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The Demographic Cost of Sugar:
Debates on Slave Societies and Natural Increase in the Americas
MICHAEL TADMAN
When 18 months complete their growth,
Then the tall canes' rich juices fill;
And we, to bring their liquor forth,
Convey them to the bruising-mill.
That mill, our labour, every hour,
Must with fresh loads of canes supply;
And if we faint, the cart-whip's power,
Gives force which nature's powers deny.
A. Opie, The Black Man's
Lament (1826), an antislavery tract for children.
| This
study is concerned with explaining some remarkable
population patterns and with examining the very extensive implications
of these patterns. Among North American slaves, births greatly exceeded
deaths, so that the slave population expanded rapidly. In sharp
contrast, across the slave societies of the Caribbean and Latin
America, the persistent experience was one not of natural increase
but of dramatic natural decrease. Indeed, the North American pattern
was probably, with a few local and sometimes short-term exceptions,
unique in the history of slavery. As C. Vann Woodward wrote: "So
far as history reveals, no other slave society, whether of antiquity
or modern times, has so much as sustained, much less greatly multiplied,
its slave population by relying on natural increase."1
Why, then, did North American slaves experience such rapid natural
increase (excess of births over deaths), and why did slaves in the
rest of the Americas fail to increase naturally? |
1 |
| The
contrast between North America and the rest of the Americas is a
fundamental one. For example, over the many years of the African
slave trade, Jamaica imported some 750,000 slaves, but at the time
of emancipation in 1838 its black population numbered only just
over 300,000: North America, in contrast, imported only about 427,000
Africans, but at the time of emancipation in 1865 the U.S. black
population had grown to more than ten times that number.2
In the antebellum period, U.S. slaves showed a natural population
growth of some 25 percent per decade (and indeed, North American
slaves had established a pattern of natural growth by about 1710).
In sharp contrast, Caribbean and Brazilian slaves commonly suffered
rates of natural decrease of 20 percent per decade.3
|
2 |
| The
North American slave experience is perhaps even more remarkable
when compared with free white populations. From the later eighteenth
century, and possibly before that even, and until the Civil War,
the rate of natural growth of North American slaves was much greater
than for the population of any nation in Europe, and was nearly
twice as rapid as that of England. By the 1850s, the rate of natural
increase was higher even than that of the white population of the
United States. This was a remarkable outcome because, as Thomas
Malthus suggested as early as 1798, white Americans expanded with
a rapidity "probable without parallel in history."4
|
3 |
| Anthropometric
studies (which use the average height of a population to infer the
quality and abundance of its diet) have led some researchers to
underline the U.S. slave pattern even more boldly. Writers such
as Robert Fogel have asserted that adult U.S. slaves were remarkably
tall (and therefore well fed). Supposedly, they were taller than
contemporary Africans and taller than Caribbean slaves. Not only
this, anthropometricians have claimed that they were taller than
European workers of the period and that they were almost as tall
as white Americans, the latter apparently being the tallest population
of the era. If these anthropometric findings are reliable, it might
begin to seem that, in important material aspects of their lives,
the experience of North American slaves was better than that of
Africans, better than that of Caribbean slaves, and better even
than that of the mass of free workers of Europe. It might also begin
to look as though diet had a significant role in explaining the
natural increase patterns of the Americas. |
4 |
| The
significance of the contrasting experiences of natural increase
and decrease in the Americas is far from being limited to the concerns
of specialist demographers. These contrasts both grew out of special
structures and attitudes in the regimes concerned and in turn set
up special features in those regimes. Not surprisingly, then, these
demographic patterns have been, for scholars, the starting point
for fundamental assumptions about the nature of these slave societies,
about relations between owners and slaves, and about relations within
the slave communities. Later in this essay, much more will be said
about these attitudes and experiences, but for the time being let
us simply note some of the broad outlines. |
5 |
| As
we shall see, evidence on positive increase and on the stature of
its slaves has led some, like Fogel, to conclude that the North
American slave system, though morally indefensible, was materially
strong and progressive. Indeed, it seemed to Fogel to represent
a pioneering model of modern efficient capitalism, where the material
conditions of life were good for the free population but also surprisingly
favorable for slaves, too.5
Positive natural increase was also crucial in Eugene Genovese's
formulation of nineteenth-century U.S. slavery as a historically
unique society, based on pre-bourgeois values and on a web of paternalistic
relationships that connected slave and master. Genovese wrote: "The
paternalism encouraged by the close living of masters and slaves
was enormously reinforced by the closing of the African slave trade,
which compelled masters to pay greater attention to the reproduction
of their labor force. Of all the slave societies in the New World,
that of the Old South alone maintained a slave force that reproduced
itself."6
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6 |
| The
literature on British Caribbean slavery has, compared with that
for North America, generally placed far less emphasis on paternalism,
and the supposedly greater commercial ruthlessness of West Indian
owners is seen as having been closely linked to the demographics
of slavery. Often, for the British Caribbean, the claim is made
that owners were uninterested in natural increase, indeed, that
they vigorously discouraged slave women from bearing and bringing
up babies. Curiously, in the case of the literature on Latin American
slavery, the significance of similar natural decrease patterns to
those of the British West Indies has, until quite recent years,
tended to be ignored. The traditional disinclination to link natural
decrease to the broader interpretation of Latin American slavery
has stemmed from a longstanding attachment to the myth that Latin
America was, even under slavery, a "racial democracy," especially
tolerant of color difference.7
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7 |
| The
influence of the demographic experiences with which we are concerned
also reached far into the lives of the slaves and into the nature
of their families and communities. In order to expand its slave
population, North America relied far less than the rest of the Americas
on African slave importations, and this meant that the Creole (local-born)
proportion of the slave population was far greater in North America
than elsewhere. In 1800 and even later, Africans made up a majority
of the slave populations of the British and French Caribbean and
of Brazil. In North America, by contrast, there was a Creole majority
by 1740, and by the last years of U.S. slavery less than 1 percent
was African-born.8
This situation was of great importance for the nature of religion
and slave cultures in different regimes. The demographics of slave
regimes also had important implications for slave families and for
the possibility of finding spouses, intensive African importation
being associated with male-dominated populations and with special
problems in finding marriage partners. Intensive importation of
young-adult African males also had implications for white conceptions
of slaves and for the nature of resistance by enslaved blacks. |
8 |
| This
essay is concerned with the wider patterns and experiences associated
with slave demography, but the core of the article is an attempt
to establish what caused the fundamental contrast between the North
American demographic experience and that of the rest of the Americas.
As the next section will show, many factors influenced natural increase
patterns. The central argument, however, is that plantation crop
was the essential influence in determining patterns of natural increase
and decrease. More specifically, I shall argue that sugar planting
systematically brought together a lethal combination of factors
that persistently and almost inevitably produced natural decrease
among slaves. Significantly, sugar planting, while dominant in the
rest of the Americas, was always of very minor significance in North
America. |
9 |
| In
North America, the commercial planting of sugar only began in the
1790s; it never employed more than about 6 percent slaves; and it
was almost entirely confined to a group of parishes in southern
Louisiana. My study will show that the demographic experience of
Louisiana's sugar slaves was unique by U.S. standards. The sugar
parishes stood out as a miserable island of natural decrease in
the midst of the otherwise consistent pattern of natural increase
that stretched across the cotton, tobacco, and rice plantations
of the United States. In the Americas as a whole, however, sugar
was the great plantation crop, with at least some 60 to 70 percent
of all Africans who survived the Atlantic voyage to the Americas
ending up on sugar plantations.9
And across the Americas, as we shall see, the demographic impact
of sugar was even more severe than in the Louisiana parishes. |
10 |
| It
should be noted that although this article focuses on the demographic
role of sugar plantations, sugar was not the only crop associated
with poor demographic results. Even so, no other crop or economic
activity had the potential to create natural decrease on the scale
that sugar did. After sugar, coffee was the plantation crop that
seems to have produced the worst demographic rates, but its labor
regime was significantly less demanding than sugar. More important
still, it accounted for only a fraction of the number of slaves
that sugar did. Rice, too, has been associated with poor demographic
rates. Still, with rice, the pattern was one of low but positive
natural increase, not natural decrease. Moreover, rice was quite
a significant crop in parts of North America, and across the rest
of the Americas it only accounted for a tiny percentage of slaves.
Mining, mainly for gold and silver, has also been associated with
poor demographic performance, indeed with natural decrease, but
it was mostly a very localized activity. For instance, it was not
a significant employer of black slaves in the British Caribbean,
so it cannot explain natural decrease in that region.10
|
11 |
| As
far as the creation of natural decrease is concerned, then, this
study points to the dominant role of sugar plantations and sugar
planters. When turning to another part of the demographic puzzleNorth
America's outstandingly high rates of natural increasethis
article does not support Fogel's optimistic claim that good diet
was a significant factor. Instead, I shall argue that natural increase
in North America was the product of circumstances equivalent in
important ways to those associated with modern "Third World" populationsthat
is, populations where very high death rates are compensated for
by even higher birth rates. North American natural increase came
about despite an experience of bitter exploitation and suffering. |
12 |
| While
this study acknowledges that many factors were at work in producing
the demographic contrasts of the Americas, the argument is monocausal
in that it maintains that only sugar is a sufficient explanation
of these contrasts. The search for a sharply focused explanation
seems, moreover, to be important because knowledge of the particular
pattern of causation has an impact on the interpretation of many
aspects of slaveryfor example, on slaveowner motivation, on
slave morale and culture, and on the slave family. The argument
focuses on sugar, but it is not intended to amount to geographic
determinism or to what might be called crop determinism. It was
the setting of sugar within specific contexts that was crucial,
and the particular approach taken in this articlecombining
quantification with a critical case study (the Louisiana sugar enclave)seems
to provide an analytical breakthrough that shows the specific nature
of the sugar process. |
13 |
| What
was necessary to set up the long-run pattern of natural decrease
was the combination of sugar, slavery, and access to a slave trade.
Slavery on its own would not have produced vast regional patterns
of natural decrease, and sugar without slavery was not enough,11
nor was the combination of sugar and slavery without a slave trade.12
Although labor on sugar plantations could take a heavy toll on health
and on fertility, what was lethal was the combination of sugar with
the slaveowners' ability to buy slaves and to choose a male-dominated
labor force, rather than being content with family labor. In other
words, the demographic problem stemmed from the priorities of the
sugar planter. Sugar planters, unlike the great majority of owners,
calculated that they could maximize profits by continually skewing
their labor force toward men, and far-reaching demographic and social
consequences and costs stemmed from this. Of course, owners who
farmed other crops suited their own economic interests in the way
they worked and recruited slaves, but their interests were not so
demographically destructive. This article, then, focuses specifically
on sugar planting but is intended more broadly as an interpretation
of slaveholders, economic self-interest, and the consequences of
profit-based decisions for life and labor under slavery. |
14 |
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| In
reviewing research on the problem of slave natural
increase, John J. McCusker and Russell R. Menard commented: "The
task is important . . . Moreover, the explanation for
this growth is intrinsically difficult, demanding the examination
of numerous factors affecting natural increase . . . Data
are sparse and intractable, especially for the pre-Revolutionary
era. Nevertheless, some progress has been made, and given the intensity
of work on the issue, more can be expected in the near future."13
C. Vann Woodward, in an earlier but still valuable review of the
field, pointed to the |
15 |
difficult . . .
problems of locating and weighing the almost unlimited number
of influences that played a part in determining population growth.
The mention of a few such problems will serve to suggest the complexities
and difficulties involved. Without regard to priority or relative
importance, there come to mind the equations of man-land ratios
and man-woman ratios, land fertility and human fertility, rates
of mortality and natality, the incidence of disease and famine,
the relative advance of medicine and hygiene, comparative health
conditions in tropical and temperate zones, tribal origins and
mating customs of slave populations, and religious and legal traditions
of masters. Complicating all these influences would be comparative
stages of economic and technical development . . . On
top of these would be added the imponderables of master-slave
relations, the patriarchal ethic in tradition and practice . . .
Beyond these determinants lies the whole range of cultural limits
to security of family [and so on].14
|
| McCusker
and Menard added a further complication to the debate: "In a sense
the West Indies-mainland divergences are deceptive, however dramatic
they might seem. Slave populations in all of the chief plantation
areas of British America [and they could have added of the Americas
more widely] exhibited a similar growth process." The process was
one of long periods, sometimes centuries, of substantial slave importation
and natural decrease, but of a movement into natural increase, with
the transition to natural increase occurring in Maryland and Virginia
by about 1710 (and probably somewhat later in South Carolina), in
Barbados not until 1810 (after the ending of the slave trade), and
in Jamaica only by about 1840 (after the ending of slavery itself).
As McCusker and Menard suggested, |
16 |
The distinction between
the continental [North American] plantation districts and the
West Indies was not a function of the ways that change occurred,
which seems to have been everywhere similar, for whites as well
as for blacks. Rather the differences depended on timing, on how
long it took for a reproducing creole majority to emerge and to
reverse the net natural decline . . . Recognition of
this shared experience changes the issues to be resolved: the
need is not only to account for the differences between the West
Indies [together with the rest of the Americas] and the mainland
but also to explain why a similar course took longer to complete
in some regions than others.15
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| When
trying to resolve the problem of slave demography in the Americas,
the factors to be considered are therefore numerous, and the issues
are complicated. Partly, the question is, why was the demographic
experience of Caribbean and Latin American slaves so bad? Partly,
the question is, why was slave natural increase in North America
not just positive but spectacularly positive? But partly, too, we
need to consider why, despite fundamentally different outcomes,
the North American demographic pattern actually seemed, for long
periods, to run in parallel with that of the rest of the Americas. |
17 |
| Although
a great many factors have been cited by researchers, we can conveniently
group interpretations into three basic lines of argument. First,
there is the argument that natural increase was strongly influenced
by factors largely extraneous to slavery, including the nature of
disease environments and patterns of natural abundance. Second,
there is the argument, or set of sometimes conflicting arguments,
that increase patterns were determined by factors much more directly
under the control of slaveowners. Here, we might include the attitudes
of owners toward slave buying, toward families and children, toward
welfare and profit, and owners' decisions about which crop to grow.
A third type of argument, and one that has grown in influence in
recent years, emphasizes the behavior of slaves, especially their
attitudes toward family and toward traditions that might limit fertility.
Although, in practice, historians have often combined elements from
more than one of these broad classifications, the three-type division
of arguments still provides a useful framework for developing the
present analysis.16
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18 |
| Indispensable
research by Philip D. Curtin focused significantly but not exclusively
on the role of disease environments, one of the forces extraneous
to slavery.17
Curtin argued that the problem with migration was not the climate
that one encountered but the disease environment. He noted that
an unfamiliar disease environment, in whatever climate, is potentially
lethal since natural resistance will not have had the chance to
build. Curtin argued that, because slaves could be bought cheaply
in Africa, slaveholders in the Americas bought extensively (buying
mainly males), but he added that this pattern of slave recruitment
set up a train of interactions. Slaves imported into a new disease
environment suffered enormously high mortality (perhaps one third
dying within the "seasoning" period of the first year or so).18
Moreover, birth rates were low for those who survived, because ill
health would inhibit fertility and because there were relatively
few women to bear children. |
19 |
| As
a result of the interconnections he outlined, Curtin argued that
the "South Atlantic System" tended to develop a two-stage pattern.
First, in periods of rapid economic development, there would be
intensive importation of new Africansbut there would also
be very marked natural decrease (because of the encounter with an
unfamiliar disease environment and because of the other factors
just mentioned). Theoretically, a second stage might develop, when
a period of slower economic expansion brought a reduced rate of
African importation and brought lower mortality, more women, a higher
birth rate, and a movement toward natural increase. |
20 |
| Curtin's
model is of great importance in highlighting many of the processes
at work in plantation demography. We should, however, not minimize
the fundamental differences between the demographic experiences
of the Americas. There was in fact no inevitability about the process
of moving from reliance on the slave trade. Sugar planters would
always demand a male-dominated labor force and would always try
to import slaves whenever a supply was open to them. In Louisiana,
even when the importation was internal (from the Upper South and
not from Africa), the sugar plantations still experienced persistent
natural decrease. |
21 |
| Disease
environment, especially following Curtin's work, forms a part of
many academic explanations of slave demography, but especially in
the British West Indies there has been a long tradition of emphasizing
the direct and negative role of slaveholders. For example, Orlando
Patterson, in his classic study of Jamaica, argued that Jamaican
owners drove so hard for profit that the slave experience was close
to the Hobbesian state of nature, with life being "nasty, brutish,
and short." Patterson, like many other writers, argued that owners
preferred to buy, not breed. Owners, supposedly, were not interested
in slave families, and found child-rearing a wasteful distraction
from the woman's role as worker. Consequently, Jamaican planters
adopted an "anti-natalist" attitude, often punishing women who became
pregnant and discouraging women from spending time rearing children.
Furthermore, he argued, the rigors of the regime meant that the
slaves were so demoralized that they, too, were uninterested in
family and in looking after children.19
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22 |
| In
the case of the United States, some historians, for example Richard
Sutch, have argued that owners interfered with fertility, but in
this case it has been claimed that they did so in order to promote
rather than to discourage the rearing of children. Indeed, a long
abolitionist tradition maintained that U.S. natural increase was
so high because slaveholders, on the supposedly worn-out lands of
the Upper South, made their profits by "breeding" slaves for the
Lower South market.20
These and other arguments will be reviewed later in this essay. |
23 |
| In
a series of publications stretching over many years, Robert Fogel
and Stanley Engerman have not only rejected the idea of U.S. slaveholders
as manipulative slave breeders, but they have seen owners in the
United States as providing a rather benign material environment
for their slaves. Indeed, the cumulative effect of Fogel and Engerman's
work has been to suggest that the great demographic contrasts of
the Americas (or more specifically in much of their work, the contrast
between the United States and the British Caribbean) did not come
about because of the negative or manipulative influence of the slaveowners
of the United States and elsewhere. Instead, the contrasts are said
to have been produced partly by the supposedly benign material environment
that was provided in U.S. slaveholdings and partly by the influence,
in the West Indies, of African cultural traditions (concerning breastfeeding),
which are supposed to have greatly reduced fertility. |
24 |
| In
North America, then, Fogel and Engerman argue, slaveowners encouraged
families and welcomed the natural increase of their slaves.21
The diet of their adult slaves, supposedly, was abundant, and this,
Fogel and Engerman argue, was reflected in the exceptional average
height of U.S. slaves.22
They argue, too, that the West Indian problem was not one of exceptionally
high slave mortality. Indeed, they suggest that slave mortality
was only slightly higher in the Caribbean than in the United States.23
What they see as making the great difference was not mortality but
fertility. West Indian slave fertility was low, and they attribute
this to a great extent to the cultural traditions of imported Africans.
Africans, they suggest, brought over traditions of long periods
of breastfeeding (usually breastfeeding for at least two years).
They suggest that this practice inhibited fertility and was to a
great extent responsible for natural decrease in the West Indies.24
A later section of this essay will critically review this argument.
My own interpretation differs very much from Fogel and Engerman's:
it points to slaveowners, the profit motive, and to the different
crop regimes of the Americas. |
25 |
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| The
Louisiana sugar parishes provide a very special
opportunity to interpret the demographics of slavery. In slave regimes
outside the United States, it is nearly always impossible to gain
access to detailed and essentially reliable census data on slave
populations. The Louisiana sugar parishes, however, are closely
documented, decade by decade, by excellent census data. This evidence
allows us to calculate crude population growth rates, ratios of
children to women, and (with other evidence) numbers of slaves imported.25
From this sort of evidence, we can then establish the approximate
rate of natural decrease of the sugar parishes. (For the location
of the thirteen Louisiana sugar parishes that accounted for the
vast majority of U.S. cane sugar production, see Figure 1.)
In fact, the Louisiana case study allows us not just to establish
the broad conclusion that sugar planting produced persistent natural
decrease, but it also makes it possible to show how that decrease
came aboutwith evidence on the relative contributions made
by excess adult mortality, a sex imbalance, and the shortage of
children. |
26 |
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FIGURE 1. The shaded area indicates the thirteen leading
sugar parishes. In 1850 and 1860 respectively, these parishes
produced about 80 and 70 percent of Louisiana's sugar: Ascension,
Assumption, Baton Rouge West, Iberville, Lafourche, Plaquemines,
St. Bernard, St. Charles, St. James, St. John Baptist, St.
Mary, Terrebonne, and Jefferson.
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| Later
sections of this essay will demonstrate in more detail the Louisiana
sugar parishes' specialized and highly significant pattern of slave
importation, but two essential elements should be noted at this
stage. First, throughout the antebellum period, these parishes imported
massively, but, unusually for the sugar regimes of the Americas,
the slaves were not from Africa and the Atlantic slave trade.26
Instead, these were American slaves, bought from long-established
slaveholding states such as Virginia, Maryland, and the Carolinas.
The second key feature of the sugar parishes' importations is that
two-thirds of the slaves were males. Such a pattern, though routine
in the Atlantic slave trade, will be shown to be unique in the interregional
slave trade of the United States. All other parts of the Lower South,
including the neighboring cotton parishes of Louisiana, bought roughly
equal numbers of males and females. |
27 |
| The
sugar planters of Louisiana, unlike those who grew cotton, tobacco,
or ricethe dominant U.S. staplespersistently imported
far more males than females, and they did this because they wanted
a male-dominated labor force. Such an unbalanced force could not
be achieved naturally but only by importation. These labor requirements
meant that there was a routine pattern across the Americas: everywhere,
sugar planters demanded a male-dominated work force, so wherever
a trade in slaves was available, they would seek to tap into that
trade. The insistence on a mainly male work force came about because
of the extreme physical demands that sugar planters imposed on their
workers, demands that will be documented in the next section. And
the combination of severe labor demands with a male-dominated population
was demographically lethal. In the Louisiana sugar
parishes, excessive labor meant that "net nutrition" was far from
adequate.27
It also meant "excess" (above average) adult mortality, and that
women were often not fit enough to produce healthy children. Of
course, the regime also meant that the population had few women,
so there were few potential mothers. We shall see, then, that the
labor regime in the Louisiana sugar parishes meant a persistent
pattern of deaths exceeding births. |
28 |
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FIGURE 2. Grinding sugar cane in a windmill. Reproduced
by permission of the British Library, reference number 1786
C.9.PLV.
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| Local
agricultural societies routinely reported intensive slave importation
combined with natural decrease among slaves. Indeed, evidence later
in this essay suggests that slaves on the region's plantations suffered
natural decrease of about 13 percent per decade.28
We know, however, that even this experience would have been better
than that of typical sugar plantations of the Caribbean and South
America. In those areas, the problems that Louisiana experienced
would have been greatly compounded by the fact that the imported
slaves nearly always came from Africa, and so suffered the dreadfully
high mortality levels of the "seasoning" period. |
29 |
| It
is not new to point to the connection between sugar and natural
decrease, but previous work has not been able to establish that
it was essentially sugar that made the difference in the demography
of slaves across the Americas. It has also not been at all clear
how far the problem was sugar plantingand how far it was,
for example, the African slave trade or the tropical environment
in which sugar cane was usually grown. In addition, if sugar planting
was to blame for natural decrease, it has not been clear why slaves
in Barbados, an important sugar island, managed to achieve positive
natural increase by about 1810.29
Moreover, much quite recent work, especially by Fogel and Engerman,
has tended to take the focus off sugar and the severities of labor
and to put it instead on African traditions and the special circumstances
of the United States. |
30 |
| Barry
Higman has conducted detailed and important work on slavery and
demography in the British Caribbean but has pointed only very cautiously
to the major role that sugar might have played in producing natural
decrease. Some brief comments on his primary source base will show
the problems of drawing decisive conclusions from the published
primary sources of the British Caribbean. Higman's source base was
the great mass of slave statistics that, in the last few years of
slavery in those colonies (after the closure of the African slave
trade in 1807), the British Parliament demanded. These "Registration"
records, however, by covering the period after the African slave
trade had been ended, represent an exceptional phase of Caribbean
slavery. With the "seasoning" of new Africans no longer a factor,
mortality levels would have been far lower than usual, and, with
the African slave trade closed, male-female ratios would have been
much more balanced (which would have tended to raise the birth rate).
Higman therefore found various anomalies in the British Caribbean
evidence after 1807. He observed, "Wherever slaves were not engaged
in the production of sugar their chances of survival were greater."
But his overall conclusion was cautious: "The complexity of the
interactions involved in the strongly contrasting patterns of fertility,
mortality, and natural increase found in the British Caribbean after
1807 suggests that any attempt at monocausal explanation is doomed
to failure. The most that can be expected is a more
precise ordering of the variables, only some of them quantifiable,
and a clearer understanding of the differentials."30
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31 |
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FIGURE 3. Slaves working in a sugar-boiling house. From
an eighteenth-century print.
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| The
evidence that can be developed for the Louisiana sugar parishes
has major advantages over the West Indian "Registration" evidence,
and allows me to be much more certain that it was sugar that set
up the great demographic contrasts between North America and the
rest of the Americas. This case study allows control of the influence
of factors like the African slave trade, disease environments, sex
imbalance, African lactation (breastfeeding) traditions, and slaveowners'
attitudes. A detailed examination of the Louisiana sugar enclave
will be developed, first by examining the nature of the labor regime
on sugar plantations and the overall composition of their slave
populations, and then by exploring the character and scale of slave
importation. By calculating the extent of its importation (and scaling
down the population of the area accordingly), it will be possible
to estimate the sugar parishes' rate of natural decrease. After
these calculations, the final sections of this essay will return
to the wider framework of the Americas, and will reflect on the
overall demographic and social impact that the sugar regime had
on slave societies. |
32 |
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| Visitors
to Louisiana often commented on the severities
of the sugar plantations, and, among slaves, the cane fields were
places of dread. Throughout the year, the crop involved much exhausting
work in such tasks as ditching and draining, digging out old cane
and making holes for new ones, spreading manure, and chopping and
hauling wood for the sugar house. But the "grinding season," usually
from October to January, was by far the cruelest time for sugar
workers. Then, the cane cutting and hauling had to be synchronized
so that grinding and boiling at the sugar mill could go around the
clock. Unlike cotton, the sugar crop would not keep: it could not
be stored until a neighbor might lend labor or equipment to prepare
it for market. A sugar planter had to invest heavily in the machinery
of the sugar mill and, to generate good profits, had to use that
machinery to the optimum. In this way, the crop, when cut, would
not be wasted, and the canes still standing could be milled before
severe frosts destroyed them. These extreme labor demands meant
that sugar planters wanted strong workers, especially adult males.
As U. B. Phillips noted, "All the characteristic work in the
sugar plantation called mainly for able-bodied laborers. Children
were less used than in tobacco and cotton production, and the men
and women, like the mules, tended to be of sturdier physique."31
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|
|
| |
|
|
|
FIGURE 4. Images of the sugar plantation from an antislavery
tract. Amelia A. Opie, The Black Man's Lament (1826).
|
|
| In
1833, Thomas Hamilton, a British visitor to Louisiana, recorded
his impressions of the sugar plantations. He noted that the sugar
cane, when ripe, was not considered safe "till it is in the mill,
and the consequence is that when cutting cane begins, the slaves
are taxed beyond their strength, and are goaded to labour until
nature absolutely sinks under the effort." Similarly, R. W.
Harris and other expert witnesses testified in evidence to the U.S.
Treasury in 1846, "The cultivation of sugar requires more indefatigable
labor than any other production . . . not a moment must
be lost; [it] requir[es], also, about seventy days' labor, of eighteen
hours each, during the boiling season." Slaves across the South
had also heard of Louisiana and its sugar plantations. A slave song
noted down by Edward S. Abdy, a British traveler, reflected the
infamy of the sugar plantations: |
34 |
I born in Sout' Ca'lina,
Fines' country eber seen.
I gwine f'om Sout' Ca'lina,
I gwine to New Orleens.
Ole boss he discontentum,
He take de mare, Black Fanny,
He buy er peddler wagon,
He bound fer Lousy Anna.
Chorus:
Ole debble Lousy Anna,
Dat scarecrow fer po' nigger,
Where de sugar cane grow to pine trees,
An' de pine tree turn to sugar.32
|
| The
antebellum period saw a dramatic expansion in Louisiana's sugar
production and in its slave population. Table 1
plots the rise in the area's slave population from about 20,000
in 1820 to about 90,000 in 1860. The advance of the sugar kingdom
was especially dramatic between 1818 and 1830, with contemporaries
estimating that for much of this period sugar planters bought new
slaves (from the eastern states) at the rate of 5,000 per year.33
The 1830s saw some slackening in pace, but in the 1840s there was
a massive increase in the volume of the sugar crop (and a leap of
200 to 250 percent in its value). This latter growth could only
have been achieved by a very high level of slave importation. The
1850s saw great annual fluctuations in sugar production, but overall
there was a further doubling of output (and a 150 to 200 percent
increase in value).34
Again, massive slave importation was required. |
35 |
|
TABLE
1
Natural Growth Rate of the U.S. Slave Population Compared
with Total Growth Rate (Including Imported Slaves) of Louisiana's
13 Leading Sugar Parishes
|
| |
 |
|
Source: Derived
from U.S. Census.
|
|
| Behind
these production trends lie highly significant demographic patterns.
First, in the booming 1820s and 1840s (see Table 1), the sheer number
of importations into the leading sugar parishes was so great as
to create crude growth rates something like twice or four times
the natural increase rate of the U.S. slave population as a whole.
In aggregate statistics, sugar's underlying natural decrease problems
were buried by massive importation. But in the 1830s and 1850s,
despite extensive slave buying, the area was not even able to achieve
the growth rate expected for a population that had no importations. |
36 |
| Table
2 allows us to investigate this situation further
and focuses on birth-rate problems. This table points to three key
contrasts between sugar slaves and slaves in the United States as
a whole. What stand out in this birth-rate evidence for the sugar
parishes are a significant shortage of women, an extreme shortage
of children, and very low fertility rates. All of these are intimately
linked to the area's highly selective interstate importation of
slaves. The shortage of women for childbearing would have restricted
population growth, and the low fertility of the women who were present
would have exacerbated the problem.35
|
37 |
|
TABLE
2
Demographic Comparisons between Slaves in Louisiana's 13
Leading Sugar Parishes and Total U.S. Slave Population
|
| |
 |
|
Source and notes: Derived
from U.S. Census.
*for
ages specified
The
1820 census used a 013 years categorization, and these
data were scaled to estimate the numbers of ages 09.
|
|
| We
can gain a preliminary indication of the significance of these factors
by taking a snapshot of the area's population in 1860 and comparing
it with the typical pattern for the South's slaves. Compared with
what might have been expected in a typical southern slave population
of the sugar area's size, the sugar parishes in 1860 had 13,500
fewer children. Low fertility and excess mortality among the children
under ten seem to have accounted for some 60 percent of this deficiency,36
with the shortage of potential childbearing women being responsible
for the remaining 40 percent.37
These figures suggest that child shortages were a major part of
the sugar area's demographic problem.38
Evidence in the next section will also point to problems of excess
adult mortality. |
38 |
|
|
| The
special character of the sugar crop shows up
very clearly in the interstate slave trade of the United States.
As slave traders' records indicate, the domestic trade to all parts
of the South was age selective (concentrating mostly on teenagers
and on young-adult slaves).39
But a study of thousands of traders' bills of sale shows that only
in the case of southern Louisiana was the domestic traffic sex
selective. As I noted earlier, the trade to the cotton parishes
of Louisiana, and indeed to all parts of the South except southern
Louisiana, carried approximately equal numbers of males and females.40
Demographic calculations using the "survival rate" technique allow
detailed sex-specific (and age-specific) estimates of interstate
slave movement, and these calculations emphasize the uniqueness
of domestic importations into the sugar area.41
Table 3 uses this technique for the 1850s and shows
that males comprised over 67 percent of importations into the thirteen
leading sugar parishes. It also shows that in the remainder of the
state, because it only produced some 30 percent of the decade's
sugar crop, males accounted for no more than about 54 percent of
importations. |
39 |
|
TABLE 3
1850s Slave Importations into Louisiana's 13 Leading Sugar
Parishes Compared with Importations into the Rest of the
State: Data Indicates the Sex and Age Composition but Not
the Full Extent of Importations
|
| |
 |
|
Sources and notes:
Calculations are derived from the U.S. Census, and use the
"survival rate" method. This method, because of the sugar
parishes' "excess mortality," will very seriously underestimate
the scale of slave importation into that area (see footnote
41). It does, however, indicate the essential age and sex
patterns of its importations.
*Excludes
totals with minus sign.
The
minor sugar areas account for the raising of the male percentage
above 50. The 13 leading sugar parishes produced about 70%
of the state's sugar in 1860.
|
|
| Slave
trading to the sugar parishes was specialized since not only were
there far more male than female slaves but the slaves had to be
especially sturdy, and an exceptionally low proportion of children
was carried. An important part of this traffic was a well-organized
coastal trade from the Chesapeake ports to New Orleans, and the
printed circulars of the several large-scale Richmond (Virginia)
auctioneers regularly pointed up the need for specially selected
"shipping Negroes" for the New Orleans trade.42
One such circular, in October 1850, reported that several major
New Orleans traders had arrived, and "good shipping men are
in demand." Similarly, a Pulliam&Davis circular of October 1854
began: "This is to inform you that negroes are selling as follows
. . . No.1 young men 1822 years mostly in demand
also girls 1620 years heavy set and very smart, suitable for
shipping purposes." Thomas A. Clark, like the thousands of other
traders, was well aware of the special nature of the New Orleans
market, and in February 1846 wrote to a Richmond auction house:
"I am sorry that I have not got any good negroes on hand that will
suit the New Orleans market . . . Likely young men such
as I think would suit the New Orleans market are very hard to find
and also stout young women." A Betts&Gregory circular for January
1861 again reflected the trading community's awareness of the New
Orleans phenomenon. It reported, "Our market continues dull except
for first rate negroes. There are several persons here now making
up lots for the New Orleans market and if you have any on hand now
is the time to bring them in."43
|
40 |
| The
South Carolina trader John H. Charles also knew all about the requirements
of the sugar planters, and in April 1859 wrote from New Orleans:
"There is some [men] looking after [buying] negroes the last two
or three days and if I had 4 or [5] good men and women [I] could
have sold them at fair prices. But they are sugar planters who want
them mostly and they want stout black negroes."44
The reference to "black" Negroes was also significant, planters
associating the darkest skin with the toughest workers.
The fact that across the Southfrom the Chesapeake, to the
Carolinas, and to Kentucky and Tennesseeslave traders' advertisements
referred to buying slaves "suited to the New Orleans market" suggests
not only that this market was special but that suppliers everywhere
knew what its special characteristics were.45
|
41 |
|
|
|
| |
|
|
|
FIGURE 5. Newspaper advertisement of Kentucky slave trader
buying for the New Orleans market. J. Winston Coleman, Jr.,
Slavery Times in Kentucky, copyright 1940 University
of North Carolina Press. Used by permission of the publisher.
|
|
| Appendices
to this study give detailed estimates of the numbers of slaves imported
into the sugar parishes in the 1840s and 1850s. These estimates
take account of several supply routes. Many of the area's slaves
were bought at slave pens in New Orleansand that city was
supplied not only by the coastal trade from the Chesapeake and the
eastern parts of the Carolinas but also by the overland trade from
the Atlantic seaboard states and by the traffic down the Mississippi
Valley from Kentucky, Tennessee, and Missouri. In addition, some
traders bypassed New Orleans and took their slaves directly to the
sugar parishes. No single document type, taken on its own, gives
anything like a full picture of the extent of the trade, but by
combining various sourcesincluding ships' manifests of the
coastal trade and traders' estimatesa major part of the traffic
can be reconstructed. Appendix 2 outlines the primary sources used
in calculating importations. |
42 |
| A
detailed calculation of the volume of importation in the 1840s is
outlined in Appendix 3, and that appendix combines the totals brought
by the coastal, overland, and Mississippi River routes. This calculation
suggests that in the 1840s the leading sugar parishes imported a
total of at least 27,000 slaves. Scaling down the area's 1850 population
to allow for these 27,000 or more importations gives the level of
natural decrease experienced by sugar slaves in that decade. It
suggests that, instead of the typical 1840s natural increase
rate of 27.8 percent, the sugar area experienced at best a 6 percent
natural decrease (and in fact the situation was probably
substantially worse than this).46
|
43 |
| Slave
importations in the 1850s must also have been high, and again in
these years there must have been major natural decrease. Preliminary
indications of the high levels of 1850s importations are given,
as we have seen, by the fact that sugar production expanded massively
in this decade (requiring much new labor),47
and heavy importation is also indicated (see Table 2) by the high
proportion of males in the sugar area's working-age population of
1860. Appendix 4 gives detailed evidence on the level of importation
in the 1850s and suggests that the total would have been at least
27,000. Similar calculations to those used already for the 1840s
reveal that, in the 1850s, these parishes would have experienced
a rate of natural decrease of over 13 percent. This contrasts dramatically
with an expected positive rate of natural increase of 23.4
percent (see Table 1) for typical U.S. slaves in the 1850s.48
Evidence on importation indicates, then, that deaths greatly exceeded
births among slaves in the main sugar parishes. The 1840s importation
figure (of at least 27,000 slaves) probably represents a significant
underestimate of the real rate of decrease because it incorporates
a conservative estimate for the overland supply route. Actual rates
of natural decrease in both the 1840s and 1850s, therefore, were
probably at least 13 percent. |
44 |
| Having
established the approximate levels of natural decrease on the Louisiana
sugar plantations, we can now consider the relative importance of
excess adult mortality and child shortage in bringing about this
decrease.49
An extreme work load and inadequate net nutrition meant that slaves
working on sugar plantations were, compared with other working-age
slaves in the United States, far less able to resist the common
and life-threatening diseases of dirt and poverty. An imbalance
of the sexes, together with a shortage of potential mothers, would
have been important in creating the sugar plantations' great shortage
of children. In addition, the women who were present in the sugar
area had far fewer children than those elsewhere in the United States.
Indeed, they had far fewer than was the norm even for a slave-importing
state, and an excessive work load would have contributed greatly
to this.50
Slave women throughout the South faced the problem of insufficient
relief from strenuous work during pregnancy, but on the sugar plantations
the nature of work would have had a particularly damaging impact
on fertility. This combination of pressures for women on sugar estates
would have produced a particularly grim catalog of irregular fertility,
still births, low birth weights, and poor infant survival rates. |
45 |
| Detailed
calculations (see Appendix 5), taking the example of the 1850s,
allow a fairly clear weighting of factors involved in producing
natural decrease on Louisiana's sugar plantations. These calculations
suggest that excess "adult" mortality (in this case, mortality among
those who would have been age 10 years and over by 1860) accounted
for some 44 percent of the gap between the sugar area's demographic
performance and that of U.S. slaves generally. It follows that the
shortage of children (ages 0 to 9 years by 1860) contributed the
remaining 56 percent. We can also break down the child shortage
into its component parts (again see Appendix 5). This disaggregation
suggests that the scarcity of potential childbearing women would
have been responsible for some 40 percent of the child shortage,
so the combination of low fertility among the women present and
high child mortality would have accounted for the remaining 60 percent.
Overall, then, the child shortage was statistically more important
than excess adult mortality, but both were major factors, and both
were part of the extreme burdens of sugar slaves in Louisiana. |
46 |
|
|
| Moving
back from the Louisiana test case to the overall
debate on slave demography in the Americas, the detailed Louisiana
evidence allows us to reflect on, and criticize, some of the interpretations
outlined earlier in this studythe role of disease environments,
anti-natalism, slave breeding, and the combination of arguments
proposed by Fogel and Engerman. From the basis of the Louisiana
evidence, it now seems to be possible both to reassert the case
for the dominant role played by sugar planters and sugar plantations
and also to resolve the puzzle concerning the timing of the transition
to natural increase in different regimes. |
47 |
| First,
let us consider the possibility that disease environments might
explain the great demographic contrasts of the Americas. The Louisiana
case study is very helpful here.51
It is true that southern Louisiana was, even for whites, not a healthy
place, but it is also clear that the labor regime of the sugar crop,
regardless of the local disease environment, was in itself sufficient
to cause deaths to exceed births. New Orleans was known as the yellow
fever capital of North America, but, even though yellow fever was
dreaded in New Orleans (and in other American cities), it only rarely
attacked plantation districts and accounted for only a tiny percentage
of plantation deaths.52
Cholera, too, was never of major statistical significance on the
sugar estates, and although it continued to affect New Orleans,
it had disappeared from the sugar plantations by the early 1850s.53
|
48 |
| Malaria
was for Louisiana slaves a far more significant problem than either
cholera or yellow fever: even so, it did not dictate the natural
decrease of slaves on the sugar plantations.54
It turns out (as Figure 6 shows) that almost all
of the western half of Louisianaincluding a massive tract
of parishes that produced cotton, not sugarwas in the same
high-risk malaria belt as the sugar parishes.55
Nevertheless, the demography of the cotton parishes, in similarly
malaria-prone areas to the sugar plantations, was very different.
Cotton areas did not have significantly more male than female slaves.
And, crucially, while the fertility rates of slave women in the
sugar parishes were exceptionally low by any U.S. standards, ratios
in the western Louisiana cotton parishes were very high. Despite
malaria, the cotton parishes, unlike the sugar plantations, had
no child shortage.56
Malaria brought many deaths and much debility, but it took the labor
demands of sugar to produce natural decrease.57
The local disease environment of the Louisiana sugar parishes was
not what caused the pattern of natural decrease. |
49 |
|
|
|
| |
|
|
|
FIGURE 6. "Malarial Disease Deaths per 1,000 Population,
1870." This map is based on the Ninth U.S. Census,
and is reproduced by permission of Cambridge University
Press from Frank C. Innes, "Disease Ecologies in North
America," in Kenneth F. Kiple, ed., The Cambridge
World History of Human Disease (Cambridge, 1993), 527.
|
|
| At
the start of this essay, I also noted arguments that owners directly
influenced fertility, either negatively in the Caribbean by discouraging
slave births or positively in the United States by adopting systematic
slave breeding. There is, however, little evidence to support either
of these arguments. The fact that slave infants in the British sugar
plantations had a positive cash value suggests that most owners,
far from being anti-natalist, would have welcomed the birth of slave
children. Indeed, in the British West Indies, the price of a one-year-old
slave was about 5 to 10 percent of that of an adult male, and this
was very similar to the situation in the United States, as well
as to that of the Americas in general.58
It is significant, too, that Patterson's references to the anti-natalism
of the slaves themselves came from the most unreliable of sourcesracist
slaveowners who sought to shift the blame for lack of increase onto
blacks. Thus owners routinely claimed that slaves were irresponsible,
had no sense of family, and were not prepared to care for children.59
|
50 |
| In
North America, abolitionists sometimes made the claim that slavery
in the Upper South depended for its economic survival on stud farms,
which bred slaves for sale to the Lower South market. There is little
doubt that slaveowners took a great interest in the value, and therefore
number, of their "stock." The fact that I have found, in thousands
of highly detailed letters by interstate slave traders, no reference
at all to breeding farms, suggests, however, that the slave-selling
states did not adopt such specialist child-production farms.60
|
51 |
| Fogel
and Engerman, sometimes in separate publications, sometimes in jointly
written studies, have combined several elements in their demographic
argumentan emphasis on fertility (not mortality) differences
between the United States and the West Indies, a claim that the
Caribbean slaves' fertility was low because of African traditions
(not planters' actions), and an argument that North American slaves
enjoyed a particularly good diet and that this diet contributed
substantially to the health, stature, and natural increase of those
slaves. Each of these important claims demands attention. |
52 |
| Fogel
and Engerman's claim that mortality rates were not substantially
higher in the British Caribbean than in the United States was based
on an adjustment of Higman's data for Jamaica in 1817 to 1834, but
this selection of evidence raises problems.61
The period chosen was one, after the ending of the slave trade in
1807, when the extreme mortality levels associated with the "seasoning"
of imported slaves were no longer a factor. Fogel and Engerman's
findings on mortality are also surprising since sugar was vastly
more important in Jamaica than in the United States, and Fogel and
Engerman themselves found that mortality was particularly high on
sugar plantations. Given the importance of sugar planting in Jamaica,
one would have expected to see a strong reflection of this in the
U.S.-Jamaica comparison.62
|
53 |
| Fogel
and Engerman's second claimthat the U.S.West Indian
fertility gap was brought about by the operation of African cultural
traditions in the West Indiesdoes not fit with the Louisiana
evidence. The slaves of the Louisiana sugar plantations suffered
from very low fertility, just as those in the West Indies did, but
in Louisiana African lactation practices were not an issue. Louisiana
had imported its slaves from the Upper South, and they would not
have had significantly more contact with Africa and its traditions
than would typical U.S. slaves. Fogel and Engerman based their argument
on lists of children with their mothers and on the age gaps that
they found between (surviving) children. The greater spacing in
the Caribbean compared to the United States does not, however, seem
to have been significantly influenced by special lactation practices.
Instead, what would seem to account for the longer gaps between
the ages of surviving West Indian children are factors that were
also at work on the Louisiana sugar plantations: high child mortality,
high numbers of stillborn children, poor health and net nutrition
of women (and therefore a reduced ability to conceive), and interrupted
fertility resulting from the death of husbands in an environment
of overall high mortality. |
54 |
| Fogel
and Engerman's third claim relates to the height of slaves. They
have drawn on evidence from several scholarsusing height samples
from the coastal domestic slave trade to New Orleans, from manumission
documents, and from Union Army records. These various samples have
all indicated that the average height of adult male slaves in the
antebellum United States was about 67 inches. These results suggest
that, by any population standards of the time, U.S. slaves were
tall (and therefore well fed).63
However, all three of the data sets on height seem to use atypical
samples, so the anthropometric evidence does not, in practice, appear
to sustain the thesis that North American slaves enjoyed outstandingly
good diets. |
55 |
| For
instance, the sample of the New Orleans trade was developed by Richard
Steckel, using ships' manifests describing slaves brought from Virginia
and the Upper South.64
There is, however, extensive evidence that slave traders generally
(and even more so those supplying New Orleans) sought a carefully
selected subset of the slave population. They sought "likely," "prime,"
strong slaves, and they screened out as difficult to sell those
who were "undersized," unhealthy, or weak.65
This suggests that typical slave men in the United States were not
as tall as the 67-inch average found in the ships' manifests. |
56 |
| A
further height sample, using Maryland certificates of manumission,
was developed by John Komlos, and these data also suggested that
men averaged 67 inches.66
This sample, too, is likely to exaggerate the height of slaves,
since it is probable that those who enjoyed manumission would have
been among the most privileged, and therefore best fed and tallest,
of U.S. slaves. Robert Margo and Richard Steckel have used a third
main data setrecords of the height of blacks recruited into
the Union Army during the Civil War.67
Again, it seems that the sample must have had an upward bias. The
army normally had a minimum height requirement, and, in its recruitment
of blacks, it is likely to have discriminated against those who
were significantly below average height. |
57 |
| The
data sets that Fogel and Engerman based their assumptions on all,
therefore, seem to carry strong upward biases. It is extremely difficult
to get direct samples of the height of typical field slaves, but
the process of making shirts for two 1850s slave gangs has left
detailed lists of the height, age, and occupation of fifty-five
slaves (all of the males age 20 years or over in these two gangs).
This sample is too slender a base for confident generalizations,
but still the results are interesting. The average height for these
fieldhands was 64.6 inchesfar shorter than that for the trade
and other samples mentioned above.68
The combination of direct evidence from these lists and reservations
about samples taken from the trade and elsewhere suggests that slave
men would not have been as well fed as has recently been claimed
by Fogel and Engerman, and suggests that they would have been significantly
shorter than 67 inches on average.69
The diet of U.S. slaves does not, after all, seem to be the cause
of that population's exceptional rates of natural increase. |
58 |
| We
can go further than this. If we compare some key demographic indicators
for slaves and free whites, the explanation for the very high natural
increase of U.S. slaves seems to be far more gloomy than that suggested
by Fogel and Engerman. It is true that natural increase among U.S.
slaves was, by the 1850s, higher than that of U.S. whites, but the
life experiences of slaves and whites contrasted profoundly, and
the causes of natural increase were very different for the two populations.
Slaves experienced far higher rates of infant, child, and adult
mortality than did whites, and this mortality, as in "Third World"
countries, was compensated for by a very high birth rate. "Third
World" population patterns do not suggest that slaves were especially
privileged. |
59 |
| Work
by Richard Steckel has revealed the dreadful childhood experience
of U.S. slaves. He found that, as a result of overworked mothers
and of desperately poor net nutrition, average birth weights for
U.S. slave babies were very low (typically, less than 5.5 pounds),
and the rate of still births among U.S. slaves was very high (probably
no less than 11 percent). He also found major contrasts between
the child mortality of whites and slaves. After discounting still
births, he found that 28 percent of the antebellum southern whites
died before age 15, but 46 percent of slaves died before reaching
that age.70
|
60 |
| Moreover,
it is not just in child mortality where major contrasts between
U.S. whites and slaves appear. Despite far higher infant and child
mortality among slaves compared with whites, the slave and free
southern populations showed basically similar ratios of children
to women.71
This similarly suggests that, to balance its excess child mortality,
the slaves' birth rate must have been far higher than that of the
whites.72
A further statisticthe fact that there were relatively few
slaves age 50 or oversuggests, too, that adult mortality was
significantly higher for slaves than for whites.73
|
61 |
| Data
on height suggest another contrast in health. Oaths sworn by former
South Carolina planters in the 1860s show the height of those slaveowners
to have averaged 68.6 inches. If the "shirt lists" used in this
study are anything like a useful indicator of typical slave heights,
they suggest that owners would, because of far better net nutrition,
have towered over most of their slaves by several inches.74
U.S. slaves, then, reached similar rates of natural increase to
whites not because of any special privileges but through a process
of great suffering and material deprivation. |
62 |
| The
evidence presented in this study does not, therefore, support arguments
that focus on the disease environment, anti-natalism, African cultural
traditions, or especially favorable circumstances in the United
States. North American slaves were driven very hard by their owners,
but the special demands imposed by the sugar planters of the Americas
were even more lethal. Sugar, of course, did not account for all
slaves in the rest of the Americas, and pockets of natural increase
were possible. Recent work shows, for example, that in the nineteenth
century the Minas Gerais region of Brazil developed a diversified
economy oriented largely toward domestic markets, and that the region
is remarkable for the fact that its slaves experienced natural increase.75
Crucially, Minas Gerais was not a sugar region. It seems likely
that further work will show that other non-sugar regions in the
Americas also experienced natural increase. Nevertheless, sugar
plantations dominated the Americas, dominated its demographic patterns,
and dictated too that natural decrease would dominate. |
63 |
| Sugar
planters, as we have seen, combined extreme labor demands with a
long-term insistence on a predominantly male work force, and the
combination of burdens they imposed was lethal. The Louisiana case
shows that sugar produced natural decrease even when the labor force
was American-born. Where (in Brazil or Jamaica, for example) sugar
planters bought their slaves from Africa, natural decrease would
have been even worse than in Louisiana. Sugar and the Atlantic slave
trade represented the worst of all worldsthe extreme demands
of the sugar plantation, the urge to import (so as to maintain a
male-dominated labor force), and the intensive sucking of Africans
into an unfamiliar, and therefore hostile, disease environment. |
64 |
| The
Louisiana evidence also seems to resolve a further problem mentioned
earlier, one concerning timing and the early onset of natural increase
in the North American colonies. Historians have wondered why, a
century before the closure of the African slave trade, the North
American colonies were able to experience positive natural increase,
while other regimes showed such a different pattern. The answer
seems to be simply that North America was not a sugar regime and
so did not need to import intensively. As in the rest of the Americas,
the slaves imported from Africa were still mostly males (about two-thirds
males, as elsewhere), and they still met unfamiliar disease environments
as in the rest of the Americas. But the permanent male surplus that
the sugar planters demanded could only be achieved by intensive
slave importation. North America, not being a sugar regime, did
not in the long run require male-dominated gangs and therefore had
no need to import so intensively from Africa. Its slave population
was therefore far less affected by the "seasoning" process, there
were more women to bear children, and conditions for population
growth were far better. |
65 |
|
|
| Not
only does sugar planting explain the major contrast
between the natural increase of slaves in North America and the
natural decrease of slaves in most of the Americas, the demographics
of sugar also go some way toward explaining certain other major
differences in the black experience. The demands of the sugar planters
explain why the Caribbean and Brazil were huge importers of African
slaves. These demands also meant that slave gangs on sugar plantations
were almost always far larger than those that were common on the
tobacco and cotton plantations of North America, the great scale
of sugar plantations arising because of the need for an army of
labor to cut and haul cane, and to satisfy the appetite of the expensive
crushing and boiling machinery that was used in the cruelly punishing
"boiling season." |
66 |
| The
sugar planters' insistence on a male-dominated work force and their
intensive importation of Africans had implications that reached
into the character of slave culture, resistance, family, and beyond.
In the sugar areas of the Caribbean and South America, big plantations,
big black majorities, and high numbers of recently arrived Africans
meant a strong sense of Africanness and a tendency toward vigorous
and very visible African cultural retentions. Where sugar planters
were Catholic, as in Brazil, Cuba, and the French Caribbean, an
extra element was added to the demographic factor, and the ground
became even more fertile for African religious retentions. A strong
African numerical presence was combined with a situation in which
"correspondences" (surface similarities) between Catholic saints
and African gods allowed African religious traditions to be maintained
within a context of revering Catholic saints.76
In North America, demographic factors meant that "Africanisms" or
African "survivals," while still of great importance for slave culture
and identity, were less direct than in the sugar areas (Protestant
and Catholic) of the rest of the Americas.77
|
67 |
| Wherever
they found themselves, most slaves resisted their owners, directly
or indirectly, and revolts sometimes occurred. Again, however, on
the sugar plantations of the Caribbean and South America, the preconditions
for a tradition of open slave revolt were generally more favorable
than in North America. In North America, slave resistance (short
of revolt) was of enormous importance, but crop patterns meant that
plantations were usually small and relatively easy to police. Elsewhere,
the sugar regime meant huge plantations, the importation of large
numbers of young-adult African males, and the presence of many Africans
who could pass on vivid memories of a world far different from that
of white planter society. For these reasons, the traditions of open
revolt and of "Maroon" societies (composed of runaway slaves and
their descendants) seem to have been far stronger in the main sugar
regions than in North America.78
|
68 |
| A
comparison between the United States and the sugar kingdoms of the
Americas also suggests some broad regional differences in the pressures
that masters imposed on slave families. The large scale of sugar
plantations would have created the potential for many slaves to
find marriage partners on their own plantation, and perhaps cross-plantation
marriage was less common than on the typically smaller cotton and
tobacco plantations of the United States.79
On the other hand, sugar plantations demanded particularly high
rates of slave importation, and importation meant the trauma of
leaving close relatives and friends behind. Mortality was high on
sugar plantations, and this too meant an especially high rate of
premature destruction of marriages. |
69 |
| Male-dominated
African importation must have made it impossible for a significant
minority of males to find mates. Even so, Patterson's view that,
in sugar-dominated Jamaica, "the nuclear family could hardly exist
within the context of slavery" seems much too pessimistic, especially
in the light of work by Higman and others on family structure and
resilience.80
The argument in the present study that sugar planters did not commonly
pursue a "buy, not breed" policy also has positive implications
for how we should see relations between mothers and children, and
indeed for how we should see family and community generally. Had
anti-natalism really been the norm, and had slaves, too, been alienated
from the idea of raising children, this would have suggested extremely
low morale among sugar slaves. The male majority in the sugar areas
and the great premium set on sheer hard physical labor would have
influenced gender attitudes among slaves. Similarly, the shortage
of children and of old slaves would have influenced attitudes toward
childhood and toward elders. |
70 |
| Sugar
planting had major implications in terms of economic dynamics: it
demanded a great scale, huge capital investment, an unbalanced slave-rearing
policy, and intensive slave buying. Had U.S. cotton and tobacco
plantations, like sugar, lent themselves to heavy investment in
machines, demanding equally spectacular excesses of labor, there
is little doubt that such machines would have been adopted. But
in all regimes, however hard they drove their slaves, planters tended
to cast themselves in heroic roles and tended to see themselves
as the guardians of their slaves.81
Perhaps among sugar planters, with their big black majorities, there
might have been, compared with typical U.S. slaveholdings, a difference
in emphasis in the way they saw their slaves. In the sugar kingdoms,
Negrophobia was probably especially prominent in white rationalizations
of slavery: still, however, few planters, whatever the crop they
raised, could resist deploying the convenient argument that slavery
represented a system of benevolence and paternalism.82
Crop differences were important in very many ways for the nature
of slave societies, but whatever the crop, or for that matter the
country or pattern of European ancestry of the planter, similar
self-serving slaveholder arguments were found across the Americas.83
|
71 |
|
The mentalities of slaveowners
had much in common across the Americas. At the same time, though,
in terms of economic dynamics, and more important for this study,
in terms of the slave experience, there were highly significant
things that were special about sugar. This study suggests that
the sugar cropand the special demographic features of the
Louisiana sugar plantationshave decisive importance in explaining
major contrasts in the population history of slaves across the
Americas. And demographics, as we have seen, touch on much wider
aspects of the way that slaves lived their lives.
|
72 |
Appendix
1
Explaining
a British West Indian Anomaly
In the last
years of British West Indian slavery (between the closure of the
African slave trade in 1807 and the abolition of slavery in 1833),
a significant demographic anomaly appeared. From about 1817, the
slaves of sugar-dominated Barbados enjoyed a natural increase
in population, something unique in the British sugar islands.84
Two characteristics of the Barbados slave population hint at an
explanation of this unique situationby 1807, Barbados slaves
had (at 10 percent) the lowest percentage of African-born anywhere
in the British Caribbean, and by 1817 the island had only 84 male
slaves for every 100 females.85
Barbados's low percentage of males suggests that in the last decades
of slavery it would not have been a significant net importer of
Africans. Indeed, it might perhaps have exported some males to
the new frontier colonies like Trinidad, where demand for slaves
was very high (as were prices). Circumstances after 1807 meant
that in the last years of slavery Barbados had a far higher female
percentage than even U.S. cotton slaves, and this special position
led to a very high birth rate.86
Appendix
2
Documentary
Sources on Slave Importation by the Louisiana Sugar Parishes
A. Notarial records
The ledgers
at the New Orleans Notarial Archives contain vast numbers of official
transcripts that public notaries made of original bills of sale.87
For example, for the period 18401852, the notarial data
record the sale of 40,000 local and 17,000 out-of-state slaves
(47 percent of the former and 57 percent of the latter being male).
It is clear, however, that these sources document only a fraction
of the total number of slaves sold at New Orleans. This is shown,
for example, by the fact that while "New Orleans inward" manifests
(discussed below) document less than a third of the out-of-state
slaves traded at New Orleans, they still, for the 18401852
period, record more out-of-state slaves than the notarial set
(23,000 compared with 17,000).
B. Ships' manifests ("New Orleans inward")
As a safeguard
against the illegal importation of slaves from abroad (after 1807),
manifests that recorded coastwise and river shipments of slaves
within the United States were required by federal law, and these
manifests were to be lodged at both the port of departure and
of arrival.88
While these records are of great importance for this study, the
surviving manifests (held at the National Archives) are a very
incomplete record of the coastal traffic. Table 4
includes annual totals (for the period 18401852) of slaves
found in extant manifests that are classified by the National
Archives as "New Orleans inward manifests" (that is, classified
as arrivals at New Orleans). The availability of independent evidence
on one of the supply routesshipments from Baltimore to New
Orleans in 1851 and 1852means that we can test the level
of completeness of the manifests.89
This test suggests that, at best, some 67 percent of the relevant
BaltimoreNew Orleans manifests have survived. Since the
years 1851 and 1852 were not unusually badly documented so far
as extant New Orleans manifests are concerned (see Table 4), it
seems reasonable to assume, for the 1840s and early 1850s generally,
that no more than 67 percent of "New Orleans inward manifests"
have survived. Supplementary samples bear out this conclusion
and indeed suggest, if anything, that 67 percent might well be
too high an estimate.90
Significantly, these "inward" manifests show a strong male dominance
(over 58 percent of the slaves being male), so the influence of
demand from sugar planters must have been substantial.
C. Ships' manifests (Mobile to New Orleans)
It is now
necessary to take account of classification policies and other
anomalies, which means that at least one major source of slaves
(those shipped from Mobile to New Orleans) is excluded from the
surviving collection of "New Orleans inward" manifests. Only a
tiny number of shipments from Mobile to New Orleans appear in
the "New Orleans inward manifests," but a subset of records, filed
as "Mobile outward manifests," reveals the existence of a major
traffic from Mobile to the Crescent City. These documents suggest
for the 1840s (see Table 4) a coastwise shipment from Mobile to
New Orleans of some 10,000 slaves, and since about 60 percent
of these slaves were male, sugar planters must have been important
buyers.91
D. Overland and direct sales
In the South's
interregional trade as a whole, it is clear that the overland
route was vastly more important than the coastal traffic,92
but in the case of the New Orleans market, the specialized character
of its trade and the convenience of coastwise links with the distant
Chesapeake area gave the sea route special importance. Nevertheless,
market forces suggest that traders in all parts of the exporting
states would have been attracted by the profits of the New Orleans
trade; and in much of Virginia, the Carolinas, and Georgia, it
would have been cheaper and far more convenient to send slaves
to New Orleans by traditional land routes.93
Indeed, several sources of evidence suggest that overland routes
from the eastern states would have been of great significance
in supplying New Orleans.94
We also need to take account of the fact that some of the slaves
bought by sugar planters were supplied by traders, including some
overland traders, who bypassed New Orleans and roved the sugar
parishes to find their customers.95
In this study, it is assumed, probably very conservatively, that
the overland trade to New Orleans was, for sugar planters, only
half as important as the coastal route.
E. Mississippi River
Finally,
we must add slaves who, in the late antebellum period, were supplied
by Kentucky, Tennessee, and increasingly Missouri, and who were
sent down the Mississippi River to be sold in New Orleans. Contemporary
newspaper advertisements, as well as secondary works on slavery,
document this trade quite well,96
but it is the notarial records that give a direct indication of
the relative importance of these three states in the New Orleans
slave supply. Although we know that these records greatly under-represent
the overall volume of slave sales, there seems to be no reason
why they should misrepresent the state of origin of those who
were sold. The notarial records suggest that in the 1840s and
early 1850s some 15 percent of out-of-state slaves sold at New
Orleans came from the upriver states of Tennessee, Kentucky, and
Missouri.
97
|
TABLE 4
Annual Totals of Slaves in Extant Manifests
|
| |
 |
|
Sources and note: Derived
from manifests at National Archives.
*Mobile
manifest not checked for 18501852.
No
Mobile to New Orleans manifests survive for 1841, 1842,
and 1847, and only one manifest survives for 1848. The average
number of slaves in surviving Mobile to New Orleans manifests
for the remaining six years of the decade, however, is 680.
If we assume that activity in 1841, 1842, 1847, and 1848
was similar to that of the rest of the decade, and if we
assume that for 18431846 and 1849 there was a 67 percent
survival rate of these manifests (as for the "New Orleans
inward" set), this produces a total of 10,150 slaves. "Mobile
outward manifests" do not duplicate "New Orleans inward
manifests": fewer than 2 percent of the slaves who appear
in the former also appear in the latter.
|
Appendix
3
Calculating
the Number of Slaves Imported into Louisiana's Leading Sugar Parishes
in the 1840s
The calculation
of importations can conveniently be set out in the three main
stages below:
A. "New Orleans inward" manifests
As Table
4 shows, there were 18,647 slaves in this set of extant 1840s
manifests; and we should scale this total up to 27,831 to allow
for the fact that not more than 67 percent of manifests would
have survived (see Appendix 2). We now need to find what proportion
of this total was bought by sugar planters, and finally need to
adjust for the fact that the thirteen leading sugar parishes would
in the 1840s have accounted for some 80 percent of all slaves
sold to Louisiana sugar planters. These calculations suggest that
13,359 of the 27,831 imports would have gone to sugar planters,
with 10,687 of these going to the thirteen leading parishes.
The estimate
of the share going to sugar planters can be made using evidence
on sex ratios. Because we know the percentage of male slaves in
the New Orleans manifests and in both the trades to the sugar
and to the non-sugar areas, we can calculate the number of these
slaves who would have been absorbed by the sugar area. (The male
share in the 1840s manifests was 58.43 percent, it was 50 percent
in importations to non-sugar areas, and in importations by leading
sugar parishes it was 67.55 percent.) On the 50: 50 ratio of males
to females in the interregional slave trade (and in planter migrations)
to non-sugar areas, see earlier in the present article, and see
Tadman, Speculators, 2225. On the sex ratio of the
sugar area's importations, see Table 3, above.
The detailed
calculation of the share of coastwise importations going to the
sugar area was made as follows. Let T be the total number of slaves
in New Orleans inward manifests. Let S be the number of slaves
from T going to sugar plantations. Let N be the number of slaves
from T going to non-sugar owners. We know that 58.43 percent of
T are male; 67.55 percent of S are male, and 50 percent of N are
male. It follows that 58.43%T = 67.55%S + 50%N [equation 1]
But also T=S+N is assumed such that N=T - S.
Substituting N=T - S in equation 1 gives
58.43%T=67.55%S+(50%T - 50%S)
58.43%T=67.55%S+50%T - 50%S
58.43%T - 50%T=67.55%S - 50%S
8.43%T=17.55%S 8.43%T=17.55%=S
0.480T=S 48%T=S
Thus 48 percent of T (slaves in New Orleans
1840s manifests) go to sugar plantations, T = 27,831, and 48 percent
= 13,359 go to sugar.
We should
note that the city of New Orleans might have absorbed some of
the imported slaves. But we should also note that, among New Orleans
residents, the demand was mainly for female slaves. New Orleans,
like other towns and cities, had a persistent female majority
among its slaves. (Of its 17,011 slaves at the 1850 census, 60
percent were female.) This means that any slaves imported and
retained by New Orleans owners would have scaled down the male
share of the overall slave trade to New Orleans, and because of
the sex-ratio method of calculation used above, this would have
tended to undercount the share of imported slaves going to the
sugar parishes. Note also that the sex-ratio method means that
any slaves imported at New Orleans and sent on to states other
than Louisiana would not affect our calculations. This is because
non-sugar planters in Louisiana and in other states imported slaves
on the same 50: 50 male/female basis.
B. Mobile manifests
As Table
4 shows, we can estimate an additional 10,150 New Orleans importations
from Mobile in the 1840s. Since 59.7 percent of these slaves were
male, similar estimates to those given above suggest that some
5,613 of these slaves went to sugar plantersand some 4,490
slaves would have gone to the thirteen leading parishes. "New
Orleans inward manifests" plus Mobile "outward" manifests therefore
suggest 15,177 coastwise importations by the main parishes (10,687
"New Orleans inward" plus 4,490 "Mobile outward").
C. Overland and Mississippi River
To account
for overland imports, we can scale up the above coastwise total
by 50 percent (to produce 22,766 slaves); and we then need to
add a further 15 percent to account for the Mississippi River
route. On these scalings, see Appendix 2.
Appendix
4
Calculating
Importations for the 1850s
For the 1850s,
"New Orleans inward manifests" have survived only for the years
1850 to 1852, but these give a basis for estimating importations
in the early 1850s, and we can use eyewitness evidence for an
estimate for the later 1850s.
A. Manifests 18501852
As Table
4 shows, the average number of slaves in extant "New Orleans inward
manifests" for 1850 to 1852 was 1,385 per year. Similar scaling
to that used for the 1840s (see Appendix 3) suggests that from
this segment of the coastal supply route 825 slaves per year would
have been imported by the leading sugar parishes in the period
1850 to 1852.98
Further scaling (again see Appendix 3) allows us to estimate Mobile
coastwise importations as well as overland and Mississippi River
importations. This suggests that, when we combine all supply routes,
the leading parishes imported an annual average of 2,068 slaves
in the years from 1850 to 1852.99
Eyewitness evidence suggests that in the later part of the decade
New Orleans was an even more active importer, and notarial records
show (since the male percentage of slaves sold at New Orleans
was unusually high during the 1850s) that sugar planters accounted
for a major share of New Orleans importations throughout the 1850s.100
B. Eyewitness evidence
The slave
trader Philip Thomas provides us with expert evidence on the scale
of the New Orleans trade in the late 1850s. On December 26, 1859that
is, when the 18591860 slave-trading season was just beginning
its three or four months of peak activityhe had just returned
to Mobile from New Orleans. He reported that at New Orleans "I
find about 3000 in the market and none selling." On December 31,
he again reported that traders were holding 3,000 slaves at New
Orleans.101
Thomas was an experienced trader in the region and would have
been familiar with New Orleans's slave pens and with the state
of the market. Moreover, we can confirm his estimate by comparing
Thomas's report with evidence on the Natchez market.
For Natchez,
we have first a local newspaper report that by late February and
early March 1860, with perhaps three weeks of the season left,
1,500 to 2,000 slaves had been sold at Natchez that season.102
Second, we have an expert witness that the Natchez market was
far less important than that of New Orleans. In 1902, in an interview
with the historian Frederic Bancroft, William T. Martin (formerly
a lawyer who had specialized in cases arising out of the Natchez
slave trade) recalled: "In some years there were three or four
thousand slaves here [at Natchez]. I think that I have seen as
many as 600 or 800 in the market at one time. There were usually
four or five large traders at Natchez every winter. Each had from
fifty to several hundred negroes, and most of them received fresh
lots during the season."103
Since we know that at New Orleans there were, every season, many
times more than the four or five large traders of Natchez, we
can safely assume that New Orleans would have imported and sold
far more slaves than Natchez.104
If, over a nearly completed 18591860 season, the Natchez
market had sold 1,500 to 2,000 slaves, this is very much consistent
with Thomas's estimate that at the start of its season there were
some 3,000 slaves held at New Orleans by traders. Such a level
of activity suggests that in the whole 18591860 seasonfrom
December to the start of Aprilthere would have been some
7,500 out-of-state slaves traded at New Orleans.105
Further calculations lead to the conclusion that the leading sugar
parishes imported some 3,300 slaves in the 18591860 season.106
C. Combining evidence
We now have
estimates both for the early 1850s (some 2,068 slaves per year)
and for the late 1850s (some 3,300 per year). Taking an average
between these levels of importation gives us some 2,700 per yearor
some 27,000 importations into the main sugar area over the whole
decade.
Appendix
5
Excess
"Adult" Mortality Compared with Childhood Factors
Data for the
1850s illustrate the method used in weighting excess "adult" mortality
(defined below) and childhood factors.
A. Excess "adult" mortality
In order
to gain an indication of the level of excess adult mortality,
the sugar area's expected 10-years-and-over population of 1860
was compared with its actual population for this age group. The
calculation was as follows. The leading sugar parishes' slave
population was 73,829 in 1850, so (given typical age-specific
and sex-specific survival rates of slaves) 59,910 of these should
have been alive in 1860. There were 26,970 importations (92 percent
would have been age 10 and over at importation, and most would
have been in the 15 to 25 age range). (See Tadman, Speculators,
234). These slaves, after importation, would typically have experienced
half of that decade's risk of mortality, so that, given typical
survival rates, we should add 22,530 of these slaves to the area's
expected 10+ population of 1860. Instead of a combined total of
82,440 slaves age 10+ in 1860, there were only 67,520. Excess
10+ "adult" mortality therefore removed 14,920 slaves.
B. Childhood factors
An estimate
of the role of the shortage of children was developed by comparing
the actual size of the 1860 population of the leading parishes
with that which its 1850 population should have achieved by 1860
had it experienced typical U.S. slave growth rates. The 1850 population
of the leading parishes was 73,829, and given the typical slave
growth rate of 23.4 percent for the decade, it should have grown
to 91,105 by 1860. Its 26,970 importations should, after arrival
(typically at mid-point in the decade), have enjoyed half a decade's
growth, expanding therefore to become 30,125 slaves. The total
expected 1860 population (including importations) was therefore
121,230 slaves, but the actual 1860 population was only 87,340leaving
a shortfall of 33,890 slaves. Since I have already attributed
14,920 of this shortfall to excess 10+ mortality, it follows that
childhood factors accounted for the remaining 18,970. In other
words, excess 10+ mortality accounted for some 44 percent of the
deficit, with childhood factors accounting for the remaining 56
percent. I also showed (see earlier footnotes) that we can break
down the childhood shortage to show that some 40 percent is attributable
to the male-female ratio in the population, with the rest being
accounted for by the combination of low fertility and infant mortality.
It should
be added that had I chosen the 1840s for these calculations, it
would at first sight have appeared that there was, in the overall
result, a 30/70 split between the roles of excess 10-and-over
mortality and childhood shortage. As the text above has noted,
however, it is probable that the level of slave importations has
been underestimated for that decade, and in the calculation of
weightings used in this appendix such an undercount would lead
to an underestimate of the role of excess "adult" mortality. Even
so, both the 1840s and 1850s patterns are in broad agreement:
childhood shortage was even more important than excess "adult"
mortality.
Michael Tadman
is a senior lecturer in the School of History at the University
of Liverpool. He teaches undergraduate courses on slavery, and
on "race," class, and ethnicity in the United States, and has
recently been involved in developing a new masters degree called
"Atlantic Connections: Slavery, Migrations, and Identities." His
publications include Speculators and Slaves: Masters, Traders,
and Slaves in the Old South (1989, expanded edn., 1996), and
a new edition of Frederic Bancroft's 1930s classic Slave Trading
in the Old South (1996). Tadman has published numerous articles
on slavery, "race," and the South in journals and collections
of essays, and is at present completing a book whose theme is
antebellum masters and slaves and the construction of the myth
of benevolent paternalism
Notes
1
C. Vann Woodward, American Counterpoint: Slavery and Racism
in the North/South Dialogue (Oxford, 1983), 91.
2
Philip D. Curtin, The Atlantic Slave Trade: A Census (Madison,
Wis., 1968), 71.
3
For valuable evidence on natural increase rates in various populations,
see Robert W. Fogel, Without Consent or Contract: The Rise
and Fall of American Slavery (New York, 1989), 12326.
4
Thomas R. Malthus, Essay on the Principle of Population
(1798), quoted in Woodward, American Counterpoint, 90.
5
Fogel, Without Consent. This was also the emphasis of Robert
Fogel and Stanley L. Engerman's Time on the Cross: The Economics
of American Negro Slavery (Boston, 1974).
6
Eugene D. Genovese, Roll, Jordan, Roll: The World the Slaves
Made (New York, 1974), 5.
7
The traditional "racial democracy" argument is briefly commented
on in a later section of this essay.
8
Fogel, Without Consent, 3132.
9
Fogel, Without Consent, 18.
10
On coffee, see Barry Higman, Slave Population and Economy in
Jamaica, 18071834 (Cambridge, 1976), 102, 12125;
J. R. Ward, British West Indian Slavery, 17501834:
The Process of Amelioration (Oxford, 1988), 17980; Warren
Dean, Rio Claro: A Brazilian Plantation System, 18201920
(Stanford, Calif., 1976), 59. On rice, see William Dusinberre,
Them Dark Days: Slavery in the American Rice Swamps (Oxford,
1996), 4883, 41016. For some comments on mining, see
A. J. R. Russell-Wood, The Black Man in Slavery and
Freedom in Colonial Brazil (New York, 1982), 2933.
11
See, for example, Jamaican patterns of post-slavery natural increase
in George W. Roberts, The Population of Jamaica (Cambridge,
1957), 4245.
12
See the discussion of natural increase in Barbados between 1817
and 1833 in Appendix 1 and elsewhere in the present study.
13
John J. McCusker and Russell R. Menard, The Economy of British
America, 16071789 (Chapel Hill, N.C., 1985), 231.
14
Woodward, American Counterpoint, 9495. For another
valuable review of the debate, see Kenneth F. Kiple, ed., The
African Exchange: Towards a Biological History of Black People
(Durham, N.C., 1987), 735.
15
McCusker and Menard, Economy of British America, 23233.
16
This basic three-part division is borrowed from McCusker and Menard,
Economy of British America, 23334.
17
Philip D. Curtin, "Epidemiology and the Slave Trade," Political
Science Quarterly 83 (June 1968): 190216. See also Curtin,
Atlantic Slave Trade, 2930. A later section of this
essay will comment on local variations in disease environment.
18
On the "seasoning" period, see, for example, Curtin, "Epidemiology."
19
Orlando Patterson, The Sociology of Slavery: An Analysis of
the Origins, Development, and Structure of Negro Slave Society
in Jamaica (New York, 1972), esp. 10312. See also Roberts,
Population of Jamaica, 22526; Michael Craton, Sinews
of Empire: A Short History of British Slavery (London, 1974),
19798; Curtin, "Epidemiology," 21315.
20
See, for example, Theodore Dwight Weld, American Slavery as
It Is: Testimony of a Thousand Witnesses (New York, 1939),
15, 182; John Elliott Cairnes, The Slave Power (London,
1862), 12728, 13435. Historians who have argued that
U.S. owners deliberately bred slaves for the market include Dwight
Lowell Dumond and Richard Sutch. See Dumond, Antislavery: The
Crusade for Freedom in America (Ann Arbor, Mich., 1961), 68;
Sutch, "The Breeding of Slaves for Sale and the Westward Expansion
of Slavery, 18501860," in Stanley L. Engerman and Eugene
D. Genovese, eds., Race and Slavery in the Western Hemisphere:
Quantitative Studies (Princeton, N.J., 1975), 173210.
21
See, for example, Fogel and Engerman, Time on the Cross,
esp. 10757; Fogel, Without Consent.
22
See Fogel, Without Consent, 13847; Robert W. Fogel
and Stanley L. Engerman, "Recent Findings in the Study of Slave
Demography and Family Structure," Sociology and Social Research
63 (April 1979): 573.
23
Fogel and Engerman, "Recent Findings," 56768; Stanley L.
Engerman, "Some Economic and Demographic Comparisons of Slavery
in the United States and the British West Indies," Economic
History Review 29 (May 1976): 272; Fogel, Without Consent,
12332.
24
Engerman, "Some Economic and Demographic Comparisons," 27274;
Herbert S. Klein and Stanley L. Engerman, "Fertility Differentials
between Slaves in the United States and the British West Indies:
A Note on Lactation Practices and Their Possible Implications,"
William and Mary Quarterly, 3d ser., 35 (April 1978): 35774;
Fogel, Without Consent, 12332, 14753.
25
Even the U.S. Census was not totally accurate, and a significant
undercounting of young children is apparent. The calculations
in this study do not, however, rely on total census accuracy.
For the ratios used here, it is sufficient that any census undercountings
and errors were spread roughly evenly across the slaveholding
areas. On these issues, see Michael Tadman, Speculators and
Slaves: Masters, Traders, and Slaves in the Old South (Madison,
Wis., 1989), 23738.
26
On the very minor importance of smuggling Africans into the United
States after 1807, see Tadman, Speculators, 23839.
27
Calorie requirements depend to an important extent on energy expended.
The severe physical demands of the sugar crop would call for very
high calorie intake, otherwise net nutrition (nutrition after
labor expended) would be dangerously low.
28
The Agricultural Society of Baton Rouge suggested in 1829 that
a 2.5 percent annual rate of natural decrease was typical for
sugar slaves, and a letter to the U.S. Treasury suggested 2.8
percent. In 1830, the Committee Appointed by the Inhabitants of
St. Martin's Parish (Louisiana) suggested, even more dramatically,
that in setting up a new sugar plantation one would have to allow
for a 7.5 percent annual loss of slaves through natural decrease
and running away. In 1844, E. J. Forstall, a New Orleans
merchant linked to the sugar trade, suggested an annual natural
decrease amounting to something like 1 percent. The 1829 and 1830
estimates just cited were designed to make the case for increased
tariff protection for sugar, and as a result might have exaggerated
planters' expenses (and therefore slave losses). Data in the present
article are, however, consistent with Forstall's 1844 estimate
(which amounts to some 10 percent per decade). See the Agricultural
Society report reproduced in Niles' Register, November
20, 1830; J. S. Johnston, Letter of Mr. Johnston, of Louisiana,
to the Secretary of the Treasury, in Reply to his Circular of
the 1st July, 1830, Relating to the Culture of Sugar (Washington,
D.C., 1831); St. Martin's report reproduced in Niles' Register,
December 11, 1830; E. J. Forstall, Agricultural Productions
of Louisiana (New Orleans, 1845), cited in J. Carlyle
Sitterson, Sugar Country: The Cane Sugar Industry in the South,
17531950 (Knoxville, Tenn., 1953), 16162.
29
On the anomaly of a brief late flowering of natural increase in
Barbados, see Appendix 1, below.
30
Higman, Slave Population and Economy, 138; Barry Higman,
Slave Populations of the British Caribbean, 18071834
(Baltimore, 1984), 378. Important studies by John Ward (emphasizing
nutrition problems and the tendency to neglect provision crops),
and A. Meredith John (emphasizing low fertility and, especially
for males, high mortality) have also found sugar to be linked
to severe demographic problems. See Ward, British West Indian
Slavery; John, The Plantation Slaves of Trinidad, 17831816:
A Mathematical and Demographic Enquiry (Cambridge, 1988).
31
Ulrich B. Phillips, American Negro Slavery (New York, 1918),
245.
32
Thomas Hamilton, Men and Manners in America, 2 vols. (Edinburgh,
1833), 2: 22930, quoted in Adrian Paul Mercer, "Medicine
and Slavery: The Health of Slaves in the Louisiana Sugar and Rice
Regions 17951860" (PhD dissertation, University of Manchester,
1985), 124. Letter of R. W. Harris and others reproduced
in Treasury Department, Report from the Secretary of the Treasury
on the State of Finances (29th Congress, December 1845), 708,
715; Edward Strutt Abdy, Journal of a Residence and Tour in
the United States of North America from April, 1833, to October,
1834, quoted in John Smith Kendall, "New Orleans' 'Peculiar
Institution,'" Louisiana Historical Quarterly 23 (July
1940): 875.
33
In a Report to the Secretary of the [U.S.] Treasury (1845),
717, Edmund J. Forstall gave expert witness testimony and suggested
a massive rate of slave buying. He wrote: "From 1827 to 1830,
383 new sugar estates were established [in Louisiana]; steam power
replaced that of the horse on more than 200 estates, at a cost
of at least $6,000 for each engine and mill; the number of slaves
was increased [by] about 15,000 [in three or four years], all
of which required a further outlay of $16,000,000; and to achieve
all this, and in so short a time, capital had to be borrowed,
and at that epoch it was easily done, for sugar planters were
then enjoying the highest credit in the State." An open letter
sent in 1831 to the U.S. Treasury anticipated that the sugar production
of 1835 would require 26,000 new slaves, and expected these to
come by the slave trade (mainly from the states of Virginia and
Maryland). Johnston, Letter, 9.
34
For crop values, see De Bow's Review 29 (1860): 52225.
35
The proportion of children (slaves ages 09 years) in the
sugar area's population varied from only about 57 percent of the
U.S. norm in 1830 (after very heavy slave importation) to 65 to
75 percent of the norm in periods of somewhat less hectic importation.
The fertility ratio (ratio of children to women) of the sugar
area averaged only about 65 percent of the norm for U.S. slaves,
and again was at its lowest when the per capita rate of slave
importation was at its highest. Fertility ratios for all importing
areas were consistently lower than the U.S. norm for slaves. This
arose partly because women brought to the importing states would
often have been forced to leave children behind in their state
of origin, and partly because of the "lag" in births caused by
finding a new partner in their new location. But the sugar area's
statistics are clearly the worst of all. In 1860, the ratio of
children ages 09 years per 1,000 women ages 1549 years
was for U.S. slaves in general 1,320, for the importing states'
slaves 1,104, and for Louisiana's thirteen leading sugar parishes
922. Part of the sugar parishes' special position would have resulted
from the great emphasis of the sugar parishes on importing only
workers and not children. On importation and exportation patterns
by state, see Tadman, Speculators, 67, 12.
36
In 1860, the fertility ratio (number of children ages 09
years per 1,000 women ages 1549 years) in the leading parishes
was 922, or 398 lower than the U.S. average (of 1,320). Since
the leading sugar parishes had 19,946 females (ages 1549)
in 1860, low fertility (and excess mortality among the children
under 10) would have led to a shortfall of 398 x 19.946 =
7,939 children.
37
The slave population of the thirteen leading sugar parishes in
1860 was, for the 1549 age group, 48,151 (28,205 males and
19,946 females, or an excess of 8,259 males). If we assume a population
of the same size (48,151), but with equal numbers of males and
females, this would mean adding some 4,130 females and removing
some 4,130 males. Compared with such a population, we can now
calculate the effect of the sugar area's shortage of women. The
average fertility rate in the U.S. slave population in 1860 was
1,320 children (ages 09 years) per 1,000 women ages 1549.
By adding our notional 4,130 women, we find that the sugar area
should have produced an extra 4.130 x 1,320 = 5,452 children.
38
Similar calculations for 1850 suggest a child deficit of some
13,000, with as much as 67 percent of this shortfall being accounted
for by low fertility (and excess mortality among the children
under 10), and with some 33 percent being attributable to the
shortage of women. As we shall see, over a whole decade (say the
1850s), the cumulative shortfalls in children would have been
higher than the deficits for the individual years 1850 and 1860.
On the child shortage, see Appendix 5.
39
See Tadman, Speculators, 2531.
40
Tadman, Speculators, 2225.
41
The technique first establishes "normal" age-specific and sex-specific
survival rates for the southern slave population as a whole. For
example, according to the federal census, 89.9 percent of the
South's male slaves who were ages 0 to 9 in 1850 survived to 1860,
when they would have been ages 10 to 19 years. Where in a particular
region or state, a cohort exceeded the "normal" survival rate,
importations are usually assumed; where a cohort's survival rate
fell below the norm, exportations are usually assumed. Table 3
(using the survival-rate technique) compares the structure of
slave importations into Louisiana's thirteen leading sugar-producing
parishes with importations into the rest of the state. The latter
produced mainly cotton, but some sugar was grown on the fringes
of the leading sugar parishes. Partly because, as we shall see
later, mortality was much higher on sugar plantations than elsewhere,
actual numbers of importations will be very significantly underestimated
by this technique. Nevertheless, a valuable indication of the
special features of slave importations to the sugar is given.
For details on survival-rate calculations, see Tadman, Speculators,
2831, 4344, 23745.
42
On the special features of the New Orleans trade, see Tadman,
Speculators, 2526.
43
Pulliam&Slade and Pulliam&Davies circulars, Harris-Brady
Papers, University of Virginia Library, Charlottesville; Clark
to Dickinson, February 10, 1846, Lucy Chase Papers, American Antiquarian
Society; Betts&Gregory circular, D. M. Pulliam Papers,
Duke University.
44
John H. Charles to Mary A. Charles, April 22, 1859, McGee-Charles
Family Papers, South Caroliniana Library, Columbia, S.C.
45
For advertisements, see Tadman, Speculators, 6566.
46
In calculating the rate of natural decrease, we need first to
add the 1840 start-of-decade population (51,792 slaves) to the
26,783 imports (making 78,575 slaves). The actual 1850 end-of-decade
population was (at 73,829) 4,746 slaves lower than this total.
This 4,746 deficit represents 6 percent of the 73,829 total.
47
Louisiana's average annual production of sugar in the 1840s was
only 55 percent of that for the 1850s: the best 1840s year (1849)
only produced 54 percent of the best 1850s year (1853). The federal
census shows that the proportion of the sugar crop produced by
the leading thirteen parishes declined from about 80 percent in
1850 to about 70 percent, but still these parishes participated
energetically in the 1850s expansion. For annual production figures,
see De Bow's Review 29 (1860): 522, table 2.
48
The 1850 population was 73,829, and importations were 26,970,
making a total of 100,799 slaves. The actual 1860 population (87,340)
was 13,459, or 13.35 percent lower.
49
As we shall see, malaria played some part both in raising mortality
and in depressing fertility, but it was a secondary role compared
with sugar.
50
On fertility in the importing states generally, see n. 35 above.
51
In broad terms, the work of Kenneth F. Kiple and Virginia H. King
has supported the conclusion that the disease environment for
slaves was not significantly easier in North America than in the
Caribbean and Latin America. See Kiple and King, Another Dimension
of the Black Diaspora: Diet, Disease, and Racism (Cambridge,
1981), 6667.
52
Mercer, "Medicine and Slavery," 81, 141, 193206.
53
Mercer, "Medicine and Slavery," 21014.
54
Mercer provides an excellent discussion of disease environments,
diet, seasonal mortality, and other issues affecting the sugar
parishes, and he too concludes that environment and epidemiology
were less important than the labor demands of sugar in overall
demographic terms.
55
The sugar parishes (except for Terrebonne and Lafourche, which
were in low-risk areas) and the western cotton parishes of Bienville,
Bossier, Claiborne, Caddo, De Soto, Natchitoches, and Sabine were
all in the high-risk belt showing 90 to 140 deaths per 1,000 population
in 1870. See Frank C. Innes, "Disease Ecologies of North America,"
in Kenneth F. Kiple, et al., eds., The Cambridge World
History of Human Disease (Cambridge, 1993), 527. On the heavy
death toll from malaria among slaves in northeastern Louisiana,
see John Duffy, "The Impact of Malaria on the South," in Todd
L. Savitt and James Harvey Young, eds., Disease and Distinctiveness
in the American South (Knoxville, Tenn., 1988), 40.
56
In 1860 among slaves, the ratio of children ages 09 years
to women ages 1549 years was 922 in the sugar parishes,
1,226 in Louisiana's western cotton parishes, only 1,104 in the
South's slave-importing states generally, and 1,320 in the South
as a whole. The statistic for Louisiana's western cotton parishes
excludes Bienville, which made no relevant census returns in 1860.
57
Further evidence on the secondary role of malaria comes from Barbados
and South Carolina. Barbados was dominated by sugar, and even
though it was always relatively free from malaria it still suffered
from natural decrease until 1817. The rice district of South Carolina
(see Figure 6, area with greater than 140 deaths per thousand)
suffered even more badly from malaria than did the Louisiana sugar
parishes. Despite the malaria problem, however, its slaves still
reproduced themselves by natural increase. On Barbados, see Higman,
Slave Populations, 341. On rice, see Dusinberre, Them
Dark Days, 48, 41016.
58
For remarkably consistent data on this, see Manuel Moreno Fraginals,
Herbert S. Klein, and Stanley L. Engerman, "The Level and Structure
of Slave Prices on Cuban Plantations in the Mid-Nineteenth Century:
Some Comparative Perspectives," AHR 88 (December 1983):
1217; Ward, British West Indian Slavery, 3435; Richard
S. Dunn, Sugar and Slaves: The Rise of the Planter Class in
the English West Indies, 16241713 (New York, 1972),
31718; Higman, Slave Populations, 38, 79, 19096,
20211; Higman, Slave Population and Economy, 187211;
J. Harry Bennett, Jr., Bondsmen and Bishops: Slavery and Apprenticeship
on the Codrington Plantations of Barbados, 17101838
(Berkeley, Calif., 1958), 1319; William Frederick Sharp,
Slavery on the Spanish Frontier: The Colombian Choco, 16801810
(Norman, Okla., 1976), 12026, 203; Dean, Rio Claro,
58.
59
Patterson, Sociology of Slavery, 10809.
60
For a more detailed discussion of stud farms, see Tadman, Speculators,
12129.
61
For Fogel and Engerman's data, see, for example, Fogel and Engerman,
"Recent Findings," 56768; Fogel, Without Consent,
126.
62
For Fogel on high mortality on sugar plantations, see Without
Consent, 127.
63
Fogel, Without Consent, 13842.
64
See, for example, Richard H. Steckel, "A Peculiar Population:
The Nutrition, Health, and Mortality of American Slaves from Childhood
to Maturity," Journal of Economic History 46 (September
1986): 72142; and Steckel, "A Dreadful Childhood: The Excess
Mortality of American Slaves," Social Science History 10
(Winter 1986): 42765.
65
See Tadman, Speculators, 4770, 136, 18492.
66
John Komlos, "Towards an Anthropometric History of African-Americans:
The Case of the Free Blacks in Antebellum Maryland," in Claudia
Goldin and Hugh Rockoff, eds., Strategic Factors in Nineteenth-Century
American Economic History: A Volume in Honor of Robert W. Fogel
(Chicago, 1992), 297329.
67
Robert A. Margo and Richard H. Steckel, "The Height of American
Slaves: New Evidence on Slave Nutrition and Health," Social
Science History 6 (Fall 1982): 51638.
68
Birdfield and Dirleton gangs in James Ritchie Sparkman Papers,
South Caroliniana Library, and John Sparkman Plantation Book Papers,
South Carolina Historical Society. The slaves in the "shirt lists"
worked on rice plantations, and perhaps their net nutrition was
poorer than that of slaves on cotton and tobacco plantations (and
net nutrition would have implications for stature).
69
A more detailed discussion of slave height will appear in a forthcoming
article by the present writer.
70
See, for example, Steckel, "Dreadful Childhood," esp. 431, 428,
460 n. 43.
71
Remarkably, for slaves and southern whites in 1850, the ratios
of children under 10 years old to women ages 1549 were respectively
1,354 and 1,353. See Richard H. Steckel, The Economics of U.S.
Slave and Southern White Fertility (New York, 1985), 3.
72
For detailed arguments on fertility and on issues relating to
the birth rate, see Steckel, Economics.
73
In the U.S. population of 1850, for example, for every 100 white
children ages 0 to 9 years in 1850, there were 32 whites age 50
and over, but for every 100 slaves ages 0 to 9 there were only
24 age 50 and over.
74
Evidence on male slaveowners (age 21 and over) can be found in
the manuscript "Register of Oaths Administered at Edgefield Court
House [South Carolina] 1865," South Carolina Department of Archives.
The average height of 746 men listed as "farmers" was 68.6 inches,
for 109 "physicians" and professionals was 69.1 inches, for 33
"mechanics" was 69 inches, and the overall average for the 888
registrants was 68.7 inches. Some have suggested that slave men
averaged 67 inches, but my own evidence from shirt lists suggests
that, in reality, the average height of antebellum slave men was
probably under 65 inches. The average adult male height in Great
Britain, which is often used by researchers as the modern standard,
is currently 68.9 inches.
75
Laird W. Bergad, Slavery and the Demographic and Economic History
of Minas Gerais, Brazil, 17201888 (Cambridge, 1999).
76
On "correspondences," see Roger Bastide, African Civilisations
in the New World (London, 1971). High concentrations of urban
slaves could also foster strong African retentions, as is shown
in Mary C. Karasch, Slave Life in Rio de Janeiro, 18081850
(Princeton, N.J., 1987), 61.
77
On African-American culture in North America, see, for example,
Lawrence W. Levine, Black Culture and Black Consciousness:
Afro-American Folk Thought from Slavery to Freedom (New York,
1977); Sterling Stuckey, Slave Culture: Nationalist Theory
and the Foundation of Black America (New York, 1987).
78
For a valuable comparative discussion of slave revolts, and of
the circumstances that encouraged revolt, see Eugene D. Genovese,
From Rebellion to Revolution: The Afro-American Slave Revolts
in the Making of the Modern World (Baton Rouge, La., 1979).
On Maroons, see Richard Price, ed., Maroon Societies: Rebel
Slave Communities in the Americas (Baltimore, 1979).
79
Emily West estimates that about a third of U.S. slave marriages
were "cross plantation" unions, where wife and husband had different
owners (but she also suggests that such unions were usually as
strong as same-plantation marriages). See West, "Surviving Separation:
Cross-Plantation Marriages and the Slave Trade in Antebellum South
Carolina," Journal of Family History 24 (April 1999): 21231.
80
Patterson, Sociology of Slavery, 167. For more recent studies,
see Michael Craton, "Changing Patterns of Slave Families in the
British West Indies," Journal of Interdisciplinary History
10 (Summer 1979): 135; Barry Higman, "The Slave Family and
Household in the British West Indies, 18001834," Journal
of Interdisciplinary History 6 (Autumn 1975): 26187;
Higman, Slave Populations, 36478. On the sugar parishes
of Louisiana, see Ann Paton Malone, Sweet Chariot: Slave Family
and Household Structure in Nineteenth-Century Louisiana (Chapel
Hill, N.C., 1992).
81
For a critique of Eugene Genovese's paternalism thesis, see Michael
Tadman, "The Persistent Myth of Paternalism: Historians and the
Nature of Master-Slave Relations in the American South," Sage
Race Relations Abstracts 23 (February 1998): 723. On
the resort to paternalist proslavery arguments in the British
West Indies as well as the United States, see Larry E. Tise, Proslavery:
A History of the Defense of Slavery in America, 17011840
(Athens, Ga., 1987).
82
On Jamaican sugar planters' high-profile Negrophobia, mixed with
benevolent self-images, see Mark J. Steele, "A Philosophy of Fear:
The World View of the Jamaican Plantocracy in a Comparative Perspective,"
Journal of Caribbean History 7 (Spring 1993): 120.
83
Some years ago, historians often thought in terms of contrasts
between U.S. slavery and a supposedly more class-oriented and
less racist Latin American slavery, but now such views of Latin
American slavery seem dated and, with good reason, are not widely
supported. For rejections of the idea that Latin American history
has been marked by "racial democracy," see, for example, Pierre-Michel
Fontaine, ed., Race, Class, and Power in Brazil (Los Angeles,
1985); Emilia Viotta da Costa, The Brazilian Empire: Myths
and Histories (Chicago, 1985).
84
Higman, Slave Populations, 308. It is also worth noting
that in the last years of slavery, the Bahamas (from 1822 to 1834),
Anguilla (182731), and Barbuda (181732) experienced
natural increase. These cases are easily explained, however, by
the fact that cotton, salt production, maritime activities, and
livestock rearing (not sugar) were the significant economic enterprises.
On natural increase in these areas, see Higman, Slave Populations,
30810.
85
Higman, Slave Populations, 123, 116. Because of excess
male mortality and the curtailment of new African supplies, the
British Caribbean average male-female ratio by 1817 had greatly
moderated, but still stood at 101: 100.
86
On the exceptionally high numbers of children in the Barbados
slave population in this period, see Higman, Slave Populations,
13841, 46270.
87
On the composition of the notarial records, see Laurence J. Kotlikoff,
"Quantitative Description of the New Orleans Slave Market 1804
to 1862," in Robert W. Fogel, et al., eds., Without
Consent or Contract: The Rise and Fall of American SlaveryTechnical
Papers: Markets and Production, 2 vols. (New York, 1992),
1: 3153.
88
Manifests relating to river shipments do not survive for the period
after 1840, and hardly any are available for earlier years either.
89
The independent evidence comes from a documentary volume by Harriet
Beecher Stowe. From the reports of the Baltimore customs house,
Stowe obtained a very detailed listing of all, or almost all,
slave shipments that left Baltimore for various ports (including
New Orleans) between January 1, 1851, and November 20, 1852. Her
carefully collected evidence included date of shipment, name of
ship, destination, and number of slaves shipped. Stowe's data
document 742 slaves, spread over 26 shipments from Baltimore to
New Orleans; and of these slaves, 67 percent are found in extant
New Orleans manifests. See Stowe, The Key to Uncle Tom's Cabin:
Presenting the Original Facts and Documents upon Which the Story
Is Founded (Boston, 1853), 29192.
90
I also compared extant manifests against a set of the trader Paul
Pascal's slave shipments from Norfolk (Virginia) to New Orleans.
These shipments are recorded in the Paul Pascal Papers, Houghton
Library, Harvard University, and give name of ship, date, and
name of slave. Of 206 slaves listed in eleven dated Pascal lists,
only 22 percent were found in extant manifests. A further check
compared extant New Orleans manifests against evidence of the
several thousand slaves sent from Alexandria (Virginia) to New
Orleans by the traders Franklin&Armfield's. Michael A. Ridgeway
used newspaper and other sources to compile a reasonably complete
list of Franklin&Armfield's coastal shipments for the years
1833 to 1836, and I found significantly less than 67 percent of
these shipments in extant manifests. See Ridgeway, "A Peculiar
Business: Slave Trading in Alexandria, Virginia, 18251861"
(MA thesis, Georgetown University, 1976), 6383.
91
Slave traders' letters directly document the Mobile to New Orleans
traffic. Quite commonly, traders would march slaves in overland
"coffles," perhaps from the Carolina or Georgia upcountry, and
would send them by river from Montgomery to Mobile, and then move
them on by sea to New Orleans. For detailed documentation, see
Joseph Jeptha Norton Papers, South Caroliniana Library; Lawrence
H. Belser vs. Robert C. Meyers, February 20, 1852, Court of
Equity, Sumter District, S.C.; William Haney Hatchett Papers,
Tyre Glen Papers, and William A. J. Finney Papers (all at
Duke University).
92
See Tadman, Speculators, 3141, 4997.
93
On the higher cost of the sea route, see T. H. Wells, "Moving
a Plantation to Louisiana," Louisiana Studies 6 (Fall 1967):
27999.
94
Detailed evidence in Jonathan B. Pritchett, "Forced Migration
and the Interregional Slave Trade" (paper given at the 1991 Meeting
of the Social Science History Conference), suggests that, for
slaves shipped to New Orleans from the key Chesapeake ports of
Baltimore and Alexandria, their previous place of work had typically
been only 20 to 35 miles from the port concerned. Similarly, Pascal&Raux's
buying area for New Orleans slaves seems to have been localized
in the counties around Norfolk, Virginia. We might conclude that
the farther a trader was from a convenient port, the more likely
it was that overland trading would take over from coastal. Moreover,
even with traders based at ports like Alexandria, not all New
Orleansbound slaves were sent by sea. Franklin&Armfield
regularly sent many of their slaves overland from Alexandria to
New Orleans. Indeed, the traveler G. W. Featherstonhaugh
encountered one of their coffles (of some 300 slaves) on its overland
trek to Natchez (from where the slaves were to be sent to Louisiana's
sugar plantations). For many in the eastern states, this combination
of overland coffles to Natchez and river passage down to New Orleans
would have been attractive on grounds of convenience and cost.
On the coffles mentioned, see Ethan A. Andrews, Slavery and
the Domestic Slave Trade (Boston, 1836), 142; and G. W.
Featherstonhaugh, Excursion through the Slave States (New
York, 1844), 3637, 46. In South Carolina, especially outside
of Charleston, major New Orleans traders made extensive use of
the overland route. Owings&Charles (from the flourishing slave-trading
center of Hamburg, Edgefield District) traded to New Orleans on
a very large scale and used essentially land routes. See Tadman,
Speculators, 262; and see McGee-Charles Family Papers,
South Caroliniana Library.
95
Manuscript census evidence for 1850 and 1860 hints at the presence
of direct trading by listingfor parishes including Iberville,
Jefferson, Plaquemines, Assumption, and Baton Rougeindividuals
with the occupation of "trader" or "speculator." Some of these
could have been general traders, but in Tadman, Speculators,
35, see detailed work on the South Carolina census, showing that
those so described could often be proved to have been slave traders.
Baton Rouge (which had a "trader" and a "speculator") was an active
secondary center for the trade. On March 14, 1850, for example,
H.&J. W. Taylor announced in the Baton Rouge Gazette:
"We have just arrived with a very superior lot of Virginia Negroes
. . . 40 as likely negroes as has ever been offered
in the Southern market." The "Cash Sales Book" in the courthouse
at nearby Port Allen (West Baton Rouge Parish) records sales by
several out-of-state traders, such as Sinclair&Clark of Missouri.
Although some of the recorded sales by traders had originally
been transacted at New Orleans, others appear to have been initiated
near Port Allen. Particularly detailed evidence is available from
local courthouse records for the mixed sugar-cotton parish of
East Feliciana. The historian Richard H. Kilbourne found in East
Feliciana Courthouse for the 1850s documentation of some 500700
slaves imported and sold in that parish by traders, with Heckle&Wilson
(of Georgia) being particularly prominent. See Kilbourne, Debt,
Investment, Slaves: Credit Relations in East Feliciana Parish,
Louisiana, 18251885 (Tuscaloosa, Ala., 1995), 5051,
57; and private letter to me from Richard Kilbourne.
96
See, for example, Frederic Bancroft, Slave Trading in The Old
South (Baltimore, 1931), 12344, 23368.
97
Fogel and Engerman note that, of those appearing in the notarial
records, some 70 percent were local New Orleans slaves. See Fogel
and Engerman, Time on the Cross, 53. A detailed search
of the notarial records shows further that, in the 1840s and early
1850s, some 15 percent of out-of-state slaves were from the Kentucky,
Tennessee, and Missouri group of states. I am very grateful to
Stanley Engerman for, on my behalf, making a detailed search of
the notarial records for these latter slaves.
98
As for the 1840s, it is assumed that 67 percent of "New Orleans
inward manifests" have survived. For the 1850s, it was assumed
that 57 percent of importations went to sugar planters. This is
based on Kotlikoff's evidence (in "Quantitative Description,"
34) that 60 percent of slaves in 1850s notarial records were male.
The percentage of the sugar region's importations going to the
thirteen leading sugar parishes was then estimated for the 1850s
at 70 percent (rather than the 80 percent, as in the 1840s). This
is because agricultural statistics in the 1860 federal census
showed, for 1860, only about 70 percent of Louisiana's sugar as
being produced by the leading thirteen parishes.
99
Based on 1840s patterns, it was assumed that "Mobile outward"
shipments to New Orleans would have been equivalent to 42 percent
of the slaves in the "New Orleans inward" set. The overland and
Mississippi routes were assumed to have contributed the same shares
of the sugar area's slave supply as in the 1840s.
100
Kotlikoff found that, across the 1807 to 1860 period generally,
males made up 57 percent of out-of-state slaves sold at New Orleans,
but in the 1850s they made up 60 percent. Kotlikoff, "Quantitative
Description," 34.
101
Philip Thomas to W. A. J. Finney, December 26 and 31,
1859, W. A. J. Finney Papers, Duke University. He added
that there were 400 at Mobile (including 60 at Fred Hall's depot,
where Thomas lodged). A trader at Mobile also told Thomas that
he had recently "been to Natchez [Mississippi,] from there to
Alexandria [Louisiana] on the Red river and says all points are
full."
102
Natchez Courier cited in Richard Tansey, "Bernard Kendig
and the New Orleans Slave Trade," Louisiana History 23
(Spring 1982): 161.
103
Bancroft, Slave Trading, 30405.
104
Bancroft, in Slave Trading, 31920, wrote that in
New Orleans in the late 1850s there were at least twenty-five
slave traders' depots and yards "within a few squares of the St.
Charles hotel . . . [And in] the French Quarter there
were about half as many." For a list of forty-seven of the more
important coastwise New Orleans traders of the 1840s (a list that
largely excludes the overland and Mississippi routes), see Tadman,
Speculators, 23233.
105
The pattern reported in Stowe's evidence (shipments from Baltimore
to New Orleans) suggests (allowing twenty-one days for the journey
to New Orleans) that 52 percent of the season's slaves would have
arrived at New Orleans after December 26. This conclusion is supported
by evidence from the manifests generally. Data in Herman Freudenberger
and Jonathan B. Pritchett, "The Domestic United States Slave Trade:
New Evidence," Journal of Interdisciplinary History 21
(Winter 1991): 464, and in Kotlikoff, "Quantitative Description,"
33, suggest that in a typical season almost 20 percent of New
Orleans's sales would already have taken place by late December.
106
The sex ratio of 1850s importations suggests that 57 percent of
imported slaves would have gone to sugar planters, and evidence
cited earlier indicates that (at 1850s rates) 70 percent of these
(or 2,993 slaves) would have gone to the thirteen leading sugar
parishes. If we then add a further 10 percent to take some account
of slaves sold directly to the sugar parishes (bypassing the New
Orleans market that Thomas commented on), the total rises to 3,326
slaves.
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