the 1960s, but the withdrawal of all forces east of Suez was not
completed until 1971, and the major issue of Rhodesia was not resolved
until 1980. The empire continues today in such places as Gibraltar,
the Falklands, scattered islands throughout the world, and, some
would say, Northern Ireland. I am concerned with the 1960s, but
by concentrating on Southeast Asia, or for that matter the Middle
East, there is a danger of conveying the impression that the British
Empire came to an abrupt end. Like the beginning, the end was complex,
and a broader unfolding would begin at least as far back as Indian
independence in 1947 and would extend to the present. |
6 |
| In
1968, the U.S. secretary of state, Dean Rusk, commented that he
was "profoundly dismayed" by the British intention to evacuate all
forces from Southeast Asia and the Middle East. "This represented
a major withdrawal of the UK from world affairs, and it was a catastrophic
loss to human society. These decisions involved the highest level
of judgment and of instinct about where the human family was going.
We were facing a difficult period in world affairs and Britain was
saying it would not be there." 5
His lament, of course, has to be understood in
the context of Vietnam, where the United States found little support
among Western countries other than Australia and New Zealand. A
perceptive British observer of American politics commented: "most
Americans feel rather lonely about Vietnam." 6
The year 1967 saw the publication of Bertrand
Russell's War Crimes in Vietnam, and one British politician
commented in retrospect that "the feeling against the war in Vietnam
was so strong that [the] Labour [Party] . . . regarded
[it] as the most immoral act since the Holocaust."
7
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| Some
of our AHA presidents were outspoken about the war in Vietnam, and
their views expressed a sense of widespread unease and dismay on
the part of the American public. John K. Fairbank, for example,
in his address in 1968 described Lyndon Baines Johnson (as an adopted
Texan from Oklahoma, I'll take the liberty of referring to him as
LBJ) as "a President who talks like a Baptist preacher and who inherited
his disaster from a Secretary of State [Dean Rusk] who was also
a ruling elder of the Presbyterian Church." 8
That comment was not unrepresentative of British
views as well. The British prime minister Harold Wilson was always
studiously polite to LBJ, and LBJ in turn referred to Wilson in
public as "Shakespeare." 9
But at other times, Wilson had to endure the president's
sanctimonious and earthy invective. Once asked why he put up with
it, and why Britain did not take a stronger line against the war
in Vietnam, Wilson gave an entirely candid reply: "Because we can't
kick our creditors in the balls." 10
In that single crude phrase, he identified the
crux of the matter. 11
In the 1960s, the United States still propped
up the faltering British economy, which in three successive decades
had lurched from the convertibility crisis of 1947, to devaluation
in 1949, to economic hemorrhage during the Suez emergency in 19561957,
and again to devaluation in 1967. British trade deficits plunged
to their worst level in history in October 1967, the same month
as the 50,000-strong march on the Pentagon and antiwar demonstrations
throughout the world. On November 28, 1967, the prime minister announced
that the pound would be devalued by 14.3 percent to $2.40.
12
Devaluation, as the British rediscovered, is one of the most serious
steps a government can take. It not only causes anxiety about inflation
and savings but also impinges on national self-esteem. In Britain
in 1967, the public mood reflected a general sense of national decline.
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| The
decision to devalue sterling in 1967 merely accelerated a process
long under way of liquidating the major remnants of the empire,
but the economic crisis gave the impression, then and forever after,
of precipitating a scuttle. The minister of defense, Denis Healey,
described the defense budget as a "runaway train." To reduce expenditures
and to minimize the danger of holding a military base in Asia, he
had already decided in the previous year to close down the Singapore
basenot immediately but at some point in the mid-1970s, perhaps
in ten years. 14
In mid-1967, these debates on military and colonial
retreat took place against the background of momentous events in
the Middle East and in the context of possible British entry into
the European Common Market. In June, the Six-Day War disrupted the
flow of oil and further strained the economy. 15
The members of the British Cabinet now proved
to be bitterly divided not only on the liquidation of the empire
but also on Europe. 16
Those who took a robust view, not least the prime
minister himself, hoped that it might still be possible to transform
the defeatist mood of decline and instill a revived sense of national
purpose. 17
Regardless of Britain's future relationship with
Europe, might the empire continue to exist in a new or informal
guise extending in an eastward arc from Britain to Aden to Singapore? |
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British sway in the Malayan peninsula can be
traced to Stamford Raffles and the founding of a trading settlement
at Singapore in 1819, but since my subject deals in part with living
or collective memory, I take as my point of departure the Malaya
of Somerset Maugham, who was to Malaya as Rudyard Kipling was to
India. In Maugham's Malaya of the interwar years, Singapore society
was orderly, stable, and calm on the surface but rotten underneath.
British civil servants as well as the owners of the rubber plantations
often led dissolute lives of drink, gambling, horses, and womanizing.
18
Though a caricature, the notion of moral degeneracy
became indelibly associated with the fall of Singapore to Japanese
forces on the 15th of February 1942. 19
The sense of ethical decadence or culpability
lived on from one generation to the next. Sir Arthur de la Mare,
a British official who at one stage of the Vietnam War presided
over the South-East Asia Department of the British Foreign Office,
reflected late in his career that Singapore exerted a strange fascination
at once attractive and repellent, attractive because of its "vigour,
industry, bustle and thrust," repellent "because I am reminded of
the shame of 1942." He emphasized the word "shame" in a passage
describing the sense of guilt at the worst military defeat in British
history. |
10 |
[E]very
day I am reminded of the shame of 1942. It was as a diplomatic
prisoner in Japan that, on my birthday, I heard of Singapore's
surrender. Mercifully for all of us held captive in the enemy's
capital we were then too numbed and too uninformed to realise
that what had taken place was not only an appalling military disaster
but the most shameful disgrace in Britain's imperial history.
It
was only later that we heard of the irresolution, the incompetence
and the bungling of those charged here [Singapore] with the duty
of defending not merely Britain's military interests, but her
very name. One may or may not regret the passing of Empire but
no loyal British subject living in Singapore can forget that it
was here that the hollowness of the imperial ethos was so cruelly
and so shamefully exposed. 20
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| I have quoted de
la Mare's lamentation at length because it is an interesting merger
of memory, time, and place. Some three decades after the fall of
Singapore, the memory and the pain for the British remained as vivid
as ever, just as for us three decades after Vietnam the memory and
the pain have not faded. In a different way, the events of September
11 will influence our interpretation of earlier historical episodes.
In the cases of Singapore and Vietnam, collective memory became
legend or mythwhich in a positive sense can inspire imaginative
understanding of the past. But myth also obscures the historical
reality. |
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| Memory,
time, and place. Two of my subjects are Singapore since 1942 and
Malaya's independence in 1957 leading to the later creation of Malaysia.
According to the heroic rendition, the British after 1945 redeemed
themselves for the fall of Singapore by resolution, selfless dedication,
and hard work. During the insurrection of 19481960 known as
the "Emergency," the British defeated Communist guerrilla forces,
they developed the rubber and tin industries to make Malaya a significant
part of the world economy as well as a vital component of Britain's
postwar economic recovery, and they built both the infrastructure
and the polity of a modern nation. 21
In this version of history, the British thus fulfilled
their dual mandate to develop Malaya for the benefit of the indigenous
peoples as well as for the British themselves.
22
This is a myth that cries out for reassessment. The British had
not come to Malaya, in the words of a recent historian, "to collect
butterflies." 23
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| In
the 1950s, the British were confronted with insurgency, which provided
the motivation to build a unified state and to attempt the reconciliation
of the indigenous Malays with the Malayan Chinese. Bear in mind
these round figures. In 1957, Malaya was a country with a population
of 6 million and an area of 50,000 square miles, about one-fifth
the size of Texas. The island of Singapore had a population of nearly
1.5 million, more than twice the population of Houston at that time!
Singapore's population was predominantlythree-fourthsChinese.
In the 1960s, the British feared that Singapore might become a Chinese
Cuba. How, then, did the British manage to defeat the Communist
insurgents so efficiently that Malaya became a textbook case for
the Americans in Vietnam, to create a political union of the patchwork
of Malay states strong enough to endure after independence in 1957,
and to resolve, if only by acquiescence, the problem of Singapore? |
12 |
| In
answering those questions, it helps to deploy the fertile concept
of the "colonial state," which like Thomas Hobbes's Leviathan set
out to raise taxes, suppress revolt, defend the frontiers, and forge
a unified economic and political structure. 24
All of this amounted to one of the most ambitious
state-building projects in the postwar era. From 1945 to 1949, the
British pumped into Malaya's economic development £86 million
in grants and loans, a huge amount in view of the Labour government's
scarce resources. Malayan rubber and tin production reached record
heights at the time of the Korean War. The rubber and tin boom brought
windfall revenues to finance the war against the guerrilla insurgents.
25
Malaya was the top producer of the world's rubber,
with rubber plantations covering two-thirds of the colony's cultivated
soil, although its position as a ranking supplier of rubber eroded
later in the decade. 26
Malaya in the 1950s also provided half the world's
tin. Malaya's economy boomed, while Singapore made major leaps forward
as a thriving trade and manufacturing entrepôt. The numbers
of people employed by the Malayan government increased from 48,000
in 1948 to 140,000 a decade later. 27
This was state-building with a vengeance, but
Singapore remained apart as a separate colony. |
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| As
a consequence of 19421945 wartime planning, the Colonial Office
after the war had detached Singapore from Malaya as an autonomous
colony with its own governor. There was an underlying logic in this
decision. In a merger with Malaya, Singapore, as an extremely populous
and predominantly Chinese city, would intensify Malay suspicions
of a Chinese takeover of Malaya itself. On the other hand, Singapore
as a separate colony might remain forever under British paramountcy
as an impregnable military and naval fortress. Commercially, it
might become a Hong Kong of the south. Yet there was a counter logic.
Singapore was a city "as large in relation to the country as a whole
as London is in relation to the United Kingdom."
28
Keeping the city separate was no more reasonable than sealing off
London from the rest of Britain. Economically, socially, and geographically,
Singapore was an integral part of the Malayan peninsula. A causeway
joined it to the mainland by road and rail. The two contradictory
patterns of logic eventually intersected. The colony would develop
autonomously, but later onassuming Singapore did not remain
a permanent British colonyit might form part of a federation
with Malaya. This idea could be traced to the 1940s or earlier,
and then as later it seemed to be a compelling vision: "a substantial
block of territories with Singapore as its centre of trade and communication
. . . [possessing] a potential strength which would offer
promise of economic and political development."
29
Virtually no one in the 1940s or 1950s anticipated Singapore's future
as an independent city-state. The general sentiment in the city
could be summed up in the words of a contemporary Singaporean verdict:
"Nobody in his senses believes that Singapore alone, in isolation,
can be independent." 30
In 1959, Singapore became self-governing, but
the British retained rights to the base as well as control over
foreign affairs and internal security. |
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| In
the 1950s, British forces in Malaya had fought a bitter and ultimately
successful war against the insurgents by regrouping some 500,000
rural Chinese into "new villages" where the British attempted to
win "hearts and minds." This is a phrase that Americans associate
with Vietnam, but it had its origins in Malaya with General Sir
Gerald Templer. 31
To mobilize the totality of the colonial state
against the insurgents, Templer was given plenipotentiary military
and civil powers unparalleled, so it was reiterated in the 1950s,
since Oliver Cromwell and the English civil wars of the seventeenth
century. 32
Templer's unrelenting drive and ruthless efficiency
contributed to the defeat of the Communist guerrilla forces and
also to the construction of a powerful, unitary state. This was
not without certain comic interludes. Once when addressing the Chinese
inhabitants of one of the new villages, Templer said: "You are all
bastards." The Chinese interpreter translated: "his excellency says
none of your parents were married." Templer: "And I can be a bastard
too." Chinese interpreter: "his excellency says his parents were
also unmarried." 33
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| During
the 1950s, the infrastructure of Malaya grew to include airfields,
roads, bridges, and canals extending into remote parts of the country,
along with radio networks, power lines, and electrification. In
this complex process, war and economic development forged a new
sense of national identity. The British anticipated the rapid growth
of Malayan nationalism. In the mid-1950s, when they assessed the
prospect of the movement for independence veering out of control,
they decided to yield to moderate nationalist demands before it
was too late. By grantingor yielding tothe independence
of Malaya in 1957, the British avoided the fate of the Dutch in
Indonesia and the French in Indochina. |
16 |
| The
British were able to defeat the Communist guerrillas primarily because
the full force of the colonial state could be brought to bear on
the insurgentsin contrast with Vietnam, where the United States
was not the colonial master and could only exert, in the phrase
of the day, leverage rather than control. 34
The winning of hearts and minds in the reconstructed
villages in Malaya did actually occur, because it was undertakenin
British self-interestas a sustained, dedicated effort that
held out promise for a better life to the rural inhabitants. This
vast experiment in social engineering secured improved living conditions,
local representation, and, above all, legal entitlement to the land.
Nevertheless, the lessons from Malaya's social revolution were difficult
to apply to the very different circumstances of Vietnam, even though
the Americans tried hard to do so by studying closely the British
methods of counterinsurgency as well as the techniques and aims
in reconstructing rural villages. |
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In the early 1960s, the British worked in concert
with the Malayan prime minister, the Tunku (Prince) Abdul Rahman,
to achieve a federation of "Greater Malaysia."
35
The motivation was in part the preoccupation of coping with the
increasing instability and radicalism of Singapore. On the left
of Singapore's political spectrum, there was articulate and stalwart
sympathy for the People's Republic of ChinaCommunist China.
The British saw the danger of subversion in the active and well-organized
trade unions. Federation with Malaya seemed to be the answer, in
a narrow sense because internal security would be controlled from
the capital at Kuala Lumpur. In a wider sense, there were other
significant issues. Federations were the grand design of the 1950s
and 1960s, in the Middle East, Africa, and the Caribbean as well
as Southeast Asia. Larger territorial units, in this case Malaysia,
would be more economically viable than fragmented pieces of empire
such as Singapore, which represented the type of "micro-state,"
as they became known, that everyone wanted to avoid. |
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| The
plan for a greater Malaysian federation included not only Singapore
but territories in neighboring Borneo to balance the ratio of Malays
to Chinese. The Malays were thus to be reassured that the Chinese
would not outnumber them. Malay suspicion of the Chinese, however,
could not be overcome. Just as the Africans in the Central African
Federation had been apprehensive of the supremacy of the white settlers,
so the Malays feared dominance by the Chinese, whatever the numerical
proportion. 36
The Chinese for their part resented their treatment,
at least on the mainland, as second-class citizens who had a restricted
right to vote and who bore the brunt of a different scale of taxation.
Just as the Malays saw themselves as an ethnic group who by kinship
and sentiment were related to the peoples of Indonesia and the greater
Malay world of Southeast Asia, so the Chinese of Singapore were
conscious of their cultural heritage, although they were bitterly
divided on the issue of whether or not Singapore should defy the
West and turn to Communist China. The British high commissioner
in Malaysia summed up this complex society in a manner hardly profound
yet nevertheless revealing of the British perception: "Right-wing
Chinese hate Left-wing Chinese, Malays are frightened of Chinese,
and the Left-wing Malays dislike the Tunku's régime."
37
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| Two
dominant but conflicting visions of Malaysia became apparent in
the ambitions of the Tunku Abdul Rahmanknown universally to
the British simply as "the Tunku"and the politician who emerged
as the leader of Singapore, Lee Kuan Yew. The Tunku cultivated a
reputation for having the "Edwardian outlook" of an Anglicized Malay
of an older generation. In a way, the Tunku was to Malaya as Britain's
Harold Macmillan was to his country. The British came to regard
the Tunku as a comrade-in-arms, the "brown brother" often sought
as a collaborator but seldom found. But he was not a stooge. He
sometimes gave the impression of being out of his depth in dealing
with the highly intelligent Lee Kuan Yew, but in fact the Tunku
knew what he wanted and tenaciously stuck to his goals. Sometimes
charming and ebullient, at other times pugnacious and emotional,
he aimed to incorporate Singapore into a greater Malaysia to prevent
the city from gravitating into the orbit of Communist China.
38
But there were great risks. With Singapore and Malaya united, the
Chinese would outnumber the Malays. Thus the Tunku planned to include
the three British territories on the island of BorneoBrunei,
Sarawak, and North Borneoto preserve a non-Chinese majority.
39
The Tunku also insisted on a precondition for
the new state of Malaysia. He wanted the leaders of the radical
left-wing opposition of the Barisan Sosialis (the Socialist Front)
and other political enemies in Singapore to be jailed indefinitely.
This demand for repressive action caused some soul searching on
the part of the British. The evidence for subversive activity was
slender or nonexistent, nor did the British believe that there was
any immediate danger of a Communist takeover. But they agreed eventually
to the lock-up. 40
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| Lee
Kuan Yew had studied law at Cambridge. He was tough-mannered and
clear-minded. The characteristic British view was that personally
he demonstrated "no warmth, humanity or humour."
41
Publicly, he was a "firebrand." 42
Although the British regarded him as habitually
cold and ruthlessand with none of the Tunku's sentimental
attachment to BritainLee Kuan Yew had a genuine dedication
to building a new state of Malaysia that would be based on absolute
equality between Chinese and Malays. The Tunku, on the other hand,
viewed the new state essentially as an extension of Malaya with
the built-in system or tradition of privilege and class distinctions.
43
Lee and the Tunku mistrusted each other. The Tunku
believed that Lee aimed eventually to become prime minister of Malaysia,
and Lee thought that the Tunku wanted to replace him, perhaps subversively.
Nevertheless, an uneasy but indispensable partnership emerged in
the early 1960s to build the new state. Lee saw no less acutely
than did the Tunku that it would be to their mutual advantage to
imprison the ringleaders of the political opposition, including
the key left-wing activists of the Barisan Sosialis. |
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pretext for the lock-up came, in Lee Kuan Yew's phrase, as a "heaven-sent
opportunity" provided in the form of an insurrection in one of the
three Borneo territories. 44
In December 1962, a rebellion broke out in the
oil-rich protectorate of Brunei. It was quickly suppressed. Its
origins had little to do with political unrest in Singapore but
rather with the unpopularity of the local sultan and the attempt
to overthrow British rule in favor of union with Indonesia. Both
the Tunku and Lee claimed that the insurrection in Brunei would
lead to trouble in Sarawak and North Borneo. The revolt in turn
would spread to Malaya and Singapore. The British government in
London now authorized the arrests in Singapore urged by the Tunku
and Lee. In February 1963, some two dozen members of the Barisan
Sosialis and over a hundred other suspects were imprisoned.
45
During the same period, the prime minister himself, Harold Macmillan,
took the initiative in overriding Colonial Office objections to
pressing the Borneo territories into the new federation. The Colonial
Office believed that the peoples of Borneo would be compelled to
join before they were sufficiently ready to determine their own
future. To use Macmillan's own phrase, Malaysia was very much a
"shotgun wedding." 46
Brunei remained apart, but Sarawak and North Borneo
were fused into the union. In September 1963, the new state of Malaysia
was born. |
22 |
| At
this point, it is worth bearing in mind the British purpose in helping
to create Malaysia. The federation would be more viable than the
individual units, but there were other basic reasons. One immediate
purpose was to prevent a Communist takeover in Singapore. Another
aim was colonial and military withdrawal. By incorporating Sarawak
and North Borneo (Sabah) as well as Singapore in an independent
state, the British era of colonial rule in Southeast Asia would
virtually be brought to an end. 47
Though not entirely dismantled (a few units might
stay on), the Singapore base would be closed down, thus relieving
an immense strain on the British defense budget and averting the
danger, at some point in the future, of a possible clash with a
radical socialist or revolutionary regime in Singapore. Immediately
after the launching of the new state, however, Malaysia came into
conflict with Indonesia in what was known as "confrontation" in
the jungles of Borneo. The British also feared Indonesian raids
on the Malayan peninsula itself. 48
The British now deployed forces on behalf of the
nation of Malaysia, a country of 8 million, against Indonesia, a
country of 100 million. Some 50,000 British, Malaysian, and Australian
soldiers eventually fought in jungle theaters, backed up by one-third
of the British fleet. Along with the campaign in Aden, the Indonesian
conflict in Borneo was one of two ferocious colonial campaigns that
the British fought at the same time that the Americans waged war
in Vietnam. Far from resolving Britain's colonial and military problems
in Southeast Asia, the new federation intensified them. |
23 |
| From
the American vantage point, the creation of Malaysia seemed to be
a dangerous venture from the beginning. Sukarno, the charismatic
leader of Indonesia and hero of the revolution against the Dutch,
put forward irredentist claims to the British Borneo colonies as
lost provinces of the homeland. 49
He denounced the new state as an artificial construction
of British "neo-colonialism." 50
There was some sympathy for the Indonesian point
of view in Washington, in part because turmoil in Indonesia might
lead to the takeover of the American oil companies Caltex and Stanvac
with some $500 million worth of holdings in the country. On the
other hand, American goodwill toward Sukarno was tempered by his
dependence on the powerful Indonesian Communist Party (the PKI)
for support. He now moved to forge closer ties with Beijing. In
the British view, the traditional American attitude toward Indonesia
could be summed up in a few words: "to keep the largest country
in the area non-Communist even if quasi Fascist."
51
By the summer and autumn of 1965, however, it was by no means clear
that Sukarno could continue to master tempestuous economic and political
challenges to his rule, whether fascist or veering toward Communism.
Sukarno's aim to "smash Malaysia" had international origins as a
confrontation with the British, but it was above all a domestic
crisis in which his political skills in balancing the PKI against
the army were being tested to the ultimate degree. The army supported
Sukarno in the initial stage of the confrontation crisis but, in
September 1965, turned against him. Neither the British nor the
Americans, of course, could anticipate the outcome, but both eventually
had good reason to be pleased with the emergence of the army as
the decisively dominant force and with the ruthless destruction
of the Communist Party and its followers. |
24 |
| Preoccupied
not only with Vietnam but also other matters such as arms control
and European affairs, the John F. Kennedy administration wanted
as little trouble as possible in Indonesia. The creation of Malaysia
threatened to destabilize the entire region by bringing the Western
powers including Australia into a major war over Borneo that might
end in the disintegration not only of Malaysia but of Indonesia
itself. When LBJ became president after Kennedy's assassination
in 1963, he took a much tougher line toward Sukarno, who, the president
believed, was an expansionist, aggressive, bombastic, unstable,
and dangerous dictator. He agreed with the British that Sukarno
was an Asian Hitler. But Johnson, too, was preoccupied with Vietnam.
He resented the British lack of support in Vietnam, and at the same
time he did not want to provoke Indonesia, the largest Muslim country
in the world, into open opposition to the United States. In a moment
of anger, he told Harold Wilson that the United States would take
care of Vietnam and the British would have to look after Malaysia.
"I won't tell you how to run Malaysia and you don't tell us how
to run Vietnam." 52
|
25 |
| One
detects a sense of British desperation in the archival records.
The British earnestly warned that the Indonesian conflict could
prove to be much more serious than the war in Vietnam. They needed
American support. One comment, made later in the context of Vietnam,
applied just as well to Indonesia: Michael Palliserwho eventually
rose to the position of permanent under-secretary in the Foreign
Officestated: "we have . . . opened our hearts"
to the Americans. 53
Sentiment counts for little in international politics,
but in this case the British used every argument available to drive
home their commitment to Malaysia. They pleaded with some cogency
that, in relation to national resources, the number of British troops
in Borneo compared favorably to the number of U.S. military advisers
in Vietnam. By late 1964, there were already 8,000 British troops
in Borneo and 20,000 on the Malaysian mainland. Borneo, or Malaysia
itself, had the potential of becoming to Britain what Vietnam was
to the United States. |
26 |
| After
the beginning of the confrontation, Indonesian mobs in September
1963 had sacked the British embassy in Djakarta.
54
On a note of defiant contempt, the Scottish military attaché
marched up and down during the assault playing bagpipesto
the Indonesians, an intolerable act of British colonial arrogance.
In Kuala Lumpur, the Tunku urged the British to counterattack Indonesia
in the outer islands, thereby sparking anti-Sukarno sentiment throughout
the country and breaking up Indonesia itself. 55
In this early part of the conflict, the British
were of two minds. They could not commit themselves to full-scale
or even formal war without running the risk of bankrupting their
own economy, not to mention the problem of explaining to a skeptical
British public the need for all-out war over Borneo. In 1964, things
began to turn in favor of the British. LBJ swung increasingly against
Sukarno. Sukarno himself denounced the United States as well as
Britain with shrill and extravagant rhetoric. In August, Indonesian
raids reached islands off the Malaysian peninsula. According to
a British assessment in October 1964, "Events and Sukarno's own
actions have moved the Americans a long way in the last few months
without much assistance from us." 56
|
27 |
| In
March 1965, a month after the United States began bombing North
Vietnamese military and industrial targets in the operation called
"Rolling Thunder," LBJ committed himselfso the former British
foreign secretary, Patrick Gordon Walker, believedto the British
position against Indonesia. Gordon Walker wrote: "at the end of
the day, should it become necessary, he [Johnson] would be ready
for major war against Indonesia if she raises the stakes too high.
This is most confidential." 57
Gordon Walker got the gist of Johnson's views
indirectly through Dean Rusk, and probably the account became exaggerated
in the telling. 58
Nevertheless, this was an explosive conflict that
has largely been lost sight of in the overall context of Vietnam.
It bears emphasizing that the United States might have lent support
to Britain in a catastrophic war against Indonesia if Sukarno had
not followed a path of self-destruction. |
28 |
| Sukarno
was a romantic revolutionary. He held a heroic place in the history
of Indonesia's struggle against European imperialism. He had ruled
the vast archipelago country since 1949. He was authoritarian, but
to Indonesians he represented not only the liberation of their country
but a national renaissance. By the early 1960s, however, his powers
were waning for various reasons, including the deterioration of
his health. He confronted Malaysia when Indonesia itself labored
under severe inflation, suffered from food shortages, and hovered
on the verge of economic collapse. His crusade against British neo-colonialism
and his rhetoric about the class struggle in Indonesia served to
rally the Indonesian Communist Party, which was the largest non-ruling
communist party in the world and one of the main sources of his
strength. 59
More and more, however, he alienated the Americans,
who feared revolutionary Communism in Indonesia, and those in Indonesia
itself who believed that the country stood at a crossroads of domestic
economic reform and foreign confrontation. Above all, Sukarno faced
a showdown with the Indonesian army, which in the autumn of 1965
intervened decisively in the internal struggle for control.
60
The army's coup d'état released deep cultural as well as
political enmities and led to the killing of hundreds of thousands
of Communists and Communist sympathizers"one of the bloodiest
massacres in modern history." 61
After the virtual destruction of the Indonesian
Communist Party, Sukarno gradually yielded political control to
General Suharto. Indonesia emerged with an anticommunist military
government. The era of confrontation came to an end in 1966, to
the immense relief of the Americans as well as the British. |
29 |
| For
the British, there was a crisis within the crisis. In the midst
of confrontation with Indonesia, Malaysia had expelled Singapore
from the federation. Since the time of the creation of the new state
in 1963, communal tension had risen both on the mainland and in
Singapore. The great historian Arnold Toynbee commented at one point
that the real danger in all of Asia lay in "the Malay peninsula
where the Malays and the Chinese could fall into a race war."
62
Lee Kuan Yew's own rhetoric contributed to a tense and troubled
atmosphere. He undoubtedly thought that Singapore's future lay with
the federation, which offered economic opportunity in a common market
for goods and services. He continued to hope that a Malaysian society
could eventually be created on the basis of mutual respect and equality.
Nevertheless, he adopted, perhaps in spite of himself, a belligerent
and condescending attitude toward the Malays. He attempted to consolidate
Chinese political support on the mainland. In April 1964, he backed
candidates on the mainland from the People's Action Partyhis
own party in Singaporein a federal election, despite his pledge
not to do so for at least five years after the merger. Lee's decision
to participate in the federal electionon the peninsula properwas
a catalyst in the eventual separation, not least because of the
accompanying rise of Chinese ethnic chauvinism. In July 1964, there
were communal riots in Singapore in which more than twenty people
were killed and 450 injured. From this point on, Lee and the Tunku
were on a collision course. Lee calculated in round figures of "404020."
In other words, there was a roughly equal number of Malays and Chinese,
with 20 percent Indians, indigenous peoples, and others on the peninsula
and in the Borneo territories. He believed that he could gain enough
support to become prime minister of Malaysia. The Tunku took the
stand that communal politicking would lead to further bloodshed.
He had no doubt that Lee aimed to replace him as prime minister.
In August 1965, the Tunku made the decision to expel Singapore from
the federation. |
30 |
| Lee
Kuan Yew was dismayed. During his explanation to the public in Singapore,
he broke into tears and said in a famous line that it was his "moment
of anguish." The Tunku was much more down to earth. In identifying
Lee's participation in mainland politics as one of the basic reasons
for the decision to sever the tie, the Tunku later used a vivid
if brutal physical metaphor. With political gangrene spreading to
the main part of the body politic, he explained, Singapore had to
be excised: "If you have a bad leg, the best thing is to amputate
it." 63
|
31 |
| The
British played no part in the separation of Singapore from Malaysia.
The decision had been made in secrecy. Even Lee Kuan Yew's acquiescence
was kept secret from the British, although the high commissioner,
Lord Head, learned of the impending rupture at the last minute.
Both the Tunku and Lee had their reasons. The Tunku wanted to avoid
British pressure to keep the union intact. Lee feared, quite erroneously,
that the British would seize the opportunity to reassert imperial
control over Singapore. 64
At this stage in his career, he still had the
reputation of a fiery, coruscating left-wing politician who passionately
denounced Western imperialism, above all American imperialism.
65
No one could predict in August 1965 whether or not Lee might turn
to Communist China. In fact, he rapidly adjusted his political orientation
when he learned that the British would move immediately to secure
Singapore's membership in the Commonwealth as an independent state. |
32 |
| As
the decade progressed, Lee Kuan Yew proved to be an adept politician
and a staunch enemy of Communist China as well as Indonesia. He
quickly espoused the principle that Singapore would prosper only
under the protective umbrella of Britain, the Commonwealth, and
the United States. According to a typical comment, Lee wanted a
continuing British military presence. This remark is also of interest
because it reveals Lee's developing outlook that the American presence
in Southeast Asia had prevented a takeover of the region by Communist
China: |
33 |
Mr.
Lee Kuan Yew . . . said that he hoped the British would
remain in Singapore for a considerable time . . . He
did not seem upset at his own forecast that the United States
would be fighting a bloody and losing battle in Viet Nam for many
years. His point was that only the presence of Western forces
could provide a screen against Chinese expansion, whether by aggression
or subversion, behind which the indigenous forces of Asia might
be mobilised. 66
|
| At an early stage,
Lee articulated the argument that the United States was losing the
battle in Vietnam but winning the war in Southeast Asia.
67
|
|
| He
was appalled in 1967 to learn of the British decision to dismantle
the vast naval and military complex in Singapore. Although the British
did mostly withdraw in 1971, Lee Kuan Yew succeeded in arranging
a protracted disengagement that enabled a few British military detachments
to stay on and thus to contribute to both Singapore's security and
the local economy. The British maintained a military and naval presence
but at negligible risk and expense. The final withdrawal did not
occur until 1976. 68
In the meantime, British-Malaysian defense arrangements
had been replaced by the five-power security treaty between Britain,
Australia, New Zealand, Malaysia, and Singapore.
69
|
34 |
| Singapore's
independence in 1965 had coincided with a sea change in British
strategic and technological calculation. The Royal Navy and the
other branches of the armed services now viewed bases on or near
the Asian mainland as liabilitiesat best as "filling stations"
to service aircraft carriers and other vessels that no longer needed
traditional facilities. 70
The Singapore base had become an anachronism.
It was also the largest defense expenditure east of Suez. Confronted
with economic emergency at home and mounting defense expenditures
abroad, the British decided to withdraw despite American protests.
71
It was clear that LBJ felt that it would be "little
short of treachery for us [the British] to sound a retreat . . .
by abandoning our existing position before we are forced to do so."
72
The British detected a certain American bitterness.
73
They were abandoning Singapore, and they sent
no troops to Vietnam. According to the British ambassador in South
Vietnam, the Americans regarded their behavior as "negative, defeatist
and hypocritical." 74
Still, in retrospect, the British could claim
that the war in Vietnam paled in comparison to what might have happened
in Indonesia: "the East Asia watershed is not ahead of us in Vietnam
but lies behind us in Indonesia." The end of confrontation in 1966
was Britain's "greatest success" of the decade.
75
|
35 |
| The
expulsion of Singapore from Malaysia was an event of comparable
significance. In the 1960s, peoples throughout the world demanded
the right to determine their own future, and since then the pattern
has been toward ever-greater fragmentation. Malaysia is a partial
exception. Since 1965, the federation has survived, minus Singapore.
In the case of Singapore itself, independence came unwillinglyto
repeat the phrase, in a moment of anguishbut the people of
Singapore were among the first to demonstrate that a micro-state
can survive and prosper. |
36 |
| It
is doubtful that this would have happened if there had been all-out
war with Indonesia. One piece of archival evidence struck me immediately
when I saw it, although I mention it hesitantly because I have done
what a historian should never do: I have lost my citation. But I
mention it because it is burned into my memory. It was short and
to the point, almost inadvertent. It revealed a chilling prospect.
It said simply that the British would follow closely the American
bombing of North Vietnam because similar action might be necessary
against Indonesia. 76
|
37 |
|
|
|
As for my comment on Vietnam, it will be brief.
I limit my thoughts to the essential points of the British involvement
and the contemporary British analysis of the significance of the
struggle. 77
First and foremost, the war had the same divisive
effect in Britain as in the United States, though of course to a
much lesser degree. Both within the British government and in the
public debate, there was no agreement on the fundamental premise
of self-determination. Those who protested against the war usually
believed that the catchword "Communism" distracted attention from
aggressive American aims, and in any event that the Vietnamese themselves
should be allowed to determine their own fate. Those within the
government tended to think that the principle of self-determination
would be subverted by the expansionist ambitions of Communist China.
"It is this we ourselves are really frightened of," commented a
member of the Labour government: "Chinese domination of the Saigon
Government." 78
|
38 |
| Even
within official circles, no consensus existed on the fundamental
point of whether the fall of South Vietnam would lead to the loss
of Southeast Asia or, to put it on a grander scaleas did Sir
Robert Thompson, Britain's protagonist in the Vietnam strugglethat
"Vietnam is one of the vital issues to the latter half of the twentieth
century." 79
In attempting to reconcile contradictory assessments
into a coherent policy, the South-East Asia Department of the Foreign
Office doubted whether the countries of Southeast Asia resembled
dominoes that might topple, and even questioned whether Vietnam
itself was particularly significant. The strongest exponent of this
skepticism was James Cable, an official of longstanding experience
with the region. Cable had participated in the 1954 Geneva Conference,
which established a temporary truce at the seventeenth parallel
after the French defeat at Dien Bien Phu. 80
"If we had our way in 1954," Cable wrote, "it
[South Vietnam] would have been written off as politically untenable
by being exposed to elections under international supervision."
81
Britain's status as co-chairman of the Geneva
Conference (along with the Soviet Union) led to the hope in the
mid-1960s that Harold Wilson might be able to act as a broker. But
British failure to influence either the United States or the Soviet
Union at the level of international politics only deepened British
despair. The British ambassador in South Vietnam wrote: "It is only
too clear that over all our efforts hangs the black cloud of our
own military and economic weaknesses." 82
|
39 |
| As
part of a pattern of analysis that may be taken as representative
of mainstream British official thought, James Cable took issue with
the theory that the fall of Vietnam would send a fatal shock wave
through to Malaysia. Here is a point that deserves clarification.
How did the British see the connection between the fate of Vietnam
and the future of Malaysia? Cable wrote: "What is at stake is not
South Viet Nam, but American prestige in South East Asia." He believed
that "Saigon is emphatically not worth a world war."
83
The principal reason that Britain endorsed American aims in Vietnam
was the need for American support in Malaysia. (Although he did
not say so explicitly, the British could also provide an excuse
for not sending troops to Vietnam by playing up their commitment
to Malaysia.) As for the Vietnam War itself, Cable wrote in June
1965, it "cannot be won at all." 84
He took a severe view of American prospects, but
there were others who at least believed that the American presence
in Southeast Asia had permitted the region to develop economically
and had provided an element of stability. Michael Palliser wrote
that "the Americans have succeeded for the past ten years in preventing
Indo-China from going communistas I take it would have happened
if the Americans had not propped up South Vietnam. This represents
ten years gained." 85
|
40 |
| The
unrivaled British authority on Vietnam was Sir Robert Thompson,
who had served in Malaya during the insurgency in the 1950s as the
civilian in charge of Malayan defense. From 1961 to 1965, he headed
the British Advisory Mission to Vietnam, which was created in 1961
and consisted of four British officers, all with Malayan experience.
86
Thompson eventually had the ear of three American
presidentsKennedy, Johnson, and Nixonand won friends
in the CIA, the Department of Defense, and the State Department.
He came into contact with numerous American journalists and academics.
87
His acquaintances in Washington were interested
in the lessons of counterinsurgency in Malaya and how the idea of
the reconstructed rural villages, now known as "strategic hamlets,"
might be adapted to Vietnam. 88
In Vietnam itself, Thompson met with mixed success
both with the American military advisers and with the South Vietnamese
Army, even though his influence was widely acknowledged and to some
he represented a sort of evil genius guiding American efforts. Noam
Chomsky, one of the most prominent critics of the war in Vietnam,
referred to him with inimitable irony as "one of Britain's gifts
to the Vietnamese people." 89
|
41 |
| Thompson's
fundamental idea, based on his experience in Malaya, was that the
police were just as important as the army, and that the preeminent
function of the police was to protect the public, rural and urban.
In Malaya, one of the keys to British success in the insurgency
had been the gradual assertion of state control over all parts of
the country. Regardless of whether people stayed where they were
or were relocated, officials continued to record births, marriages,
and deaths. 90
The villagers came to believe that they were being
protected in all vital respects. No less important were Thompson's
doctrines and techniques of counterinsurgency for which he became
famous, but he always returned to the underlying premise of civilian
control exercised by one supreme authority. In Malaya, there had
been "one plan and one man." In Vietnam, the Pentagon, CIA, and
State Department formed, in his view, an unholy trinity. The rivalry
between them often prevented effective action. There was an acute
deficiency of institutional memory. There was no American equivalent
to Gerald Templer. Nor could there be, since South Vietnam was an
independent country and not, like Malaya, a colony.
91
|
42 |
| Thompson's
thought reflected gradual disillusionment and despondency. At first,
he genuinely believed that the war in Vietnam could be won, but
he began to think that the Americans were too warm-hearted, impatient,
and impulsive to be sufficiently single-minded and pitiless. "Fighting
communist terrorism is a tough, dirty, ruthless business," he once
wrote. 92
The heart of the problem, however, did not lie
with the Americans but with the South Vietnamese. "We are stuck
with the legally constituted Government," he lamented.
93
The aims of the South Vietnamese were incompatible with those of
the United States because the South Vietnamese government intended
solely, in his view, not to reform but to perpetuate itself. By
1965, the principal element of public safetypolice protectionstill
did not exist. When the American bombing of North Vietnam began
in the same year, Thompson despaired. 94
He did not think that the bombing raids would
have any positive effect at all. As in the United States, there
were many views on the prospect of American defeat, or victory,
but among those who gave serious thought to the subject in Britain,
Thompson's ideas probably expressed a consensus as far as one existed.
His thought fluctuated, but from 1965 onward Thompson essentially
believed that the United States had lost the war.
95
The arrival of American ground troops, and therewith the Americanization
of the war, deflected the incentive to reform the South Vietnamese
government. |
43 |
| As
a historian of the British Empire, I see a connection between the
ethical code of conduct of the British district officers in Malaya
and the idealism of the Americans in the civilian and military pacification
programs in Vietnam. The job of the district officer was not only
to collect taxes and administer justice but to help with purification
of water, to improve crop production, and to build schools and hospitals.
These were also the duties of the American pacification officers,
who assumed, whether implicitly or explicitly, that the American
presence would be the equivalent of a benevolent colonial power.
This was Thompson's point: after 1965, pacification programs were
eclipsed by the intensification of the war. 96
Even if the Americans might emerge militarily
victorious, which he privately doubted, they had forfeited the chance
to win the hearts and minds of the Vietnamese peasantry through
an American-sponsored social revolution. But there is a paradox.
If there were ever any chance of Americans functioning as district
officers, it disappeared in the mid-1960s with the escalation of
the war. Nevertheless, the largest U.S. investment in quasidistrict
officer programs came after 1965, with Robert "Blowtorch Bob" Komer
driving them. 97
The commitment to pacification manifested itself
in initiatives of the U.S. Administration for International Development,
the CIA, and not least the Marine Corps. The attempt to win hearts
and minds continued to the end of the war. 98
And the idealistic commitment manifested itself
in another way, which forever left its mark on the consciousness
of the American public. According to the British embassy in Washington,
the young American journalists"including David Halberstam
of the New York Times"had "made it their sacred duty to reveal
the truth" about the conduct of the war. 99
|
44 |
|
|
|
I now come full circle to the issues raised
in my introductory comments about the passions of the 1960s in our
collective memory. LBJ's decision to escalate the war in 1965 summoned
memories in Britain of the Suez crisis of 1956, when the British
government had found itself denounced by the United States as well
as by many countries throughout the world as an aggressive, imperialistic
power flouting the United Nations. In the British collective memory,
which exists to the present, Britain was condemned for attacking
Egypt. The British public was acutely aware that their country was
regarded as an international pariah. Harold Wilson in 1965 now warned
that there was "a real danger of the moral authority of the United
States diminishing very sharply." He himself believed that all-out
war against North Vietnam would also place the British government
in an intolerable situation. Although the British had committed
no troops, they had lent moral support. Britain would now be denounced
as an American satellite, indeed as "the 51st State." On the American
side, the United States would become "morally isolated" like the
British at Suez. 100
|
45 |
| Memory,
time, and place. We now remember the 1960s not only because of the
war in Vietnam but also of course because of the Civil Rights movement
and student protest. The student takeover of Columbia University
had its British equivalent in the student occupation of the London
School of Economics. 101
In Britain, the debate about the Vietnam War confirmed
Harold Wilson's prophecy that many people in Britain as well as
the student generation, on the whole, believed that the United States
had betrayed its own principles. The debate spilled over into issues
of decolonization. By the 1960s, the reputation of the British Empire
had reached its nadir. With the exception of Rhodesia, which continued
to hold the public's attention because of the kith and kin of the
white settlers, the dismantling of the empire took place in Aden,
Sarawak, and North Borneo with hardly a flicker of attention by
the British public, as if the general sentiment conveyed good riddance.
Nostalgia for the British Raj in India lay in future decades. In
the 1960s, it was the issue of apartheid in South Africa that cast
a long shadow. Those who protested against South Africa saw themselves
as comrades-in-arms with those who fought for civil rights in the
United States, although there was not much immediate contact. The
interaction between the American Civil Rights movement and British
decolonization is only now being measured on the basis of archival
research. 102
But the comparison is fundamental for an understanding
of the era. Even though the currents were parallel and not directly
connected, the rivers of decolonization and civil rights flowed
in the same direction. 103
|
46 |
|
An honorary fellow of St. Antony's
College, Oxford, Wm. Roger Louis is Kerr Professor of English
History and Culture and Distinguished Teaching Professor at the
University of Texas at Austin, where he is also director of British
Studies. As a graduate student, he studied under A. J. P. Taylor
at Oxford from 1960 to 1962. Thereafter, he taught at Yale and,
since 1970, at the University of Texas. The AHR published
one of his early articles in 1966. His research focuses on the
interaction of British imperialism and Asian and African nationalism.
He has written or edited some two dozen books, including Imperialism
at Bay (1975) and The British Empire in the Middle East
(1984). He was editor-in-chief of the Oxford History of the
British Empire (199799). He recently received the award
of Pro Bene Meritis, the highest honor in the College of Liberal
Arts at the University of Texas. In 1999, a festschrift appeared
in his honor: Robert D. King and Robin Kilson, eds., The Statecraft
of British Imperialism: Essays in Honor of Wm. Roger Louis (1999).
In the same year, in recognition of his contribution to historical
scholarship, Queen Elizabeth appointed him Commander of the British
Empire.
Notes
1
"Historians I Have Known," Perspectives 39 (May 2001);
"The Challenge of the Annual Meeting Program," Perspectives
39 (October 2001); "The American Historical Review," Perspectives
39 (November 2001).
2
John Hope Franklin, "Mirror for Americans: A Century of Reconstruction
History," AHR 85 (February 1980): 14.
3
William E. Leuchtenberg, "The Historian and the Public Realm,"
AHR 97 (February 1992): 17.
4
R. R. Palmer, "The American Historical Association in 1970,"
AHR 76 (February 1971): 1.
5
Memorandum of conversation, January 11, 1968, Foreign Relations
of the United States, 19641968: Western Europe, James
E. Miller, ed. (Washington, D.C., 2001), 12: 608.
6
N. C. C. Trench to J. E. Cable, ConfidentialGuard
[Guard = not for American eyes], August 13, 1965, FO 371/180543.
(Archival references are to documents at the Public Record Office,
London [Kew].) Part of Trench's job in the British embassy in
Washington was to gauge the reaction of the American public to
the war. Another official commented: "what the President wants
is for a few British soldiers to get killed in Viet Nam along-side
the Americans so that their photographs can appear in the American
press and demonstrate to American public opinion that the principal
ally of the United States is contributing to a joint effort."
Minute by A. M. Palliser, July 28, 1965, FO 371/180543.
7
Roy Hattersley, Fifty Years On: A Prejudiced History of Britain
since the War (London, 1997), 184.
8
John K. Fairbank, "Assignment for the '70s," AHR 74 (February
1969): 879.
9
Or, to place Wilson much more accurately in British political
tradition: "he had an almost Gladstonian belief in his own righteousness
. . . He was [also] somewhat like David Lloyd George."
Chris Wrigley, "Now You See It, Now You Don't: Harold Wilson and
Labour's Foreign Policy 196470," in R. Coopey, S. Fielding,
and N. Tiratsoo, eds., The Wilson Governments, 19641970
(London, 1993), 12627.
10
Philip Ziegler, Wilson: The Authorised Life of Lord Wilson
of Rievaulx (London, 1993), 22829. The other major biography
is Ben Pimlott, Harold Wilson (London, 1992). Both biographers
assess Wilson favorably though not uncritically. It is useful
to bear in mind more severe appraisals, for example: "Wilson was
. . . a mediocre but ruthless man . . . The
Labour government which Wilson led . . . was immolated
morally by its support of a war of atrocity and aggression in
Vietnam and immolated politically by its fetishisation of an impossible
and illusory position for sterling . . . The price exacted
by Lyndon Johnson for support of sterling was that British Labour
lent its vanishing prestige to his Indochina adventure. This was
and remains a worse historical humiliation even than Suez." Christopher
Hitchens, "Say What You Will about Harold," London Review of
Books (December 2, 1993). See also Clive Ponting, Breach
of Promise: Labour in Power, 19641970 (London, 1989).
For Wilson's own memoir, see Harold Wilson, The Labour Government,
19641970: A Personal Record (London, 1971).
11
As did Philip Toynbee in the New Statesman, January 5,
1968: "We protest against the government's wretched support for
the American crime in Vietnam . . . [But] we are economically
dependent on the US. If we incensed the American government either
by withdrawing from our East-of-Suez commitments or by condemning
the Vietnam war, then the Americans would make it unbearably hot
for us economically." Rpt. in Kingsley Amis, ed., Harold's
Years: Impressions from the "New Statesman" and the "Spectator"
(London, 1977), 5660.
12
For the background to the decision in both Washington and London,
and generally on Anglo-American economic relations in the 1960s,
see Diane B. Kunz, Butter and Guns: America's Cold War Economic
Diplomacy (New York, 1997), chap. 6. Other useful works on
Anglo-American relations relevant to my themes are C. J. Bartlett,
"The Special Relationship": A Political History of Anglo-American
Relations since 1945 (London, 1992); John Baylis, ed., Anglo-American
Relations since 1939: The Enduring Alliance (Manchester, 1997);
and Alan P. Dobson, The Politics of the Anglo-American Economic
Special Relationship, 19401987 (Brighton, 1988).
13
For the sense in the American government that "British political
culture was permeated by a kind of defeatist and disenchanted
apathy," see John Dumbrell, The Making of US Foreign Policy
(Manchester, 1990), 224. On the general subject of decline, see
Peter Clarke and Clive Trebilcock, eds., Understanding Decline:
Perceptions and Realities of British Economic Performance
(Cambridge, 1997).
14
See above all Matthew Jones, "A Decision Delayed: Britain's Withdrawal
from South East Asia Reconsidered, 196168," English Historical
Review (forthcoming, June 2002); Karl Hack, Defence and
Decolonisation in Southeast Asia: Britain, Malaya and Singapore,
19411968 (Richmond, Surrey, 2001); and two carefully
written and useful articles by Simon J. Ball, "Harold Macmillan
and the Politics of Defence," Twentieth Century British History
6, no. 1 (1995); and "Macmillan and British Defence Policy," in
Richard Aldous and Sabine Lee, eds., Harold Macmillan and Britain's
World Role (London, 1996). See also C. J. Bartlett, The
Long Retreat: A Short History of British Defence Policy, 194570
(London, 1972); Phillip Darby, British Defence Policy East
of Suez, 19471968 (Oxford, 1973); M. L. Dockrill, British
Defence since 1945 (Oxford, 1988); and Michael Carver, Tightrope
Walking: British Defence Policy since 1945 (London, 1992).
15
The Middle Eastern war revived a longstanding analogy, used by
the Chinese themselves, about the Chinese of Singapore as "the
Jews of Asia . . . Singapore was to become 'Little Israel,'
a diminutive, bellicose, indigestible socialist state bracketed
by the bigger, predominantly Muslim sister-nations of Malaysia
and Indonesia." Dennis Bloodworth, An Eye for the Dragon: Southeast
Asia Observed, 19541986 (Singapore, 1987), 306. In October
1967, the government of Singapore recruited Israeli military advisers
(under the official designation of "Mexican agricultural advisers")
to train the armed forces. See T. J. S. George, Lee
Kuan Yew's Singapore (London, 1973), 170. "Singapore's decision
to follow the Israeli pattern . . . suggested that the
confrontation between the Chinese of Singapore and the non-Chinese
of neighbouring countries was similar to that between the Jews
and the Arabs" (p. 170).
16
See John Darwin, "Britain's Withdrawal from East of Suez," in
Carl Bridge, ed., Munich to Vietnam: Australia's Relations
with Britain and the United States since the 1930s (Melbourne,
1991).
17
Roy Jenkins, chancellor of the Exchequer from 1967 to 1970, recalls
the pro-empire members of the Cabinet as "worthy of a conclave
of Joseph Chamberlain, Kitchener of Khartoum and George Nathaniel
Curzon." In 1967, their counterparts would have been George Thompson
(Commonwealth secretary), Denis Healey (minister of defense),
and George Brown (foreign secretary)although Jenkins, alas,
did not make direct individual comparisons. Roy Jenkins, A
Life at the Centre (London, 1991), 22425.
18
As a corrective to Maugham's Malaya, see especially T. N.
Harper, chap. 1, "The Passing of the Somerset Maugham Era," in
The End of Empire and the Making of Malaya (Cambridge,
1999). For the African equivalent, see Bruce Berman and John Lonsdale,
Unhappy Valley: Conflict in Kenya and Africa (London, 1992).
The closest Asian parallel is that of Shanghai. See Robert Bickers,
"Shanghailanders: The Formation and Identity of the British Settler
Community in Shanghai 18431937," Past and Present
159 (May 1998).
19
There is an abundant and ever-growing literature on the fall of
Singapore. For important recent essays, see Malcolm H. Murfett,
et al., eds., Between Two Oceans: A Military History
of Singapore from First Settlement to Final British Withdrawal
(Singapore, 1999); and Christopher M. Bell, "The 'Singapore Strategy'
and the Deterrence of Japan: Winston Churchill, the Admiralty
and the Dispatch of Force Z," English Historical Review
116 (June 2001).
20
De la Mare to Foreign and Commonwealth Office, October 2, 1970,
FCO 24/885. Those were stern words, and de la Mare regretted equally
the signs of hedonism in the postcolonial Singapore of the early
1970s. It is thus ironic that today's Singapore not only bears
the permanent features of Britain's architectural legacy, with
the Raffles Hotel, for example, restored to a degree of garishness
and luxury that Somerset Maugham would have found virtually unrecognizable,
but also that the government of Singapore enforces a severe disciplinary
code for the abuse of drugs and in general a certain puritanical
standard of behavior. Lee Kuan Yew (prime minister of Singapore
from 1959 to 1990), once commented on three hippies whose hair
had been cut off by Singapore police: "Things like this happen
in the best of places. If any embarrassment has been caused, we
can send them three wigs. We make wigs here." Quoted in Thomas
J. Bellows, "Big Fish, Small Pond," Wilson Quarterly 7
(Winter 1983): 80. See also Bellows, The People's Action Party
of Singapore: Emergence of a Dominant Party System (New Haven,
Conn., 1970).
21
For a careful examination of the extent to which the insurrection
was inspired or led by Communists, see A. J. Stockwell, "'Widespread
and Long-Concocted Plot to Overthrow Government in Malaya'? The
Origins of the Malayan Emergency," Journal of Imperial and
Commonwealth History 21 (September 1993).
22
On this theme, see Robert Heussler, British Rule in Malaya,
194257 (Singapore, 1983).
23
Harper, End of Empire and the Making of Malaya, 58.
24
See especially Crawford Young, The African Colonial State in
Comparative Perspective (New Haven, Conn., 1994); for the
colonial Leviathan, Ronald Hyam, "The British Empire in the Edwardian
Era," in Judith Brown and Wm. Roger Louis, eds., The Oxford
History of the British Empire: The Twentieth Century (Oxford,
1999), 5861.
25
See Richard Stubbs, "The Malayan Emergency and the Development
of the Malaysian State," in Paul B. Rich and Richard Stubbs, eds.,
The Counter-Insurgent State: Guerrilla Warfare and State Building
in the Twentieth Century (London, 1997).
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