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AHR Forum
The Process of Mexican Independence
VIRGINIA GUEDEA
| The
process of Mexico's emancipation began, as in
other parts of Spanish America, with the imperial crisis of 1808.
Originating in the very heart of the empire, when Napoleon Bonaparte
occupied Spain, it precipitated a series of rapid changes that,
in the beginning, like the crisis itself, were fundamentally political.
The imperial crisis not only intensified political activities in
New Spain but also generated new forms of political life and thought.
Over time, this created and nurtured a new political culture with
which the new nation initiated its independent existence. Yet there
were two aspects to the country's emancipation: politicization and
militarization. The armed struggle, which began in 1810, opened
the door to a process of militarization that did not end after independence
had been achieved. This essay will be concerned more with the political
tranformations than with the accompanying war, however, because
warfare did not envelop the entire Viceroyalty of New Spain, whereas
the political changes did. |
1 |
| The
foundations of the Spanish Empire's legitimacy disintegrated in
1808 when the French invaded the Iberian Peninsula and forced father
and son, the contending kings Carlos IV and Fernando VII, to abdicate.
There followed an important event in the Peninsula that affected
the entire subsequent process: the prominent appearance upon the
scene of the element on which the Spanish state would be reconstituted:
the people. Faced with the submission of their kings and
many officials to Napoleon, the people, that anonymous undifferentiated
mass, el común, as it was called, decided to take
the initiative. The people fought with all means at their disposal
against the French invaders.1
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2 |
| The
forms of struggle in the Peninsula, both in the battlefield and
the political arena, are enormously significant. First, the war
of guerrillas, reinvented in Spain, became the model adopted
by the Americans, as they called themselves, during their subsequent
struggle against the military forces defending the colonial order.
Second, in defense of their king, their country, and their religion,
the Spanish people decided to take the government into their own
hands. They created new institutionsthe governing juntasin
which the people participated. In Spain, the movement, initially
centrifugal because it started in the localities, soon became centripetal,
first at the provincial level and later at the imperial level, when
it sought to include all the Spanish dominions.2
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3 |
| Almost
all the territories that constituted the Spanish Empire responded
at first in the same way. In defense of king, country, and religion,
they, too, formed governing juntas, because they shared goodwill
as well as grievances toward the mother country, owing to their
common colonial relationship with the metropolis. The different
regions of the monarchy, however, held diverse autonomist interests,
which had been either initiated or strengthened by the eighteenth-century
Bourbon reforms, and which impelled and conditioned the response
of each region's inhabitants to the imperial crisis. That is why,
while initially responding in the same way, the various components
of the Spanish Empire ultimately underwent different experiences.3
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4 |
| In
New Spain, something unique transpired: the rupture of the social
compact. This occurred at the center of viceregal power in Mexico
City, was carried out by some of its highest authorities, and, as
a result, affected everyone. The imperial crisis initially appeared
to provide an opportunity for New Spain's autonomists to advance
their interests. It was an occasion to undo the Bourbon reformswhich,
in order to exploit the viceroyalty more fully and efficiently,
had sought to exclude Americans from the government of New Spainas
well as to insist on equality with the metropolis. The Ayuntamiento
(municipal council) of Mexico City, which became the vehicle for
autonomist interests, proposed establishing a governing junta
for New Spain, justifying it on the same constitutional grounds
used by the people of the Peninsula in their struggle against the
French, as well as by other colonial ayuntamientos elsewhere
in the empire. The Ayuntamiento of Mexico City maintained that New
Spain was a kingdom incorporated to the crown of Castile by conquest;
that, in the absence of the king, sovereignty reposed in the kingdom,
particularly in those superior tribunals that governed it, and in
those corporations that represented the public voice.4
Although, in reality, the claims of the Ayuntamiento of Mexico City
derived from legal ordinances not used for a long time, colonial
authorities considered the concepts very dangerous when applied
to the empire's perilous circumstances. |
5 |
| The
defenders of imperial interests, European Spaniards with direct
links to the metropolis, and their voice, the Audiencia (high court)
of Mexico, responded to the claims of the autonomists by emphasizing
the New World's colonial status and demanding submission to the
Peninsula. Earlier, New Spain's Creole and Peninsular elites had
united in their opposition to the 1804 Law of Consolidation, which
required the church to recall its loans to the public; now, faced
with conflicting aspirations, they divided and, in doing so, split
the colony's society. |
6 |
| Viceroy
José de Iturrigaray, who saw an opportunity to buttress his
authority, undermined by the collapse of the monarchy in the Peninsula,
convened a series of meetings to discuss the Ayuntamiento's proposal
to establish a governing junta for New Spain. Rather than
reaching an agreement, however, the assemblies brought into the
open the two opposing positions: the Creole or American versus the
Peninsular or European. The gatherings also resulted in some interesting
discussions, such as the nature and composition of the people and
New Spain's place in the imperial system. |
7 |
| The
debate ended in violence on the night of September 15, 1808, when
the defenders of imperial interests imprisoned their own viceroy
and the principal autonomists. This coup d'état radicalized
the confrontation between them. It also marked the beginning of
the definition and, later, the polarization, of the positions adopted
by New Spaniards toward the new circumstances the Spanish Empire
and particularly the Viceroyalty of New Spain were experiencing.
The opposed positions resulted from the orientation of their respective
interests: the Europeans toward the Peninsula and the Americans
toward the interior of the colony. These were not the only forces
at work. The people also appeared upon New Spain's political scene,
in discourse as well as action.5
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8 |
| The
new circumstances that the Spanish Empire experienced opened up
new possibilities for action. One emerged within the system when
liberals in the Peninsula took the initiative in reorganizing the
political structure of the Spanish Empire. In March 1810, they convened
the General and Extraordinary Cortes (or parliament), which represented
the entire Spanish Nation, as the empire was now called. Later,
in March 1812, they promulgated a constitution that recognized sovereignty
as residing essentially in the nation, which alone possessed the
power to establish its fundamental laws. |
9 |
| The
first opportunity for Americans to participate in the political
reorganization occurred in January 1809, when the Supreme Central
Governing Junta of the Kingdom, which had been established in the
Peninsula on September 25, 1808, instructed New Spain to elect a
deputy to represent the viceroyalty in the Junta Central. New World
representation in the highest organ of metropolitan government,
besides validating the Americans' claim that the viceroyalty was
an integral part of the monarchy, reopened the path to representative
government closed by the coup d'état. The election decree,
which placed the responsibility for holding the elections in the
hands of the various ayuntamientos, restored their authority.
An even more extensive opportunity to participate in restructuring
the government of the Spanish Empire occurred the following year
when the Junta Central instructed the ayuntamientos to hold
elections for representatives from the provinces of New Spain to
the General and Extraordinary Cortes.6
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10 |
| Other
possibilities for action emerged outside the system. The use of
force by partisans of the regime led discontented New Spaniards
to follow their example. After the 1808 coup, almost all the opposition
to the regime was organized at first in secret. The general discontent
was expressed by means of numerous anonymous broadsheets and conspiracies
organized under the cover of social gatherings (tertulias)
and other spaces of sociability that the cities and towns of the
viceroyalty provided. Nearly all the plots were urban; individuals
from many social groups, including Indians, took part; and all failed.
A good example of these movements is the conspiracy discovered in
1809 in the city of Valladolid in Michoacán. When the colonial
authorities, understandably afraid that such expressions of discontent
would spread, resorted to repression, they exacerbated the differences
between the defenders of the status quo and the autonomists. |
11 |
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| The
discovery, in September 1810, of a conspiracy
in the city of Querétaro and elsewhere in the Bajío
region led to an open and declared breach with the regime, when
one of its members, Father Miguel Hidalgo, initiated an insurrection.
Although Father Hidalgo did not at first offer clear alternatives
to New Spaniards, especially the viceroyalty's elites, it did appeal
to many, particularly the lower orders.7
Because the people of New Spain shared a common political culture,
all agreed on the need to combat mal gobierno (bad governmenta
traditional slogan) and to defend the realm, the king, and the Catholic
religion from the French. In addition, the leaders of the insurgency
sought to create more opportunities for Americans to govern themselves,
an autonomist aspiration in the purest Creole tradition. One goal
that would remain constant during the entire emancipation process
was the establishment of an alternative organ of governmenta
governing juntaan institution much desired by discontented
Americans since 1808. But the peasants and workers who formed the
bulk of the insurgent ranks had very different goals, such as access
to land and improved working conditions. Moreover, many of those
who for one reason or another had not found a place within the social
structure of New Spainthe marginalized of every class and
conditionjoined the insurgency and made their own imprint
on the armed movement. These differences caused important contradictions
within the insurgency.8
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12 |
| There
were also regional differences. Insurgency broke out across New
Spain, not as a cohesive and integrated movement, but autonomously
and, in most cases, to seek relief for local and provincial grievances.
Thus it would be more proper to speak of various insurgencies, not
just one. Moreover, leaders such as Ignacio Rayón and José
María Morelos, who attempted to provide unity and cohesion
to the movement, were on occasion themselves rather provincial.
Rarely were other insurgent commanders interested in the movement
as a whole. All these factors made it extremely difficult for the
principal leaders to establish a common front to coordinate all
of the insurgents.9
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13 |
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Father Miguel Hidalgo,
the cura of Dolores. In 1810, his revolt began the
war for Mexican independence. Courtesy of the Archivo
General de la Nación, Mexico.
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| Despite
their efforts, the insurgency, particularly at the beginning, became
violent, disorderly, and destructive; it provoked opposition even
among many of those discontented with the colonial regime. Fear
of and dismay at the insurgency strengthened the authorities, whose
response was coherent and uniform. The regime rapidly organized
the armed forces under its control and sought to crush the various
insurgencies; indeed, it tried to eliminate all manifestations of
discontent, because it believed, and not without reason, that if
allowed to fester they would gain popularity, or, worse, that the
disaffected would join the armed rebels. |
14 |
| Whereas
the colonial regime had an army, the insurgents did not. In contrast
to their well-organized opponents, the few trained and capable insurgent
military leaders commanded disorganized and poorly armed forces.
Moreover, the authorities and their supporters, in particular General
Félix María Calleja, the most capable royalist military
officer, understood that they had to deploy local forces to confront
a movement that appeared in various regions at the same time. Thus
the royalists reverted to the pre-Bourbon system of local militias,
which proved to be very efficient. During the first phase of the
war, the organized royalist forces defeated the disorganized insurgents
on numerous occasions, made Hidalgo and his followers flee north,
and on March 21, 1811, captured the principal leaders, barely six
months after the movement began. Hidalgo was executed.10
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Caricature of an
insurgent. Courtesy of the Archivo General de la Nación.
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| The
war was bloody and destructive. As neither royalists nor insurgents
possessed many firearms, they fought at close quarters with lances,
knives, slings, bows and arrows, and clubs. And the war proved costly
to the viceroyalty's economyalready weakened by large sums
sent to the Peninsula to fight the Frenchby destroying its
commercial networks. The provincial economies felt the cost as well:
both the insurgents and the royalists burned and destroyed crops,
haciendas, and towns. When traditional trade networks were destroyed,
partisans on both sides were forced to establish new patterns of
trade and new forms of exchange. |
16 |
| As
if this were not enough, the Catholic church divided into supporters
and opponents. The higher clergy, allied with the colonial regime,
assailed the insurgents with anathemas and excommunications. Although
such weapons eventually lost their potency, in part because the
lower clergy in several cases supported the insurgency, they nonetheless
frightened many New Spaniards, particularly those still neutral. |
17 |
| Several
insurgent leaders, especially Rayón and Morelos, who understood
very early the problems inherent in a disorganized, unintegrated
movement, decided to transform it into a unified, coherent cause.
In this effort, they gained the support of discontented individuals
living in regions controlled by the colonial regime, primarily the
cities. As a result, the insurgents began to receive more help from
such groups; for example, they obtained a printing press, which
enabled them to publish materials explaining their goals and to
defend themselves from attacks by the regime, which, until then,
had controlled the media. Thus appeared many, if ephemeral, insurgent
periodicals. Professionals, above all lawyers, who joined the insurgents
helped form a more effective political organization. This, in turn,
helped create an image of an organized political and military movement,
which attracted greater support throughout the viceroyalty. |
18 |
| Shortly
after the disastrous end of Hidalgo and other early insurgent leaders
in 1811, Rayón, after informing Viceroy Francisco Xavier
Venegas of his intention, established a governing junta in
August 1811 in the town of Zitácuaro. Although the Supreme
National American Junta, also known as the Junta of Zitácuaro,
proposed to represent the nation, from which it claimed to derive
its authority, its formation did not signify a complete break with
the Spanish Empire; it continued to invoke the name of the monarch.
The Junta of Zitácuaro was to consist of five individuals
named by the representatives of the provinces of New Spain, but,
given the urgency of the moment, only three were electedRayón,
José Sixto Berdusco, and José María Liceagaby
only thirteen insurgent commanders, though after widespread consultation.
Even partisans living in areas controlled by the colonial regime
were consulted.11
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19 |
| The
failure of the Supreme Junta to achieve the success its founders
and supporters had expected owed less to the opposition of the colonial
regime than to divisions among its members. At first, a war
fought on various fronts kept the leaders apart; later, personal
enmities divided them and prevented the creation of a unified center
of authority. Even the appointment of Morelos as a fourth member
failed to prevent the insurgency from fragmenting into four large
zones commanded by independent captains-general, who did not always
agree. After failing to end the divisions among his colleagues,
Morelos proposed replacing the Supreme Junta with a congress elected
by the inhabitants of each province, thereby more completely representing
the provinces of New Spain. |
20 |
| On
the advice of the lawyer Carlos María de Bustamante, Morelos
set up extensive and lengthy elections in the territories under
his controlthe provinces of Tecpan, Veracruz, Puebla, Mexico,
and Michoacán. The province of Oaxaca, which had already
elected a representative to be the Junta's fifth and last member,
was allowed to send him as the first deputy to the new congress.
The nature of the elections varied in the different provinces; in
some instances, the electoral practices introduced by the Spanish
Constitution of 1812 (also known as the Constitution of Cádiz)
were used. As a result, despite the different social structures
among the regions and difficulties that occurred in some, large
sectors of the population participated.12
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21 |
| The
Supreme National American Congress established in Chilpancingo in
September 1813 constituted a true alternative government. The influences
of the Constitution of Cádiz are apparent in its make-up
and attributes. Composed of representatives from several provinces
that together covered a vast territory, the Supreme Congress assumed
national sovereignty, divided the government into three branches,
and coordinated its activities. It also confirmed the elections
of the executive, who would direct the military, as well as of the
judiciary. Both had been chosen in elections, albeit
not direct popular ones, in which individuals and corporations from
various regions of New Spain had taken part. On November 6, 1813,
the Supreme Congress finally declared independence from Spain and
proceeded to constitute a new nation; after extensive consultations
with various sectors throughout the country, it enacted a republican
constitution in October 1814, which recognized the division of powers
among the three branches of government and established the
sovereignty of the congress. The substitution of the Supreme Congress
for the Supreme Junta, however, did not end conflict among the principal
leaders. On the contrary, it multiplied the possibilities for confrontation. |
22 |
| Insurgent
leaders were concerned with another important question: recognition
by foreign countries, which might lead to foreign aid. Although
they employed a variety of methods, they failed in the sense
that they did not obtain aid of any significance, except in
the north. Appeals to the United States for assistance resulted
in the arrival of a largely Anglo-American expeditionary force but
also in the establishment of a governing junta, which, in
April 1813, declared the independence of Texas in a document that
echoed the United States' own Declaration of Independence, and is
indicative of future events in that region.13
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| In
the meantime, Spain was trying not only to get
rid of the French but to establish a new political order as well.
The new order was important to New Spaniards because it allowed
the political participation of large sectors of the population within
the system. Thus it undermined the significance of the insurgency
as an alternative for the disaffected in the viceroyalty. The Constitution
of Cádiz, promulgated in New Spain in September 1812, introduced
representative government at three levelslocal (the constitutional
ayuntamientos), regional (the provincial deputations), and
imperial (the Cortes). The constitution provided the autonomists
and the discontented with the means to achieve their goals legally.
Moreover, freedom of the press guaranteed by the new charter offered
the opportunity for open criticism of the colonial regime. |
24 |
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Image celebrating
the 1813 elections to the Ayuntamiento of Mexico City.
It shows an elected official and a woman holding the
Constitution of 1812. The caption reads, "The citizens
of Mexico [City] in use of their rights elected to
the Ayuntamiento of the Noble City." A list of people
elected follows. Courtesy of the Archivo General de
la Nación, Mexico.
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| At
the local level, the new constitutional ayuntamientos (which
were established in towns with a population of a thousand or more
souls) introduced popular representative government, became a mechanism
for the expression of autonomist interests, and contributed to the
strengthening of local groups. Although the new government was to
be chosen through indirect elections, the first phase of those elections
included all those enjoying the rights of citizens, that is, large
sectors of the population. The constitution enfranchised all adult
men of Spanish and Indian descent: American as well as European
Spaniards and mestizos could vote. Although men of African descent
and the colored castes were denied the franchise, it proved difficult
in New Spain to distinguish them when large popular sectors participated
in the elections. As a result, large numbers of men of African descent
and colored castes appear to have voted. |
25 |
| The
elections held in November 1812 in Mexico City exemplify the varied
nature of popular participation in the new system. Large numbers
voted, including the Indians of the two native communities (parcialidades)
of the capital and many of the colored castes. The electoral results
were unfavorable to the colonial regime; only Americans, many of
them known to be opposed to the regime or frankly pro-insurgent,
were elected. To compound the humiliation of the authorities, the
populace joyously celebrated the results for nearly two days, although
they made no further effort to undermine the colonial regime. Nonetheless,
Viceroy Venegas responded by suspending Mexico City elections and
abolishing freedom of the press. Even though elections were not
resumed in the capital until April 1813, after Félix María
Calleja succeeded Venegas as viceroy, elections were held in other
cities, towns, and villages of the viceroyalty.14
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26 |
| As
a result of the efforts of some American deputies, most important
among them Miguel Ramos Arizpe and José Miguel Guridi y Alcocer
from New Spain, the Constitution of 1812 introduced a new institution,
the provincial deputation, to allow local groups to govern their
regions.15
Although not all of the six provincial deputations allocated to
the Viceroyalty of New Spain were elected during the first constitutional
period, and those that were functioned only a short time, large
sectors of the population took part in the first phase of the elections
to establish them. The election of deputies to represent New Spain
at the Cortes, the first phase of which was held at the same time
as elections to the provincial deputations, mirrored the other two
elections: there was mass participation, and Americans won all the
seats. |
27 |
| So
alarmed were the colonial authorities by the results of elections
clearly demonstrating discontent with the regime that they tried
to overturn them. Besides suspending some of the elections, they
prosecuted well-known autonomists and malcontents, as well as insurgent
partisans. The authorities acted because many New Spaniards took
advantage of the opportunities offered both by the insurgency and
the introduction of the constitutional system to gain control of
the government. In addition, and this was extremely dangerous for
the colonial regime, the new political options permitted those who
struggled from within the system to join forces with those outside
it. Secret societies were formed, at least two of them true secret
political organizations, an indication that a new political culture
was developing despite the difficulties experienced. |
28 |
| New
Spaniards lacked experience with such organizations, which were
forbidden, and they could not keep a secret, even when they were
plotting: on more than one occasion, their lack of caution led to
discovery. The conspiracies of 1811 in the capital provide a case
in point. The first, an orthodox autonomist movement that sought
to establish a governing junta, was denounced in April. The
second, which sought to aid Rayón and the Junta of Zitácuaro,
was discovered the following August.16
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29 |
| The
secret society known as the Guadalupes, organized around a nucleus
that included distinguished Mexico City residents, coordinated the
interests of many malcontents, among them various Indians. Initially
formed to help the insurgents who were attempting to form an alternative
government, the Guadalupes sent first Rayón and, later, Morelos
and Mariano Matamoros, money, weapons, men, and information. At
the same time, the Guadalupes advanced their autonomist goals within
the system by getting out the vote and successfully electing candidates
to the constitutional Ayuntamiento of Mexico City, the provincial
deputation of New Spain, and the Cortes during the elections of
1813 and 1814. The society remained active until 1814, when the
colonial authorities collected enough information from captured
insurgent documents to proceed against it.17
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30 |
| Another
secret societymodeled on the Society of Rational Knights,
founded by Americans in Cádiz at the time the Cortes was
meeting therewas established in the city of Jalapa, and it
also aided the local insurgents with money, weapons, men, and information.
It, too, established close ties with the local insurgent alternative
government, the Provisional Governing Junta of Naolingo. The society
lasted scarcely three months, however. When it was discovered, many
of its members were imprisoned, while others fled to join the Provisional
Junta.18
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31 |
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| Unfortunately
for both the insurgents and the autonomists and
malcontents, the two groups could not form an effective alliance.
Their failure to reach a consensus proved not only detrimental to
the opponents of the colonial regime but beneficial to the regime
itself. Moreover, men of law clashed with men of arms in the highest
organ of the insurgent government. When the lawyers won and took
control of the armed struggle away from the soldiers, the result
was, first, military defeat and later the collapse of the insurgent
movement. |
32 |
| Both
Rayón and Morelos suffered grave losses while attempting
to obey the instructions of the Supreme Congress. Morelos's defeats
had serious consequences. He lost his most effective subordinate
commanders, Mariano Matamoros and Hermenegildo Galeana. The capture
of his documents revealed the names of his contacts and supporters
to the authorities and enabled them to arrest and prosecute many
members of the secret society of Guadalupes. The insurgency, therefore,
lost important supporters. As a result of the defeats, the Supreme
Congress stripped Morelos of executive power; he ceased to command
an important armed force and became merely the chief of the escort
of the legislative branch. |
33 |
| The
year 1814 was marked by insurgent defeats but also by the return
of King Fernando VII to Spain from French captivity. He abolished
the constitutional system and restored the old regime, transformations
that had grave repercussions in New Spain. Freed of the restrictions
imposed by the liberal legislation of the Cortes, the colonial authorities
proceeded against the autonomists and malcontents; the imprisonment
and death of Morelos at the end of 1815 marked the beginning of
the end of the organized insurgency. In December, the insurgent
leader Manuel Mier y Terán dissolved the Supreme Congress
in the city of Tehuacán. Thereafter, the movement shattered
into a thousand pieces. |
34 |
| According
to Christon I. Archer, who disagrees with the majority of historians,
the disappearance of what I have called the organized insurgency
did not signify the end of the insurgent movement, or even the loss
of its strength. Instead, he maintains, the disintegration of a
movement that had never been fully integrated led to increased fighting
and harmed a colonial regime forced to spend more money and find
more men to confront its many opponents.19
Archer is correct, if the insurgent movement is seen exclusively
as a military phenomenon. As a political movement, however, it virtually
ceased to function after 1815. |
35 |
| Despite
the dispersion and disintegration of the insurgents, efforts continued
to restore a united front to coordinate the movement and establish
the principles upon which a new political order could be formed.
Thus the Governing Junta of the Western Provinces, also known as
the Subaltern Junta of Taretan, which had been set up by the Supreme
Congress before it was dissolved, continued to operate. Soon afterward,
it formed the Junta of Jaujilla, which recruited troops and lasted
until 1818. Although Rayón refused to recognize the Junta,
other insurgent leaders such as Vicente Guerrero acknowledged its
authority. The Spanish liberal Javier Mina, who invaded New Spain
in 1817 to try to restore the Constitution of 1812, consulted with
the Junta of Jaujilla and turned to it for weapons and men. Eventually,
that body suffered the same fate as its predecessors: royalist forces
captured its members. Although Guerrero established another junta
in the hacienda Las Balsas in an effort to coordinate insurgent
activities, it too lasted only a short time. |
36 |
| The
lack of cohesion among the insurgents was clearly evident during
Mina's expedition. The presence of professional foreign troops commanded
by a skilled officer should have given the insurgent cause a tremendous
impetus. Mina not only failed to obtain much support, however, but
on occasion he was harassed by insurgent leaders who perceived him
as a threat to their power bases in the regions in which they had
entrenched themselves. Despite causing panic among the colonial
authorities, the expedition utterly failed.20
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37 |
| When
the authorities counterattacked the dispersed and regionalized insurgency
with the offer of pardons as well as with troops, many insurgents
laid down their arms. At that point, the insurgency lost its military
force and virtually ended as a political movement. By 1820, it appeared
that the Viceroyalty of New Spain had been almost pacified. |
38 |
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| Given
New Spain's colonial status, its independence
movement ended, as it began, with events that occurred in the metropolis,
where constitutionalists managed to restore the constitution in
March 1820. Secret societies, which played a key role in the triumph
of the constitutionalists, also began to proliferate in New Spain,
but how that occurred is not yet clear. With the exception of the
Guadalupes and the Jalapa society, which had been modeled on the
one in Cádiz, none of the secret societies in New Spain had
direct ties with the insurgents. Masonic lodges, organized by officers
attached to units sent from Spain, were in existence very early
in a few urban centers, such as in Mexico City after 1813, and later
in Campeche and Mérida in the Yucatán Peninsula around
1818. Freemasons in the capital had much to do with the restoration
of the constitutional system in 1820, and with the removal of Viceroy
Juan Ruiz de Apodaca the following year. The Yucatecan Freemasons
integrated into their ranks former members of earlier societies:
both the liberal sanjuanistas, who favored the constitutional
system, and the principal supporters of absolutism, the rutineros.
The Freemasons also contributed to the reestablishment of the constitution,
and they removed the governor and captain-general of the Yucatán
Peninsula. |
39 |
| Thereafter,
Freemasonry's influence grew in the colony. It received added impetus
with the arrival in 1821 of a distinguished Freemason, Juan O'Donojú,
to be the last superior political chief (the office that replaced
the viceroy under the constitution) of New Spain. After independence
had been attained and, particularly, after the establishment of
a federal republic in 1824, Freemasonry and the groups it organized
would play a decisive role in the country's political life. |
40 |
| Although
the return of the constitutional system in 1820 gave New Spaniards
the opportunity to further their interests through the numerous
elections that were held for constitutional ayuntamientos,
provincial deputations, and the Cortes, the majority also became
convinced that to obtain the changes they desired, they could no
longer remain at the mercy of the political fluctuations of the
Iberian Peninsula. Thus autonomists, malcontents, and others began
once again to organize against the established order. An urban conspiracy,
as in 1810, led to a new armed movement, but the similarity of both
movements ends there. The independence movement was of a very different
sort than the previous insurgency. |
41 |
| The
rebels of 1821 were royalist troops led by distinguished officers
and commanded by Colonel Agustín de Iturbide: they were professional,
disciplined, and organized soldiers. Although Viceroy Apodaca had
ordered him in November 1820 to crush the remnants of the insurgency
in the south, Iturbide entered into talks with its leaders early
in 1821 to persuade them to declare independence. The new rebels
engaged in virtually no fighting because cities and towns rapidly
accepted the Plan of Iguala, as the independence program was called.
There was little bloodshed and destruction; moreover, practically
all the former insurgents joined Iturbide's movement. They were
integrated at a much lower level, however, than the royalists who
had adhered to the cause. |
42 |
| The
movement headed by Iturbide obtained consensus regarding one concrete
objective: independence. In part, that occurred because of war-weariness.
After more than a decade of warfare, everyone was exhausted. Although
the Plan of Iguala invited all the inhabitants of New Spain to unite,
it left the church, the state administration, and the courts intact,
and its new army, the Army of the Three Guarantees, was based on
the former royal army. Interestingly, the Plan of Iguala also provided
for the establishment of a governing juntathe autonomists'
goal since 1808to administer the country until a Cortes was
convened and wrote a constitution for the new Mexican Empire.21
|
43 |
| Upon
his arrival in New Spain in July 1821, Superior Political Chief
O'Donojú ratified the Plan of Iguala by signing the Treaty
of Córdoba, which recognized the independence of the Mexican
Empire. The treaty included precise details about the formation
of the Provisional Governing Junta, which was to be composed "of
the most distinguished and notable men" of the realm, and stipulated
that the Junta would select a regency to act as the executive (while
the Junta retained legislative authority) until the Mexican Cortes
met.22
|
44 |
| If
the Plan of Iguala and the Treaty of Córdoba established
the bases of independence, the Provisional Governing Junta was entrusted
with creating the foundations on which the new state would be built.
Chosen by Iturbide, the Junta excluded both former insurgents and
republicans; in fact, it consisted of the capital's elite and officers
of the new army. The Declaration of Independence of the Mexican
Empire is interesting not only because of its text but also because
of its signatories. It was signed by the members of the Provisional
Governing Junta, which included the most distinguished members of
the capital's elite, former autonomists and malcontents as well
as the leading royalist commanders. But not a single former insurgent
was to be found among the signatories. |
45 |
| After
finally achieving power, however, the elite of Mexico City proved
unable to unite and failed to consolidate its political power. The
consensus soon began to dissipate. Iturbide had used an army that
relied more on persuasion than force to convince New Spaniards to
declare independence. He managed to bring together the interests
of autonomists, malcontents, and even insurgents, as well as the
majority of royalist military commanders because the Plan of Iguala
offered something to each group. But the apparent ease with which
he was able to establish a consensus, enter the hitherto impenetrable
capital city, and establish the long-desired governing junta
would have grave consequences. He managed to orchestrate a consensus
on independence, but once it had been achieved, there was no agreement
about how to constitute the new nation.23
|
46 |
|
Virginia Guedea is Research
Professor and Director of the Instituto de Investigaciones Históricas
of the Universidad Nacional Autónoma de México.
She has published widely on the late eighteenth and early nineteenth
century. Her works include José María Morelos
y Pavón (1981), En busca de un gobierno alterno:
Los Guadalupes de México (1992), and La insurgencia
en el Departamento del Norte: Los Llanos de Apan y la Sierra de
Puebla, 18101816 (1996). She has also edited various
volumes, among the most recent, La Revolución de independencia
(1995), Prontuario de los insurgentes (1995), El surgimiento
de la historiografía nacional (1997), and La independencia
y la formación de las autonomías territoriales mexicanas,
18081824 (in press). She is currently studying the political
processes of the early nineteenth century, particularly the governing
juntas and the popular elections of the independence decade.
Notes
An earlier version
of this work was presented at the XX International Congress of
the Latin American Studies Association, Guadalajara, Mexico, April
1719, 1997. I thank Professor Jaime E. Rodríguez
O. for translating this essay.
1
On the Spanish crisis of 1808, see Miguel Artola, Antiguo Régimen
y revolución liberal (Barcelona, 1978); and Josep Fontana,
La crisis del Antiguo Régimen, 18081833 (Barcelona,
1979).
2
A recent and interesting study of these juntas is the work
of Antonio Moliner, Revolución burguesa y movimiento
juntero en España (La acción de las juntas a través
de la correspondencia diplomática y consular francesa,
18081868) (Lleida, 1997).
3
These different experiences are analyzed by Jaime E. Rodríguez
O., The Independence of Spanish America (Cambridge, 1998).
4
"Representación del Ayuntamiento de México al virrey
José de Iturrigaray," Mexico, July 19, 1808, in Juan E.
Hernández y Dávalos, Colección de documentos
para la historia de la guerra de independencia de México
de 1808 a 1821, 6 vols. (Mexico City, 187882),
2: 47981; and "Representación del Ayuntamiento de
México al virrey Iturrigaray," Mexico, August 5, 1808,
in Enrique Lafuente Ferrari, El virrey Iturrigaray y los orígenes
de la independencia de México (Madrid, 1940), 39093.
5
For the events of 1808, see Lafuente Ferrari, El virrey Iturrigaray;
and Virginia Guedea, "Criollos y peninsulares en 1808: Dos puntos
de vista sobre lo español," tesis de licenciatura (Mexico
City, Universidad Iberoamericana, 1994).
6
See Francois-Xavier Guerra, "Las primeras elecciones generales
americanas (1809)," in Modernidad e independencias: Ensayos
sobre las revoluciones hispánicas (Madrid, 1992), 177225;
and Virginia Guedea, "The First Popular Elections in Mexico City,
18121813," in Jaime E. Rodríguez O., ed., The
Evolution of the Mexican Political System (Wilmington, Del.,
1993), 4648.
7
For the insurrection led by Miguel Hidalgo, see Hugh M. Hamill,
Jr., The Hidalgo Revolt: Prelude to Mexican Independence,
2d edn. (Gainesville, Fla., 1970); and Christon I. Archer, "Bite
of the Hydra: The Rebellion of Cura Miguel Hidalgo, 18101811,"
in Jaime E. Rodríguez O., ed., Patterns of Contention
in Mexican History (Wilmington, Del., 1992), 6993.
8
Eric van Young analyzes the agrarian origins of the insurrection
in "Hacia la revuelta: Orígenes agrarios de la rebelión
de Hidalgo en la región de Guadalajara," in La crisis
del orden colonial: Estructura agraria y rebeliones populares
de la Nueva España, 17501821 (Mexico City, 1992),
30534.
9
An interesting study of the regions is Brian R. Hamnett, Roots
of Insurgency: Mexican Regions, 17501824 (New York,
1986).
10
Christon I. Archer has written extensively about the royalist
army. See "The Army of New Spain and the Wars of Independence,
17901821," Hispanic American Historical Review 61
(November 1981): 70514.
11
Virginia Guedea, "Los procesos electorales insurgentes," Estudios
de Historia Novohispana 11 (1991): 20149.
12
Guedea, "Los procesos electorales insurgentes."
13
I have dealt with this junta in "Autonomía e independencia:
La Junta de gobierno insurgente de San Antonio de Béjar,
1813," in Virginia Guedea, ed., La independencia y la formación
de las autonomías territoriales mexicanas 18081824
(Mexico City, in press).
14
Guedea, "First Popular Elections in Mexico City, 18121813,"
4569; and Virginia Guedea, "El pueblo de México y
la política capitalina, 1808 y 1812," Mexican Studies/Estudios
Mexicanos 10 (Winter 1994): 2761.
15
Manuel Chust has studied the participation of Americans in the
Cortes; see "América y el problema federal en las Cortes
de Cádiz," in José A. Piqueras and Manuel Chust,
compilers, Republicanos y repúblicas en España
(Madrid, 1996), 4579; "La vía autonomista novohispana:
Una propuesta federal en las Cortes de Cádiz," Estudios
de historia Novohispana 15 (1995): 15987; and La
cuestión nacional americana en las Cortes de Cádiz,
18101814 (Mexico City, 1999).
16
Virginia Guedea, "The Conspiracies of 1811 or How the Criollos
Learned to Organize in Secret," paper presented at the conference
"Mexican Wars of Independence, the Empire, and the Early Republic,"
University of Calgary, April 45, 1991.
17
See Ernesto de la Torre Villar, ed., Los "Guadalupes" y la
independencia, con una selección de documentos inéditos,
2d edn. (Mexico City, 1985); and Virginia Guedea, En busca
de un gobierno alterno: Los Guadalupes de México (Mexico
City, 1992).
18
See Virginia Guedea, "Una nueva forma de organización política:
La sociedad secreta de Jalapa, 1812," in Amaya Garritz, comp.,
Un hombre entre Europa y América, Homenaje a Juan Antonio
Ortega y Medina (Mexico City, 1993), 185208.
19
Christon I. Archer, "Insurrection-Reaction-Revolution-Fragmentation:
Reconstructing the Choreography of Meltdown in New Spain during
the Independence Era," Mexican Studies/Estudios Mexicanos
10 (Winter 1994): 6398.
20
The first account of Xavier Mina's expedition is given by William
Davis Robinson in his Memoirs of the Mexican Revolution; Including
a Narrative of the Expedition of General Xavier Mina . . .
(Philadelphia, 1820).
21
"Plan de Iguala," 24 de febrero de 1821, in Diario político
militar mexicano, 6 septiembre 1821, t. 1, n. 6, pp. 2124,
and 7 septiembre 1821, n. 7, p. 25, in Genaro García, Documentos
históricos mexicanos, obra conmemorativa del primer centenario
de la independencia de México, 7 vols. (Mexico City,
1910), vol. 4, s.p.
22
"Tratados celebrados en la Villa de Córdoba el 24 de agosto
de 1821 entre Juan O'Donojú, teniente general de los ejércitos
de España, y Agustín de Iturbide, primer jefe del
E. I. M. de las Tres Garantías," in Diario
político militar mexicano, 3 septiembre 1821, t. 1,
n. 3, pp. 1112, 4 septiembre 1821, n. 4, pp. 1316,
and 5 septiembre 1821, n. 5, pp. 1718, in García,
Documentos históricos mexicanos, vol. 4.
23
The works of several historians of the first half of the nineteenth
century continue to be indispensable for understanding the process
of Mexican independence. In particular, see the works of Lucas
Alamán, Historia de Méjico desde los primeros
movimientos que prepararon su independencia en el año de
1808 hasta la época presente, 5 vols. (Mexico City,
184952); and that of Carlos María de Bustamante,
Cuadro histórico de la revolución mexicana, comenzada
en 15 de septiembre de 1810 por el ciudadano Miguel Hidalgo y
Costilla, cura del pueblo de los Dolores, en el obispado de Michoacán,
2d edn., 5 vols. (Mexico City, 184346).
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