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Nature, Nurture,
and Memory in a Socialist Utopia: Delineating the Soviet Socio-Ethnic
Body in the
Age of Socialism
AMIR WEINER
| Therefore as soon as a spark
appears it must be snuffed out, and the yeast separated from the
vicinity of the dough, the rancid flesh cut off, and the mangy animal
driven away from the flock of sheep, lest the entire house burn,
the dough spoil, the body rot, and the flock perish. [The heretic]
Arius was one spark in Alexandria; but because he was not immediately
suppressed, the entire world was devastated with his flame.
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| St. Jerome,
Commentariorum in Epistolam ad Galatas libri tres.1
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In the wake of the disintegration
of the Soviet polity, scholars have thoroughly reevaluated basic categories
in Soviet history such as class, ethnicity, and nationality, as well
as the policies associated with them. Amazingly enough, however, with
rare exceptions, these categories and policies have been treated as
the context for evaluating Soviet practices rather than being contextualized
themselves. This essay seeks to advance the current discussion by situating
these concepts within the overarching Soviet enterprise: the unfolding
revolutionary transformation of society from an antagonistically divided
entity into a conflict-free, harmonious body. The view of society as
a malleable construct went hand in hand with a continuous purification
campaign seeking to eliminate divisive and obstructing elements. Exclusion
and violence, in this light, were not random or merely preventive police
measures that delineated the boundaries of the legitimate and the permissible
but, rather, integral parts of the ongoing community-structuring enterprise.2
I trace the rationale of the Soviet Marxist quest for purity by focusing
on three crucial components: the correlation between the progression
of the revolutionary time line and the measures taken to realize the
socialist utopia, the impact of Nazism and capitalism on the Soviet
political and social calculus, and the sites of excision. The marked
emphasis on ideology does not deny nor diminish the impact of circumstances,
especially those of the magnitude experienced during World War II, or
the role of institutions such as the political police, the NKVD, which
had a vested interest in a permanent purge. It does explain, however,
why the Soviets reacted in the unique way they did to the same circumstances
experienced by other polities, why their unique punitive institutions
were created in the first place, and why the regime pursued its purification
campaigns well after the conditions that initiated them had dissipated.3
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Marxist regimes struggled
with assigning primacy to either the "objective" category of class origin
or to the "subjective" criteria of conduct and experience. In polities
founded on the Marxist premise of the primacy of acculturation, but
simultaneously engaged in the constant eradication of social strata
presumed to be illegitimate, the tension between nurture and nature
was constant.4
It intensified as the Soviet polity advanced along the road to socialism
and communism and radicalized its purification policies both qualitatively
and quantitatively. Following the establishment of socialism and especially
in the wake of World War II, social and ethnic categories and practices
were totalized in a marked shift: enemy groups previously considered
to be differentiated, reformable, and redeemable were now viewed as
undifferentiated, unreformable, and irredeemable collectives. This totalization
of the Marxist sociological paradigm challenged the commitment to the
primacy of nurture over nature in the ongoing social engineering project,
inviting comparison with contemporary biological-racial paradigms, most
notably, that of Nazi Germanya comparison the Soviets were well
aware of yet wanted to avoid at all costs. The absence of genocidal
ideology and institutions allowed for different modes and sites of total
excision from the socio-ethnic body within the socialist utopia. Still,
Soviet contemporaries continued to confront the ever-present shadow
of the biological-racial ethos. |
2 |
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The Soviet purification
drive operated on a universal-particularistic axis, combining the modern
European ethos of social engineering with Bolshevik Marxist eschatology.5
Their fusion created a stable menu of categories and practices and a
dynamic mode of applying them. The Soviet state emerged and operated
within an ethos aptly named by Zygmunt Bauman as the "gardening state,"
which appeared ever more universal in the wake of the Great War. This
cataclysmic event brought to fruition the desires for a comprehensive
plan for the transformation and management of society, one that would
create a better, purer, and more beautiful community through the removal
of unfit human weeds. It was, in a word, an aesthetic enterprise. The
unprecedented increase in the capacities and aspirations of the state
went hand in hand with the view of society as raw material to be molded
into an ideal image. The transformationor removalof the
individual and the community became the accepted goal of the state both
in its welfare and its punitive policies.6
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The European impetus
to sculpt society seemed to develop boundlessly and across ideologies.
From Russia, Maxim Gorky observed in late November 1917 that "the working
class is for [V. I.] Lenin what ore is for a metalworker . . .
He [Lenin] works like a chemist in a laboratory, with the difference
that the chemist uses dead matter . . . [whereas] Lenin works
with living material."7
But Bolshevik Marxism was not alone in its refusal to accept human nature
and society as they were. Rather, the tension between nature and nurture
was encoded within the larger pan-European view of modernity whereby
political authorities increasingly sought to define and manage virtually
all critical public and private spheres. The expanding welfare state
and the cleansing state were opposite ends of the inclusionary-exclusionary
axis, which became the trademark of transformative modern politics.8
Beginning in the second half of the nineteenth century, the remapping
of Europe increasingly evolved around what was referred to as "voluntary
resettlement," "population exchanges," or the "unmixing of peoples,"
a rather polished, ex-post-facto legitimization of ethno-religious cleansing.9
By the late 1930s, the chronological starting point of our discussion,
the transformation of society had already been established as a cross-ideological
phenomenon, involving liberal, socialist, and fascist polities alike.10
And so in 1942, Eduard Benes, the figurehead of liberal democracy in
Central Europe, could state as a matter of fact that "national minorities
are always a real thorn in the side of individual nations," and that
the ideal state of linguistic and national homogeneity could be reached
only by extensive population transfers.11
A little less than two years later, in a meeting with Joseph Stalin,
Benes concluded that "the defeat of Germany presents us with the singular
historical possibility to radically clean out the German element in
our state," a policy that was faithfully executed at the end of the
war.12
This powerful ethos would wane only in the mid-1950s, when European
regimes and parties appeared to accept some limits on their transformative
powers.13
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Whatever its ideological
coloring, social engineering possessed a tremendous capacity for violence.
The mobilization of the legal and medical professions for the goal of
perfecting society shifted the political discourse to new realms. The
pretense of scientific criteria and measures to study and work on the
population meant that the state would employ the most advanced and radical
tools in its quest for a purer, better society. The urge to maximize
the management of society gave birth to a myriad of institutions for
activities such as passport control, surveillance, and physical and
mental cataloguing, without which the radical transformation of populations
could not have taken place.14
And it was perfectly logical that the most radical forms of mass extermination
were preceded by smaller scale destruction of groups categorized as
incompatible and irredeemable both medically and legally, then supplemented
by military-industrial methods of operation.15
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Where the paradigm
of modernity falls short is by not providing a satisfactory explanation
for the evolution of purification drives in totalitarian systems.
If the urge to perfect societies stemmed from the universal axis of
modernity, its implementation acted on clearly particularistic urges.
First, the "gardening state" blossomed throughout Europe no less than
in the Soviet Union. In the wake of the Great War, the European political
landscape was marked by planned economies, elaborate surveillance systems,
and thoroughly politicized eugenics research. Yet it was the Soviet
polity that ended up with teleology as its economic modus operandi alongside
a system of concentration camps, mass deportations, and killings.16
Indeed, the Soviets went out of their way to underline this difference.
Unlike the Philistines who constantly lament brutality and the loss
of lives and preach reconciliation, the ultimate goal of the social
engineering projecta genuine moral-political unity of societycould
be reached only through an irreconcilable and violent struggle, declared
Soviet ideologues.17
Second, the campaign to eradicate internal enemies within the totalitarian
state intensified after all residues of political opposition
had been crushed and, in the Soviet case, following the declaration
that Socialism had been built.18
Terror becomes total, Hannah Arendt observed, when it becomes independent
of all opposition.19
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The key to the distinctive
development of the Soviets' purification drive lay in the volatile fusion
of historical time and its ultimate goal. It was an eschatological worldview
in the sense of belief in an end to History; it was apocalyptic in its
belief in the imminence of the End and that, in the wake of reaching
socialism, Soviet people were living at the final stages of History;
it was millenarian in its belief that the final cataclysm would be followed
by the kingdom of communism, namely a conflict-free and harmonious society,
the very feature that set it apart from other totalitarian enterprises,
which espoused a cyclical conception of time and envisioned an endless
struggle for domination and survival.20
The quest for purity was neatly tied to the distinguishing aspect
of the Bolshevik utopia: from the moment of its establishment in power,
the Soviet regime imposed a time line marking concrete stations on the
road to realization of the communist utopia. Thus in 1947, the draft
of the party program set the goal of "building of a communist society
in the USSR in the course of the next twenty to thirty years," and in
1948, a leading political theoretician could declare confidently that, |
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if it was possible to organize
a socialist society on the whole within twenty years from the moment
of the triumph of Soviet power under the most difficult circumstances,
then it is entirely possible to assume that after the triumphant conclusion
of the Patriotic War and the restoration of the ruined people's economy,
two more decades will be enough to roughly erect the highest stage of
communism. Therefore, the generation which in 1920 was fifteen to
twenty years old will live in a communist society.21
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A year later, communism was said to be around
the corner, with each day bringing forward more evidence of the triumphant
march to communism, including the markers of communist harmonyliquidation
of the great schisms between mental and physical labor and between town
and villageas the first secretary of the All-Union Leninist Communist
League of Youth (Komsomol) assured the delegates to the Eleventh Congress
of the organization in MarchApril 1949. The "overwhelming majority"
of Soviet youth, noted another secretary, already possessed "all the
elements of the character of the man of Communist society."22
On the eve of the Nineteenth Party Congress in October 1952, Stalin
threw his personal weight behind the matter when he sought in his last
major work on Economic Problems of Socialism in the USSR to rush
the march toward the higher stage of communism by creating a central
barter system that would replace collective farm property and commodity
exchange in the countryside, which he viewed as the last existing obstacles
to a full-blown communist economy.23
And with the addition of the new socialist "shock brigades"the
People's Democracies in East Asia and Europewhich altered the
pre-war isolation, "the mighty motherland" was said to be in the flower
of its strength, possessing "everything necessary for building of a
complete communist society."24
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These time markers
had a direct impact on the definition of the "weeds" intruding on the
harmonious garden and the measures taken to uproot them. Groups and
individuals perceived to be hostile were continuously referred to in
biological-hygienic terms, whether vermin (parazity, vrediteli),
pollution (zasorenost'), or filth (griaz'), and were subjected
to ongoing purification.25
Yet the implications of this biological-hygienic rhetoric were not static.
With the declaration of Socialism built, the victorious outcome of the
Great Patriotic War, and communism in sight, the eradication of "this
debris of the old world, a weed that somehow grew up between the stones
of our radiant building,"26
assumed even more urgency. In his well-known speech at the FebruaryMarch
1937 plenary session of the Central Committee, Stalin explicitly identified
the new type of internal enemy in the age of socialism, the elusive
one, a theme that he had already begun to develop in 1933 at the completion
of collectivization. Since official ideology and its institutional implementation
were infallible, errors and failures could be attributed only to the
ill-will of individuals. After several decades of socialism in power
and constant purges, the continued existence of such human weeds must
be a result of their devious and elusive nature. Like a cancer, they
mutated themselves in different forms and various locations. And since
this vermin could not repent, it had to be removed from the body in
its entirety. The question was only how. The former brand of internal
enemies, argued Stalin, was openly hostile to the Soviet cause by virtue
of social origin and professional orientation and could not be mistaken
for anything other than that. The new saboteurs, on the other hand,
were "mostly party people, with a party card in the pocket, i.e., people
who formally are not alien. Whereas the old vermin turned against our
people, the new vermin, on the contrary, cringe before our people, extol
our people, bow before them in order to win their trust."27
Such enemies, reasoned Stalin, would resort to the most extreme measures
in their struggle against the Soviet state. The latter must guarantee
the excision of this vermin from its midst. |
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Stalin's warning
was repeatedly invoked in the postwar purge campaigns but with an additional
edge. The moral-political unity gained by the relentless and thorough
purge was posited against the proliferation of "fifth columns" in the
rest of Europe, which, in the Soviet view, was a major factor in its
quick collapse before the Nazi onslaught.28
With the announcement in mid-January 1953 of the uncovering of the "Doctors'
Plot," a group of physicians, the majority of whom were Jews, accused
of plotting to murder Soviet leaders, Komsomol'skaia pravda reminded
Soviet youth that even when defeated the enemy does not rest. "Having
won the war we turned to construction again because we love life and
youth, because we want to make our land a flourishing garden. But while
we build we must remember that the enemy will continue to send spies
onto our home front, to recruit all kinds of scum in order to undermine
our strength, to poison our joyous, happy life . . . the greater
the successes in building communism in the USSR, the more active and
vile the operations of the imperialists and their myrmidons," concluded
the call for vigilance. Like the biblical serpent, these enemies were
the most elusive imaginable. "The spies and saboteurs sent to us by
the imperialist intelligence services or recruited by them within the
country from among incompletely routed anti-Soviet scum do not operate
openly. They operate 'on the sly,' they mask themselves in the guise
of Soviet persons to penetrate our institutions and organizations, to
worm their way into confidence and conduct their foul work," was Izvestiia's
editorial from the same day. An unwaivering vigilance was required in
order to "ensure the cleansing of people's minds from the survivals
of capitalism, from the prejudices and harmful traditions of the old
society," concluded the editorial.29
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The arrival of socialism
ordained new sites of excision. First, with the destruction of antagonistic
classes, internal enemies became enemies of the people and were to be
sought in new realms.30
By then, it was the nationality question that harbored the clearest
and most present danger to the moral-political unity of all the people,
declared Stalin in the Seventeenth Party Congress of 1934, underlining
the increasing ethnicization of the Soviet social body and the shift
in the search for the enemy within. The fight against recurrences of
nationalist views had become the most critical task in the struggle
against the last vestiges of capitalism in the consciousness of people,
echoed Dmitrii Chesnokov, a prominent party ideologue, in 1952. The
residue of "zoological" chauvinism, especially in regions that were
temporarily exposed to fascist propaganda during the German occupation,
represented a stubborn intrusion on Soviet harmony and called for the
most severe measures if harmony was to be maintained, Chesnokov concluded.31
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Second, Soviet relations
to the parallel modern politics across the European continent were not
merely phenomenological. Rather, the Soviets were constantly checking
their methods in the European mirror. The anxiety of potential degeneration
into a zoological ethos was strongly present in the minds of Soviet
contemporaries. Throughout the 1930s, Soviet leaders, notably Stalin
himself, reacted vehemently against any suggestion that their sociologically
based model of the human subject could be equated with any biologically
based, genetically coded enterprise, whether the racial Nazi polity
or eugenics and euthanasia policies, which enjoyed widespread acceptance
during that decade. When the totalization of categories and practices
in the wake of the war drove home the inevitable comparison with the
Nazi racial-biological code, the Soviets went out of their way to emphasize
that their destruction of internal enemies was not genocidal and that,
unlike the death camps, their own penal system remained true to its
corrective mandate.32
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The specific sites
of purification derived from this anxiety. The acute Soviet awareness
of being equated with the Nazi racial-biological enterprise and the
fact that total excision did not necessarily imply physical elimination
pointed to other sites of purification in addition to deportations or
executions. Memory was a key political arena where the body social was
delineated. Inclusion and exclusion within the Soviet body were defined
to a large degree through both the commemoration of cataclysmic events
and the simultaneous erasure of the counter-memories of groups and events
deemed incompatible with communist harmony. In the highly stylized Soviet
polity, hierarchies of commemoration reflected the political status
of groups. World War II played a central role in this process, especially
as the experience of the war turned into the core legitimizing myth
of the Soviet polity, along with the denunciation and removal of some
key elements of the Stalinist regime and the routinization of other
fundamentals of the revolutionary ethos.33
The exclusion of certain groups from official representations of the
wartime Soviet fighting family and the denial of particularistic suffering
destined groups to political invisibility, depriving them of official
recognition of their distinct, collective identities. |
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This essay examines
the varieties of the Soviet purification drives as they evolved in relation
to two groups that came to epitomize the obstacles to harmony from the
late 1930s on: the Ukrainian nationalist movement (a political-ideological
effort identified with its place of origin, Western Ukraine, but often
substituted for the entire Ukrainian nation) and the Jewish minority.34
The sites of the Soviet drive explored here are the central-western
regions of Ukraine, which served as a laboratory for social-ethnic engineering
for every political movement that gained the upper hand there, beginning
with the deportations of Germans, Poles, and Jews by the czarist government
in 1915, and followed by the upheavals of the civil war, collectivization
drive, and famine. From the early 1930s, the population in these regions
was subjected to consecutive deportations of ethnic minorities and mass
executions during the Terror, followed by Nazi population policies and
Ukrainian nationalist ethnocentric policies, and finally by the resumption
of the Soviet purification drive in the wake of World War II. The history
of these regions offers a unique insight into the evolution of Soviet
population policies. |
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As the Nazi war machine
began to roll back across the European continent, nations appeared determined
to exact revenge on those deemed collaborators with the Nazi occupiers.
Following humiliating defeats and years of occupation, the purge of
the national body became the order of the day. On the surface, the European
purification enterprise appeared universal and grappled with common
core dilemmas regarding its form, extent, limits, and categories. |
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In their search
for solutions to these dilemmas, nations referred primarily to familiar
paradigms. Indeed, most European countries had had prior experience
in mass exclusionary and reintegrative social operations. In the wake
of the Great War, during which many of these nations had been occupied,
European countries acquired rich experience in the use of amnesty legislation
and the resocialization of political opponents and criminal offenders,
albeit with different degrees of success and popular approval. For instance,
bitter debates over the reintegration of World War I collaborators took
place in Belgium, which delayed amnesty legislation until 1937, while
in the Netherlands the resocialization policy of criminal offenders
was enacted methodically through an extensive network of prison and
aftercare associations, including churches and trade unions.
It came as no surprise that the relapse of some of the rehabilitated
collaborators in Belgium into similar criminal behavior during the Second
World War worked to toughen attitudes toward amnesty and rehabilitation,
while in the Netherlands the resocialization programs and facilities
for criminals were easily converted to reintegrate their World War II
black sheep.35
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Less expected was
the early realization that the prosecution of collaborators was not
a challenge to the pre-war order but, rather, a manifestation of its
continued power. A full investigation of collaborationand not
merely of those who served in the German punitive and propaganda institutionsthreatened
to open a Pandora's box of de facto accommodation by many of the sitting
bureaucratic, judicial, and economic elites. In essence, the entire
existing order. And since the latter showed no signs of acquiescence,
the debate soon devolved into partisan politics. Public life under Nazi
occupation was left out of the investigation, as were numerous high
officials who fit well into the renewed conservative order.36
While the postwar European state was busily extending its domain into
practically every sphere of society, the temptation to recall strayed,
yet seasoned, bureaucrats was easily rationalized. The impact of the
unfolding Cold War could not be ignored, either. In Hungary, a tiny
communist party vying for more members opted for mass recruitment of
none other than the rank-and-file of the Arrow Cross, the fascist organization
now in disgrace whose class orientation was deemed more important than
its political past.37
On both sides of the European divide, the developing conflict dictated
a facade of national unity. Unpleasant and painful reminders were shelved,
or rather erased from the official memory of the war. |
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Wartime experience,
however, defied a universal definition of collaboration. In the vengeful
atmosphere of devastated Poland, attending concerts at which German
music was performed was deemed a collaborative act by the secret courts.
At the same time, in so many countries from France to Norway to Hungary,
the very same people both collaborated and resisted in accordance with
their perceptions and expectations of German policies and the changing
tide of the war.38
Neither martyrs nor evildoers were in the majority in Nazi-occupied
Europe. And it was precisely this gray mosaic that stood in the way
of national reconstruction. |
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At its core, the
purge of collaborators was not merely about retribution or restoration.
Deep down, it was about the shaping of postwar society. Purification
was a transitional medium between the imperfect past and the improvedif
possible, perfectsociety of the present and future. If the European
experience is taken as a whole, it appears that a precondition for the
success of purification was an ideal representation of the people as
a positive, undifferentiated entity. "The People" as one mythic group
had to be exonerated from charges of collaboration. The charge of collaboration
was assigned to isolated patches of weeds. In a concrete, tactical calculus,
the blame for the initial humiliating defeats and atrocities would be
shifted from segments of one's own society to an alien element. A dignified
future required a heroic past. And if the past was to be a guide to
the future, it had to be painted in crisp colors. No shades of gray
would interfere with the heroic tale of the struggle between good and
evil.39
And so, as quickly as the vengeful spirits arose, so, too, did they
abate. All over Europe, retribution against alleged collaboration faded
away at a truly amazing pace, and arguments in favor of the reintegration
of convicted collaborators surfaced shortly after the end of the hostilities. |
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The Soviet experience,
too, pointed to an earlier paradigm, but one that accentuated the sharp
distinctions between totalitarian and other political enterprises. The
Soviet policy of purge was not merely reactive. Nor was it conditioned
by tactical requirements. Rather, purification and reintegration were
complementary components of the colossal project of building a new socialist
polity. Specific developments in the domestic and international arena
affected the choices of targets, but the goals and methods of dealing
with these targeted groups and individuals were subjected to an ongoing
endeavor of restructuring. If the study of the horrifying wartime losses
and destruction helps to explain the harsh retaliation of the Soviets,
then the reading of the war into the progressing revolutionary narrative
elucidates the unique choices of methods. |
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The war was not
merely an unpleasant accident, nor was it a customary clash between
two major powers. It was the realization of a historical nightmare,
one that Soviet power expected from the moment of its inception. Throughout
the 1930s, Soviet citizens were constantly warned against the evils
of German fascism and its implications for the USSR. The dominant theme
of the Terror in 19371938 was the excision of fascist agents from
the Soviet body politic. If the alleged crimes of the sinners in the
late 1930s were presumed to anticipate the forthcoming catastrophe of
the capitalist encirclement, then the alleged crimes in the 1940s were
perceived as the full-blown actualization of the worst fears of the
preceding decade. In the postwar official narrative, the war was perceived
as the inevitable outcome of historical forces. "It would be wrong,"
declared Stalin in his election speech on February 9, 1946, "to think
that the Second World War was a casual occurrence or the result of the
errors of any particular statesmen, though mistakes were made. Actually,
the war was the inevitable result of the development of world economic
and political forces on the basis of modern monopoly capitalism."40
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In this light, collaborators
were not the by-products of the war but eternal enemies whom the war
and occupation helped uncover. Their destruction was therefore not merely
an act of defense but the execution of the Will of History. The passage
of time did not work to moderate the punitive policies against those
accused of collaboration. Whereas French politicians were quick to interpret
public opinion surveys supporting a reconciliation bill as a mandate
for enacting amnesty, Valentin Ovechkin's pleas for compassion toward
those who went through the hell of occupation remained unheeded.41
"Solicitude for the welfare of traitors who helped the Nazis lacerate
France shows up the present-day collaborationists in their true colors.
Birds of a feather," was the bitter reaction of Soviet newspapers when
the French National Assembly launched the debate over the final legislation
of mass amnesty for convicted collaborators in December 1952.42
As Europe was moving fast on the road to amnesty and rehabilitation,
the Soviet Union in contrast intensified its campaign of retribution. |
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Ultimately, Soviet
purification drives were never restrained by circumstances. The purge
of the partythe vanguard of the Soviet politywas not subject
to administrative-managerial requirements, nor did the admission that
many communists had not risen to the occasion form an obstacle to the
purge.43
When the population at large was purged, entire ethnic groups were stigmatized
as collaborationist and deported into the Soviet interior. Within the
grand scheme of social engineering, even the loss of face was not a
weighty factor. And no external pressure, such as the European Court
exerted on Belgium in 1961, was allowed to interfere with the pursuit
of purity. |
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However, the Soviet
purification drive was not entirely different from the European purge.
If the postwar experience of Belgium, Czechoslovakia, and Yugoslavia
is any indication, it appears that multi-ethnic formations in many ways
comprised a distinct effort at purification. Wherever collaboration
was presumed to have had an ethnic face, the process of the purge continued
well beyond that of the more homogenous polities and assumed a more
vindictive character.44
Indeed, here lay the gravest challenge to the ideal representation of
the "Good People," a challenge that resonated most clearly in the Soviet
Union. One could think, and with considerable justification, that the
uninhibited savagery of the German occupation of the Soviet territories
would perpetuate the myth of the "Good People" and make the purge of
the collaborationist weeds a common national enterprise. Finding themselves
at the bottom of the Nazi racial hierarchy, the Slavic populations soon
discovered that the various distinctions the Nazis applied to each of
them mattered little in the New Order. But the harmonious representation
of the People collided with the unintended legacy of Soviet pre-war
nationality policy. The racially based Nazi ethos had fallen on fertile
ground. The principled cultivation of ethnic particularism by the Soviets,
be it the creation of ethno-national territories or the ethnicization
of the enemy-within category, rendered critical segments of society
susceptible to ethnically based visions and practices. In such a milieu,
the occupation of the non-Russian Slavic republics for most of the war,
and the slightest preferential treatment by the Germans, triggered contemporaries'
reflection on the consequences of the ethnicized Soviet world.45
In many regions, the Soviet nation-building project had to be reconciled
with the ethnic legacy of collectivization, famine, and deportations.
Similarly, the postwar translation of ethnically based hierarchies of
heroism into hierarchies of loyalty was a powerful challenge to the
myth of the "Good People." This leads us to consider briefly the nature
of the Soviet purification drive as it evolved prior to the cataclysm
of World War II, against which background the magnitude of the postwar
cleansing must be measured. |
23 |
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In a polity built on the premise
of "national in form, socialist in content," ethnicity was not expected
to become the primary category in social engineering. Early on, however,
the brutal experience of the Don Cossacks during the Russian civil war
and the suspicion cast on the Polish and German minorities throughout
the 1920s made it clear that this neat distinction between form and
content was difficult to maintain.46
As the Soviet crusade approached the realm of socialism, the tenuous
balance between social and ethnic origins increasingly tilted in the
direction of the latter. True, class would continue to be the raison
d'être of the revolutionary enterprise to the very end, a
concept written into the structure of each and every Soviet institution.
It was not for nothing that Stalin, the very person who renounced class
heredity as a detrimental factor in determining political legitimacy,
went out of his way to scorn party members in the Seventeenth Party
Congress who "dropped into a state of foolish rapture in the expectation
that soon there will be no classes and therefore no class struggle."47
But overshadowed by Stalin's often-quoted remark was the addendum that
the survivals of capitalism were "much more tenacious in the sphere
of the national problem . . . because they are able to disguise
themselves in national costume."48
The threats to the aspired harmony assumed an ethnic face. |
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The conflation of
class and ethnic categorization resurfaced with a vengeance once collectivization
began. Soviet power forcefully drove home the ethnicization of class-enemy
categories, especially when applied to the ethnic mosaic of the border
regions. Already at the onset of the assault on the well-off peasants,
or kulaks, in January 1930, local party organizations were ordered by
the Ukrainian Central Committee to "devise special perspectives with
regard to the national minorities districts (Germans, Bulgarians, and
others)."49
And since Polesas well as Germans and Jewswere perceived
as kulaks by nature, they were marked for collectivization regardless
of socioeconomic status.50
|
25 |
|
The ascendance of
ethnicity within the excision enterprise was further accentuated when
deportations commenced in March 1930. The Politburo's order specifically
targeted ethnic Poles irrespective of the stage of collectivization
and regardless of their material position.51
Indeed, only half of those deportees from the border belt of the Ukrainian
Republic in 1930 were classified as kulaks.52
With socialism built, ethnic hostility replaced class antagonism as
the primary category intruding on harmony, a shift that was underscored
when the purification drive accelerated in the mid-1930s. Well before
deportations resumed in early 1935, every ethnic German living in the
Soviet Union was "individually registered to the fullest extent" and
his or her personal data transmitted to the Central Committee.53
On November 5, 1934, the Central Committee in Moscow ordered local authorities
throughout the Soviet Union to "remove the hostile anti-Soviet element
from the German villages and deport them out of the region and to apply
the harshest methods against the most active ones." The decree was implemented
despite awareness of a steep decline in the absolute number of ethnic
Germans in the border regions during the preceding period.54
|
26 |
|
The ethnicization
of categories intensified the drive to homogenize the Soviet body social.
Those marked for deportation were classified as "undesirable elements,"
and the enterprise was officially characterized as a "cleansing of the
mass pollution of the [Polish] national village soviets."55
Hand in hand, scores of national soviets and schools were declared artificial
and counterrevolutionary institutions. On the path to communism, the
reference to any structure as an artificial creation by a foreign organization
marked it as a weed to be uprooted from the Soviet garden. It seemed
no accident that district authorities were ordered to explain to parents
that children should be instructed in their "mother tongue," and consequently
several hundred schools were converted to Ukrainian language schools.56
The same rationale was offered in late 1937 when the Organizational
Bureau of the Central Committee (Orgburo) decreed the liquidation of
a large number of national districts and village soviets (German, Polish,
Estonian, Finnish, Koreans, Bulgarians, and others) throughout the entire
union. The Orgburo declared them to be artificial creations that did
not correspond to their national composition and, even worse, the creations
of "enemies of the people led by bourgeois nationalists and spies."57
Simultaneously, the Far East region was cleared of all ethnic Koreans,58
and large numbers of Germans, Poles, and Latvians were arrested or executed
regardless of their social class, occupation, or geographical location.
In some Ukrainian regions, arrests and executions eliminated almost
all Germans and Poles.59
|
27 |
|
Finally, the Terror
delivered a brutal message regarding the limits of redemption in the
wake of triumphalistic socialism. In his canonization of the history
of the Communist Party, the Short Course, Stalin celebrated the
physical annihilation of the elusive enemies who managed to survive
previous cycles of purification. With Socialism built, extermination
was the only way to cope with those who had not yet redeemed themselves.60
It seemed no accident that the first salvo of the ensuing terror was
directed at the punished and pardoned. Indeed, the latter figured prominently
in the Politburo resolution of July 2, 1937, "Concerning Anti-Soviet
Elements." Having been punished and stripped of their hostile class
identity, these individuals and groups appeared to have redeemed themselves
through productive labor, which won them not only the restoration of
voting rights but also the release of some from the special settlements.
Indeed, only two years earlier, the rehabilitation of former kulaks
was trumpeted as the triumph of nurture over nature. Celebrating the
completion of the White Sea Canal, the authors of the special commemorative
volume noted that "on the whole kulaks were the hardest to educate . . .
but even in these half-animals, the idolaters of private property,
the truth of collective labor at last undermined a zoological individualism."61
Accordingly, on January 25, 1935, all former kulaks regained their voting
rights.62
But two and a half years later, the Central Committee identified recently
rehabilitated former kulaks as the principal anti-Soviet element, responsible
for a barrage of diversionary acts in the countryside. In spite of regaining
their civil rights and permission to return from exile to their homes,
they had allegedly resumed hostilities against the socialist state.
In essence, they proved to be immune to socialist corrective measures
and were consequently irredeemable. They were marked for immediate arrest
and execution.63
In the era of socialism, redemption was not offered twice. |
28 |
|
Still, the pre-war
cleansing policies maintained several key features that set them apart
from those of the postwar era. First, they aimed largely at cleansing
specific territorial spacemainly border regions populated by minorities
with an external active homelandor politically suspicious segments
of these communities, but not entire peoples, which meant that targeted
groups were treated as differentiated entities.64
The lists of deportees from villages with "concentrated Polish and German
populations" were to include "independent peasants who did not fulfill
their obligations to the government and unreliable collective farmers
[kolkhozniki]," just as the arrest and execution lists for these
nationalities at the height of the Terror consisted of mainly political
émigrés, alleged spies, and people working in sensitive
industries. Equally important, deportees often remained within the boundaries
of the Ukrainian Republic.65
Hence, even after the conclusion of repetitive waves of deportations,
border regions were still populated by tens of thousands of members
of the deported groups, just as members of the marked groups residing
outside the targeted region were left unharmed, notably including Koreans.66
|
29 |
|
Second, differentiation
often left the door open for possible redemption. The GULAG doors kept
revolving, with 20 to 40 percent of the inmates released annually.67
Rehabilitation of deported kulaks continued throughout the second half
of the 1930s. The Council of People's Commissars Resolution on October
22, 1938, provided children of former kulaks with internal passports
and the right to move to their place of choice (with the exception of
closed districts), a right that elevated them not only above their previous
status but also above the rest of the Soviet peasantry, which was deprived
of passports and hence the right of free movement.68
Surveillance reports on deportees divided them into subgroups corresponding
to their potential for redemption. Hence the 15,000 ethnic Germans deported
in the spring of 1936 were split into a first group composed mostly
of demobilized Red Army servicemen, who responded to the resettlement
with optimism; a second group that felt cheated but could be redeemed
with the right dose of propaganda; and a third, whose expectations of
a German invasion and unification with their German brethren marked
them as hopeless.69
Consequently, ethnic Germans throughout the Soviet Union were still
regarded as reliable enough to be drafted into the Red Army, a policy
that was bound to change only after this minority (and others) was targeted
in its entirety with the outbreak of the war. Even Koreans residing
outside the Far East were inducted into the Red Army, and their wartime
exploits would be recognized and rewarded by the Soviet state.70
|
30 |
|
Notably, the war
itself soon became a redemptive vehicle for pre-war outcasts. On April
11, 1942, the State Defense Committee (GKO) passed a resolution that
allowed the drafting of former kulaks into military service. The spouses
and children of the draftees were released from the special settlements
and received passports. In 1943 alone, this cohort amounted to 102,520
people.71
As the head of the GULAG administration noted with unconcealed satisfaction,
many of those released served with distinction, including five who had
received the nation's highest award, Hero of the Soviet Union. Inmates,
including "politicals" of the Terror era, were encouraged to follow
these examples and win their way back into society. Nor should the release
of some 43,000 Poles categorized as members of an "enemy nation" merely
two years before be ignored.72
In 1944, the NKVD and the USSR Procuracy agreed not to prosecute former
kulaks who left the special settlements for various wartime services
and failed to return. Mass rehabilitation intensified in the postwar
years. In 1946, the regime removed all limitations imposed on the families
of former kulaks who had children in the Soviet Army, were participants
in the Great Patriotic War, or received governmental awards, and on
women who married local residents. |
31 |
|
With World War II,
the ethnicization of categories of the enemy within came full circle.
An apparent consequence of the wartime redemption was the substitution
of ethnicity for class as the dominant inmate category in the Soviet
penal system. On the eve of the war, 90.9 percent of the 977,000 people
recorded living in the special settlements were classified as kulaks
or family members of kulaks.73
But on the eve of the final wave of releases in early 1954, members
of the 19291933 generation numbered only 17,348 people.74
By then, the vacuum created by the release of 975,000 camp inmates to
the front between 1941 and 1944 was filled with inmates from the nationalities
deported during the war, the newly annexed Baltics, western Ukraine,
and Belorussia. |
32 |
|
| |
The war saw a stark shift
in the purge policies from cleansing certain spaces to cleansing peoples
in toto. The pre-war focus on specific border regions was replaced by
the targeting of each and every member of a stigmatized group regardless
of geographical location or service rendered to the Soviet state. Whatever
anxieties and inhibitions that had brought to a halt excision campaigns
like that against the Cossacks in 1919 were now removed. Excision was
intended to be total, irreversible, and pursued relentlessly. The treatment
of ethnic Germans served as a model for this new stage. Hence the decree
on the resettlement of the Volga Germans on August 28, 1941, was followed
by decrees that extended resettlement to all ethnic Germans in the Soviet
Union and that ordered the removal of all ethnic Germans from the ranks
of the fighting Red Army. Remarkably, the decrees followed an earlier
official recognition of the voluntary enrollment of the community for
the Soviet cause and the heroic fight of some of its members against
the Nazi invaders.75
Moreover, as one scholar aptly observed, the deportation resolution
was framed as a prophylactic measure rather than a punitive one, where
the Germans were accused of harboring scores of diversionist and hostile
attitudes to Soviet power as opposed to performing concrete anti-Soviet
acts.76
The same applied to all other ethnic groups marked for excision in the
wake of the war. Whereas during the pre-war era the presence of relatives
who had served in the Red Army or partisan detachments was enough to
protect kulak families from being deported,77
by the end of World War II, officers and soldiers of the deported nationalities
were severed from their units, often to be sent to the newly established
special regime camps or work battalions while the war was still being
waged.78
As indicated by the assault on the communal structure of the above communities
as well as the Jewish community, the postwar calculus was indifferent
to the security of the borders and the existence of hostile external
homelands of stigmatized nationalities. The enemy within was ostracized
and acted on as a totality. Those convicted of political crimes were
exiled indefinitely upon completion of their sentences.79
With the building of communism set as a political goal and with a time
line in place, the belief in the malleability of the human subject in
general and of internal enemies in particular eroded. |
33 |
|
Wartime conditions,
especially in the occupied territories, furthered ethno-national divisions,
for example, German differentiation of POWs (such as the release of
ethnic Ukrainians),80
the passivity of the majority of the population, and the fact that the
partisan movement was disproportionally populated by ethnic Russians.
Already during the war, the Soviet criminalization of passivity (directed
against the "hubbies" hiding behind women's skirts, as one partisan
leader referred to those who claimed to be terrorized by the prospects
of Nazi retaliation81
) assumed a clear ethnic face. Finally, the ferocious clashes with nationalist
separatist movements significantly contributed to the hardening of Soviet
attitudes toward domestic enemies. But wartime circumstances alone cannot
account for the qualitative shift in the Soviet purification drive.
Their meaning for and impact on contemporaries could not be detached
from the preceding Soviet experience and treated as universal. The endurance
and institutionalization of state revenge against those identified as
internal enemies set the Soviet Union apart from other European countries
and the United States, and points to another explanation. Wartime circumstances
were read into the progressing narrative of the revolution, which was
itself undergoing change at the time. |
34 |
|
| |
Reflecting on his wartime
experience in Yugoslavia, Milovan Djilas, then a
communist partisan leader, rationalized the execution of the leaders
of a certain clan, whose members were friendly to the communist partisans,
as the failure of some of its members to subject their "primeval clan
ties" and loyalties to that of their political organization. The agitated
members of the Tadic clan were executed together with royal officers,
"not merely for economy but to associate the fate of party enemies with
that of outside enemies." This ideological commitment, noted Djilas,
allowed for opponents, whoever they were, to be dealt with in summary
fashion.82
Djilas would later conceptualize the role of ideology in the practice
of violence. "No matter what your ideology may be," said Djilas, "once
you believe that you are in the possession of some infallible truth,
you become a combatant in a religious war. There is nothing to prevent
you from robbing, burning and slaughtering in the name of your truth,
for you are doing it with a perfectly clear conscienceindeed the
truth in your possession makes it your duty to pursue it with an iron
logic and unwavering will . . . [I]deology demands the liquidation
of your enemies, real or imagined."83
With the inspiration of revolutionary idealism, neither mass brutality
in general nor the killing of individuals in particular was considered
regrettable or detrimental. Indeed, while the Soviet practice of violence
could be and was triggered by specific circumstances such as military
necessity, its logic was anchored in ideology. Violence was applied
within a well-defined ideological framework, which earmarked certain
groups based on preconceived biases and was incorporated into an all-encompassing
drive to purify the socio-national body. Any potential restraint on
the exterminatory campaign against the Ukrainian nationalists was neutralized
by an appeal to higher loyalties. Brutalities were committed as the
ultimate expression of loyalty to the socialist drive and its administrative
embodiments: the Communist Party and the Soviet Ukrainian nation.84
|
35 |
|
In this light, the
very existence of the Ukrainian nationalists was a violation of the
natural order, and hence no mitigating circumstances could be allowed
in assessing their crimes. Nor would utilitarian considerations play
a role in the fight against them. They would have to be excised from
the Soviet Ukrainian body. Soviet intelligence reports reveal that the
Soviets were aware of the nationalists' clashes with the Germans.85
Knowledge, however, did not imply recognition. Notably, the reports
carefully emphasized that the shift in the nationalists' policy resulted
not from a change of heart or convictions but merely from disappointment
at their treatment by the Germans. For the Soviets, the very existence
of the nationalists was the bone of contention, not their tactics or
alliances. |
36 |
|
The total alienation
of the nationalist cause was captured in a colorful passage by Dmitrii
Medvedev, a partisan leader-turned-writer. Referring to his own contacts
with the nationalist leader "Bul'ba" (Borovets) and his entourage, Medvedev
explained the national and linguistic alienation of the latter: |
37 |
The speech of the "hetman"
was incomprehensible, a barbarian mixture of Ukrainian and German words.
It was a language, as we later realized, broadly used by those Ukrainian
nationalists brought up in the pubs of Berlin and in the taverns of
Ottawa and Chicago, persons without a passport, without a homeland,
subjects of the international black market, rascals, ready to sell themselves
to the Gestapo or the Intelligence Service or the Federal Bureau of
Investigation or any other bourgeois espionage organization.
| |
National ostracization was augmented by a touch
of class alienation. "Whereas the [Bul'ba] wore a zaporozhtsa
[a Ukrainian national shirt], the [others] preferred a European suit,
a colorful tie and manicured fingernails, which were considered a sign
of special refinement among the bandits," noted Medvedev.86
|
|
|
The nationalists
were de-individualized, portrayed as an undifferentiated collective,
detached from any specific domestic intimate environment, and often
referred to as animals. Killing them was not to involve any sense of
guilt.87
Thus members of the Soviet polity should engage in systematic elimination
of the "snake-like, slavish dogs of the Nazi hangmen," the "Ukrainian-German
fascists" or the "agents of foreign intelligence services," rather than
mere "Ukrainian nationalists." Nikita Khrushchev told a plenum of the
Central Committee, "They [the Ukrainian nationalists] killed themselves
trying to please their masterHitler, and to get only a small portion
of the loot for their doggish service. The German invaders shed the
blood of Soviet Ukraine, shot hundreds of thousands of Soviet peoplewomen,
the elderly and children. The Ukrainian-German Nationalists assisted
and at present [continue to] assist the Germans in these bloody crimes,
fulfilling the role of hangmen.88
To make things worse, while the German component of the evil duo was
beaten and driven out of the homeland, its Ukrainian counterpart continued
the destructive mission. The efforts to sabotage the restoration of
the economy were seen as the fulfillment of German instructions. Hence
the internal enemy remained foreign even when its foreign ally invader
was expelled from Soviet territory. The nationalists' efforts to disassociate
themselves from their alliance with the Germans were dismissed by Khrushchev
as a play in the face of inevitable defeat.89
|
38 |
|
On the battlefield,
therefore, the campaign against the nationalists was deliberately launched
as a war without prisoners. Between February 1944 and May 1946, 110,825
nationalists were killed within a territory inhabited by less than 9
million ethnic Ukrainians.90
NKVD reports on individual clashes with nationalist detachments repeatedly
failed to mention prisoners taken alive, emphasizing almost total annihilation.91
Deportations reached their climax between 1939 and 1953, when some 570,826
people were deported from Ukraine without permission to return.92
A close look at the deportation figures, however, highlights the exterminatory
character of the anti-nationalism campaign in the field. Between February
1944 and January 1946, the NKVD claimed to have detained 110,785 bandits
(50,058 were convicted), but only 8,370 people were arrested as members
of the Organization of Ukrainian Nationalists and 15,959 as active insurgents.
The 182,543 nationalists deported from the seven western regions between
1944 and 1952 included family members of OUN or the Ukrainian Insurgent
Army (UPA) and their supporters, non-adults, and families of those killed
in clashes. Simply put, most of the actice nationalist guerrillas were
killed on the battlefield.93
On the battlefield, "We did not take prisoners as a rule. If we did
take prisoners, we shot them after a preliminary interrogation," a commissar
of a partisan detachment casually told members of the Commission for
the Compilation of the Chronicles of the Great Patriotic War.94
|
39 |
|
Accordingly, the
execution of captured nationalist guerrillas became a didactic public
spectacle, with party officials presiding over summary trials and hangings
in the village square.95
Quite likely, the ritual of hanging, which had already been practiced
against convicted collaborators, was intended to add an element of humiliation
and terror, since the Soviet Criminal Code spoke only of shooting (rasstrel)
as the exceptional measure of punishment for extremely serious crimes.96
Once again, a comparison with other countries is telling. Estimates
for the Netherlands were three or four deaths on the occasion of arrests
and forty deaths in the internment camps caused by resistance members
acting as guards. In the significantly more violent Belgium, there were
about forty extra-judicial executions.97
In the USSR, public executions of alleged collaborators with the Germans
were something to brag about when party officials recounted their recent
experience in the partisans' ranks. The Special Department of the Lenin
Mounted Brigade, which operated for a short time in the Vinnytsia region,
was reported to have executed, often in public, no fewer than 825 collaborators.
If the figures provided by the brigade's leaders are taken at face value,
then the number of people executed by a single partisan brigade, not
necessarily the largest one and operating within a rather small region
in Ukraine, amounted to 13.7 percent of the total number of summary
executions before and during the liberation of France, and 233 percent
of those in Belgium.98
Finally, violence was exercised primarily for political rather than
military reasons. Soviet authorities made extensive use of the Destruction
Battalions (istrebitel'nye bataliony)auxiliary detachments
of armed civilians charged with hunting down German and nationalist
stragglerswhile professing their negligible military value in
the pre-1939 Soviet territories. The value of these formations, noted
the deputy head of the Ukrainian NKVD, was the radicalization and proliferation
of violence among the population at large, a key consideration in the
Soviet Manichean worldview.99
|
40 |
|
As summary executions
of presumed collaborators proliferated in the initial stage of liberation,
the returning Soviet powers moved quickly to curtail them. Immediately
upon liberation, Red Army officers were said to prosecute, and in some
cases execute, partisans who exacted arbitrary revenge after the liberation.100
Random retributions, which often bordered on anarchy, were not merely
a threat to state authority; for the latter, revenge was not necessarily
the main motivation. The exercise of retribution only by Soviet authorities
integrated it into the overall purification drive, which by now engulfed
every layer of the polity. The return of the regime as the sole arbiter
and executor of revenge meant that the purge would be conducted along
lines that could hardly be imagined in a random, popularly initiated
purge. Extra-judicial justice operated as a cathartic moment, after
which exhaustion, the desire to forget the imperfect past, and the impulse
to reinstate a certain equilibrium would combine to extinguish the flames
of arbitrary acts. This, however, was not to happen. The transfer of
the prosecution of alleged wartime collaborators and bystanders to the
jurisdiction of the NKVD Military Tribunals signaled that purges would
become a permanent component in the political and social life of the
liberated regions. |
41 |
|
The irreversibility
of any form of collaboration was further underlined by the absolute
denial of political or social rehabilitation, even given the dire need
for experienced personnel, a policy that set the Soviet Union further
apart from other European countries that had been occupied by the Germans.
In France, the willingness of large segments of the population to accept
certain acts of collaboration as legitimate, albeit undesirable, acts
of survival was taken by the authorities as a mandate for mass amnesty.
In the Soviet Union, by contrast, the presence of similar sentiments
worked to solidify the regime's resolve to excise collaborators, regardless
of circumstances and the need for their services. And unlike France,
there was no political or social redemption for people known to have
served under the occupation authorities.101
There, noted Soviet commentators, the replenishment of the state and
military apparatus with former Vichyites amounted to a conscious blurring
of the distinction between victims and victimizers.102
Nor could the stain of collaboration be removed by postwar performance.
Soviet authorities continued to exact revenge on those suspected of
collaboration down to the bottom of the social ladder. Professional
and bureaucratic skills counted for nothing even in the face of severe
shortages. Time and again, successful rural experts and kolkhozniki
were denied governmental awards based on their spotty wartime records.103
Tellingly, crimes appeared as a biological trait when the definition
of irredeemable sins was extended to include blood relatives of collaborators.
Scores of individuals were denied awards merely for being related to
people who served as policemen or in the Vlasov army.104
Sons, after all, could be responsible for their fathers. |
42 |
|
Along with the revival
of capital punishment for political crimes, the irredeemability of the
Ukrainian nationalists was codified on April 6, 1950, by order of the
Council of Ministers of the USSR. This directive replaced shorter deportation
terms for those exiled from Ukraine between 1944 and 1949 with permanent
exile (navechno), most notably the 182,543 members and supporters
of the OUN-UPA and their families. By 1950, Ukrainian nationalists appeared
beyond hope, and their exclusion from the Ukrainian body national was
meant to be permanent. Accordingly, families of both arrested and slain
nationalist activists were deported. The death of the latter was not
necessarily redemptive.105
|
43 |
|
Purification continued
relentlessly. As European legislators were feverishly passing amnesty
laws for convicted wartime collaborators, in the Soviet Union the search
for and prosecution of alleged collaborators intensified. Between September
20 and October 10, 1947, alone, 326 people were arrested in the eastern
regions of Ukraine on charges of collaboration with the German occupation
authorities, making them the single largest group of the 668 people
charged with "anti-Soviet activity."106
The 1955 amnesty decree of wartime collaborators excluded those convicted
of murder and torture of Soviet citizens, a rather fatal exception.
Whereas by 1958 in France, all those convicted of participating in the
massacre at Oradour-sur-Glane, the single largest wartime massacre of
a non-Jewish population, were released from prison, the Soviet regime
continued to prosecute and execute similar cases well into the 1980s.
As late as December 1984, military tribunals sentenced to death individuals
guilty of killing Soviet POWs, activists, Jews, and communist partisans.107
|
44 |
|
Nor did the post-Stalin
amnesty signal rehabilitation. Individuals associated with nationalist
forces in Ukraine were released from the camps in early 1954, but it
was only in mid-1991, with the looming demise of the Soviet system,
that they were granted complete rehabilitation, on the grounds that
"their hands were not stained with blood."108
The same logic was applied to the national arena, where the decaying
regime mobilized all its resources in a vain effort to block the rehabilitation
of OUN-UPA in western Ukraine. Damning information from the KGB archives
about UPA atrocities was circulated in press conferences and published
in the popular press. Graphic data on massacres of peaceful citizens,
ethnic Poles, and Soviet activists, and the close collaboration with
the Nazis, were used to underline the essence of the nationalist movement
as alien to the national body.109
In response to pleas by the L'viv regional party committee secretary,
the Central Committee in Moscow addressed the issue in a specific decree.
The Central Committee went out of its way to prevent the "justification
of the crimes of the OUN bands under the guise of criticism of Stalinism."
To counter the rehabilitation efforts by a variety of opposition groups
in western Ukraine, it ordered the release of archival documentaries
on the nationalist atrocities during and after the war, arranged for
young people to meet victims of the nationalists, and organized a scholarly
conference on the "anti-people" deeds of the OUN-UPA. With the approach
of the fiftieth anniversary of the Great Patriotic War, the treacherous
nationalists were to be exposed. As long as the Myth of the War was
the pillar of the polity's legitimacy, the excision of the nationalist
cause was non-negotiable. |
45 |
|
| |
It comes as no surprise
that the totalization of Soviet practices in the quest for purity brought
to the fore the inherent tension between the biological and the sociological
categorization of the enemy within, and consequently the inevitable
comparison to Nazi Germany, the other totalitarian enterprise. Nowhere
else was this issue exposed more clearly than in the Soviet policy toward
its Jewish minority. In the wake of the war and the trauma of the Holocaust,
conducted extensively on Soviet soil with the implicit and often explicit
approval of the local populace, as well as a wave of popular and official
anti-Semitism that swept the immediate postwar era, ordinary Jewish
citizens and activists began to ponder the unthinkable: was there a
logical affinity between the two ideologies? Already in the summer of
1944, a group of disgruntled, demobilized Jewish servicemen protested
in a letter to Stalin that the Ukrainian Communist Party had "a lot
in common with the course that originated earlier from the chancery
of Goebbels, whose worthy transmitters turned out in the Central Committee
and the Council of People's Commissars of Ukraine."110
This point was also laid out bluntly by Vasilii Grossman in his epic
Life and Fate, which he started writing at this time. Grossman
chose none other than the triumphant moment and site of Stalingrad to
underline the common ethos of the Nazi and Soviet enterprises: |
46 |
Suddenly, probably because
of the war, he began to doubt whether there really was such a gulf between
the legitimate Soviet question about social origin and the bloody, fateful
question of nationality as posed by the Germans . . . To me,
a distinction based on social origin seems legitimate and moral. One
thing I am certain of: it's terrible to kill someone simply because
he's a Jew. They're people like any othersgood, bad, gifted, stupid,
stolid, cheerful, kind, sensitive, greedy . . . Hitler says
none of that mattersall that matters is that they're Jewish. And
I protest with my whole being. But then we have the same principle:
what matters is whether or not you're the son of an aristocrat, the
son of a merchant, the son of a kulak; and whether you're good-natured,
wicked, gifted, kind, stupid, happy, is neither here nor there. And
we're not talking about the merchants, priests and aristocrats themselvesbut
about their children and grandchildren. Does noble blood run in one's
veins like Jewishness? Is one a priest or a merchant by heredity?111
| |
Indeed, in the wake of the war, Soviet public
representations increasingly identified Jews as inherently resistant
to Soviet acculturation and, even more threateningly, as an undifferentiated
entity. As early as December 1941, during a conversation with a visiting
Polish delegation, Stalin found time to reflect on the martial qualities
of the warring sides. The Slavs, observed the Soviet leader, are "the
finest and bravest of all airmen. They react very quickly, for they
are a young race which hasn't yet been worn out . . . The
Germans are strong, but the Slavs will defeat them." Jews, on the other
hand, were repeatedly referred to as "poor and rotten soldiers."112
|
|
|
A core message of
the anti-cosmopolitan campaign in the late 1940s was that the Jew remained
a Jew, an eternal alien to the body national, no matter what the circumstances.
As such, he had to be stripped of the false layers within which he deceptively
wrapped himself. In early 1949, the Soviet press violated one of the
taboos of Bolshevik revolutionary culture when it started disclosing
pseudonyms. The birth names of assimilated Jewish figures in the arts
were regularly attached to their assumed ones. And so the literary critic
Ilia Isaakovich Stebun learned, along with the readers of the republic's
main newspaper, that at the end of the day, after honorable service
at the front and a career of writing in the Ukrainian language, he was
still Katsenelson. Similarly, the poet Lazar Samilovich Sanov found
out that his own work in the Ukrainian language and service as a war
correspondent did not change the fact that he was still Smulson, just
as Zhadanov was still Livshits and Gan remained Kagan.113
|
47 |
|
When the anti-Semitic
campaign was reaching its climax in early 1953, the alleged Jewish resistance
to Soviet acculturation called for uncompromising methods by the authorities.
While exposing an accused Jewish embezzler in the small town of Zhmerynka
who, needless to say, had managed to avoid the front during the Great
Patriotic War ("he fell ill precisely at the end of June 1941"), the
satirical magazine Krokodil posed a rhetorical question: "To
tell you the truth, we became tired of reading your decisions scattered
there: 'to reprimand, to point out, to suggest,' etc. Doesn't it
seem to you, comrades, that you overestimate the educational significance
of these resolutions of yours? And, anyway, who are you trying to reeducate?
With such touching forbearance, too?"114
The Jew, simply put, proved to be the anomaly in the Marxist premise
of the primacy of nurture over nature. He was immune to reeducation.
In early 1953, with the recent executions of the Jewish Anti-Fascist
Committee leadership, the unfolding Doctors' Plot, and rumors about
the inevitable mass deportation of Jews dominating the day, the recommendation
to transfer the case to the regional prosecutor (an office famed for
meting out swift and harsh punishments) sent the unequivocal message
that there was only one way to deal with such types.115
As the living antithesis to the core Soviet myths of hard and honest
socialist labor and the martyrdom of the recent war, the Jew was beyond
redemption. His nature was immune even to the powerful acculturation
of nearly four decades of Soviet life.116
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Uncovering the real
Jew, however, was not confined to the Stalin era. Several years later,
it was the turn of the de-Stalinizing Khrushchev to warn other communists
against false hopes of acculturating the Jew. While attending a session
of the Central Committee of the Polish Communist Party, Khrushchev urged
the Poles to correct the "abnormal composition of the leading cadres"
as the Soviets successfully had done. Staring hard at the chairman of
the meeting, Roman Zambrowski, who was born Zukerman, Khrushchev exclaimed:
"Yes, you have many leaders with names ending in 'ski,' but an Abramovich
remains an Abramovich. And you have too many Abramoviches in your leading
cadres."117
Sometime later, while reflecting on the evident failure of the Jewish
Autonomous Region of Birobidzhan to establish itself as a national homeland
for Soviet Jewry, Khrushchev concluded that it was the result of historical
conditions. Yet his description of the sociological was practically
biological. "They [the Jews] do not like collective work, group discipline.
They have always preferred to be dispersed. They are individualists,"
Khrushchev told Le figaro in an interview in March 1958. Finally,
in the crudest officially ordained anti-Semitic publication to emerge
from the Soviet system, Trohym Kychko's Iudaizm bez prikras,
Nazi-like vocabulary and illustrations drove home the message of alienation
of everything distinctively Jewish from the tradition of progressive
humanity in general, the Soviet family in particular, and even more
specifically, from the Ukrainian nation. Portrayed as speculators and
hostile to manual labor, collaborators with the Nazis, and murderers
of Symon Petliura, Jews were entirely excluded from the October Revolution,
the Great Patriotic War, and Ukrainian aspirations for independenceall
subjects of core myths within the Soviet milieu.118
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But this complete
exclusion concealed a crucial difference between the Nazi and Soviet
enterprises. The class-based Soviet theory and practices of structuring
society seemed to present an ominous obstacle to the application of
uniform social targeting. Classes, strata, and layers were neither faceless
nor homogeneous. Rather, they were variegated and arranged in a hierarchical
order based on the services their members had rendered to the communist
drive. Responsibility and accountability were assessed on the individual's
merit, even though this principle was often compromised in the course
of exercising the structuring acts. Maxim Gorky was not off the mark
when he stated in his celebratory volume of the construction of the
White Sea Canal that "the dictatorship of the proletariat has once more
earned the right to declare: 'I do not fight to kill as does the bourgeoisie:
I fight to resurrect toiling humanity to a new life. I kill only when
it is not possible to eradicate the ancient habit of feeding on human
flesh and blood.'"119
Moreover, individuals maintained the right to appeal and often did so
successfully.120
No one could articulate this principle better than Stalin, and for good
reason. In a series of speeches delivered as the Terror approached its
climax, Stalin explained its guidelines. Concluding his remarks to the
plenary session of the Central Committee on March 5, 1937, Stalin warned
the delegates not to confuse sworn and irredeemable enemies with those
who recanted and redeemed themselves when they joined forces with the
Bolsheviks in the anti-Trotskyite campaign or those "who, at one point
happened to be walking along the street where this or that Trotskyite
happened to be walking, too." "In this question, as in all other questions,
an individual, differentiated approach is required. We must not
treat all alike," concluded Stalin.121
Three months later in a speech before the Military Council of the Defense
Ministry on June 2, 1937, in the wake of the liquidation of the military
leadership, Stalin reflected on the tension arising from the Soviet
search for the enemy within. Reminding his audience of Lenin's noble
and Friedrich Engels's bourgeois origins on the one hand, and of the
proletarian origins of Leonid Serebriakov and Iakov Livshits (former
Central Committee Secretary and Deputy People's Commissar of Communications,
respectively) who turned out to be bad apples on the other, Stalin concluded: |
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Not every person of a given
class is capable of doing harm. Individual people among the nobles and
the bourgeoisie worked for the working class and not badly. Out of a
stratum such as the lawyers came many revolutionaries. Marx was the
son of a lawyer, not a son of a batrak [agricultural laborer]
or of a worker. Among these strata can always be found people who can
serve the cause of the working class, no worse, [but] rather better,
than pure-blooded proletarians. That is why the general standard, that
this is not a batrak's son, is an outdated one, not applicable
to individual people. This is not a Marxist approach . . .
This, I would say, is a biological approach, not a Marxist. We consider
Marxism not a biological science, but a sociological science. Hence
this general standard is absolutely correct with regard to estates,
groups, strata, [but] it is not applicable to every individual who is
not of proletarian or peasant origins.122
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Indeed, the Soviets persistently rejected the
primacy of the biological over the sociological. The principle of human
heredity and its potential practices, whether exterminatory euthanasia
or constructive eugenics, were officially repudiated in the Soviet Union
from the early 1930s on. What is more, the Soviet Union was practically
alone among the major countries in the 1930s in its rejection of euthanasia
or sterilization of the mentally retarded, a practice that was embraced,
often enthusiastically, on both sides of the Atlantic. In such an atmosphere,
Nobel Prizewinning doctor Alexis Carrel could call on modern societies
to do away with the mentally retarded and criminals who cost a fortune
to maintain in asylums and prisons. "Why do we preserve these useless
and harmful beings? Why should society not dispose of the criminals
and the insane in a more economical manner?" asked Carrel. The worst
criminals (including the insane and people who misled the public in
important matters), he concluded, "should be humanely and economically
disposed of in small euthanasic institutions supplied with proper gases
. . . Modern society should not hesitate to organize itself
with reference to the normal individual. Philosophical systems and sentimental
prejudices must give way before such a necessity."123
In Nazi Germany, as several scholars have recently reminded us, euthanasia
was a key element in ideology and practice, and the forerunner of the
persecution of the Jews, gypsies, and homosexuals, in sharp contrast
to the Soviet purification drive, which at no point was anchored in
genocidal ideology.124
Without it, the operation of industrialized killingthe aspect
that set the Holocaust apart from other genocideswas inconceivable.125
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The same logic applied
to eugenics, the constructive twin of euthanasia. In his 1935 Out
of the Night: A Biologist's View of the Future, Hermann Muller,
the chief advocate of eugenics in the Soviet Union, argued that with
artificial insemination technology, "in the course of a paltry century
or two . . . it would be possible for the majority of the
population to become of the innate quality of such men as Lenin, Newton,
Leonardo, Pasteur, Beethoven, Omar Khayyam, Pushkin, Sun Yat Sen, Marx
. . . or even to possess their varied faculties combined . . .
which would offset the American prospects of a maximum number of Billy
Sundays, Valentinos, Jack Dempseys, Babe Ruths, even Al Capones."126
But when Muller forwarded a copy of his book to Stalin in May 1936 and
assured him that "it is quite possible, by means of the technique of
artificial insemination which has been developed in this country, to
use for such purposes the reproductive material of the most transcendently
superior individuals, of the one in 50,000, or one in 100,000, since
this technique makes possible a multiplication of more than 50,000 times,"
he practically sealed his fate and the fate of eugenics in the Soviet
Union for the next three decades. Stalin read the book, and although
he did not respond in writing or verbally until June 1937, his actions
spoke for themselves. Muller escaped the Soviet Union by the skin of
his teeth, but his cohort was shot to a man. The Institute of Medical
Genetics was disbanded, and the era of Lysenkoism and its doctrine of
acquired characteristics was ushered in. In the long process of constructing
a socialist society, acculturation prevailed over biology as the means
of both the expansion and purification of the polity. |
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And indeed, there
was not, nor could there be, a highly placed Jew such as Lazar Kaganovich
in the Nazi leadership; nearly half a million Jews could neither serve
in the Wehrmacht nor become members of the National Socialist Party.
It did not matter if they had excelled in the ranks of the German army
in the Great War. There was one Jew, and he could not be Nazified. The
Jew was an enemy not because of a role he played or a position he represented.
He was evil incarnate, irredeemable, and unreconstructed, and as such,
had to be exterminated. The basis on which the extermination of the
Jewish "lice" took place was neither that of religion nor law but the
racial biopolitics of genetic heredity.127
That was not the case in the Soviet Union. True, enacting the motto
"sons are not responsible for their fathers" proved difficult. Just
two years after Stalin's famous dictum, NKVD and party investigators
were busily plunging into the records of members of the Communist Party,
resurrecting from oblivion the original sin of the wrong social origin
to destroy scores of true believers and their families. In the wake
of the Terror, it appeared as if the stain of bad social origin was
unremovable and incurable. It took the war to realize and institutionalize
Stalin's dictum in Soviet political life. Nevertheless, even at the
height of the officially endorsed anti-Semitic campaign, there were
hundreds of thousands of Jews in the ranks of the party, the army, and
scores of other political institutions. Restrictions on the number of
Jews in state institutions (numerus clausus) could and did coexist
side by side with Jewish high officers, Heroes of the Soviet Union,
and party activists.128
The Nazi antithesis was still a powerful deterrent, especiall |
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