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AHR Forum
A Europe of Regions: Reflections on the Historiography of Sub-National Places in Modern Times
CELIA APPLEGATE
| Europe,
so we read with increasing frequency, has always
been and remains "very much a continent of regional identities."1
This notion has insinuated itself into a wide range of debates on
the future of Europe. Whether the context is an analysis of the
final crisis of the nation-state or a description of the structure
of committees in the European Community, recognition of the significant
role that regions and regionalism play in Europe today has quietly,
undramatically taken hold. In 1992, Tom Nairn wrote in the New
Statesman that regions had become a "key part" of the discussion
about European union.2
Two years later, Rolf Lindner argued, in a collection devoted to
the "return of the regional" that "quite obviously we are now confronted
with a new regionalism."3
And in 1997, John Newhouse stated in Foreign Affairs that
"regionalism, whether within or across national borders, is Europe's
current and future dynamic."4
Moreover, far from being a product of the post-Communist, post-Maastricht
Treaty era in European affairs, this attention to a resurgent or
a renewed or a reinvented or a rediscovered regionality in fact
stretches back through several decades of Euro-punditry. In 1984,
Hans Mommsen wrote, with somewhat more drama than is usual to these
discussions, that "the nation is dead, long live the region." In
1981, Rainer Elkar asked whether regional restlessness might not
be the "new specter haunting Europe." And in 1980, responding to
a decade or more of regional unrest, Jochen Blaschke published a
"handbook of European regional movements," designed to guide the
confused through a thicket of Basques, Slovenes, Sorbs, Serbs, Scots,
Lapps, Walloons, Flemish, Bretons, Croats, Magyars, Cypriots, South
Tiroleans, Madeiran Islanders, Catalans, Occitans, and others.5 |
1 |
| Yet,
as even this brief retrospective should indicate, the contemporary
discussion of regions in Europe, or to use the phrase first coined
by Denis de Rougemont, of a "Europe of the regions," includes little
certainty and less consensus about such fundamental issues as what
we mean by the term region and what, at the most basic level, we
think is the nature of the European "dynamic" that regions have
engendered. For some, regions are ethnic and cultural units, for
others, economic ones or geographical ones, and for yet others,
they are simply political subdivisions of the nation-state.6
A magazine advertisement for the "European Regionalist Network"
includes among its constituency "small nations," as well as "regions"both
of which are described as "close to the people," reflective of "cultural
diversity," and "sensitive to regional ecologies."7
Those who see a "Europe of the regions" as the great model for a
future in which a tolerant cosmopolitanism and a warm, personal
localism emerge gradually in stable complementarity confront a host
of pessimists, realists, strategists, and separatists who anticipate
increasing disparity, disruption, disintegration, and decline. Christopher
Harvie, whose Rise of Regional Europe represents one of the
few works of synthesis in this dispersed debate, has compared it
to "a badly organised dinner party," at which the guestshere,
an array of jostling disciplines"somehow contrive to speak
not to but alongside one another."8
In Nairn's words, "'Europe of the regions' remains an astonishingly
fluid notion . . . [N]o map can capture its sense."
"Is this," he asks, "a new order, or a new disorder?"9 |
2 |
| And
what precisely, one might ask further, is new about it? Punditry
rarely pauses for historical reflection, but here we find ourselves
in the midst of a discussion, the complexity and the persistence
of which both point to deeper historical causes than the latest
shift in EU directives. Yet surprisingly little sustained historical
analysis of "regional Europe" nourishes the contemporary debate:
in Harvie's words, "the history of the civic, regional and culture-nation
entities in Europe and their ethoswhich will obviously influence
the history of Europe as it will come to be written if the movement
is successfulremains obscure." Harvie went on to write a brief
but remarkably comprehensive "interpretation of the recent European
past" that emphasized the "regional theme" and connected its historical
manifestations to its contemporary ones.10
The purpose of this essay is somewhat different. Rather than suggest
the outlines of an alternative synthesis or add to Harvie's, I shall
draw attention to some of the ways that the paradigm of modernization,
which in the period after 1945 did more to obscure our view of Europe's
regions than any other conceptual model, has loosened its hold over
our understanding of modern European development.11
The challenges to and modifications of modernization theory have
accompanied the gradual emergence of regions as key players in the
European community. Challenges and modifications both have developed
slowly and undramatically, with little of the academic fanfare that
signals the arrival of paradigm shifts or revisionism-in-battle-gear.12
Nevertheless, their accumulation amounts to a transformation of
our understanding of the significance of regions in European history.
What remains to be seen is whether this transformation points to
some new synthesisHarvie's "history of Europe as it will come
to be written"or simply to a familiar postmodern holding pattern
of fragmented wholes, provisional stances, and open endings. |
3 |
|
|
| Modernization
theory, whatever its shortcomings, has not been
the single cause of the obscurity of regional history in modern
times. Before we turn to it and to the postwar period in general,
we need to take stock, however briefly, of the consequences to regions
and regional history of the great, hulking presence of nations on
the European scene. The issue is not so much that nations have been
bigger and stronger than the kinds of regions that concern us here
but that the whole process by which the writing of history established
itself as a profession in the modern era has been closely interwoven
with the making and legitimating of nation-states. This is a familiar
point but perhaps worth rehearsing once more from the less-than-familiar
perspective of regional historiography. "Historians," wrote Eugen
Weber, "were the clerisy of the nineteenth century because it fell
to them to rewrite foundation myths; and history was the theology
of the nineteenth century because it provided societies cast loose
from the moorings of custom and habit with new anchorage in a rediscoveredor
reinventedpast."13
The import of Weber's remarks extends, of course, beyond his France.
Historians across Europe wrote about the founding of their nations,
the past of their nations, the coherence and unity of their nations.
Thomas Babington Macaulay is an obvious case in point. His History
of England from the Accession of James the Second (18481855)
is nothing if not "an invitation to national jubilation," and the
effect of its enormous influence was to rid English historical scholarship
of both cosmopolitan and localist impulses for the better part of
a century.14
The German case is just as clear. Stefan Berger, in a recent warning
against the return of what Jakob Burckhardt long ago called "German
triumphalism," wrote that "German historicism's claim to objectivity
only thinly veiled its tendency to legitimate the existing political
conditions and therefore to write the history of the victors . . .
All wrote history not for history's sake but to allow the Germans
to develop national identity."15 |
4 |
| The
devaluation of regions and their pasts in the nineteenth century
thus emerged naturally alongside the triumph of the national historiographies.
It drew on a rich vocabularycommon to all European bourgeois
elites since the Enlightenmentstigmatizing the provincial,
the particular, and the parochial. The study of regions, provinces,
and local places did not disappear, but it became subordinate to
the national history project and pursued mainly by little-regarded
amateurs in local historical societies. To pursue local or regional
history for its own sake was thus to reveal one's lack of serious
learning or, particularly in France and Germany, one's dubious political
allegiances. Robert Gildea has written about the difficulty of establishing
any "political space for decentralization within the revolutionary
and republican tradition" in France. The corollary to this was that
regionalism and with it the study of regional history usually expressed
reactionary or counter-revolutionary impulses, suspect longings
for an invented prerevolutionary past of provincial freedoms and
colorful regional diversities.16
In Germany, the genre of Landesgeschichte (or provincial
history) occupied a somewhat different but still uncomfortable position
of resistance. The efforts of its practitioners to define the Land
in terms of the smaller states partially digested in Bismarck's
Reich expressed a desire to preserve some vestige of "individual
state consciousness" within the new national state.17
And even though not oppositional in the stark terms of the French
debate, the Landeshistoriker asserted in vain their federal,
small-statist vision of German unity against the dominant Prussian
school. |
5 |
| The
first three decades of the twentieth century saw significant innovations
in the practice of history, all of which confirmed, albeit in imaginative
new ways, the subordinate place of regions in the writing of national
histories. In France, Marc Bloch became acquainted with the work
of Vidal de la Blanche in "human geography," an ill-conceived but
nevertheless important approach to the "geographic personality of
France" through study of individual regions. Bloch himself tried
using Vidal's regional framework: his first major publication was
a monograph on the Ile de France that appeared in Lucien Berr's
series "Les Régions de la France." Berr and Vidal both were
unsympathetic to local history as such, but at the same time they
were open to the claims of regional diversity in both a social and
a geographical sensewhat Berr call "historical individualities"
on a small scale. Bloch, though arguably more respectful of the
work of local historians than any of his colleagues in the Berr
project, ended up rejecting "the idea of region as an object of
study or a real entity": too much local history, he concluded, "was
useless for general history, that is to say, when all is said and
done, for the only history that matters."18
The publication in 1931 of his brilliant synthesis, Les caratères
originaux de l'histoire rurale française, confirmed the
place of local and regional studies as important but clearly subordinate
aids to the treatment of general questions.19
We must, Bloch wrote in the introduction, "be aware of the enormous
efforts of painstaking inquiry which are quietly being carried on
in our provinces." "All of us, the historians by profession," he
continued, "generally dedicated to research on a larger scale, have
a great need of these défricheurs [energetic gardeners]."20
Thus the Annales school, as it developed after 1929 through the
work of Bloch and many others, kept a firm hold on the national
framework for historical studies, even as it introduced an extraordinary
breadth of methodological and conceptual innovation in many other
ways. Its emphasis on the material circumstances that shaped a people's
activities, limited their choices, and thus gave a people its distinctive
character added new weight to the nation, lending it the aspect
less of a superstructure than a natural outcome of exceedingly long-term
historical trends.21 |
6 |
| Methodological
innovation combined with a reassertion of the national also characterized,
though with very different political colorations, the development
of ethnic history, or Volksgeschichte, in Germany during
the interwar years. There, historians such as Hermann Aubin and
Rudolf Kötzschke, legatees of the losing side in the late nineteenth-century
historians' quarrel known as the Methodenstreit, reinvigorated
the regionalist tradition of Landesgeschichte through the
introduction of new methodologies and comparative analysis.22
Where the earlier Landeshistoriker had confronted the Prussian-led
Germany with the histories of the other German states, the new practitioners
of Volksgeschichte abandoned states and dynasties altogether
in pursuit of the Volk, whose presence in border regions
and ethnic enclaves, as well as in the post-Versailles nation-state
of Germany, attested to the existence of a kind of Pan-Germania.
And although regions and other local places could be privileged
sites for the investigation of the Volk, the overarching
framework was nationalist, and for some even racist.23
In any case, the historical study of regions remained firmly fixed
in the lesser status of, on the one hand, a respectable but not
respected amateur pursuit and, on the other, a useful methodology
by which, again in Bloch's words, "a question of general interest
[is] posed to the documents furnished by a particular region."24
For their part, professional historians continued in one way or
another to give unquestioning priority to their representations
of the nation. |
7 |
| And
that brings us, finally, to the postwar period, in which one might
expect some loosening of the hold of nations over the practice of
history, some lightening of what James Retallack has poetically
called the "twilight existence" of regional history.25
To be sure, Gert Zang, one of the most imaginative innovators in
postwar regional history, has written of a "growing precariousness
[Verunsicherung]" of national historical consciousness after
1945, and it is a commonplace among German historians to characterize
the decades after 1945 as a period of "denationalization [Entnationalisierung]."26
Such terms may usefully identify a loss of faith in the nation-state.
They should not, however, be taken to indicate a loss of interest
in it, particularly within academic establishments. If anything,
the end of Europe's second Thirty Years' War made issues of nationalism
and nation-building seem more urgent subjects for scholarly investigation
than ever.27
Wave after wave of studies that explicitly took the nation-state,
its origins, its developments, and its consequences as the object
of critical historical scrutiny arrived on university library shelves.
(The most recent wave, which excuses itself as a natural reaction
to the seismic events of 1989 in Europe, may yet drown us all.)
At least as significant, the professionalization of history only
intensified, as did the tendency to dismiss local and regional history
writing as the mark of the incorrigible amateur. The rapid expansion
of graduate training, particularly in the United States, and, linked
to it, the increasing use of professionally exclusive methodologies
and theoretical frameworks, only widened the gap between those who
wrote about "history that matters" and those who presumably did
not. |
8 |
| The
quintessential professionalized historical discourse of the first
postwar decades was modernization theory.28
This conceptual structure, which eventually incorporated a vast
sprawl of historical topics, worked on a number of different levels
to obscure and discount the role of regions in European development
since the modern era began. The basic tendencies of modernization
theory in regard to regions may perhaps be reduced to three, each
of which described a kind of disappearance of the regioneconomically,
politically, and culturally. First and fundamentally, regions were
slated to disappear as economic entities, their distinctive economic
strengths and weaknesses gradually attenuated when they became absorbed
into nationally based markets, regulated by national economic institutions,
and homogenized by the effects of labor and capital mobility. Second,
classic modernization theory posited a normal process of political
development in which the central institutions of a nation-state
gathered more and more civic and governing functions to them, in
which nationally based political parties dominated the legislative
and electoral processes, and in which political divisions and disputes
were more or less uniform across the geographical space of the nation.
Third, modernization entailed the development of national cultures,
expressed in a common language, disseminated through educational
and artistic institutions, and represented in all manner of central
monuments, rituals, and common experiences. Nationalism was the
outcome of all these inputs, the means by which citizens identified
themselves with the collective subject of the nation. |
9 |
| But
beyond what modernization theorists actually said about the development
of nations was their "almost axiomatic assumption," as Sidney Pollard
put it, "that countries within their political boundaries are the
only units within which it is worthwhile to consider the process
of industrialization"and, I would add, almost every other
socially construed process as well.29
The heavy emphasis that social-science history (the German term
Sozialgeschichte is apt here) of the postwar era placed on
the national scale of analysis, seeing regions merely as data collection
points, represented not so much a conscious effort to show how the
territorial entity known as the nation was created but far more
a privileging of what John Agnew and James Duncan have called the
"sociological imagination" over the "geographical imagination."
The sociological imagination, they continue, "aspires to the explanation
of human behavior and activities in terms of social process abstractly
and, often, nationally construed." The geographical, in contrast,
focuses on places and "the actual links" between them.30
If one accepts this distinction, then regions were doubly damned
within modernization frameworks, doomed to extinction in the historical
changes such frameworks explained and reduced to social-science
servitudeor worse, invisibilityin the methodologies
they employed. |
10 |
| But
modernization theories and the institutional arrangements that nurtured
them in their original form have long since changed, if not beyond
recognition. Historians no longer make the "axiomatic assumption"
that countries or nations can be treated as the unproblematic givens
of historical analysis, that cultures and polities will converge
in industrialized countries, or that a normal and unitary path of
modern development can be distinguished amidst the fits and starts
of European life. Scholarship on nation-building, nationalism, and
national identity now tends to emphasize multiplicity and fragmentation,
diversities and contingencies, uneven diffusions and incomplete
projections. These ways of conceiving of the nation and its properties
invite even more attention to regions and regional identities than
has so far been forthcoming.31
At the same time, professionalization in the postwar era has gone
hand in hand with a radical expansion of our collective understanding
of what history really matters. After all, it does not take a great
stretch of the imagination to conceive of regions within that same
capacious category that includes women, minorities, workers, and
natural environmentsthe victims of modernity, the ignored,
the marginalized, and the left-behind. |
11 |
| Finally,
added to these developments internal to the historical profession
has been the powerful resurgence since the 1970s of regional unrest
and regional self-assertion in a number of European nations, symptomatic
of a new crisis of nationalism in Europe. The mixing together of
all these factors in an often indiscriminate fashion has resulted
in much crossing of purposes and other manifestations of confusion.
On the one hand, Hans-Jürgen Puhle assures us that the differences
between regionalism and nationalism can be seen as "a matter of
semantics"; on the other, Stefan Berger, warning against a re-nationalization
of historiography, suggests that "only a mixture of regionalism
and pan-Europeanism can prevent destructive nationalism from raising
its ugly head again."32
On the one hand, the director of a regional center for civic education
rejoices that the old centralizing nation-states have lost their
"holiness [Heiligkeit]" and that "older and deeper ties among
people are again making their claims heard." On the other, the Oberbürgermeister
of Gelsenkirchen speculates that "in the future all national boundaries
will fall, and there will emerge great regions, which will meet
each other in free competition for investments and markets."33
In the 1970s and 1980s, scholars could not say enough about Bretons
and Basques and Scottish Highlanders. In the 1990s, they seem mesmerized
instead by the hyphenated regionalists, the Baden-Württembergers,
the Rhône-Alpines, the Emilia-Romagnards. Finally, in as fine
a summation I have found of the general muddle of it all, James
G. Kellas writes that "the study of regionalism ('Europe of the
Regions') intersects with the study of nationalism in a rather ambiguous
way. Regionalism seems to be like nationalism, but without the much-disliked
features of ethnic prejudice and secessionism. Of course, these
distinctions often collapse when actual examples are looked at."34
In the rest of this essay, I cannot hope to illuminate the true
nature of regions, whether as ethnic enclaves, economic powerhouses,
or civic utopias. I will, however, discuss some of the promising
new directions taken in recent writing about the history of Europe's
regions in the era of nation-states. I limit myself to three new
directions. The first gives priority to the concept of society,
the second to that of identity, and the third to that of territory.
These are shorthand devices to gather together sometimes exceedingly
disparate scholarly research. Nevertheless, the distinctions are
useful; they point, I believe, to significantly different ways of
rethinking regional history. |
12 |
|
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| The
first and most fully realized approach in contemporary
reconsideration of regional history has been influenced by both
modernization theory (in its Weberian more than its American guise)
and the historical sociology of such scholars as Immanuel Wallerstein,
Michael Hechter, and Stein Rokkan.35
It represents a sustained refutation of the stark opposition found
in modernization theory between the traditional and the modernbetween
the backward-looking and doomed phenomena, among which one might
include regions, and the forward-looking phenomena, chief among
which was the nation-state.36
Yet, at the same time, the work on regions I include within this
approach retains a primary commitment to the study of society and
social processes, and to that of the political and economic forces
associated with them. We might call this the modernization of regions
revisited or revised. Taken as a whole, this work demonstrates that
the paradigm of modernization can still, in Hans-Ulrich Wehler's
words, "generate productive questions."37
To put it in another way, the new research on society and politics
in Europe's regions provides a specific instance of something that
has long been evident in a general sense, that modernization theory
is easy to criticize but hard to replace. |
13 |
| Nevertheless,
it has taken some time and a series of modifications in what we
understand to be the characteristics of modernization in order to
reach a point where regional differentiation finally appeared as
something other than an annoying exception to the prevailing model.
Ironically, some of the earliest sustained attention to European
regions came immediately in the wake of a wave of macro-historical
theorizing about the structure of Europe that reached a kind of
apogee of indifference to regions. The work of Barrington Moore,
Perry Anderson, William McNeill, and above all, Immanuel Wallerstein
criticized modernization theory yet chose to replace it with even
more ambitious and all-consuming master narratives.38
The consequence of Wallerstein's controlling analogy of cosmology
was, as William Sewell has argued so persuasively, to explain the
local entirely in terms of the general: "global, systems-level causes,"
not local ones, determine "the fates of local communities."39
The world-systems model, moreover, divided Europe into three large
and analytically clunky regions: a dynamic north-west core and two
stagnating and dependent peripheries to the south and east. |
14 |
| Perhaps
not surprisingly, one response to Wallerstein's work has been to
run with it, creating as one sprints along ever more complicated
versions of the center-periphery model, in the hopes that a more
"multidimensional grid of European variations" will eventually cover
every eventuality.40
The quantity of this work is great, and its coverage impressive,
from accounts of the "cultural peripherization of Flanders" to considerations
of peripheries in the periphery that is Norway.41
The closely related work of Michael Hechter, on the persistence
of regionalism in the British Isles, has proven equally reproducible
in a variety of marginalized places. Here, the center-periphery
model took on a distinctly sinister cast: Hechter's signature phrase,
"internal colonialism," denoted a process, essential to industrialization
and nation-building, of producing ever more intense regional inequalities
within the nation-state. Hechter originally took issue with Karl
Deutsch, whose Nationalism and Social Communication is one
of the most readily identifiable works in the original modernization
paradigm. Deutsch suggested that socio-cultural distinctions between
the province and the metropole would disappear or at least diminish
over time.42
Hechter argued instead that certain regionshis original concern
was with the "Celtic fringe" of Wales, Scotland, and Northern Irelandwere
economically underdeveloped as a result of their integration within
a national economic system, and that the retention in these regions
of pre-modern forms of social identification represented not backwardness
so much as a useful means of political mobilization against the
oppressive center.43
"Internal colonialism" subsequently became something of a battle
cry for separatist and autonomist movements all across the European
periphery; its scholarly usefulness seemed equally demonstrated
in a host of monographs and article collections dedicated to the
dubious category of "underprivileged regions."44 |
15 |
| The
most important aspect of the energetic modeling of scholars like
Rokkan and Hechter for historians has, so far as I can tell, less
to do with the models themselves (which are more or less useful,
depending on one's inclinations) than with the perfunctory quality
of the historical analysis that invariably accompanied them. Reading
a Rokkan-Urwin analysis of European territorial politics makes all
the clearer the need for nuanced and event-filled historical accounts
of the same subject. Stimulating though the center-periphery model
may be, it tends to understand the nature of regionality as passive
and reactiveand so represents only a slight improvement on
fully nation-centered interpretations. Still, Rokkan and Hechter
made it possible to see the work of the Landeshistoriker,
as well as all the local savants, antiquarians, and Heimat
enthusiasts, in a different light; even more, they may be given
credit for pressing scholars to reengage with the local and regional
level of historical experience as itself constitutive of the process
of modernization. In 1979, Allan Mitchell wrote that particularism
in Germany was "the subject that will not go away," and if we stretch
the meaning of particularism beyond its reference to small-state
dynasticism, then the remark has resonance across Europe.45
What Bernd Weisbrod calls a "renewed engagement" with the historical
category of the region has produced work that shakes off both the
"musty odor of Heimat history" and the tendency, which has
dogged center-periphery studies from Wallerstein on, to view local
processes "as little more than the incidental outcomes of abstract
wider forces."46 |
16 |
| This
"renewed engagement" began, logically enough, in economic history.
The link between economic change and nation-states had always been
the weakest in the chain of interacting developments that constituted
modernization. Long before globalization and the four motors became
the buzzwords of the European economy, the nation-centered representation
of economic life had given way to Sidney Pollard's reconceptualization
of industrialization along regional rather than national lines.47
Pollard still told a big story, that of European industrialization
in the sense of a single, gradually unfolding and expanding process,
but he understood regions, not nations, to be the dynamic units
within it, the sites of transformation and the geographical bases
of its spread. Whether or not a particular region industrialized
early or late depended on multiple factorssocial, political,
and technologicalbut, once regions industrialized, he suggested,
the process of their transformation followed a certain limited set
of patterns. In any case, Pollard stated at the outset that he was
not going to focus on the consequences of industrialization but
on the process itself. This approach, although it undoubtedly encouraged
a great deal of more differentiated research on industrialization,
did not entirely rule out the possibility that regions, even economically
defined ones, might indeed be seen to diminish in importance as
modernization moved forward. Pollard suggested that the nineteenth-century
region differed from its eighteenth-century counterpart by a greater
degree of differentiation among them, which was complemented by
a greater density of linkages and interactions.48
But those very linkages shifted the object of study, after initial
industrialization, from the region to the system of linkages as
a whole, whether the nation-state or some other entity like the
"Mediterranean world" or indeed the world itself.49 |
17 |
| Since
Pollard, a number of studies have moved toward even more emphatically
regional views of industrialization and political economy, using
the regional perspective explicitly to challenge the way historians
have represented "the history that matters." In the case of the
industrial revolution in England, Pat Hudson and her collaboratorsmany
of whom came, significantly, from a Conference of Teachers of Regional
and Local Historyhave reasserted the importance of regional
histories of industrialization as a means to "capture that variety
of experience and motivation which makes up the whole." Hudson's
work represents the latest in a long tug of war between those who
use national economic indicators and national social groups to track
the movement of economic change and those who insist that such aggregates
systematically "neglect the significant transformations going on
just under the surface" of nationally construed experience.50
The contemporary debate within economic history has an early twentieth-century
counterpart in the first major outbreak of the standard-of-living
controversy, which in the 1920s pitted J. L. and Barbara Hammond's
depiction of a catastrophic industrial revolution against J. H.
Clapham's more sedate "economic history" of "the early railway age."51
Clapham was certainly the better statistician and, ironically, an
indefatigable compiler of county statistics. But in his formal rebuttal
of January 1930, J. L. Hammond caught him out in the elementary
statistical fallacy of concocting a national "average wage" out
of an average of county averages. This ignored the number of workers
in each respective county and thus conveniently concealed the fact,
as Hammond calculated it, that 60 percent of England's workers fell
below it.52
What was at stake then, and again now in Hudson's objections to
the macro-aggregators of the "New Economic History," is whether
the experience of economic modernity should be understood as a gradual,
barely discernible, and practically uneventful long-term change
in forms of production (in David Cannadine's characterization of
such a view"less happened, less dramatically, than was once
thought") or as something life-changing and at certain times and
places dramatic, with discernible consequences on social and political
identity.53
Hudson presents a thoroughgoing and differentiated case for the
latter. But the only way to reveal this history, she maintains,
is to investigate not just the causes but also the shifting, variegated,
uneven, sometimes non-self-sustaining consequences of economic change
within the actual communities that were the regions.54 |
18 |
| The
full potential of regional history's capacity to reconfigure not
only our sense of what matters but our overall understanding of
what happened is realized with stunning effect in Gary Herrigel's
Industrial Constructions.55
Herrigel's work presents us with a history of German economic development
that goes far beyond Sidney Pollard, Hubert Kiesewetter, or any
other of the first-round revisers of nation-centered history in
discarding not just the national unit of analysis but all the other
emphases and assumptions that came with it. In the case of Germany,
this means above all discarding an emphasis on particular forms
of economic organization and governance, first suggested in the
enormously influential writings of Alexander Gerschenkron.56
The Gerschenkronian view was that industrialization in Germany developed
toward a particular configuration of large, highly concentrated
firms, which were technologically advanced, vertically integrated,
allied with large banks, and supported by helping institutions associated
with the national state. This view assumed, even where it did not
demonstrate, a unitary social transformation that occurred in the
places where industrialization took place. Thus industrialization
in Germany, uneven in its geographical reach, was nevertheless seen
to be uniform in its appearance, consequences, and trajectory. Waves
of revision have by and large left this view intact; investigations
into aspects of German economic development that did not look or
behave like the Gerschenkronian core have remained in the margins. |
19 |
| Herrigel
argues for nothing less than a paradigm shift. Instead of seeing
small and medium-sized industries in regions unfamiliar to the historians
of "organized capitalism" as archaic backwaters or isolated niches,
Herrigel gathers up all the exceptional cases, carefully analyzes
their own distinctive forms of organization, institutionalization,
and governance, places them in juxtaposition to the old model of
development, and emerges with a wholly transformed representation
of German economic development. His "alternative picture" is essentially
regional where the previous accounts were only incidentally so.
He argues for the existence of "two distinct, parallel, and internationally
competitive systems of industrial organization and practice." Both,
in his view, are regional systems, and both have developed distinctive
forms of governance, heterogenous even at the national level.57
Herrigel calls the first regional system the "decentralized industrial
order." Since the beginnings of industrialization in the German-speaking
lands, it has been characterized by specialized small-scale producers,
who developed supporting institutions to "stimulate innovation,
socialize risk, and foster adjustment." The second regional system,
which he calls the "autarkic industrial order," looks very much
like the Gerschenkronian core industries, but it is recontextualized
as a regional, rather than an implicitly national, system. Herrigel's
contribution, then, is no mere plea for understanding diversity
or resisting generalization. It is an enormously successful effort
to show that the reason regions have never disappeared from view
and indeed continue forcefully to assert their relevance in Europe
today is that they, not nations (and not cities or small towns),
were from the outset the essential building blocks of diverse systems
of industrial development within and beyond Europe.58 |
20 |
| Such
thoroughgoing restructuring is unlikely to occur in the realm of
more conventional political history, in part because local studies
of national politics, and indeed of local politics, have long been
a stock-in-trade of political historians. Indeed, to adopt a distinction
from the previous paragraph, incidentally regional histories
of national politics have been so common as to obscure the need
for essentially regional histories of the political life
of the nation.59
Still, political historians who retain an emphasis on social processes
and social-science modeling have felt the need to refurbish nationalizing
concepts like political modernizationto explore "the analytical
possibilities of the concept" and discard its normative ones.60
These revisions, occurring within highly divergent national historiographies,
all reach for a fuller understanding of the regionality of modern
nation-states. As with economic history, accomplishing this is harder
than it might at first seem, because a term that seems at first
so obvious in its meaningregionalityhas a distinctly
paradoxical ring to it in the modern era. The most distinguished
traditions of regional history writing (Landesgeschichte,
the Annales school, the Victoria History of the Counties of England,
and others) have overwhelmingly concerned themselves with the early
modern period or even earlier, when regionality seems less a paradox
than an incontrovertible feature of political organization. As Bernd
Weisbrod has recently pointed out, it has been easier for the practitioners
of urban history to contribute to contemporary history than those
of regional history, because cities, not regions, have appeared
to us as the quintessential sites of modernityafter all, urbanization,
not regionalization (whatever that may mean), is what we associate
with the process of modernization.61
The reappearance of regional political movements in the 1970s and
1980s added to the difficulty of formulating an understanding of
regionality in modern politics. The regionalist movements of the
postwar era in effect created a gigantic red herring for historiansand
one that many investigators of the center-periphery school have
been following ever since.62
Their example suggested that regionality in modern politics consisted
exclusively of the impact of insurgent and unhappy regions, fundamentally
at odds with the nation-state and hence in their own way witnesses
to its premier status in the modern world. Much historical work
on regionalism in European history has thus confined itself to the
politics of autonomism and separatisman important subject,
to be sure, but not one that exhausts the possibilities of political
regionality in the modern era. Regions should not be understood
only as would-be nations; from that perspective, it takes only one
small step to return to the notion that regionalism is therefore
backward, archaic, and, above all, transitional. |
21 |
| Certainly,
regional movements, whether autonomist, separatist, or otherwise,
are an important element of the regionality of the modern nation-state,
but they alone cannot provide us with a working definition of regionality,
regionalization, regional identity, or regionalism. Instead, the
most promising historical work is moving toward an understanding
of regional politics that sees them everywhere, Saxony or Bavaria,
Brittany or the Nord, as constitutivenot imitativeof
the politics of the nation-state, in effect the infrastructure of
the political process altogether. This is not to say that national
politics had a local face to it, or could gaze at its reflection
in the regional mirror. On the contrary: the very operations of
national politics were dependent on regional political milieus,
and each of these milieus constituted and reconstituted itself between
and across the great junctures in political history. Each, in other
words, was a site of change and modernization. Moreover, very real
trends toward a nationalization of political issues, political parties,
and political behavior were accompanied by contrary and complicating
trends toward regional divergence and at times outright resistance. |
22 |
| This
understanding of the regionality of modern nation-states insinuates
itself more easily, perhaps, into the political history of a federal
state such as modern Germany. Historians of Germany have in the
past two decades undertaken a number of intensive collective projects
on the modernization of regions, in order better to understand the
modernization of Germany as a whole.63
These projects have self-consciously broken with traditions of local
and small-state history. They build instead on the more recent tradition
of social-scientific history in the postwar Federal Republic and
seek to complicate its analyses of national politics. Similar efforts
to recapture and redefine local and regional historyin effect,
to modernize it so that it can illuminate modernizationhave
brought about a whole new era in the history of political parties
and constitutional change in Germany, as well as an unending spate
of regionally based work on National Socialism.64
It would be tedious to rehearse the accomplishments of so wide a
range and so great a quantity of historical scholarship. Suffice
it to say that all this careful examination of the regional infrastructure
of politics has brought about neither a full-blown crisis nor a
full-scale revision in our understanding of the German nation. But
we should not, I think, expect either. Instead, this revisionism-by-regionality
has yielded a slowly expanding set of new guiding concepts, which
will both replace and correct such old tired ones as secondary integration,
modernization-without-democratization, and even totalitarianism.
For instance, Peter Steinbach has argued that a process of "re-regionalization"
was intrinsic to political modernization in the German Kaiserreich.
Re-regionalization refers to the growing force of a kind of political
conservatism associated with federalist and particularist
traditions, but it also refers more broadly to the ways that regional
political cultures were both strengthened and transformed in unexpected
ways right alongside the growth of national political movements,
the expansion of the imperial state, and the mobilization of a mass
electorate.65 |
23 |
| National
political culture, insofar as the concept survives such revision,
thus becomes a multifaceted thing, more a complex amalgam of criss-crossing
movements toward integration and differentiation than a set of finite
and quantitatively manifest characteristics or a collection of hegemonic
and centralizing strategies. It was forever in process and never
achieveda perspective that, as in the case of Pat Hudson's
industrialization, puts new value on representations of change,
event, and the actions of individuals. Nationally extensive classes
likewise begin to seem like unwarranted constructions to impose
on a regionally differentiated reality of social cleavage. The political
force of such social cleavages remains a primary emphasis, but revisionism-by-regionality
suggests that the most accurate depictions of the intersection of
social structure and political system, of social class and political
opinion, will be achieved at the regional level. More than that,
the new regional historians mainly reject the metaphorical notion,
once so crucial to modern nation-builders, that many such small
pictures can accumulate and mystically bond into a composite portrait
of the nation.66
New understandings of national political and social integration
are without question emerging from this new research, but the textbook
writers of the future who wish to take this research fully into
account face daunting tasks of generalization. |
24 |
| A
powerful emphasis on the essential regionality of modern politics
has not been confined to the study of such obviously de-centered
nations as the German one. Historians of highly centralized nations
like France have also begun working toward a new interpretation
of the place of regional diversity in national history. As in the
case of Germany, new conceptualizations of regional history allow
new interpretations. As long as one local history, that of Paris,
was considered normative and all other local or regional histories
interesting only insofar as they exhibited conformity to or deviance
from Parisian developments, any study of regions was doomed to the
status of case study and illustrative detail.67
Moreover, as long as deviance was explicable only in terms of either
backwardness or insurgency or both, then a conception of modernization
as a unitary and unidirectional process was likely to remain unchallenged.
To write a regionally weighted political history of France, it is
not enough to acknowledge the diversity of political and cultural
experience within French borders. One must also have a differentiated
view of the means by which France became a modern nation-state,
a process neither centered in Paris nor destructive of regional
diversity, nor, indeed, particularly respectful of the regional
categories of an earlier era. Thus Ted Margadant's Urban Rivalries
in the French Revolution looks at the National Assembly's spatial
reorganization of France as a dynamic political process at the local
level where change was actually effected, a process of territorial
redefinition with long-term consequences for the relations between
regions and the state, for regional economies, even for regional
demographic development.68
His approach, while deeply rooted in the methods and emphases of
nationally inflected social history, nevertheless constructs a new
framework for understanding regionality. |
25 |
| A
similarly deft de-centering of political history, this one focused
on the Third rather than the First Republic, is Caroline Ford's
recent study of the Breton département of Finistère.
Even more explicitly than Margadant, Ford challenges the conventional
view of the French nation as an essentially urban, French-speaking,
industrial, and secular entity.69
Her notion of what was new and indeed modern about politics in the
Third Republic was the emergence of novel and highly effective syntheses
of republicanism, social reform, religion, and regional identity.
By going beyond a conception of national integration that pits region
against nation, archaic against modern, "endless diversity" against
increasing uniformity, she provides a satisfyingly complex account
of the ways that modern regions have been places where centralizing
policies were "both resisted and appropriated" and where "new political
ideologies fashioned from local understanding" were voiced.70
This account bears many similarities to Peter Steinbach's concept
of "re-regionalization" in Imperial Germany. And while Ford's work,
like that of most other practitioners of a new regional history,
tells the history of one particular region, it successfully escapes
the compartmentalizations so typical of case studies, providing
instead a further contribution to Margadant's "social history of
the parochial" and from there, to a genuine recasting of the national.71 |
26 |
|
|
| Modernization
theory does not loom so large, either as something
to be challenged or to be revised, in a second set of approaches
to European regional history. Regional identity has provided a conceptual
focus for a number of historians and historically minded sociologists
and anthropologists more directly concerned with the ontology of
groupness than with the progress of modernity. Here, too, of course,
there have been dragons to slay, chief among them the nineteenth-century
discourse of group character. This discourse asserted the existence
of various local, regional, and national traits as the embodied
expression of centuries of accumulated historical experience and
an essential groupness. It did not treat national groupness as more
modern or progressive than regional and local groupness: all forms
of group identity claimed primordial roots. Its twentieth-century
social-scientific counterpartor successoris the assertion
of what Rogers Brubaker has criticized as the "realism of the group,"
in other words, groups understood as "real entities, as communities,
as substantial, enduring collectivities."72 |
27 |
| Much
recent scholarly work on national and other collective identities
has taken as its starting point the rejection of group "realism"
in favor of an understanding of groupness that trades heavily in
the language of contingency, instability, possibility, and practice.
The notion that the group is a substantial, stable, and real entity
becomes, from this altered perspective, something close to a collective
illusion, and in any case, itself the product of historical processessocial,
cultural, politicalwhich the scholar should try to elucidate.
A sense of nationhood, in Benedict Anderson's celebrated formulation,
was the result of collective imaginings of a particular sort. His
work emphasized, however, the imagining itself, not its result.73
Brubaker's recent analysis of "nationalism reframed" in contemporary
Europe likewise understands the nation as a category of practice,
a cognitive arena of struggle, a set of "idioms, practices, and
possibilities"not, in other words, an entity at all about
which one could ask "what is it?"74
Following Pierre Bourdieu, Brubaker sees the nation as a "principle
of vision and division" of the world, and, like Bourdieu, he wishes
to emphasize the quasi-performative processes by which a nation
is reified and how the more or less arbitrary divisions among groups
of people come to seem natural to the actors involved.75
The constructivist view of collective identities finds an even more
emphatic formulation in the postmodernist-cum-globalist positions
that such scholars as Arjun Appadurai and Khachig Tölölyan
have articulated. In Appadurai's account of "post-national locations,"
any kind of territorial identity must be regarded as "relational
and contextual," not "scalar or spatial."76
Whereas Bourdieu talks of social and political performances of identity,
Appadurai talks of their narration, as well as the work of the imagination
in producing and sustaining localized senses of distinction. For
his part, Tölölyan emphasizes the ways that nations are
"fabulated, brought into being, made and unmade" by people at home
and in exile.77 |
28 |
| Yet
while constructivism has become something of a reigning epistemology
in current historical research into national identity and nationhood,
its capacity to shape discussions of regional or local identity
has developed only in fits and starts. Interestingly, this neglect
is not a consequence (as was the case with studies of modernization)
of biases intrinsic to the original theory. All of the possible
patrons of constructivism made sufficient room in their theoretical
frameworks to accommodate a full range of human groups. Max Weber,
for instance, asserted that "almost any kind of commonality and
contrast of Habitus or custom can occasion the subjective
belief that a deeply-rooted affinity or a disaffinity exists between
groups that attract or repel each other." He clearly meant to encompass
all forms of "subjective commonality" (geglaubte Gemeinsamkeit),
region and nation alike, in his observations.78
Bourdieu first developed his thoughts on the "struggle over representations"
in the context of a discussion of the rhetorical performances of
regional autonomist movements in contemporary France. And Benedict
Anderson wrote, in probably the single most influential book in
this field of research, that "all communities larger than primordial
villages of face-to-face contact (and perhaps even these) are imagined."79
But the slowness to apply Weber's or Bourdieu's or Anderson's insights
to the phenomena of European regionalism continues to indicate the
relative obscurity surrounding the role of regions in European development.
Moreover, dissecting powerful nationalist mythologies allows for
more flexing of scholarly muscle than does taking on the far weaker,
less conspicuous mythologies that sustain regional identities in
Europe. Murderous separatist movements aside, it is the rare observer
of the European scene who regards contemporary manifestations of
regional sentiment as anything but a healthy antidote to bellicose
and exclusionary national ones.80
Hence investigations into the practices and idioms of regional identification
have often lacked the sense of urgency that informs many studies
of nationalism. |
29 |
| Still,
one can point to patterns in current studies of regional identity.
Certainly, much work on it seeks simply to explore the full diversity
of forms of group identity in modern Europe. For instance, the social
anthropologist Sharon Macdonald believes that research on European
identities at all territorial levelsnational, regional, and
localmust be pursued and might ultimately enable us "to map
out a comprehensive picture of West European identities," despite
the current patchy distribution of ethnographic and historical accounts
of groups.81
For historians of modern Europe, on the other hand, the issues that
seem most worth pursuing concern the interactions and intertwined
developments of regional and national identities. What historical
accounts we do have of the construction of regional identities suggest
that to study it will provide us with a more nuanced understanding
of the nation-ness of modern states as well. Adopting Anderson's
terms, to understand more fully how regions are imagined will complicate
both our understanding of how nations are imagined and, just as
important, under what circumstances they are unimagined, deconstructed,
resisted, and collapsed. The practices and idioms of regional identity
have, in other words, allowed for both resistance to and accommodation
of nationalizing forces, often in the same places but to varying
degrees.82 |
30 |
| The
"accommodation" school of regional identity emphasizes that a modern
re-invention of regional identities has been an essential part of
nation-building in Europe.83
In the case of Germany, the dominant understanding of nation-building
was articulated in the complex notion of a Sonderweg, or
special path, which posited a model of both failed modernization
and dysfunctional nationalization. The historians of the Sonderweg
were for the most part concerned with the overwhelming influence
of Prussia. Its problems became Germany's problems; its social and
political maladjustments became Germany's; its version of national
identity imposed itself, through various processes of mass manipulation
and social indoctrination, on all subjects of the Reich, leaving
here and there remnants of resistance in the form of an equally
regrettable backward-looking particularism. But as was the case
with the studies of regional political and social milieus discussed
in the previous section, studies of regional identity in Germany
have worked against the idea of a single Sonderweg. They
have drawn attention to the way in which a sense of Germanness,
of collective belonging in the new nation, found authentic forms
of expression in regional institutions and in regionally inflected
histories, monuments, and collective practices. In the case of the
Rhenish Palatinate, for instance, voluntary associations devoted
to regional historical and natural-historical activities self-consciously
mediated between levels of collective belonging: a consciousness
of regional historical events, in the view of people active in such
associations, reinforced both regional and national patriotism.84
Likewise, a recent study of history textbooks in many different
regions of Germany revealed a surprising variety of ways of encouraging
national loyalty in schoolchildren, most commonly by emphasizing
regional topics and appealing to regional folklore and custom.85
In both cases, the region served as a category of perception, of
"vision and division" of the world, just as capable of making sense
of changes in collective life as was the nationin fact, eminently
capable of making sense of the nation itself. This perspective enables
us to account for the specific forms that national identity has
taken, which vary from place to place, and to open it up as an arena
of conflict and negotiation, not coercion and manipulation.86
At least in the case of Germany, region, nation, and indeed, locality,
were not antagonistic and mutually exclusive but reinforcing and
interdependent.87 |
31 |
| Nor
does Germany appear to be peculiar in its history of intertwined
territorial identities. Charlotte Tacke, who has written a sustained
comparative account of French and German national identity, argues
that "the individual's identification with the nation rests . . .
on a large variety of social ties, which simultaneously forge the
links between the individual and the nation." The most important
ties mediating that relationship she finds to have been constituted
in the region, which serves in her analysis both as a constructed
"cultural and social space" and as an "order" of "civic communication."88
In both nations, France and Germany, a renewed, essentially updated
regional identity emerged in the modern period through the cultural
work of busy local bourgeoisies, consolidating their own social
positions through precisely the kind of representational performances
that Bourdieu has defined (in Tacke's case, the construction of
monuments of the ancient heroes Hermann and Vercingetorix). Following
Bourdieu, Tacke wishes to bring together social analysis with cultural
analysis, compensating for the tendency of social analysis to ignore
the play of symbols and norms, and of cultural analysis to ignore
issues of diffusion and social effect. As she and Heinz-Gerhard
Haupt have asserted, the unanswered questions in the study of national
identity and nationalism have to do with the extent to which they
erased lines of division in society, reinforced them, or simply
redrew them. She finds very different answers to these questions
in France and Germany, not by investigating national identity at
some abstracted national level but by insisting on the "social,
cultural and political reality" of regional areas in the construction
of collective groupness. |
32 |
| Tacke's
work understands the relation of regional and national identity
as one of "negotiation," but this negotiation proceeded "seamlessly"
in her telling.89
Tension exists in her story along the lines of class divisions,
which did not coincide with territorial ones. But as was the case
with studies of regional politics, historians have been more frequently
drawn to regions in Europe where people either never imagined themselves
to be part of a national community or understood their participation
in it to be fraught with conflict and inequality. Regional identity
in such places did not accommodate the nation but contested it;
its idioms expressed resistance, and its practices revealed discontent.
The constructivist case has been equally, if not more, compelling
in such places, because the struggle to control representations
of the group has often been a highly politicized and self-conscious
one: it has involved both "labors of imagination and political argument."90
In Bourdieu's rather tortuous formulation, "regionalist discourse
is a performative discourse which aims to impose as legitimate a
new definition of the frontiers and to get people to know and recognize
the region that is thus delimited in opposition to the dominant
definition."91
Much of the recent work on such regions as the Basque lands and
Brittany has further linked the construction of distinctive regional
identities to the consequences of uneven social and economic development.
Marianne Heiberg's study of the Basque "nation," for instance, argues
that the creation of a national identity for the Basques was a work
of re-invention, the translation of a backward regional enclave
into an aspirant nation in order to meet certain political challenges
and respond to pressing economic changes.92
Likewise, Maryon McDonald's work on language and culture in Brittany
depicts a Breton identity constructed in the course of Brittany's
problematic incorporation into modern France.93
For Winnie Lem, the construction of regional identity in Languedoc
was a straightforward act of class resistance on the part of peasants
against the "combined forces of capitalist development."94
And among the Galicians studied by Heidi Kelley, regionalists revived
and elaborated an already existing "myth of Galician matriarchy"
because of "the aptness of feminine symbols" to express the marginalized
and subaltern relationship of their region to the Spanish nation.95 |
33 |
| Whether
regional identity has entailed resistance or accommodation to the
nation-state, the nation itself, at least from a constructivist
perspective, appears to have been the controlling value system,
the hegemonic concept.96
Resistant regional identities have for the most part taken shape
around a claim to nationhood, while accommodating ones have emphasized
a distinctiveness that can reinforce national markers of differencein
effect, performing variations on a common national theme. For historians,
the study of regional identity does not so much undermine the national
histories as complicate them and, especially in the case of border
regions, emphasize the ambiguities and instabilities of the nationalizing
project. Looked at over time, regional identities have proven persistent,
yes, but only by dint of constant adaptation to changes in national
boundaries and systems of meaning. What the study of regional identities
in history has yet to establish is what happens to them when nations
fail or, indeed, what role they might play in the failure of nations.
The cases of postwar western Germany and post-Communist Russia and
eastern Germany suggest an unexplained capacity of regional forms
of collective identification to come to the fore in times of crisis
and collapse. A profitable direction for further research might
be to investigate why. |
34 |
|
|
| The
third and final way of re-thinking regional history
does not characterize an existing body of historical research but
rather holds the promise of synthesizing past and contemporary forms
of regional research. To return to Christopher Harvie's metaphor,
it suggests a way to encourage the guests at the dinner party to
talk to each other. Appadurai's formulation of the problem of "locality"
posed "relational and contextual" understandings of it against "scalar
or spatial" ones; he talks further of exploring links between "the
sense of social immediacy, the technologies of interactivity, and
the relativity of contexts."97
But the very way in which he characterizes the "complex phenomenological
quality" of locality suggests a need to incorporate considerations
of space and scale, of the physicality of places, in our attempt
to understand the role of regions in European history. A number
of historians have already pointed out the problems inherent in
studies of identity that leave out the painstakingly achieved findings
of social and economic historyor worse, incorporate fairly
crude social analyses that do little to mitigate an unexamined privileging
of aesthetic and cultural categories.98
But understandings of group identity or social change that do not
work to illuminate the connections among people, geographical places,
and historical change are equally inadequate. At its least satisfactory,
engagement with as unstable a concept as identity opens up too much
room for distinctions among region, nation, and locality to slip
away, and we are left unable to speak with any conviction about
the difference for human collective existence between large and
small, weak and powerful, rural and urban. For Maryon McDonald,
for instance, identity had to be regarded in the midst of its perpetual
motion, with the act of slowing it down in order to describe it
itself a source of distortion: "the very categories of 'French'
and 'Breton' slip and slide," she writes, and "neither France nor
Brittany (nor any other such category) exists in any tangible or
objective form other than in the ideas which people have of it."99
True though that may be, such categories do not slip and slide every
which way, in all directions and across all boundaries. Perhaps
with some modest exercise of our "geographical imagination," we
can find ways to write about the limitations on identity that are
posed not only by society but also by place.100 |
35 |
| Pursuit
of such a project forces one to consider an issue that up until
now I have sidestepped, and that is just what precisely one means
by the term region. The literature is strewn with attempts at definitions:
Keith Stringer, for instance, suggests that there are five basic
strata of "collective social groupings," the immediate, the local,
the regional ("such as lordship, diocese, county, province"), the
sovereign, and the supra-national.101
Most of the historical work I have discussed understands regions
in essentially political terms, areas of land that at one time or
other have formed an administrative unit within a political system.
But there is reason to think that the definitional gambit, as it
is usually practiced, does little to further our understanding of
the complex issues involved. Rogers Brubaker, rightly unimpressed
with efforts to define the nation, persuasively argues that the
question is the wrong one: a nation is not a thing, he says, but
a set of practices, a cognitive structure. The same is certainly
true of regions, but then again, perhaps we can profitably distinguish
regions from nations by analyzing the distinctive practices of placenessor
to put it otherwise, the distinctive forms of geographical relationsthat
have kept some regions relevant to collective life long after their
political significance has diminished. The dangers of such a line
of investigation are legion: sentimentalism, essentialism, the Heideggerian
trap of vitalizing the relation between place and being.102
Yet avoiding an explicit confrontation with the role of geography,
however we may ultimately define it, in modern experiences of regionality
seems willfully obtuse, an unnecessary avoidance of complications
that can only enrich our understanding of the region. |
36 |
| In
any case, there exists a body of scholarly literature with which
historians might usefully engage, and that is the field of historical
geography. Such an interdisciplinary move is certainly not unprecedented;
historians have gone through a number of phases of engagement and
disenchantment with the discipline, a process most obvious in the
development of the Annales school. But in recent years, the debate
among geographers over a "reconstructed regional geography" has
outlined a number of issues that ought to concern historians as
well.103
A great deal of what passes as "regional history" simply uses the
regional framework, in the words of Alexander Murphy, as a "backdrop
for a discussion of regional change, with little consideration given
to why the region came to be a socially significant spatial unit
in the first place, how the region is understood and viewed by its
inhabitants, or how and why that understanding has changed over
time."104
Murphy's argument, that one should not take geographical frameworks
for granted, suggests that we could regard the specificity of places
as the outcome of social and cultural processes interacting with
physical environments. Places are not automatic contexts for collective
life but created, self-reproducing, and non-deterministic ones.
They constitute a "configuration, which delimits actions"; they
are "resources to be manipulated in the creation, recreation and
restructuring of the contexts in which people are made"or
make themselves.105 |
37 |
| Regions
understood in such a way might not turn out to be Saxony or Burgundy
or Catalonia, or they might. Beatrice Ploch and Heinz Schilling
took the area of Hesse as their starting point for a study of how
regions exist and function but remained open to other boundaries
that might emerge from their research. They concluded that regions
were not constituted politically but were rather "landscapes of
action, of meaning, and of experience" with only shifting relations
to the historical and administrative boundaries.106
Wolfgang Lipp's project at the University of Würzburg on "regional
cultures and industrial society" understood regions as "spatially
embedded, historically developed social life-worlds" and sought
to move beyond political categories to what in other contexts has
been called the history of everyday life. His collaborator Karl
Rohe, who investigated the status of the Ruhr region as a meaningful
spatial/regional category, believes that "one may speak of a regional
culture, when the habitual orientations of thought, feeling, and
action have through a historical process so distributed themselves
that significant cultural distinctions come to exist between a region
and its surroundings, no matter how difficult it may be to demonstrate
them empirically."107
The effort to do so nevertheless seems eminently worthwhile, even
if the results can never be certain. |
38 |
| What
is at stake, then, in all the work this article has discussed (and
much else that it has neglected) is the extent to which a renewed
engagement with the regional level of experiencean engagement
sensitive to the interactions of society, identity, and placecan
productively destabilize our perceptions of European history. So
many prescriptions for new directions in historical scholarship
turn out to be unrealizable lists for unachievable syntheses that
one is reluctant to add to them. Moreover, regions represent one
of the most ambiguous of historical categories, even in this moment
that finds ambiguity in all things. We have long had mechanisms
for recognizing the existence of nations, but below the national
level, unstable and abstract though it is, we take regions and localities
as we find them and as we need them. At present, the study of regions
has helped in some acknowledged and many more hidden ways to sustain
a long and productive period of deconstructing many heretofore-existing
historical narratives, the modernization narrative chief among them.
It remains to be seen how a focus on the regional level of experience
can help us once again to think big. |
39 |
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Celia Applegate
is an associate professor of history at the University of Rochester.
She is the author of A Nation of Provincials: The German Idea
of Heimat (1990) and articles on regionalism and provincialism
in the development of modern Germany. Applegate received her doctorate
in 1978 from Stanford University, where she studied with James
Sheehan and Paul Robinson. She is currently working on the role
of music in German society.
Notes
I wish to thank James
Retallack of the University of Toronto, whose generosity in sharing
his knowledge of the new regional history of Central Europe and
in commenting on a version of this essay has eased my way immeasurably.
1
John Sallnow and Sarah Arlett, "Regionalism in Europe," Geographical
Magazine 61 (September 1989): 9.
2
Tom Nairn, "Does Tomorrow Belong to the Bullets or the Bouquets?"
New Statesman (June 19, 1992), Supplement: 30.
3
Rolf Lindner, ed., Die Wiederkehr des Regionalen: Über
neue Formen kultureller Identität (Frankfurt, 1994),
7.
4
John Newhouse, "Europe's Rising Regionalism," Foreign Affairs
76 (JanuaryFebruary 1997): 68.
5
Hans Mommsen, "Die Nation is tot: Es lebe die Region," Nation
Deutschland? Guido Knopp, Siegfried Quandt, and Herbert Scheffler,
eds. (Munich, 1984), 35; Rainer S. Elkar, "Die Ausbreitung regionalistischer
Bewegungen in Europa," Europas Unruhige Regionen, Elkar,
ed. (Stuttgart, 1981), 10; Jochen Blaschke, Handbuch der westeuropäische
Regionalbewegungen (Frankfurt, 1980), 57. See also Dirk
Gerdes, ed., Aufstand der Provinz: Regionalismus in Westeuropa
(Frankfurt, 1980), 25.
6
Mark Dubrulle, ed., Régionalisme, fédéralisme,
écologisme: L'union de l'Europe sur de nouvelles bases
économiques et culturelles; Un hommage à Denis de
Rougemont (Brussels, 1997), 3. For a discussion of efforts
to define what a region is and doubts about whether the question
is ultimately a useful one to ask, see below.
7
New Statesman (June 19, 1992), Supplement: 17.
8
Christopher Harvie, The Rise of Regional Europe (New York,
1994), x.
9
Nairn, "Does Tomorrow," 30.
10
Harvie, Rise of Regional Europe, 4, xi.
11
The scope of the following discussion will be limited to the historiographies
of Germany, France, and Great Britain, with only occasional attention
to those of Spain, Italy, and Eastern Europe. The analytical and
conceptual issues discussed below will, I hope, have relevance
across Europe, but the specific experiences of regionality have
varied enormously from place to place.
12
The nature of the connection between the upsurge in regional movements
in the 1970s and the reordering of regional historiography remains
unspecified, although a number of historians seem to assume some
loose connection, a kind of Zeitgeist effect. See, for
instance, Jürgen Reulecke, "Von der Landesgeschichte zur
Regionalgeschichte," Geschichte im Westen 6 (1991): 202.
13
Eugen Weber, My France: Politics, Culture, Myth (Cambridge,
Mass., 1991), 23.
14
J. W. Burrow, A Liberal Descent: Victorian Historians
and the English Past (New York, 1981), 3.
15
Stefan Berger, "Historians and Nation-Building in Germany after
Reunification," Past and Present 148 (August 1995): 188.
Probably the earliest recognition of the crucial role that historians
played in German nation-building was Lord Acton's "German Schools
of History," English Historical Review 1 (1886): 742.
The classic account is Georg G. Iggers, The German Conception
of History: The National Tradition of Historical Thought from
Herder to the Present (Middletown, Conn., 1968).
16
Robert Gildea, The Past in French History (New Haven, Conn.,
1994), 166213. On regionalism as a political and cultural
movement in French history, see also Thiébaut Flory, Le
mouvement régionalist français (Paris, 1966);
and Christian Gras and Georges Livet, Régions et régionalisme
en France du XVIIIe siècle à nos
jours (Paris, 1977).
17
For historical perspectives on Landesgeschichte, see Peter
Steinbach, "Zur Diskussion über den Begriff der 'Region'Eine
Grundsatzfrage der modernen Landesgeschichte," Hessisches Jahrbuch
für Landesgeschichte 31 (1981): 185210; and Reulecke,
"Von der Landesgeschichte zur Regionalgeschichte," 20208.
18
See the careful consideration of Bloch's engagement with the field
of geography in the early twentieth century in Susan W. Friedman,
Marc Bloch, Sociology and Geography: Encountering Changing
Disciplines (New York, 1996), 6569, 7679, 17677.
19
Carole Fink, Marc Bloch: A Life in History (New York, 1989),
12425, 142.
20
One is reminded of Gibbon's description of Sébastion Le
Nain de Tillemont as his "sure-footed mule." Marc Bloch, Les
caractères originaux de l'histoire rurale française,
2 vols. (Paris, 1952, 1956), 2: xxxi. See also Jochen Hoock, "Regionalgeschichte
als Methode: Das französische Beispiel," Kultur und Staat
in der Provinz: Perspektiven und Erträge der Regionalgeschichte,
Stefan Brakensiek, Axel Flügel, Werner Freitag, and Robert
von Friedeburg, eds. (Bielefeld, 1992), 2940.
21
Jonathan Beecher makes a similar point in his review of Fernand
Braudel, The Identity of France, in the Journal of Modern
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