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AHR Forum
The Emancipation of America
JAIME E. RODRÍGUEZ O.
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Since the Europeans believe there is no other America than the one their nation possesses, an erroneous nomenclature has formed in each nation . . . In France, generally, when one speaks of America one means Saint Domingue; in Portugal, Brazil. The English call their islands in the Caribbean Archipelago, our Indies or the West Indies; and for the English there is no other North America than the United States. All Spanish North America is to them South America, even though the largest part of the region is in the north. The people of the United States follow that usage and they are offended when we, in order to distinguish them, call them Anglo Americans. They wish to be the only Americans or North Americans even though neither name is totally appropriate. Americans of the United States is too long; in the end, they will have to be content with the name guasintones, from their capital Washington, . . . just as they call us Mexicans, from the name of our capital.
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Servando Teresa de Mier, Washington, 1820.
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emancipation of most of Americathat is,
the Western Hemispheremay be best understood as a series of
reactions by the settlers to the actions and events that occurred
in their mother countries. Although Spanish-American,
British-American, and French-American societies were profoundly
different, they each began the process toward independence in response
to metropolitan threats to their self-interests and to their sense
of being an integral and important component of their monarchies.1
The leaders of the independence movements considered themselves
to be Spaniards, Britons, and Frenchmen defending their Spanish,
British, and French rights. The social and political structure,
resource base, and, most of all, the timing and context of each
region's emancipation affected the process and determined the future
of the newly independent nations. |
1 |
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| The
monarchies that conquered and settled the New
World during the sixteenth and seventeenth centuries were not modern
nation-states.2
Although the Spanish, English, and French crowns first gained ascendancy
over neighboring territories in the Old World, the nature of those
conquests forged different kinds of relationships between the newly
included peoples and the dominant society. The Spanish rulers, for
instance, initially incorporated into their Iberian kingdoms peoplesJews
and Muslimswho, though Caucasian, were perceived as belonging
to different cultures. Further expansion into North Africa and the
Canary Islands brought other groups into the confederation that
was the Spanish Monarchy. At its height, the Spanish crown claimed
the entire Iberian Peninsula, Sicily, parts of Italy, France, and
the Germanies, Flanders and the Netherlands, parts of North Africa,
islands in the Mediterranean and off the west coast of Africa, as
well as America, islands in the Pacific, the Philippines, and parts
of India.3
Although the Spanish monarchs imposed religious unity by force in
1492, they sought neither linguistic nor cultural uniformity.4
Heirs to centuries of Muslim domination of the Iberian Peninsula,
the Spanish rulers conceived their universal monarchy as being composed
of many lands, peoples, and cultures, not all of equal status. The
Indians of America constituted one more, albeit special, group. |
2 |
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"La América
Septentrional," or North America, a map published
in Madrid by Isidor Antillón, 1802, shows Spain's
maximum claims in North America.
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Spanish New World was organized into two legal systems: the república
de indios, Republic of Indians, and, for everyone else, the
república de españoles, Republic of Spaniards.
The Indians became subjects of the Spanish crown, though in a subordinate
status, much as the Jews and Christians had been under Muslim rule.5
The distinction, however, proved impossible to maintain: the Spanish
Monarchy was too vast and the lands it occupied too populous for
Europeans to become the largest group in America. Over the years,
miscegenation and economic development transformed the kingdoms
of Spanish America into multi-racial societies in which the Indians,
though legally protected and kept in a secondary status, entered
the larger society as cultural and often as biological mestizos.
The Africans and Asians who were brought to the New World underwent
a similar process of cultural and biological integration. Although
a racial hierarchy of castes emerged, economic development and population
growth resulted in considerable racial and social mobility, particularly
during the second half of the eighteenth century.6
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3 |
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English experience was significantly different. Although the conquest
of Ireland and the incorporation of Wales and Scotland were at times
violent, they did not constitute the inclusion of fundamentally
different cultures. Nevertheless, the English viewed the Catholic
Irish as barbarous savages "only nominally Christian, and generally
intractable."7
Later, they perceived the North American Indians in the same way:
wild, savage peoples who could not be incorporated into "civilized
society."8
Thus the Indians in the regions conquered and settled by the English
crown found themselves displaced. As Patricia Seed explains: |
4 |
The basic aims of English
colonization were the assertion of authority over indigenous land,
proclaiming North America "a vacant land," whose occupants were
not using fertile agricultural ground in useful and appropriate
ways. While the Spanish Crown officially declared all Indians
its subjects and vassals in 1542, Indians collectively never became
subjects of the English Crown (save in isolated instances), and
did not become citizens of the United States until 1924.9
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| Moreover, both the
free people of color and the large African-origin slave population,
who lived principally in the south, remained at the margins of society.
By the second half of the eighteenth century, the British-American
colonies were dominated by a people who excluded non-whitesand
even some whitesfrom full participation and abhorred racial
mixing.10
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| French
explorers, missionaries, traders, and settlers established themselves
in North Americain Canada and the Mississippi River basin
("Louisiana")during the sixteenth and seventeenth centuries,
and later in the Caribbean islands. France lost its thinly populated
possessions in North America in 17621763 as a result of the
Seven Years' War; Britain obtained Canada, and Spain, Louisiana.11
The extremely valuable islands in the Caribbean, however, remained
French. Initially, during the late seventeenth century, indentured
servants (engagés) were recruited in France for three-year
terms in the West Indies. As the plantation economy expanded, large
numbers of African slaves replaced the indentured servants because
they were a cheap and more reliable labor force. By the end of the
eighteenth century, the planters of Saint Domingue imported 30,000
African slaves a year to meet their labor needs. |
5 |
| The
exploited slave majority formed the base of the social pyramid.
Above them stood a group of free people of color, the gens de
couleur, composed primarily of racially mixed persons and a
few blacks. Some of them formed a wealthy, sophisticated, and cultured
elite with ties to France. The Europeans of Saint Domingue did not
constitute a socially homogeneous group. The grands blancs,
the planters, high officials, and large merchants, constituted the
political, social, and economic elite of Saint Domingue. In contrast,
the petits blancs, many of them descendants of the seventeenth-century
engagés, found themselves in an ambiguous position.
They considered themselves to be racially superior to the gens
de couleur elite but lacked their wealth and education. |
6 |
| As
Franklin Knight indicates, the social structure of the French colony
revealed the structural distortion of a "slave plantation exploitation
society."12
People were divided by race as well as by socioeconomic status:
the grands blancs held the petits blancs in contempt;
the latter feared and despised the free people of color, who were
often their economic and cultural superiors; and the gens de
couleur, while disdainful of the petits blancs, feared
and loathed the slaves.13
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7 |
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three monarchies governed their American possessions
by consent, not force. All three were obliged to grant their settlers
greater autonomy than the people of the metropolis, both because
the crowns lacked the resources to develop the regions themselves
and because the New World offered more economic opportunities to
its inhabitants than the Old. As a result, to somewhat different
degrees, the three crowns exercised a form of rule that has been
characterized as "benign neglect." During the seventeenth and first
part of the eighteenth centuries, royal power was scarcely felt
by the new inhabitants of America; they essentially governed themselves.
Despite these similarities, the three monarchies maintained their
authority in the New World in very different ways. |
8 |
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structure of the Spanish Monarchy appears to have been highly centralized.
The king administered his American possessions through the Council
of the Indies, which oversaw viceroyalties, captaincies-general,
and other administrative subdivisions governed by viceroys and other
royal officials. In reality, however, the crown lacked the fiscal
and coercive resources to enforce its will. Although representative
assemblies (cortes) were not established in the New World,
numerous other bodies represented the interests of its inhabitants. |
9 |
| Native
society, which enjoyed rights to lands, language, culture, laws,
and traditions under the Republic of Indians, also possessed its
own governments, popularly known as repúblicas. Located
in the settled pre-Hispanic areas, these regional governments consisted
of the principal town and seat of administration (cabecera)
and subordinate villages (pueblos sujetos). The repúblicas
did not exist in isolation. Even in areas of dense Indian population,
those polities coexisted with Spanish cities, mestizo and mulatto
towns, and rural estates of various kinds. Indeed, San Juan Tenochtitlan
and Santiago Tlatelolco, the successors of the two island cities
that made up pre-Hispanic Mexico City, coexisted during the entire
colonial period with the Spanish capital city of Mexico, itself
the largest city in the Western Hemisphere.14
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10 |
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Republic of Spaniards, which expanded over time not only because
of population growth but also because of miscegenation and acculturation,
included countless representative corporate bodies. Municipal councils
that governed provinces (ayuntamientos), universities, cathedral
chapters, convents, confraternities, mining and merchant organizations,
and numerous craft guilds elected officials who represented their
constituents. All these corporate entities, as well as the repúblicas,
enjoyed a large measure of self-government and transmitted their
views to the higher authorities such as the high courts (audiencias)
and viceroys or directly to the Council of the Indies and the king.15
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11 |
| Spanish
Americans considered their patrias (lands) to be kingdoms
in the worldwide Spanish Monarchy, and not colonies. They believed
that an unwritten constitution required that the royal authorities
consult the king's New World subjects. As John Leddy Phelan observed,
"usually there emerged a workable compromise between what the central
authorities ideally wanted and what local conditions and pressures
would realistically tolerate."16
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12 |
| British
America, like its Spanish counterpart, was in Jack Greene's words
"a consensual empire."17
The great difference, however, was that it had a substantially larger
white settler population than either Spanish or French America.
Theynot the Indians, the free people of color, or the slavesare
the ones whom U.S. historians have in mind when they write about
the rights and opportunities available in the thirteen colonies.18
Only if one limits consideration to that important group, and ignores
all of the others, is it true that the British Americans possessed
greater rights and liberties than the other Americans. They alone
enjoyed the right to convene local assemblies. (Although Spanish
Americans, in theory, had the right to convene their own representative
assemblies, that did not occur.) Moreover, the British Americans
probably exercised a greater degree of self-government than the
Spanish Americans or the inhabitants of Saint Domingue. |
13 |
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French West Indies also developed a form of self-government by the
early eighteenth century. Limited to the white minority and dominated
by the grands blancs, a system of superior councils emerged
that proved strong enough to disregard royal ordinances not to their
liking. Indeed, some councils aspired to play the role of the Parlement
of Paris, claiming the right to register the king's laws. Although
the nature of representation and negotiation was much weaker in
French America than in Spanish or British America, the region nonetheless
offered its minority white population more of both than the people
of France possessed.19
Thus, in varying degrees, Greene's observation, "What was legal,
what was constitutional, was determined not by fiat but by negotiation,"
is true of the three Americas.20
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14 |
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in the New World was determined substantially
by the natural endowments of each region. The thirteen colonies
of British America possessed extensive, fertile agricultural lands.
They were united not only by easy coastal communications but also
by magnificent river systems. (The Louisiana Purchase of 1803, which
included the mouth of the Mississippi River, would further facilitate
transportation and contribute to the dramatic expansion of the young
United States.) Because of the greater availability of agricultural
land and of efficient, low-cost water transportation, most white
British Americans acquired property, and many were able to export
a variety of agricultural products to Europe and the West Indies.
These conditions helped create the dynamic propertied classes. They
constituted the "egalitarian social orders of the free segments
of these settler societies [who] would provide a sturdy foundation
for the limited egalitarian impulses of revolutionary and early
republican [British] America" described by Greene.21
By the end of the eighteenth century, about 5.5 million people,
excluding the Indians, lived in the former British America, the
United States. |
15 |
| Spanish
America, though claiming the vast majority of the continent, possessed
very limited fertile land. The best soil was located in the thinly
populated periphery in the extreme south and extreme north. Only
about 15 percent of present-day Mexico is arable without irrigation,
while the vast fertile Pampas of present-day Argentinalike
the Great Plains of North Americawere considered in the eighteenth
century to be a desert because they could not be cultivated with
the technology of the time. |
16 |
| The
settled portions of eighteenth-century Spanish America, the region's
heartland, were characterized by massive mountain ranges, jagged
canyons, great deserts, and vast rain forests, all formidable barriers
to communication. Despite Spanish America's extensive shorelines
on both sides of the continent, coastal shipping was restricted
by the lack of good harbors and by the location of the major population
and production centers in the highlands away from the coast. Moreover,
as none of the settled areas possessed navigable rivers, the cost
and difficulty of land transport, universally more expensive than
water, limited external trade to a few tropical agricultural products
and valuable exports such as silver. As a result, the Spanish-American
kingdoms, though part of the same monarchy, had little contact with
one another unless they were neighbors. |
17 |
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physical environment determined the nature of not only the economy
but also the society. New Spain, blessed with vast deposits of silver,
developed a complex and wealthy economy. Its large, advanced Indian
population rapidly adapted to the new political and social system,
learning to protect its interests within both the Republic of Indians
and the Republic of Spaniards. The Viceroyalty of New Spain gradually
became a multi-racial society whose members were integrated culturally
and economically, to varying degrees, into a hybrid mestizo society
that was neither Indian nor Spanish.22
At the end of the eighteenth century, New Spainwith a population
of nearly 6 millionwas the richest, most populous, most developed
part of the Spanish Monarchy in America. In contrast, the Río
de la Plata, a thinly populated peripheral region, far from Europe,
remained isolated and economically marginal during most of the period.
It was elevated to the status of a viceroyalty only in 1776. Previously,
the interior sold its agricultural and livestock production to the
silver mines in Upper Peru, while Buenos Aires and the Pampas raised
livestock. The area did not expand rapidly until after 1776, when
Buenos Aires became the outlet for trade from the interior, particularly
the silver mines in Charcas, present-day Bolivia. By 1800, the region,
excluding Upper Peru, had a population of about 500,000, composed
of a tiny white urban elite, a small mestizo middle group, and a
large nomadic Indian population. |
18 |
| Saint
Domingue, though occupying only the western third of the island
of Hispaniola, became during the second half of the eighteenth century
the most productive colony in the West Indies. As David Geggus observes,
in the 1780s to 1790s Saint Domingue accounted for "some 40 percent
of France's foreign trade, . . . On the coastal plains
of this little colony little larger than Wales was grown about two-fifths
of the world's sugar, while from its mountainous interior came over
half the world's coffee."23
Its productivity doomed most of Saint Domingue's inhabitants to
exploitation. As Knight indicates, "Approximately 25,000 white colonists,
whom we might call psychological transients, dominated the social
pyramid, which included an intermediate subordinate stratum of approximately
the same number of free, miscegenated persons . . .
and a depressed, denigrated, servile, and exploited majority group
of some 500,000 workers from Africa or of African descent."24
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19 |
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| Two
contradictory tendencies emerged in the Atlantic
world during the second half of the eighteenth century: the assertion
by Americansboth Spanish and Britishof a sense of unique
identity (conciencia de sí) and the attempt of the
Bourbon and Hanoverian monarchies to increase control of their Americas
and transform them into profitable colonies. From the Río
de la Plata in the south to New England in the north, the peoples
of the settler societies identified with their patrias, their
localities, which they thought of as America. Indeed, the name "America"
became prominent at that time; earlier, the continent had been known
as "the Indies." Whereas educated members of both communities emphasized
the unique characteristics of their lands and peoples, the Spanish
Americans incorporated their Indian heritage into their interpretation
of American identity, while the British Americans did not. The distinction
is exemplified in two great works of the time: Francisco Javier
Clavijero's Historia antigua de México and Thomas
Jefferson's Notes on Virginia.25
The latter exalted white British Americans, while the former glorified
the ancient Mexicans. |
20 |
| Spanish
Americans and British Americans considered themselves either true
Spaniards or true Britons, the possessors of all the rights and
privileges of those peoples. Spanish Americans developed a compact
theory of government. They derived their rights from two sources:
their Indian progenitors, who originally possessed the land, and
their Spanish ancestors, who in conquering the New World obtained
privileges from the crown, including the right to convene their
own representative assemblies (cortes). The compact was not
made between America and Spain, however, but between each New World
kingdom and the monarch.26
Similarly, British Americans based their claims to self-government
on their rights as Englishmen. In particular, "they insisted that
each of their own local legislatures enjoyed full legislative authority
and exclusive power to tax within its respective jurisdiction."27
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21 |
| Although
both the Spanish and British crowns had considered asserting more
control over their American possessions in the 1740s and 1750s,
little was accomplished until the end of the Seven Years' War. That
conflict, a world war fought in Europe, Americaboth north
and southand Asia, changed the balance of power in the New
World. France withdrew from North America in 1763, leaving Spain
and Britain as the principal contenders for control of the region.
Both monarchies established standing armies in America for the first
time, and both introduced new regulations and structures designed
to enable them to exercise greater control over their vast and distant
territories. Impressed by the great wealth that France extracted
from its Caribbean islands, particularly Saint Domingue, Spain and
Britain decided to transform their Americas into colonies in the
modern sense of the word: they not only attempted to exercise greater
control, they also sought to profit from them. Since these changes
in the Spanish world are called the Bourbon reforms, the comparable
transformations in the British are best conceived as the Hanoverian
reforms. |
22 |
| As
was to be expected, both British and Spanish Americans objected
to the new imperialism. Why British Americans objected so strongly
to the new measures, such as the introduction of a standing army,
the Stamp Act, the Navigation Acts, and the tea tax, and why the
British government insisted on enforcing its authority is still
not fully understood.28
The British monarchy clearly feared that the colonials would insist
on independence if their demands were met. At the same time, the
colonists were convinced that the Hanoverian reforms sought to deprive
them of their rights and liberties as Englishmen. Thus the American
Revolution resulted from "the inability of the disputants to agree
upon the nature of the British Empire."29
But, in addition, the British, like the Spanish subsequently, proved
unwilling to accept a settlement comparable to the later British
Commonwealth. |
23 |
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| The
nature and process of the struggles for emancipation
from the mother countries were as different as the three Americas.
The war for the independence of the Thirteen Colonies became an
international conflict in which France and Spain fought Britain
on both land and sea. At the height of the struggle, France fielded
a force of more than 10,000 men in North Americaan army larger
than the royal regular army in New Spainwhile Spanish troops
harassed the British along its border with New Spain, and the combined
French and Spanish navies neutralized the British fleet at sea.
As a result of foreign involvement, the United States obtained its
independence through an international settlement, the Treaty of
Paris of 1783.30
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24 |
| Many
of the founders of the new nation were members of the oligarchy.
During the struggle for independence, the British-American upper
and upper-middle classes shared moderate goals. Although other social
groups participated in the struggle, they did not challenge the
elites. No social revolution threatened their interests.31
The U.S. war of independence was characterized by traditional military
engagements. Local insurgents with goals fundamentally different
from those of the elites are notable for their absence. No rural
insurrection occurred. The black slaves did not revolt against their
masters. And the Indians did not take the opportunity to recover
the lands from which they had been dispossessed.32
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25 |
| Although
regional tensions existed, and although the first U.S. constitution,
the Articles of Confederation, was rapidly discarded in favor of
the stronger Constitution of 1787, the British-American elites managed
to direct the new nation without serious challenges from other social
groups.33
As Greene has noted: |
26 |
despite the universalistic
pronouncements of the Declaration of Independence and the apparent
inclusiveness of the phrase "We the People" in the Constitution,
the American Revolution was a limited revolution that really fully
applied, immediately, only to adult white independent men. Because
such a large proportion of the American population fell into that
category, the American Revolution seemed to contemporaries to
be far more egalitarian and inclusive than it actually was. But
whole groups of peopleslaves, servants, propertyless workers,
women, minors, free people of African and Amerindian descent,
and even, in some places, non-Christianswere systematically
excluded from the suffrage and the public space that the suffrage
guaranteed.34
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| The United States
emerged as an oligarchic republic that slowly incorporated other
groups into full participation, a process that continues today. |
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origins of the revolution in Saint Domingue,
as Knight observes, "lie in the broader changes of the Atlantic
world during the eighteenth century."35
The American Revolution, for example, directly affected France.
The cost of aiding the British-American rebels contributed to the
fiscal and constitutional crisis that destroyed the French monarchy.
When the nobility refused to accept increased taxes, the monarchy
was forced to convene the Estates General, and when that parliament
met in 1789, a coalition of the Third Estate and a significant minority
of liberal nobles transformed the body into a national assembly
initiating the French Revolution. |
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| The
French Revolution influenced the nature and process of the Haitian
Revolution. As Knight indicates: |
28 |
The grands blancs
saw the Rights of Man as the rights and privileges of bourgeois
man, much as the framers of North American independence in Philadelphia
in 1776. Moreover, grands blancs saw liberty not as a private
affair but rather as greater colonial autonomy . . .
[In this, they were following the earlier political tradition
of their superior councils.] They also hoped that the metropolis
would authorize more free trade, thereby weakening the restrictive
effects of the mercantilist commerce exclusif with the
mother country. Petits blancs wanted equality, that is,
active citizenship for all white persons, not just the wealthy
property owners, and less bureaucratic control over the colonies.
But they stressed a fraternity based on whiteness of skin color
that they equated with being genuinely French. Gens de couleur
also wanted equality and fraternity, but they based their claim
on an equality of all free regardless of skin color, since they
fulfilled all other qualifications for active citizenship. Slaves
were not part of the initial discussion and sloganeering, but
from their subsequent actions they clearly supported liberty.
It was not the liberty of the whites, however. Theirs was a personal
freedom that undermined their relationship to their masters and
the plantation, and jeopardized the wealth of a considerable number
of those who were already free.36
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| The
violence in Saint Domingue was initiated by the whites in 1790.
As the grands blancs and the petits blancs fought
for control of the colony, they armed not only themselves but also
their slaves. When the French National Assembly granted political
rights to the free gens de couleur, the whites temporarily
united to limit political power to their race only. Naturally, the
free people of color also armed their slaves to defend their interests.
After two years of fighting for the liberty and equality of the
free people of Haitiwhite and non-whitethe slaves began
to fight for their own freedom. Although Pierre-Dominique Toussaint
Louverture won a temporary victory for the slaves in 1793, which
the National Assembly in France appeared to ratify when it abolished
slavery, the struggle continued for another decade. The British
and the Spanish as well as the French intervened in the conflict,
but Toussaint Louverture's forces drove them from the island, controlled
internal dissent, and even captured Spanish Santo Domingo. |
29 |
| When
Toussaint Louverture had outlasted all his rival officials and named
himself governor general for life in July 1801, however, he still
did not declare independence. French attempts to reassert control
of Saint Domingue caused the final rupture. The new emperor of the
French, Napoleon Bonaparte, who wished to restore French power in
America, seized Louisiana from the Spanish and, in 1802, dispatched
a French army to restore order in Saint Domingue. Although Toussaint
Louverture was captured and sent to prison in France, where he died,
his cause survived. Jean-Jacques Dessalines, his successor, defeated
the French, and declared Haitian independence on January 1, 1804.37
As Knight observes, Haiti |
30 |
was a unique case in
the history of the Americas: a thorough revolution that resulted
in a complete metamorphosis in the social, political, intellectual,
and economic life of the colony. Socially, the lowest order of
the societythe slavesbecame equal, free, and independent
citizens. Politically, the new citizens created the second independent
state in the Americas, and the first independent non-European
state to be carved out of the universal European empires anywhere.
The Haitian model of state formation drove xenophobic fear into
the hearts of all whites from Boston to Buenos Aires.38
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| The upheavals in
the Spanish world differed significantly from those in British and
French America. The independence of Spanish America did not constitute
an anti-colonial movement, as many assert, but formed part not only
of the revolution within the Spanish world but also of the
dissolution of the Spanish Monarchy. Indeed, Spain was one
of the new nations that emerged from the break-up of that worldwide
polity.39
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| Spain,
like Great Britain, attempted to reorganize its new world possessions
during the last years of the eighteenth century. It established
a small standing army and a large force of provincial militias,
formed new administrative boundaries, introduced a different system
of administrationthe intendanciesrestricted the privileges
of the clergy, restructured trade, and limited the appointment of
Americans to government in their patrias. |
31 |
| Although
Spanish Americans objected, sometimes violently, to the Bourbon
reforms, they did not imitate their northern brethren by seeking
independence. The Spanish Monarchy was sufficiently certain of its
Spanish-American subjects' loyalty that it fought Great Britain
during the British-American struggle and signed the Treaty of Paris,
which recognized the independence of the United States. |
32 |
| The
Bourbon reforms, however, did encounter massive opposition in Spanish
America: those harmed by the changes used every legal remedy to
stymie or modify the new system and on occasion turned to armed
resistance to redress their grievances. Tax increases, the expulsion
of the Jesuits, and other changes led to protests and to violent
riots in Quito in 1765, in central New Spain the following year,
and in Upper Peru during the years 1777 to 1780. The most serious
upheavalsthe Túpac Amaru revolt, which threatened to
engulf the entire Viceroyalty of Peru during 17801783, and
the Comunero revolt in New Granada in 1781were overcome with
great difficulty. Nevertheless, with a combination of compromise
and the use of force, the Spanish crown managed to contain these
conflicts. |
33 |
| Spanish
Americans opposed those innovations that injured them and managed
to modify many to suit their interests. Although the Bourbon reforms
initially harmed some areas and groups, even as they benefited others,
the existing political and administrative structures appeared capable
of negotiating acceptable accommodations and establishing a new
equilibrium. The constitutional crisis of the Spanish Monarchy had
not yet reached the breaking point. Events in Europe, however, prevented
an orderly readjustment. The French Revolution, which unleashed
twenty years of war in which Spain became an unwilling participant,
further eroded stability. Thus, at the end of the eighteenth century,
the Spanish Monarchy faced the greatest crisis of its history.40
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34 |
| The
political revolution of the Spanish world began, as Virginia Guedea
observes, "with the imperial crisis of 1808."41
The collapse of the Spanish Monarchy, as a result of the French
invasion of the Peninsula and the abdication of its rulers, triggered
a series of events that culminated in the establishment of representative
government throughout the Spanish world. The first step in that
process was the formation of local governing juntas in Spain
and America, which invoked the Spanish legal principle that, in
the absence of the king, sovereignty reverted to the people. While
the Peninsular provinces made that transition easily, the American
kingdoms faced the opposition of royal officials, resident Europeans,
and their New World allies. |
35 |
| Events
in Spain had profound effects in the New World. Unwilling to accept
French domination, the people of Spain, as Guedea indicates, opposed
the invader.42
Though initially divided, the provinces of the Peninsula ultimately
joined forces on September 25, 1808, to form a government of national
defense, the Junta Suprema Central Gubernativa del Reino (Supreme
Central Governing Committee of the Kingdom), and to wage a war of
liberation. The Spanish national government, however, could not
defeat the French without the aid of its overseas territories. Therefore,
the new regime recognized the equality of the American kingdoms
and in 1809 invited them to elect representatives to the Junta Central. |
36 |
| Although
restricted to a small elite, the elections enhanced the political
role of the municipalities, the ayuntamientos, and were the
first in a series of elections that provided Spanish Americans with
the opportunity to participate in government at various levels.
When the Junta Central convened a national assembly, the Cortes,
in 1810, it again invited the American kingdoms to send delegates.43
The elections to the Cortes extended political participation more
broadly than those for the Junta Central, including "Spaniards born
in America and Asia, . . . those domiciled and resident
in those lands as well as the Indians and the sons of Spaniards
and Indians."44
Before the Cortes met, the Junta Central dissolved itself, appointing
a Council of Regency to act as the executive. |
37 |
| The
deputies from Spain and America, who enacted the constitution of
the Spanish Monarchy in March 1812 in the city of Cádiz,
transformed the Hispanic world. The Constitution of 1812 was not
a purely Spanish document; it was as much an American charter as
a Spanish one, because the American deputies to the Cortes played
a central role in drafting it. The Charter of Cádiz abolished
seigniorial institutions, the Inquisition, Indian tribute, forced
laborboth in America and in the Peninsulaand asserted
the state's control over the church. It created a unitary state
with uniform laws for all parts of the Spanish Monarchy, substantially
restricted the authority of the king, and entrusted the Cortes with
decisive power. When it enfranchised all adult men, except those
of African ancestry, without requiring either literacy or property
qualifications, the Constitution of 1812 surpassed all existing
representative governments, such as those of Great Britain, the
United States, and France, in providing political rights to the
vast majority of the male population.45
|
38 |
| The
constitution of the Spanish Monarchy not only expanded the electorate,
it also dramatically increased the scope of political activity.
The new charter established representative government at three levels:
the municipality (the constitutional ayuntamiento), the province
(the provincial deputation), and the monarchy (the Cortes). By permitting
cities and towns with a thousand or more inhabitants to form ayuntamientos,
it transferred political power to the local level and incorporated
vast numbers of people into the political process. Studies of the
popular elections in Spanish America demonstrate that, although
the elites dominated politics, hundreds of thousands of middle and
lower-class men, including Indians, mestizos, and colored castes,
participated in politics.46
|
39 |
| Despite
the unparalleled democratization of the political system, civil
war erupted in Spanish America because some groups that refused
to accept the government in Spain formed local juntas, while
others that recognized the new authorities in the Peninsula opposed
them. Supporters of autonomy grounded their arguments on the unwritten
colonial constitution, the compact between the individual kingdoms
and the monarch. According to their interpretation, if that relationship
were severed, for whatever reason, nothing bound an American kingdom
to Spain or to any other New World realm. However, Spaniards and
Spanish Americans in the New World, who believed that the Council
of Regency and the Cortes constituted the only legitimate government,
opposed the formation of local juntas. Conflicts also erupted
in some American kingdoms when provincial cities concluded that
they, too, possessed the right to form their own local governments,
a view that the capitals of their realms rejected with force. In
a few regions, the elites were divided among themselves. And, in
some instances, conflict broke out between the cities and the countryside. |
40 |
| Civil
wars erupted in the New World that pitted supporters of the Spanish
national government against the juntas, the capitals against
the provinces, the elites against one another, and the towns against
the countryside. Local conditions determined the nature and manner
in which the conflict developed. As Guedea points out, because of
the Europeans' coup d'état of 1808, the autonomist movement
in New Spain began with urban conspiracies that subsequently erupted
into widespread rural insurgencies. With the exception of Peru,
the kingdoms of South America established governing juntas
in 1809 and in 1810, which assumed authority in the name of the
imprisoned King Fernando VII and sought to dominate their regions. |
41 |
| Because
all areas of the Spanish Monarchy possessed the same political culture,
these movements, including the insurgencies in New Spain, all justified
their actions on the same grounds and in virtually identical terms.
They argued that because of the imprisonment of the king, sovereignty
reverted to them. Most South American juntas initially consisted
of both Peninsulars and Americans. Once it appeared that Spain might
fall completely under French domination, however, more radical Spanish
Americans took control, ousting the Europeans from government. Although
most of the governing juntas acted as though they were independent
and a few eventually declared independence from the Spanish Monarchy,
the vast majority of the politically active population of Spanish
America desired to retain ties with the Spanish Monarchy and proved
reluctant to sever them completely. |
42 |
|
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| |
 |
An idealized portrait
of King Fernando VII. Courtesy of the Archivo General
de la Nación, Mexico.
|
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| The
Spanish-American movements of 1810, like those in Spain in 1808,
arose from a desire to remain independent of French domination.
The great difference between the Peninsula and America was that
the regions of Spain fought an external enemy, while the New World
kingdoms grappled with internal divisions. The conflict in Spanish
America waxed and waned during the first constitutional period,
18101814, and, at times, when the authorities acted with restraint,
accommodation seemed possible. |
43 |
| King
Fernando's return from captivity in May 1814 provided an opportunity
to restore the unity of the Spanish world. Virtually every act that
had occurred since 1808the struggle against the French, the
political revolution enacted by the Cortes, and the autonomy movements
in Americahad been taken in his name. Although he abolished
the constitution, at first it appeared that the king might accept
moderate reforms, but ultimately he opted to rely on force to
restore royal order in the New World. Free from constitutional restraints,
the royal authorities in the New World crushed most autonomy movements,
such as those in New Spain, Venezuela, Nueva Granada, Quito, and
Chile. Only the isolated Río de la Plata remained beyond
the reach of a weakened Spanish Monarchy. |
44 |
| Repression
by the crown prompted decisive action by the minority of Spanish
America's politically active population that favored independence.
In South America, self-proclaimed generals, such as Simón
Bolívar, and former professional soldiers, such as José
de San Martín, gained immense power and prestige as the leaders
of the bloody struggles to gain independence. Although
civilian and clerical institutions, such as ayuntamientos,
courts, parishes, and cathedral chapters, continued to function,
and although new governments were formed and congresses elected,
military power predominated. |
45 |
| It
was clear by 1819 that King Fernando would have to send more troops
if he wished to retain control of Spanish America, but raising yet
another expeditionary force to reconquer the New World only increased
discontent in the Peninsula. The liberals, exploiting the army's
disenchantment with the war in America, eventually forced the king
in March 1820 to restore the constitution. The return of constitutional
order transformed the Hispanic political system for the third time
in a decade. |
46 |
| The
restoration of constitutional government elicited disparate responses
in Spanish America. When the news arrived in May, the people of
New Spain and Guatemala (Central America) enthusiastically reestablished
the constitutional system. In the ensuing months, they conducted
elections for countless constitutional ayuntamientos, provincial
deputations, and the Cortes. |
47 |
| Political
instability in the Peninsula during the previous twelve years, however,
had convinced many New Spaniards that it was prudent to establish
an autonomous government within the Spanish Monarchy. The autonomists,
the members of the national elite who ultimately gained power after
independence, opted for a constitutional monarchy. They pursued
two courses of action: they sought autonomy within the Spanish Monarchy
and they also worked to establish an autonomous government at home. |
48 |
| New
Spain's deputies to the Cortes proposed a project for New World
autonomy that would create three American kingdoms governed by Spanish
princes and allied with the Peninsula. This proposal to form a Spanish
commonwealth resembled the later British Commonwealth. Indeed, the
proponents argued that they did not wish to follow the example of
the United States. Instead, like Canada, they sought to retain ties
with the monarchy. The Spanish majority in the Cortes, however,
rejected the proposal that would have granted Spanish Americans
the home rule they had been seeking since 1808. |
49 |
| At
the same time, New Spain's autonomists convinced the prominent
royalist Colonel Agustín de Iturbide to accept their plan
for autonomy, which was similar to the one presented to the Cortes.
Independence was assured in 1821 when Iturbide and his supporters
gained the backing of the majority of the royal army. Mexico achieved
its independence not because the royal authorities had lost on the
battlefield but because New Spaniards no longer supported the crown
politically.47
Central America also declared independence and joined the new Mexican
Empire. It seceded peacefully in 1823, after the empire was abolished,
and formed a separate nation. |
50 |
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| |
 |
Hacienda account
book whose images celebrate "Liberty," 1818. A woman
(America), an eagle with the flag "Liberty," and an
Indian overturning a castle (Spain). Courtesy of the
Archivo General de la Nación, Mexico.
|
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| The
newly independent Mexicans carefully followed the precedents of
the Spanish constitutional system. Although they initially established
an empire, they replaced it in 1824 with a federal republic, modeling
their new constitution on the Spanish charter because it was part
of their recent political experience. Distinguished New Spanish
statesmen, like José Guridi y Alcocer and Miguel Ramos Arizpe,
who had participated in writing the Constitution of 1812, also served
in the Mexican Constituent Congress. To many Mexicans, the Constitution
of 1812 was as much their charter as Spain's. In keeping with Hispanic
constitutional practices, they also formed a government with a powerful
legislature and a weak executive branch. Federalism in Mexico arose
naturally from the earlier political experience; the provincial
deputations created by the Spanish constitution to govern the provinces
simply converted themselves into states.48
Like Mexico, the new Central American republic established a federation
based on Hispanic constitutional practices. |
51 |
| In
South America, the restoration of the Spanish constitution provided
advocates of independence with the opportunity to press their campaign
to liberate the continent. In contrast to New Spain, the South American
insurgents defeated the royal authorities in battle. Two pincer
movements, one from the south and the other from the north, eventually
converged on Peru, ending Spanish rule. |
52 |
| Two
competing political traditions emerged during the independence period:
one, forged in more than a decade of war, emphasized strong executive
power, and the other, based on the civilian parliamentary experience,
insisted on the preeminence of the legislature. They epitomized
a fundamental disagreement about the nature of government. New Spain,
which achieved independence through political compromise rather
than by force of arms, is representative of the civil tradition.
There, the Hispanic constitutional system triumphed and continued
to evolve. Despite subsequent coups by soldiers, civilian politicians
dominated Mexican politics. |
53 |
| In
contrast, military force liberated northern South America. Unlike
Mexico, in Colombia, Peru, and Bolivia, the men of arms dominated
the men of law, and the Hispanic constitutional experience exerted
little influence. The three newly independent South American nations
established strong centralist governments with powerful chief executives
and weak legislatures. In 1830, Colombiasometimes called Gran
Colombiasplintered into three countries: Venezuela, New Granada,
and Ecuador. The preponderance of the men of arms, however, was
harder to eradicate. |
54 |
| The
Southern Cone, which also had gained independence by force, did
not fall under the control of military men. There, warfare with
royalist forces had been limited. Most of the fighting occurred
among provinces that struggled for autonomy from their capital cities.
Chile eventually established a highly centralized oligarchical republic
while, in the Río de la Plata, the various provinces formed
a loose confederation. Despite the differences between the two countries,
civilians dominated both nations.49
|
55 |
|
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| The
fate of the new nations of America depended to
a great extent on timing. The British-American struggle for independence
constituted part of a larger international conflict. The new nation
gained both its independence and diplomatic recognition as part
of an international agreement, the Treaty of Paris of 1783. Consequently,
the United States had neither to spend large sums of money for its
defense nor, like the Spanish-American countries, to devote years
of political and diplomatic effort to obtain recognition from an
aggrieved motherland. Fortuitously, the United States enjoyed a
post-independence prosperity engendered by twenty years of war in
Europe. The French Revolution of 1789 and the subsequent wars generated
an insatiable demand for U.S. products. Moreover, Spain's involvement
in those wars created a great commercial opportunity for the young
republic because that monarchy had to rely on neutral shipping to
conduct its trade with Spanish America. Thus political and social
tensions within the United States were alleviated by its prosperity. |
56 |
| The
independence of the United States, moreover, did not result in the
political and economic destruction of the British world. Despite
brief and relatively minor conflicts, cultural, economic, and diplomatic
relations continued between the former metropolis and the former
colony. More significantly, during the nineteenth century, Great
Britain became the preeminent industrial, commercial, financial,
technological, and naval power in the world. The history of the
United States would have been considerably different had Spain achieved
that preeminence while Britain collapsed. In a world dominated by
a country with a different language, religion, and culture, the
United States would have been less privileged politically, less
able to exploit its rich endowment of easily available resources,
and, moreover, would have had to contend with powerful neighbors.
That situation, of course, did not occur. Instead, the United States
grew territorially through conquest, expanded economically, and
maintained a stable political system that became increasingly democratic. |
57 |
| Although
Haiti began its process of independence, like the rest of America,
by continuing patterns and processes that had been evolving for
years, it experienced a dramatic social as well as political revolution.
At first, Saint Domingue participated in the transformations of
the French Revolution, but the slaves, who were not included in
those changes, insisted on freedom and equality. The bloody and
destructive wars that were necessary to achieve those goals jeopardized
the country's economic and political future. As Knight observes,
"the Haitians dramatically transformed their conventional tropical
plantation agriculture, especially in the north, from a structure
dominated by large estates (latifundia) into a society of
minifundist, or small-scale, marginal self-sufficient producers,
who reoriented away from export dependency toward an internal marketing
system supplemented by a minor export sector."50
In addition, a revolution of former slavespeople of African
ancestryterrified the white societies of both America and
Europe. When their armies failed to subdue the Haitians, the Europeans
isolated the country. Although some Haitians sought to continue
sugar exports, most markets were closed to them. Instead, European
nations introduced profitable tropical agriculture to other Caribbean
islands. Thus the citizens of Haiti, an impoverished, isolated land,
proved unable to form an economically prosperous and politically
stable nation. |
58 |
| The
emancipation of Spanish America did not merely consist of separation
from the mother country, as in the case of the United States. It
also destroyed a vast and responsive social, political, and economic
system that had functioned relatively well, despite its many imperfections.
For nearly three hundred years, the worldwide Spanish Monarchy had
proven to be flexible and capable of accommodating social tensions
and conflicting political and economic interests. Despite inefficiencies
and inequities, the monarchy functioned as an economic system and,
as a unit, possessed the strength to participate effectively in
the world economy. After independence, the former Spanish Monarchy's
separate parts functioned at a competitive disadvantage. In that
regard, nineteenth-century Spain, like the former American kingdoms,
was just one more newly independent nation groping for a place in
an uncertain and difficult world. |
59 |
| By
1826, the overseas possessions of the Spanish Monarchy, one of the
world's most imposing political structures at the end of the eighteenth
century, consisted only of Cuba, Puerto Rico, the Philippines, and
a few other Pacific islands. In contrast with the United States,
which obtained its independence in 1783, just in time to benefit
from the insatiable demand for its products generated by the twenty
years of war in Europe that followed the French Revolution of 1789,
the Spanish world achieved emancipation after the end of
the European conflicts. Not only did the new nations have to rebuild
their shattered economies, they also faced a lack of demand for
their products. Instead, Europe and the United States were eager
to flood Spanish America with their goods. The new countries thus
did not enjoy prosperity during their formative years as the United
States had. Rather, the Spanish-American states had to face grave
internal and external problems with diminished resources. |
60 |
| Spain
and Spanish America's nineteenth-century experiences provide stark
proof of the cost of independence. The two regions suffered political
chaos, economic decline, economic imperialism, and foreign intervention.
Both the Peninsula and the nations of the New World endured civil
wars and military uprisings (pronunciamientos). In their
efforts to resolve their political and economic crises, Spain and
Spanish America experimented with monarchism and republicanism,
centralism and federalism, representative government and dictatorship.
Unfortunately, there was no simple solution for nations whose economies
had been destroyed by war and whose political systems had been shattered
by revolution. |
61 |
| Only
in the last third of the nineteenth century did the nations of Spanish
America and Spain begin to consolidate their states. By then, Spain,
and most Spanish-American countries, had established stable governments
and undertaken the difficult process of economic rehabilitation.
Unfortunately, the former Spanish Monarchy had languished during
fifty crucial years in which Britain, France, Germany, and the United
States had advanced to a different stage of economic development.
In the period since the great political revolution had dissolved
the Spanish Monarchy, the North Atlantic world had changed dramatically.
Western European and United States industrial corporations and financial
institutions had achieved such size and strength that the emerging
economies of Spanish America and Spain simply could not compete.
Consequently, the members of the former Spanish Monarchy had to
accept a secondary role in the new world order. |
62 |
|
Jaime E. Rodríguez O.
is a professor of history at the University of California, Irvine,
and editor of the journal Mexican Studies/Estudios Mexicanos.
He has published widely on the early nineteenth century. His works
include The Emergence of Spanish America: Vicente Rocafuerte
and Spanish Americanism, 18081832 (1975), The Forging
of the Cosmic Race: A Reinterpretation of Colonial Mexico
(1980, 2d edn., 1990) (with Colin MacLachlan), which was awarded
the Hubert Herring Prize, and The Independence of Spanish America
(1998). He has also edited a dozen volumes, among the most recent,
The Origins of Mexican National Politics, 18081847
(1997) and, with Kathryn Vincent, Myths, Misdeeds, and Misunderstandings:
The Roots of Conflict in U.S.-Mexican Relations (1997). He
is currently completing two books: "The Formation of the Mexican
Federal Republic, 17801826" and "The Creation of the Republic
of Ecuador, 17801830."
Notes
An earlier version
of this essay was presented at the XX International Congress of
the Latin American Studies Association held in Guadalajara, Jalisco,
Mexico, April 1719, 1997. I am grateful to Linda A. Rodríguez,
William F. Sater, Kathryn Vincent, and María del Refugio
González, as well as Michael Grossberg and two anonymous
reviewers of the AHR for suggestions for improving this
essay.
1
In this essay, the term "monarchy" is used instead of the word
"empire" for several reasons. First, monarchy is a form of government
in the same manner that republic is. Second, the term empire implies
a degree of subordination that did not exist at the time and that
the people of those monarchies, whether in Europe or America,
did not accept. That sort of subordinate relationship was characteristic
of the later European empires of the nineteenth century. Third,
the term empire suggests a degree of centralization and control
that did not exist at the time.
2
The Spanish Monarchy identified its component parts as kingdoms,
principalities, counties, duchies, etc. The Spanish term virreinato,
normally translated into English as "viceroyalty," means literally
vice kingdom; it was used to refer to those areas administered
by a virrey (viceroy in French or vice king in English).
The Spanish Monarchy possessed viceroyalties in Europe as well
as in America. The regions of Spanish America were called reinos
(kingdoms), and its inhabitants did not consider themselved "colonists."
See the essays in Mark Greengrass, ed., Conquest and Coalescence:
The Shaping of the State in Early Modern Europe (New York,
1991); and John H. Elliott, "A Europe of Composite Monarchies,"
Past and Present 137 (1992): 5269.
3
Earlier historians, such as Roger B. Merriman, understood the
Spanish Monarchy as a great confederation; see The Rise of
the Spanish Empire in the Old World and in the New, 4 vols.
(New York, 191834). In contrast, more recent scholars tend
to concentrate on individual parts of the monarchy. See, for example,
Ernest Belenguer, El imperio hispánico, 14791665
(Barcelona, 1994), which examines only the European portion of
the monarchy. Most syntheses of the New World possessions no longer
limit themselves to those of the Spanish Monarchy but discuss
all of Latin America; a good example is Mark A. Burkholder and
Lyman L. Johnson, Colonial Latin America, 2d edn. (New
York, 1994).
4
Although Castilianthe language that is generally called
Spanishbecame the dominant tongue within the monarchy, it
was not the only one spoken in the Peninsula. More important,
Spanish scholars provided Indian languages with alphabets and
grammars quite early. The first Castilian grammar was published
in 1492, for example, whereas the first Nahuatl (the language
of central Mexico) grammar appeared in 1531. (Miguel León-Portilla,
personal communication with author, October 6, 1997.)
5
It is often asserted that the Indians were considered minors.
That is not entirely correct. Spanish law, which was based on
Roman law, distinguished between two forms of legal minority.
The first, infantes and inpúberesthat
is, persons sixteen years and youngerlacked legal independence
and were supervised by a tutor. The second consisted of
individuals younger than twenty-five yearsthe age of legal
maturityand older than sixteen. They possessed the right
to act independently on all legal matters, but they were supervised
by a curator who protected them in case others "abused
their lack of experience, lack of malice, or incapacity." The
Indians of Spanish America were considered minors in the second
sense. In their case, the kingthat is, the monarchyfunctioned
as their curator. See María del Refugio González,
Historia del derecho mexicano, 2d edn. (Mexico City, 1997),
36.
6
Jaime E. Rodríguez O., The Independence of Spanish America
(Cambridge, 1998), 711. See also Colin M. MacLachlan and
Jaime E. Rodríguez O., The Forging of the Cosmic Race:
A Reinterpretation of Colonial Mexico, 2d edn. (Berkeley,
Calif., 1990), 196248.
7
Edmund S. Morgan, American Slavery, American Freedom: The Ordeal
of Colonial Virginia (New York, 1975), 20.
8
Nicholas P. Canny, "The Ideology of English Colonization: From
Ireland to America," William and Mary Quarterly, 3d ser.,
30 (1973): 57598.
9
Patricia Seed, "'Are These Not Also Men?': The Indians' Humanity
and Capacity for Spanish Civilization," Journal of Latin American
Studies 25 (October 1993): 651.
10
Reginald Horsman, Race and Manifest Destiny: The Origins of
American Racial Anglo-Saxonism (Cambridge, Mass., 1981), 104.
11
W. J. Eccles, France in America, rev. edn. (Markham,
Ontario, 1990), 1221; Jean Meyer, Francia y América
del siglo XVI al siglo XX (Madrid, 1992); Patricia Seed, Ceremonies
of Possession in Europe's Conquest of the New World, 14921640
(Cambridge, 1995), 4168.
12
Franklin W. Knight, "The Haitian Revolution," AHR 105 (February
2000): 108.
13
Thomas O. Ott, The Haitian Revolution, 17891804 (Knoxville,
Tenn., 1973), 321; Carolyn E. Fick, The Making of Haiti:
The Saint Domingue Revolution from Below (Knoxville, 1990),
1528.
14
The best literature on the subject of repúblicas
exists for Mexico. See, for example, José Miranda, Las
ideas y las instituciones políticas mexicanas (1952;
Mexico City, 1978); Andrés Lira, Comunidades indígenas
frente a la ciudad de México: Tenochtitlan y Tlatelolco
(Zamora, 1983); Charles Gibson, The Aztecs under Spanish Rule:
A History of the Indians of the Valley of Mexico, 15191810
(Stanford, Calif., 1964); and Robert Haskett, Indigenous Rulers:
An Ethnohistory of Town Government in Colonial Cuernavaca
(Albuquerque, N.Mex., 1991).
15
Rodríguez O., Independence of Spanish America, 1922,
4649.
16
John Leddy Phelan, The People and the King: The Comunero Revolution
in Colombia, 1781 (Madison, Wis., 1978), xviii.
17
Jack P. Greene, "The American Revolution," AHR 105 (February
2000): 96.
18
Gordon S. Wood, on the other hand, argues that free blacks possessed
a status similar to that of white "plebeians." See The Radicalism
of the American Revolution (New York, 1992), 1156.
19
Eccles, France in America, 15866; Meyer, Francia
y América.
20
Greene, "American Revolution," 95.
21
Greene, "American Revolution," 97.
22
MacLachlan and Rodríguez O., Forging of the Cosmic Race,
144228.
23
Quoted in Knight, "Haitian Revolution," 10708.
24
Knight, "Haitian Revolution," 108.
25
Rodríguez O., Independence of Spanish America, 1319.
26
Rodríguez O., Independence of Spanish America, 4748.
Father Servando Teresa de Mier, one of the most distinguished
advocates of the thesis of American rights, declared: "Our kings,
far from having considered establishing in our Americas the modern
system of colonies of other nations, not only made our [kingdoms]
the equals of Spain but also granted us the best [institutions]
she possessed . . . In conclusion, it is evident that
under the constitution granted by the kings of Spain to the Americas,
these lands are kingdoms independent of her [Spain] without any
other link but the king, . . . who according to
political theorists, must govern us as though he were the king
of each one of them [the American realms]." Servando Teresa de
Mier, "Idea de la Constitución dada a las Américas
por los reyes de España antes de la invasión del
antiguo despotismo," in Jaime E. Rodríguez O., ed., Obras
completas de Servando Teresa de Mier, Vol. 4, La formación
de un republicano (Mexico City, 1988), 57.
27
Jack P. Greene, Understanding the American Revolution: Issues
and Actors (Charlottesville, Va., 1995), 7475.
28
One explanation is offered by Pauline Maier, From Resistance
to Revolution: Colonial Radicals and the Development of American
Opposition to Britain, 17651776 (1972; New York, 1991).
Theodore Draper provides a somewhat different view in A Struggle
for Power: The American Revolution (New York, 1996).
29
Greene, Understanding the American Revolution, 72.
30
The struggle for U.S. independence is discussed in Robert Middlekauff,
The Glorious Cause: The American Revolution, 17631789
(New York, 1982); Don Higginbotham, The War of American Independence:
Military Attitudes, Policies, and Practice, 17631789
(New York, 1971); Marshall Smelser, The Winning of Independence
(Chicago, 1972); and Willard M. Wallace, Appeal to Arms: A
Military History of the American Revolution (New York, 1951).
31
On the other hand, Wood, wrongly in my opinion, argues that the
American Revolution was "as radical and social as any revolution
in history." Radicalism of the American Revolution, 5.
32
Some Indian groups supported the British government, but no large-scale
Indian movement erupted that might have threatened the British
Americans.
33
See Merrill Jensen, The Articles of Confederation (1940;
rpt. edn., Madison, Wis., 1959); Roger H. Brown, Redeeming
the Republic: Federalists, Taxation, and the Origins of the Constitution
(Baltimore, Md., 1993); and Stuart Bruchey, The Roots of American
Economic Growth, 16071861 (New York, 1965).
34
Greene, Understanding the American Revolution, 389.
35
Knight, "Haitian Revolution," 106.
36
Knight, "Haitian Revolution," 110.
37
The Haitian Revolution is well discussed in C. L. R.
James's classic study The Black Jacobins: Toussaint Louverture
and the San Domingo Revolution, 3d edn. (London, 1980); Ott,
Haitian Revolution; and Fick, Making of Haiti. Two
recent studies place the movement in its international context:
Dolores Hernán | |