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Was the Third Reich Movie-Made?
Interdisciplinarity and the Reframing of "Ideology"
SCOTT SPECTOR
| For
decades, historians of America and Europe have
been attentive to some of the ways in which film history might offer
access to general socio-historical questions. In both teaching and
research, movies and other popular media have for some time been
seen as barometers of changing social norms and values. More recently,
they have been analyzed not merely as mirrors of society but as
cultural products that themselves have had an active role in representing,
but also enforcing or even constituting, visions of society and
of history.1
Implicit in this shift is an understanding that the place of film
within our discipline is not only an important but a complex one:
that the reciprocal relations among creators, financiers, regulators,
and spectators of movies cannot be reduced to a simple formula.
How can we use film, in research or in teaching, to engage historical
questions? What sort of questions can be answered by such analysis,
and what methods must be employed to answer them? |
1 |
| While
the potential interdisciplinary engagement I will be exploring in
this essay relates to film studies, and while the example I focus
on concerns the National Socialist period in Germany, my concerns
here are actually broader. And though I will refer to a variety
of fairly recent (and not-so-recent) publications, this is not intended
as a review essay or survey of the literature in a given field;
rather, my goal is to demonstrate the possibilities that a deeper
interdisciplinary engagement with film offers and also to draw attention
to a pattern of resistance to such an engagement, in spite of the
presumed consensus in favor of interdisciplinarity in principle.
I am particularly interested in drawing out the ways in which a
richer, if also thornier, conception of "ideology" could be taken
up by historians to a greater degree than it has been.2
Like "consent" and "resistance," ideology is a concept historians
tend to feel most comfortable about when it is used in its narrowest
and most concrete senses (in the case of ideology, when it refers
to official doctrine or dogma, contrary to nature or objective truth).
But the historical study of ideology needs to set out not only to
identify what it was that a regime or age demanded be believed but
how it did so, what it demanded that it did not necessarily say,
and, perhaps above all, if also most elusive, how individuals' understanding
of themselves and their relations to the world around them interplayed
with these demands. Film and media studies have been at the advance
guard of inquiry into these different registers of "ideology." |
2 |
| Why
focus on Nazi film and the ways in which its study can enrich the
historiography of Nazism? After all, wasn't this period exceptional,
rather than exemplary, in terms of the place of ideology in relation
to everyday life? Of course, the answer is not that National Socialism
"had" ideology while Weimar and postwar Germanyor contemporary
European and American societiesdid not, but rather that the
extremity of the case may be precisely what exposes the difficult
relationship between ideological superstructure and everyday living.
This is a prime reason that the field of Nazi popular culture has
become such a focus for scholars on both sides of the history/cultural
studies divide. |
3 |
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| The
compelling links between cinema in Germany's
Third Reich and National Socialist history were in place years before
provocative formulations such as Anton Kaes's title The Return
of History as Film and Hans-Jürgen Syberberg's Hitler:
A Film from Germany.3
Historians and film scholars alike are aware of the special place
the Nazi propaganda ministry reserved for the film industry, and
that this interest was primarily focused on entertainment rather
than propaganda film. Joseph Goebbels's and Adolf Hitler's personal
interest in entertainment film is well documented. The conflation
in the fantasies of these men between the making of history and
the making of a heroic film is apparent in the remarkable investment
of money and human resources for Veit Harlan's 1945 epic Kolberg,
as it is in Goebbels's pronouncement of the same year that the Germans
should stand fast for the sake of the prospect of "a fine color
film of this historical moment to be made in 100 years . . .
Hold out now, so that a hundred years hence the audience does not
hoot and whistle when you appear on the screen."4
These facts, in combination with deep and far-reaching analysis
of Nazi film and society, led film historian Eric Rentschler to
remark that "Hitler's regime can be seen as a sustained cinematic
event," even that "the Third Reich was movie made."5
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4 |
| Certainly,
historians of Germany between 1933 and 1945 may assess these statements
to be, at best, partial truths, if not hyperbolic, overly metaphorical,
or otherwise of relatively little use to the field of German history.
Notwithstanding, Rentschler's book The Ministry of Illusion:
Nazi Cinema and Its Afterlife (1996) is historically grounded
in ways historians traditionally recognize: Rentschler's readings
of Nazi entertainment films are dependent on equally nuanced understandings
of the contexts of Goebbels's Ministry of Propaganda, the complex
relationship of the German film industry to the rivalry of Hollywood,
and the question of public consent in relation to foreign and domestic
policy. Another 1996 book on German entertainment film of the Nazi
period, Linda Schulte-Sasse's Entertaining the Third Reich: Illusions
of Wholeness in Nazi Cinema, while not at all insensitive to
historical contexts, is more deeply invested in critical approaches
informed by literary and psychoanalytic theory.6
These two excellent books differ substantially from one another,
even where they offer readings of the same films, as in the cases
of the well-known anti-Semitic feature Jew Süss (1940)
and the early Nazi youth feature Hitler Youth Quex (1933),
as well as the fantasy blockbuster Münchhausen (1943).
Their striking agreement, however, is that the traditional, bifurcated
view of German cinema between 1933 and 1945 as either a tightly
controlled vehicle for state propaganda or else an escapist diversion
from a hyperpoliticized everyday must be discarded. Rentschler and
Schulte-Sasse are both occupied with the question of how these films
were "entertainment"embodying visual pleasure, "fantasy,"
and "desire"at the same time that they were produced and received
within ideological fields of meaning. They are also both convinced
that these ideological fields, even in films with the most blatant
propaganda messages, are fraught with contradictions and resistances
that are fundamental to their structures. In the last analysis,
for both these authors, the dichotomy of "propaganda" and "entertainment"
must be a false one, because of the complex functions of the film
medium on the one hand and the malleability of ideology on the other.7
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5 |
| So
the story of Nazi film is not simply another example of the regime's
control over everyday life in Germany; it does more than fill out
our picture of the activity of the various Reich culture offices.8
What place might the recent spate of criticism of cinema by German
studies and film specialists have in the historiography of National
Socialism, or, obversely, what may have been missed in the historical
study that has kept itself in relative isolation from this recent
scholarship? There is much evidenceincluding, for instance,
the comparatively recent establishment of a section of film reviews
in this journalthat historians are more willing than ever
to include film in their "archive." Yet this inclusion has generally
not entailed increased attention to film studies work produced in
neighboring disciplines, much less any borrowing of interpretive
method from film studies. Historians have been more apt to analyze
the contemporary historical film in terms of its value as an alternative
mode of historical representation. This venture is a worthy and
important one, as long as it takes seriously the difficult questions
of how such representations are cinematically produced and experienced,
rather than identifying plot-line and selection of factual material
as the principal or even total representational elements of a "historical"
film. Robert A. Rosenstone stands out as someone outspokenly interested
in avoiding a critique of facticity in favor of "exploring the visual
media as a way of rendering the past" and showing how "the very
nature of the visual media forces us to reconceptualize and/or broaden
what we mean by the word, history."9
It is not only the historical film that has something to say to
historians, however. My argument in this essay is that a reading
of recent scholarship on Nazi entertainment film and of the films
themselves against questions posed by the historiography of National
Socialism can help historians rethink several things. Such readings
bear not merely on the ways in which we use film as evidence, as
a primary source, or as a pedagogical device, they also provide
new ways to engage the fraught but nonetheless central question
of National Socialist ideology and its relationship to German history. |
6 |
| Both
intellectual history and film studies have significantly complicated
their conceptions of "ideology" generally, and Nazi ideology in
particular, over the last decades. The chief structure of the earlier
studies of Nazi film (the school Schulte-Sasse provocatively calls
the "propaganda camp") neatly corresponded to the master narratives
of intellectual history from the same period: "ideology" was conceived
in a rather monolithic, stable, and unidirectional way, disseminated
from the top down, indoctrinating audiences and publics. This way
of looking at ideology and German film was prepared by Siegfried
Kracauer's study of proto-fascist or authoritarian themes in the
Weimar cinema, From Caligari to Hitler (1947), and led to
Erwin Leiser's documentary film and book Germany, Awake in
1968.10
Leiser's work should be acknowledged as an important precursor to
more recent film and ideology studies in that it set out to break
down the boundary between propaganda and entertainment film, albeit
only by dismissing the possibility of diversion from or resistance
to Nazi propaganda within films produced under the regime. Hence
Leiser claimed that although only about one-sixth of the over 1,000
feature films produced in the Third Reich were "straight political
propaganda" (certainly an overestimate), nonetheless "every film
had a political function."11
These statements and the analyses they yielded depended on assumptions
of an exact isomorphism of several spheres that were, in fact, each
constantly shifting and elusive, so that their perfect coincidence
would have been impossible. These supposedly coincident spheres
were Nazi ideology qua doctrine, the Nazi propaganda apparatus
(including the Propaganda Ministry [RMVP] as well as the co-opted
film industry), and the representational space of the films produced
between 1933 and 1945. |
7 |
| In
contrast to Leiser's assumption of ubiquitous ideological messages,
David Stewart Hull's Film in the Third Reich: Art and Propaganda
in Nazi Germany (1969) divorced the aesthetic and entertainment
value of movies from their ideological content, or even posited
the subversive potential of entertainment films. This position,
too, was enabled by a view of ideology that focused on directed
propaganda. The elision between stated programs (especially those
of Goebbels) and cinematic practice was most apparent of all in
the work of David Welch, whose 1983 monograph Propaganda and
the German Cinema, 19331945 did much to explore the centrality
of the film industry to Goebbels's ideological mission, without,
however, acknowledging the complexity and internal contradictions
of both that ideological project and its presumed execution.12
Welch's edited anthology Nazi Propaganda: The Power and the Limitations
(1983), as the title implies, did question the degree of ideological
saturation effected by the Nazi cinema, but it still depended on
the founding structural model of a coherent propaganda program disseminated
to the masses through the vehicle of Nazi propaganda films and features.
This reduction of ideological fields of meaning to indoctrination
is already suggested by the Hitler quotation that serves as the
epigram to Welch's introduction: "Propaganda, propaganda, propaganda.
All that matters is propaganda."13
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| In
intellectual history, the landmark 1960s studies of George Mosse
and Fritz Stern provided genealogies of "Volkish" thought.14
These immensely influential works offered readers doctrinal contexts
that allowed National Socialist anti-Semitism to be seen as something
other than the aberrant obsession of a psychologically unstable
fringe. In retrospect, however, these works seem to have reinforced
a rigid dichotomy of enlightened Western thought pitted against
a reactive rebellion. Furthermore, they contributed to a view that
tended to treat Volkish ideology as a consistent and self-contained
body of thought. The same assumption of self-containment can be
discerned in what came to be a governing dichotomy in Nazi historiography:
the conflict between so-called "intentionalist" and "functionalist"
explanations of Nazi policy, most importantly the state's approach
to the "Jewish question."15
The ordering of such explanations according to a view of the centrality
of Hitler and his radical anti-Semitic personal ideology, on the
one hand, or of his relative weakness in a structurally decentered
system, where ideological radicalization emerged as an effect of
factional competition, on the other, is only possible with the reduction
of the notion of ideology to an institutionally sponsored doctrinal
program. The question itself betrays a programmatic definition of
ideologyto posit an opposition between "intention" and "function"
presupposes this very specific understanding of ideology as fully
self-conscious and internally consistent. |
9 |
| Sophisticated
approaches to this level of "ideology" have been anything but foreign
to historians. Practitioners of our discipline have in fact been
at the forefront of research into the complexities of official ideology,
especially the racialist foundations of Nazi society and its troubled
relationship to the concept of modernity, as well as the modernist
roots of the "final solution."16
The question of "consent" and "resistance"the forms such activities
could take beyond the categories of collaboration and sabotagehas
entered the field with a vengeance, with extremely provocative effects.17
Among the insights to come out of such work is the notion that collusion
and resistance can coexist, or that certain forms of resistance
are built into or are produced by the repressive ideology itself.
At the same time, in film and media criticism, the compendium of
approaches that has come to be identified as "cultural studies"
has opened inquiry into popular culture as a locus of ideological
imposition as well as subversion; various reading strategies bring
out the holes in the textual fabric, the multiple valences of narrative
and rhetoric in the filmic text, and produce a generally much more
varied picture of the way ideological meanings are produced, mediated,
and received than we had before. |
10 |
| Finally,
in the wake of the extraordinary popular reception of Daniel Jonah
Goldhagen's Hitler's Willing Executioners and, most recently
(if less dramatically), the English-language editions of German-Jewish
academic Victor Klemperer's diaries from the years of Nazi rule,
the question of the degree of ideological saturation within German
society has become central, with a particular focus on anti-Semitism.18
In Goldhagen's book, "ideology" is a term that does not appear on
its own in the index, and he employs it exclusively in the sense
of a specific program moving toward the Holocaust: "genocidal ideology,"
or "eliminationist ideology." He introduces the term "eliminationist
antisemitism" to cover a set of notions about Jews explicitly linked
to the goal of their eradication from German society, and he makes
the claim that this "eliminationist ideology" was in place long
before Hitler came to power. This reductive account of anti-Semitism
was a primary object of attack by scholars of Germany, and even
Goldhagen himself later deemphasized this aspect of his book, which
was obviously never meant to serve as an intellectual history of
anti-Jewish thought.19
Ironically, the question of the role of ideology in the violent
history of the Third Reich would thus be raised in force through
the lens of a view of German anti-Semitism less differentiated than
the intellectual histories of the 1960s. |
11 |
| In
the wake of scholarly attacks on Goldhagen's thesis, methods, and
analysis, the most extreme functionalists acted as though the book
conclusively discredited causal accounts of Nazi policy focused
on anti-Semitic ideology. It was perhaps in reaction to this turn
of the Goldhagen reception that several highly regarded intellectuals
came to his defense, stressing the merits of a view that acknowledged
the inescapable question of the place of the Jew in modern German
cultural fantasy (as opposed to the function of anti-Semitism within
National Socialist rhetoric, program, or policy).20
This defense thus represented more of a desire to further, rather
than to abandon, ideological questions associated with German (as
opposed to Nazi) anti-Semitism, even if Goldhagen's own account
of German anti-Semitism was, at best, perfunctory and reductive.
The notion of a generalized "eliminationist antisemitism" has indeed
not persuaded the great majority of historians of Germany any more
than the somewhat more moderated but no less teleological version
of Paul Lawrence Rose, "revolutionary antisemitism."21
The most persuasive alternative is offered by Saul Friedländer
in the thoughtful first volume of his work Nazi Germany and the
Jews, where the term "redemptive antisemitism" is introduced
to capture the insoluble fusion of utopian and violent fantasy that
characterized the most radical variant of modern German anti-Jewish
sentiment.22
Friedländer is careful about claims of the degree to which
large numbers of Germans shared this worldview, and also about the
degree to which ideology drove the course of events leading to the
Holocaust. He thus successfully navigates his cautious history beyond
the treacherous terrain of the intentionalist-functionalist debate
as well as of the more recent Goldhagen debate, but he does not
do so by attending to the ways in which ideology actually operated
on the level of individual subjects in Germany in the 1930s. "Redemptive
antisemitism" remains a provocative formulation, but it does not
yet begin to explain the phenomena of complicity and consent. |
12 |
| How
do film studies approach the slippery target of ideology in ways
that might be relevant to these historical questions? The early
studies of Nazi film, while forging the field in important ways,
as I have indicated, tended to focus on the question of the explicit
propaganda function of films, drawn mainly from straightforward
plot analysis. The current film scholarship, diverse as it is, has
the virtue of adding to the equation of meaning-production in film
a host of extra-narrative aspects: the semiotic complexity of images
and of sound, the sequencing of images and the establishment of
visual tropes, and, not least important, the referentiality of aspects
of the film to things outside the frame. This involves historical
contextualization as well as the analysis of the cultural meanings
associated with particular movie stars, and, finally, self-referential
gestures toward the film medium or the mass media society itself.
This matrix of potential meanings unsettles earlier readings of
Nazi films as "propagandistic" or "subversive," replacing this opposition
with a mode of analysis that leaves room (often uncomfortably) for
the cohabitation of contradictions. The shape of "ideology" itself,
I will argue, is altered by such readings. |
13 |
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| One
result of the new methodological approaches to
the ideological content of Nazi films has been a shift of research
objects from films with explicitly anti-Semitic or nationalist content
to the Hollywood-style light features or "heitere Filme" (musicals,
comedies, and romances) that made up as much as 90 percent of the
German film industry's production between 1933 and 1945. It is here,
in the sphere normally associated with diversion from the
politicized everyday, that both absorption of and resistance to
ideology has been charted in a fascinating way. And yet to illustrate
the point I am making, it is worth looking at recent discussions
of the most obviously "ideological" and infamous of the Universum-Film-Aktiengesellschaft
(UFA) productions, the anti-Semitic "hate film" of 1940, Jud
Süß (Jew Süss). Here was a tale easy
for anyone to decipher: a fable (announced from the start of the
film as "based on historical events") of a sinister
and greedy Jew, Joseph Süss Oppenheimer, insinuating himself
into a high position in eighteenth-century Württemburg, despoiling
the duchy and bringing it to near ruin, opening the city's gates
to an infestation of Jews, lusting after and raping the heroine,
Dorothea, and driving her to suicide, before order is restored with
his trial and execution. Historians of Nazi Germany know this film
and understand it in much the same way earlier film historians did.
The studies of the film from the 1960s and 1970s chart its tremendous
popularity alongside its status as a propaganda vehicle (since the
state played an uncharacteristically interventionist role in the
sponsorship and production of the picture) and its representation
of the Jewish "threat." The film certainly delivers the overt message
of the age-old danger of admitting the Jew into Aryan society, and
it illustrates the chief features of the Nazi anti-Semitic stereotype
(Jewish greed, sneakiness, lust for Aryan women, Jews' desire to
pass as something they are not, and so on). What use to the historian
could more nuanced readings of this manifestly unsubtle work be? |
14 |
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| Figure 1: Demonic Other? Ferdinand
Marian as Joseph Süss Oppenheimer on the cover
of the Illustrierter Film-Kurier 3130 (1940).
Courtesy of the Stiftung Deutsche Kinemathek, Berlin.
Copyright Verlag für Filmschriften, Hebertshausen.
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| Rentschler's
analysis in The Ministry of Illusion does much to turn the
discussion from how the film produced a stereotypical image of Jews
to how it operated in the social fields of Germany in 1940 and its
postwar revaluations. A chief contribution of his multi-layered
reading is the degree to which the construction of the Jew is "a
means of self-support," in his words, the sign for an "existential
necessity" of Nazi ideology to define an ideal self and project
a contemporary critique of self onto a constructed Other.23
A quote from Hitler serves as the epigram of the essay: "Has it
not struck you how the Jew is the exact opposite of the German in
every single respect, and yet is as closely akin to him as a blood
brother?" Rentschler tracks a series of signs of identity and otherness
throughout the film in ways that reveal a semiotic complexity that
is only obscured by the reduction of the film's effects to reinforcements
of anti-Semitic stereotypes. The cinematic dissolves from the state
escutcheon to the illegible Hebrew letters at the entrance to the
Frankfurt ghetto, from "Jewish" to "Aryan" faces, and others, suggest
for Rentschler an equivalence at the same time as they assert difference.
The very liberal use of this filmic technique, the "strange territory
of the Nazi dissolve," is inseparable from a message not only of
juxtaposition or difference but of dissolving boundaries, negative
doubles, or mirrored selves, of an interior monologue. Rentschler
reads the film's musical theme "All Thoughts I Have, They Are with
You" (the theme of the star-crossed Aryan lovers destroyed by Süss)
as a potential "motto for National Socialism's privileged and obsessive
relation to the Jew." One of the film's many effective dissolves
moves from the chaotic wails of an exoticized synagogue service
to Dorothea's saccharine rendition of the theme. If we are persuaded
by the thesis that the figure of the Jew in this film serves more
as a critique of a German self than of a "foreign" community on
German soil, then the historical place of anti-Semitism in the Nazi
imagination, and of real and violent anti-Semitic policy in German
society, needs careful reevaluation. |
15 |
Schulte-Sasse's
book on Nazi entertainment film takes a more explicitly psychoanalytic
approach to ideology informed by the work of Slavoj i ek
and Jacques Lacan. She, too, notes of these figures that "they are
each other's Other and cannot exist independently."24
As "dialectical opposites," they cannot exist without one another.
Her essay on Jew Süss does several things at once, but
in reference to this issue of anti-Semitic ideology it provides
specific textual evidence for an abstract operation i ek
has described in The Sublime Object of Ideology. This operation
is the so-called "identification with the symptom," whereby the
racist subject recognizes the Jew as the necessary product of the
world he or she makes, or creates a "Jew" replete with "excesses"
that reflect a truth about the subject. It is a fascinating argument
and one that depends on dense and close readings of film sequences.
The point that historians of National Socialism can take away from
these readings is that it is not enough to say this film
from 1940 and/or this society from 1940 were "anti-Semitic." It
behooves us to explore how anti-Semitism was constructed and how
it operatedtextually and sociallywhat functions it might
have served, and how its peculiar construction had similarly specific
effects. |
16 |
| The
core moment of Jew Süss is a rape scene in the finance
minister's bedroom suite, and here, too, recent critiques identify
a remarkable ambivalence obscured by the traditional reading, which
held that this represents a crucial tenet of Nazism, the Blutschande
fantasy of Jewish sexual predators defiling the race. Marcia Klotz
points to a fact also raised by Rentschler in his chapter: the Austrian
actor Ferdinand Marian, dangerous Other of many Nazi-era films,
received in the wake of Jew Süss a spate of fan mail
from smitten female spectators. Klotz focuses on the ways in which
desire for the Other is semiotically produced in this infamous rape
scene, and in two other Nazi films, to demonstrate a complexity
of the relationship between the anti-Semitic ideology and the figure
of the Jew that goes beyond demonization.25
Schulte-Sasse interprets data in ways that would support this view:
"Desire, narrative contingency, and editing destine Dorothea and
the Jew for each other," just as treatments of the Dracula story
(including German director F. W. Murnau's) destine Mina/Nina
for the vampire rather than for her beloved, Jonathan Harker. Dorothea
is delivered to Süss's arms, according to Schulte-Sasse, in
ways "readable as a sublimated desire to be raped." This position
is supported by the film's promotion stills, which consistently
set Dorothea and Süss together, with her heroic Aryan husband
either cut out of the frame or else looking on in the background
as if an intruder. |
17 |
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| Figure 2: Collage of stills from
Jew Süss in the Illustrierter Film-Kurier
3130. Below, Süss and Dorothea seem destined
for one another, while Dorothea's betrothed (upper left)
is fixated on an ideal. Courtesy of the Stiftung Deutsche
Kinemathek, Berlin. Copyright Verlag für Filmschriften,
Hebertshausen.
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| The
production of desire for the demonic Other runs like a red thread
through a host of Nazi entertainment features, where, in nearly
all cases, no figures of Jews are present. Rentschler's reading
of Luis Trenker's The Prodigal Son (1934) turns on precisely
this axis, where the Bavarian mountain youth needs to satisfy his
desire for the big city with a disastrous venture to New York (which
in some ways resembles Weimar Berlin as much as it does 1930s America)
before he can really be one with his native homeland. But these
narrative conventions, again, are not the clumsy allegories they
appear. A fine example of this is Detlef Sierk's (Douglas Sirk)
La Habanera (1937), where Zarah Leander plays a Swede, Astrée,
who is seduced by the romance and adventure of the passionate South
and stays behind in Puerto Rico to marry the matador and tyrannical
demagogue, Don Pedro, played by none other than Ferdinand Marian.
Here, too, on the level of narrative, it is easy to identify this
as a morality tale, where the overt seductive excitement of the
passionate Other masks a tyrannical perversion and immorality, while
the quieter, icy veneer of Sweden holds hidden goodness and magic
to which Astrée longs to return. The subplot of a devastating
fever ravaging the island, covered up by the greedy Don Pedro, who
eventually succumbs to the illness and in his death frees Astrée,
seems to reinforce this schema, as it also seems to resonate with
the Nazi medicalization of otherness and fetishization of hygiene. |
18 |
| Rentschler
skews this grid of allegorical associations. On the extratextual
level, various factors confuse the apparent allegory: the film's
production during German intervention in the Spanish Civil War,
Zarah Leander's multivalent position as Nordic Nazi film star and
symbol of foreign exoticism and erotic challenge to official German
prudery, Douglas Sirk's status as soon-to-be-exile anti-Nazi, even
Brechtian, director.26
The threat of international "quarantine" of Germany (President Franklin
D. Roosevelt's "quarantine speech" three months before the film's
release) complicates the allegory, as do other correspondences to
Nazi Germany: Puerto Rico's isolation/insularity, its enslavement
to a charismatic tyrant (Don Pedro) with absolute control via a
secret police force and total control of dissemination of information,
Don Pedro's desire to maintain the island's insularity from the
influence of other nations while remaining in their favor (for the
sake of tourism). Thus Rentschler can claim that "this German film
about Puerto Rico embodies what it depicts: the 'primitive' island
becomes both the Aryan state's structured opposite and its displaced
double."27
Seen within multiple fields of signification structured by Germany
of late 1937, the allegorical grid becomes a sophisticated and entangled
matrix of contradictory meanings. Here, again, an elaborate interpretation
of ideological figuration emerges, whereby resistance, subversion,
and desire for the villainized are built into the ideological frame,
and where constructions of ideological others are inseparable from
fantasy projections of a persecuted self.28
"Aesthetic resistance," Rentschler ventures, "was part of the system;
it provided a crucial function in a larger gestalt . . .
While transporting overt political contents, the film seemed to
step off trackall the better to maintain a clear ideological
course . . . Films like La Habanera demonstrated
that excess, irony, and distanciation could reaffirm rather than
destabilize the status quo."29
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19 |
| As
I suggested earlier, this shift to the study of popular feature
films, and with it a more subtle understanding of ideological identification,
is not only usable for historians of National Socialism. Parallel
moves can be noted in the work of historians and film studies scholars
on, for example, the Soviet culture industry. Earlier work in this
field focused on the communist avant-garde films of masters like
S. M. Eisenstein. More recently, what Denise Youngblood has
called the "forgotten Soviet cinema"films more popular with
Soviet audiences than the high-brow workhas come under study.30
Youngblood's work on film, like German film studies of the 1990s,
successfully argues for a shift of perspective from the elite to
the popular, or from high-brow to middle-brow culture, and she contributes
to a growing awareness of the role interdisciplinarity has come
to play in this field.31
Focusing on movies made during the New Economic Policy period (which,
some might argue, may skew her argument), Youngblood's Soviet cinema
is remarkably bourgeois, with audiences demonstrating familiar desires
for "conformity to conventional visual styles and narrative structures,"
for romantic escape, and for recognizable movie stars. This is also
the weakness of her study, which seems to flatten out and dehistoricize
viewers' desires. |
20 |
| In
Richard Stites's sweeping survey of mass culture from prerevolutionary
Russia through every stage of Soviet history, Russian Popular
Culture, the author demonstrates the changing pulse of nation
and state through film. As is the case with the leading historians
of German everyday life, Stites does not work with a model of ideology
and culture such as that offered by Rentschler. He is more attuned
to the deliberate ways in which ideologues with control over film
production were able to communicate messages, and concerned with
how Soviet history can therefore be reread through film history:
how films "influenced the feelings of the lower classes in the revolution,"
mobilizing resentments and other politically charged emotions; how
enemies were dehumanized and workers heroicized; that the postwar
films demonstrated what he provocatively calls a "demonumentalization."
He does maintain a distinction of politically charged historical
films from what he calls "purely entertainment" features such as
melodramas, but his ideological read on this distinction is subtle:
the melodramas increase proportionally during the war as the need
for escapism increases, and yet even these features can be examined
for ideological content. Nonetheless, he confines his discussions
to the ways in which the regime "used the medium consciously for
political-ideological purposes," as a tool of the "Stalinist spectacle
state," which appears to maintain control over the interplay of
filmic text and audience in ways that escape Rentschler's ministry
of illusion.32
|
21 |
| Nazi
cinema seems to be a boom field in German Studies departments. Rentschler's
and Schulte-Sasse's books are in the company of other substantial
work on Nazi entertainment cinema, including a special issue of
the flagship theory journal of German studies, New German Critique.33
Many further articles and book chapters fit into this picture of
a broader approach to cinematic effects and to ideological inscription,
focusing, to varying degrees, on complicated production histories,
on the relationship to a reviled and an envied Hollywood (the double
and "negative double" of UFA's studio city, Babelsberg), the implications
of the star system, and the way differences of gender and class,
among other differences, inflected reception.34
Simultaneously, German historians have come to take the category
of the everyday, popular culture and a differentiated image of ideological
dissemination more seriously than they used to. These bodies of
work may be seen as signs of the growing openness to interdisciplinarity,
but they may also be markers of an increasing specialization. Nazi
film analysis in the generation of Erwin Leiser and David Stewart
Hull was in dialogue with the genealogies of anti-Semitism drawn
by their contemporary intellectual historians, which does not seem
to be the case for today's historians and German film scholars.
For those historians of National Socialist Germany who wish to give
central consideration to the issue of ideologythat is, those
who do not take anti-Semitism to be ornamental or of secondary importance
to the shape of events between 1933 and 1945there remain difficult
questions about the nature of ideological formations. In this sense,
a look at entertainment film of this period does more than fill
out a picture of daily lives in the Third Reich, it explores the
formations that framed them. |
22 |
|
|
| How
far are we, as historians, willing to take the
lessons of film studiesand the lessons of films themselvesin
rethinking the encounter of ideologies and publics? Do the horizons
of the discipline as it has been defined, or does historical methodology
itself, limit the ways in which we are able to integrate a more
complex, and at the same time often self-contradictory and fuzzier,
version of ideology? These questions are not really about the concept
of ideology at all but rather about the problem of interdisciplinarity.
This term has enjoyed such a level of approbation in recent years
as to deflect consideration of what it may actually entail in relation
to the less touted companion concept of what we might call "disciplinarity."
Yet we constantly (and justifiably) discriminate between the useful
importation of methods from other fields of knowledge and incursions
that draw us away from what we identify as historical thinking.35
|
23 |
| In
teaching, of course, the questions have been posed differently.
Since the 1940s, the dominant, even commonsense notion of the place
of film in the history classroom has been that it is a more attractive
medium for students than textbooks, but one must be vigilant that
it represents past events in an accurate and responsible way.36
Discussions of the pedagogical use of film have continued to assume
that movies draw students in more effectively than books but that
historical accuracy may be compromised by the medium. In the twenty-first
century, these dual assumptions remain familiar, and yet seem already
dated, even quaint. |
24 |
| There
are several reasons to think of this model as obsolete. First of
all, the "culture wars" of the last fifteen years or so have brought
not only professional historians and teachers but the general public
as well to a heightened consciousness of the ways in which purportedly
"neutral" or even "objective" representations necessarily serve
some sort of agenda. This is not to say that filmmakers, audiences,
or historians have abandoned a notion like "historical truth"; quite
to the contrary: there is simply a general awareness of the status
of all presentations of history as representations, as mediated
entities with sources in and effects on present political perspectives.
With its origins in education within the armed services during World
War II, the first uses of film in the classroom were hardly less
rooted in ideology than contemporary ones, but the relationship
is no longer muted. As for the advantages of movies over books in
capturing student interest, the age of "cyberconsciousness" has
come to tax many young people's patience with full-length filmsespecially
black-and-white or subtitled ones but also independent American
releases or even Hollywood features in genres they would not choose
to watch on their ownno less than reading. Both of these developments,
however, have a compounded result when the projector (unfortunately,
it is more often a VCR) is switched on in the classroom: students
identify their own role as that of critical spectators. |
25 |
| Yet
the channeling of this self-consciously critical position is just
where historians using film in the classroom have met the need for
lessons from other disciplines. For at least a generation, educators
have entertained the notion that students need training in how messages
are constructed and transmitted in a film text, the goal being a
sort of "visual literacy," or, as one author has put it, "students
need not only to 'get the point' of a film; they also need to understand
how it is 'gotten across.'"37
In spite of calls for sensitivity on these issues, it is safe to
say that much, if not most, of the use of film by historians in
class and in print (witness the balance of film reviews in this
journal) has fallen back on the notion of the accuracy of portrayal
in films representing the past.38
The reasons for this must ultimately have to do with how historians
define the terrain of the discipline: matters of historical context
are more at home in our analysis than matters and modes of reception.
When Rentschler subtitles his book "Nazi Cinema and Its Afterlife,"
for example, he implicitly refuses to station these representations
in a single frame of ideological transmission and predetermined
reception but rather stakes a claim on the fluid filmic territory
that includes movies' pre-histories as well as post-histories. Schulte-Sasse
also troubles more static "historical" readings of Nazi films by
situating them within eighteenth-century narrative contexts of melodrama
at the same time as she extrapolates from them to transhistorical
psychic epiphenomena. In sum, historians have known for a long time
that our use of film should be informed by those who have been thinking
about how messages are produced by, transmitted through, and received
from movies. But the most sophisticated developments of that thinking
have been hard for historians to reconcile with their own projects. |
26 |
| Indeed,
Schulte-Sasse's work on film from this period has been largely ignored
by historians, as have most of the articles on Nazi film and ideology
mentioned so far. The Ministry of Illusion, on the other
hand, has been able to cross the disciplinary divide more successfully.
Rentschler's book, unlike Schulte-Sasse's, is deeply historical
in the conventional senses: it is first of all sensitive throughout
to institutional contexts, historical agency, and change over time.
Furthermore, Rentschler's close readings of individual films are
nested in a dense contextual matrix derived from serious and wide-ranging
archival work. Thus, in spite of the fact that Rentschler has been
trained as a specialist in German literature and made a career in
film studies, even conservative practitioners of our profession
have no trouble identifying him as a "film historian," even one
of the foremost historians of German film. But we will have to look
further to see which aspects of Rentschler's analysis have been
found useful for historians, or how he has been appropriated
as a historian and how he has not. |
27 |
| An
extraordinary sympathy for this work is detectable in Geoffrey Cocks's
review of two books on German cinema for Central European History.39
Cocks's own intimacy with discourses of psychoanalysis allows him
to avoid segregating the terrains of historical matter and theory
of fantasy, a dichotomy that, as I have been asserting, only does
damage to the insights of this book and others. Cocks is thus able
to attend to "the corporatist mix of public and private authority
and taste" that informed Goebbels's position as, in Cocks's words,
a "Minister of Amusements."40
As the deft shift from Rentschler's word "illusion" to Cocks's "amusements"
implies, the reviewer is sensitive to the ways in which the distraction
of cinema was seen as an integral part of an ideological program.
But if what was at stake was not merely the question of "distracting"
the masses but of captivating the realm of distraction itself, of
coordinating a state program with the explicitly private sphere
of spectators' desires (as so many of these researchers assert in
their different ways), will this lead historians to the murky ground
of "fantasy"? |
28 |
| Cocks
may find such ground firmer than others would. A less sanguine but
more exemplary case of the degree to which a film history such as
Rentschler's is seen as compatible with the historiography of Nazism
is available in Jay Baird's review of The Ministry of Illusion
in the American Historical Review.41
Needless to say, no single book reviewer ever represents the historical
profession as a whole. I want to treat this particular review as
a symptomatic response to Rentschler's book, to speculate on how
it works to set out boundaries for what sorts of analysis lie within
the terrain of the historical profession and what arguments lie,
and should remain, beyond it.42
A reading of Baird's review can shed light on the possibilities
as well as the current limits of interdisciplinary dialogue in the
subfield of the history of National Socialist ideology. For his
own part, Baird may be seen as an ideal reader of Rentschler's book
from the perspective of historians of National Socialism, with a
respected set of publications on Nazi history to his credit and
with a particular expertise on the subject of propaganda and the
figure of Joseph Goebbels, whose central role in the film office
of the Propaganda Ministry is well known.43
|
29 |
| It
is, therefore, not surprising that Baird's initial praise of Rentschler's
book in what is a generally positive review focuses on identifiably
historical issues, such as the continuities among Weimar cinema,
Nazi film, and contemporary culture pointed up by the book. He is
impressed by Rentschler's balance of respect for some of the artistry
of cinema of the period with attention to sinister effects: "a message
of unspeakable criminality was often bathed in ethereal light. The
result was what Rentschler calls 'psychotechnology.'"44
It is worth noting that this level of analytical subtlety, where
ideological horror is coupled withand indeed inseparable froma
high level of aesthetic idealization, was already present in the
earlier generations of research on culture and ideology in the Third
Reich.45
The reviewer praises as pathbreaking Rentschler's reading of Leni
Riefenstahl's film The Blue Light (1932) in terms of the
mountain-film genre and the ideological legacy to National Socialism,
extols his commentary on the way the notion of homeland is worked
through the social and existential context of the Great Depression
in The Prodigal Son, and makes reference to the book's encyclopedic
appendices. This array of compliments, however, mainly serves to
circumscribe the terrain of the historically useful Ministry
of Illusion, which, in Baird's view, is "seriously deficient"
precisely at the level of ideology critique, or of historically
situating art in relationship to politics. Yet, as my review of
some of Rentschler's readings should make clear, this is exactly
what his book does most forcefully.46
|
30 |
| One
particular paragraph of Baird's review is key to an understanding
of the limits of interdisciplinary dialogue in the field of Nazi
ideology and culture. The prominent place of a list of evocative
phrases ripped from the context of Rentschler's deft arguments,
rendering them utterly oblique, reads at first like a traditionalist
scholar's attack on "jargon." Yet the gulf separating Rentschler's
work and Baird's reading of it is deeper than a cleft between disciplinary
discourses. I quote the paragraph in full: |
31 |
Flamboyant
prose and jargon, joined with a relentlessly self-congratulatory
introduction (the author uses the pronoun "I" some thirty-eight
times in this section alone) will trouble some readers. Patience
is called for as one is informed that in the Third Reich a state
apparatus "colonises fantasy production," while "Fascist aesthetics
. . . represent a function of formal surfaces" (p. 14).
Nazi films are said to "dialecticize reality," most notably Hitlerjunge
Quex (1933), where "a movement occupied an individual in the
hope of overcoming masses" (p. 59). The historic Paracelsus is
rendered "the servant of an ideological elsewhere" (p. 180). The
film La Habanera (1937) is said to deliver "a synthesis
of noble kitsch and nuanced Kammerspiel, a regressive scenario
outsmarted by an ironic mise en scene (p. 129)."47
|
| Baird
is willing to accept Rentschler's interpretive placement of Nazi
films, with all their propagandistic baggage, within a context of
film history spanning several ideological regimes. Furthermore,
he does not seem uncomfortable with obscure coinages that fall within
these acceptable limits of interpretation, as his complimentary
citation of Rentschler's concept of "psychotechnology" proves. If
it is not the non-traditional language in which Rentschler's analysis
is sometimes couched that sets much of its most adventurous claims
outside the purview of historical interest, what is it? |
32 |
| The
cited remark on the colonization of fantasy production and the formal
function of fascist aesthetics is drawn from Rentschler's condensed
summary of the pathbreaking work of German film specialist Karsten
Witte.48
Even without turning to Rentschler's original (and unfortunately
misquoted) text, many readers may identify in it a reference to
the difficult, but utterly crucial, question of fascist aesthetics.
Apart from recognizable iconography, can one speak of a fascist
style, aesthetic, or image? Susan Sontag's seminal 1975 essay, "Fascinating
Fascism," provocatively articulated the need to think through, if
not to historicize, the relationship of formal aesthetic elements
to ideological content.49
Such a project, whether it is historicized or not, is necessarily
semiotic in approach and has been shunned by historians of National
Socialism since the tentative suggestions by George Mosse roughly
contemporary with Sontag's essay, its republication, and the ensuing
discussions.50
|
33 |
| More
puzzling is Baird's objection to the claim that Nazi films "dialecticize
reality," in part because of an apparent error in the review. Rentschler
does make the point that one film "dedialecticizes reality," or
oversimplifies a knotty social conflict for audiences.51
Again, one could ask whether the trendy transformation of "dialectics"
into "dialecticize" is what is at issue, or whether the introduction
of dialectics as such is the problem for Baird. For while, on the
one hand, dialectics not only belong to the province of History
but constitute the historical concept that has been the most crucial
to critiques of ideology across the disciplines, Baird's review,
by contrast, completely avoids any discussion of this aspect of
Rentschler's work. The 1933 youth propaganda feature about a boy
nicknamed "Quicksilver," or "Quex," Hitler Youth Quex, for
instance, is shown in Rentschler's analysis to enact the embodiment
of an abstract collective ideal in one individual, Heini Völker
by name, the martyr who will represent the surrender of one's person
for the ideal Reich. The dying body of the boy who has struggled
against the Communist milieu of his family and neighborhood for
self-realization in the Hitler Youth dissolves into the image of
the wavering flag, representing something greater than death, as
the Hitler Youth anthem reminds the viewer in the last frame of
the film.52
The Third Reich's first sponsored film thus works as a spectacle,
like the spectacle of Nazi pageantry, "intensifying life to the
point of devivification," "focus[ing] on a human subject and transform[ing]
him into a political property."53
This play between individuation, collective constitution, and self-destruction
is shown by Rentschler to be rehearsed with precision through the
specific parameters of a cinematic medium ideally suited to meld
these oppositions within the frame of fantasy. |
34 |
| The
conspicuous absence of any treatment of these insights in the AHR
review, or their reduction to parodically reduced and decontextualized
phrases, implies at least one historian's view that they lie outside
the terrain of historical analysis. They may inform Baird's assessment
that this is "the most important book of Third Reich film criticism,
technique, and semiotics to date," that the book is "[a] major contribution
to the history of an art form" but not to Nazi history as such.
Interestingly, though, after declining to engage with a sophisticated
treatment of ideology that seems to him to belong to the non-historical
disciplinesor else to represent incomprehensible "flamboyance"Baird
ends his review with the specific criticism that Rentschler's book
ignores ideology in its focus on entertainment films: "By diminishing
the importance of ideology in film, it distorts rather than illuminates
historical reality. David Welch's Propaganda and the German Cinema,
19331945 (1983) remains the standard work on the historic
Goebbels and Nazi cinema."54
|
35 |
| So
we are back at the "propaganda thesis," the top-down model of ideology
as univocal state program that Rentschler's work, along with others
in German film studies, has left behind. The question that remainsand
it is a genuinely open and difficult questionis, what are
the alternatives to the paradigm of ideology and culture shared
by an earlier generation of film scholars and historians? And will
an entertainment of these alternatives within the subdiscipline
of German history enhance historical work or draw it away from the
specificity and materiality that we continue to think of as central
to historical analysis? |
36 |
|
|
Until
now, I have identified historians' reticence
to absorb the potential implications of recent film criticism with
an apparent preference for a relatively limited and contained definition
of "ideology." Slavoj i ek
has recently edited a volume called Mapping Ideology that
explores the changing views of the historical and intellectual-historical
place of ideology, which he breaks down, in Hegelian fashion, into
three discrete "moments."55
Following Hegel's three components of religiondoctrine, belief,
and ritual i ek
posits that ideology can be and has been discussed in terms of three
separate, if intricately linked, levels: ideology as a "doctrine"
or complex of ideas (consider the best work of George Mosse and
Fritz Stern but also Hannah Arendt and Theodor Adorno); "ideology
in its externality, that is, the materiality of ideology" (think
of the specific ways in which historians have fleshed out the social
and institutional forms shaped by racialist doctrine, such as the
work of Michael Burleigh and his collaborator Wolfgang Wippermann,
Timothy Mason, Jane Caplan, Omer Bartov, and Saul Friedländer,
among many others); and a third level: "the most elusive domain,
the 'spontaneous' ideology at work at the heart of social 'reality'
itself."56
|
37 |
This
final domain is the most "elusive," and yet critical, as third terms
of Hegelian triads tend to be. To clarify what is entailed in this
third moment of ideology, i ek
offers the example of liberalism. On the first level, we find the
evolution of liberal doctrine in European thought; on the second,
its concrete materialization in the development of institutions
and environments such as the free press, the electoral system, and
the market; finally, a discussion of liberalism is somehow partial
if it does not consider the ways in which the ideology becomes internalized
or active in its subjectsit must tackle the question of how
subjects experience themselves as "free individuals." |
38 |
| The
trained ear recognizes in this description a revision of Louis Althusser's
famous excursus "Ideology and Ideological State Apparatuses," where
three levels are created out of the infrastructure or economic base,
two levels of superstructure, including institutional apparatuses
of state ideology, and finally, the level of sets of political,
religious, ethical, and other ideas.57
That essay remains one of the most subtle treatments of the interrelations
of devices of power and the self-consciousness (even constitution,
Althusser argues) of individual subjects. Ideology "interpellates
individuals as subjects," it "hails" them and causes them to recognize
themselves in its call. Ideology, in this sense, is not a set of
(false) ideas that are believed to a greater or lesser degree by
historical subjects. Rather, it is the field in which those subjects
are given identity; it is inseparable from their sense of where
they stand in relation to others in society, as well as in relation
to state and family. |
39 |
| While
this last is clearly the terrain less charted by historians, it
is the ground, as I have been suggesting, of the most innovative
recent work in Nazi film studies.58
Again, this interest is not limited to the field of German film.
Another instructive example is offered by recent studies of Italian
film from the fascist era, where historical studies dovetail in
interesting ways with the work of literary scholars who are deeply
involved in theory of ideology. Historian Ruth Ben-Ghiat takes interdisciplinary
inquiry a long way in her close textual readings of films of the
fascist era, contextualized within a field she defines as an emerging
"new public sphere" of fascism, accommodating "limitations and paradoxes."59
For Marcia Landy, in turn, ideology is not a "mere cloak for reality,"
a sort of "false consciousness" that (mis)represents a material
substructure, but a force that authorizes certain social organizations
and exercises of power by positing itself as simply the way things
are.60
What is interesting in the comparison of the Italian fascist to
the German Nazi case is the way in which "ideology" is understood
differently as a result of fascism's presumed non-systematic, eclectic,
and inconsistent character. As is also noted by Angela Dalle Vacche,
the Italian view has traditionally been that Nazi ideology drove
its politics, whereas the fascist imaginary was more focused on
imagery than doctrine (in her language, on the "body" rather than
the spirit or mind, or letter of the law of ideology).61
For both Landy and Dalle Vacche, the study of film offers unprecedented
access to what has always been a difficult question in the historiography
of fascism, that is, the question of the place of ideology in Italian
life in the 1920s and 1930s. |
40 |
| Yet,
as we have seen, the relationships among ideology, popular movies,
and viewing publics are also far messier to chart than one would
think from rereading Sontag's "Fascinating Fascism" or any of a
number of other works focusing on the allure of Nazi mass spectacle.
Lutz Koepnick reevaluates the problem of Nazi popular culture in
his essay "Fascist Aesthetics Revisited," where he employs Walter
Benjamin's uncompleted work on the emergence of modern commodity
culture (the Arcades project) to undo the assumption, drawn in part
from Benjamin's own well-known and pithy phrase about the Nazi "aestheticization
of politics," that Nazi culture was epitomized by the deindividuating,
conformist, and unifying spectacles of Leni Riefenstahl's films
and Albert Speer's monumental architecture.62
Such spectacular embodiments of ideological orthodoxy represented
only half of the Nazi aesthetic program, which simultaneously followed
a track of producing "seemingly unpolitical spaces of private commodity
consumption" and "American-style consumerism," which posited itself
as a realm of individuation and private desire, even as it co-opted
these "to arrest and rechannel" them.63
This, of course, is an elaboration of the thesis shared by both
Rentschler and Schulte-Sasse, namely that a concentration on Nazi
cinema as either ideological indoctrination or as escapist diversion
misses the power of a cultural apparatus that relied on both functions.
Further, Koepnick shows, critics and historians who stress fascist
spectacle over commodity culture obscure the continuities running
from Benjamin's nineteenth-century Paris over National Socialist
Germany to the postwar European and American present. |
41 |
For
his own part, i ek's
Lacanian focus on questions of visual pleasure, enjoyment, and fantasy
in relation to ideology led him to film criticism from the start,
in a series of explorations of political paradigms where he moved
seamlessly among historical examples and sequences from Alfred Hitchcock
thrillers.64
In Schulte-Sasse's Entertaining the Third Reich, a deep grounding
in German literary history and in what literary critics know as
genre theory is filtered through a i ekian
model of subjective experience (arguably a transhistorical, mechanical
model). Thus, in an important way, Schulte-Sasse's book is indeed
sensitive to historical context, but at the same time, one could
argue, her conclusions about the specific ways in which actual subjects
"experienced" individual films in relation to their lived reality
are unverifiable. |
42 |
| It
is precisely this problem that was addressed in Miriam Hansen's
1991 work, Babel and Babylon, which attended to the problem
of spectatorship in the context of American silent film, focusing
on ideological questions associated with gender rather than with
race.65
Hansen turns to a complex conceptualization of the "public sphere"
in order to breach the gap she identifies between two different
kinds of "spectators" appearing in film scholarship: the first,
an ideal subject, "somewhat abstract and ultimately passive," whose
positioning is inscribed textually within the film work itself;
and the second, the empirical moviegoer or "social viewer" who is
assumed to be manipulated into certain positions. Addressing a problem
of interdisciplinarity closely linked to the issues discussed here,
Hansen writes of the "blind spots resulting from the increased specialization
of both film theory and film history" and suggests that "the concept
of the public sphere offers a theoretical matrix that encompasses
different levels of inquiry and methodology."66
|
43 |
| Apart
from the fact that a significant book on American silent film might
not be expected to fall within the frame of vision of historians
of Nazi Germany, Hansen's solution is not likely to impress them.
While the concept of the "public sphere" has certainly been engaged
by historians, this has been at the level of actually existing social
networks (free associations, professional affiliations, institutions),
not as a "theoretical matrix," even one that is meant to mediate
between empirical and semiotically constituted subjects. And yet
it is precisely this mediation that has begun in the film scholarship
discussed above, and the same work seems to constitute a call for
interdisciplinarity, or to offer an invitation to historians to
work toward such mediation from our own side of a formidable methodological
barrier. The work Hansen and others have begun to do in terms of
recovering the apparently lost but crucial experiences of past film
publics is, after all, historical workhistorians may be particularly
adept at locating and interpreting the scant evidence necessary
for this reconstruction.67
|
44 |
| It
is conceivable that the sort of interdisciplinary rapport called
for here is beyond our reach in an age where scholars consider themselves
more open to work done in neighboring fields than ever before but
where disciplinary practices are at the same time segregated from
one another in more elusive and nefarious ways. In the face of the
sheer volume of new work and its sophistication, a film scholar's
new work on National Socialist mass media may seem remote even to
a historian of everyday life in National Socialist Germany. It may,
on the other hand, even be the case that these different disciplinary
practices lead to incompatible conclusions about the relationship
of state programs to mass consent and resistance, or about the nature
of ideological formations as such. In other words, disciplines might
well interfere with no less than they assist one another. Even if
that is so, attentiveness to these precise tensions could be fruitful
in unexpected ways in providing access to alternative conceptualizations
of the relationship between film and history. |
45 |
Scott Spector is an associate professor in
the departments of History and Germanic Languages and Literatures
at the University of Michigan. He received his PhD in history
under the direction of Vernon L. Lidtke at Johns Hopkins University.
Spector is the author of Prague Territories: National Conflict
and Cultural Innovation in Kafka's Fin de Siècle (2000)
as well as a number of articles on a range of topics relating
to ideology and culture, including the rhetoric of historiography,
gender in German film, and the problem of German-Jewish identity.
He is currently at work on a study of figures of sexual identity
and violence in high and popular culture around 1900 in Vienna
and Berlin.
Notes
For discussions, formal and less formal, contributing
to this article, I am grateful to Vernon Lidtke (again and always),
Geoff Eley, Marcia Klotz, Johannes von Moltke, and Julia Hell, as
well as the participants in the junior faculty reading group of
the University of Michigan's Department of History (John Carson,
Matthew Connelly, Nancy Rose Hunt, Michelle Mitchell, Maria Montoya,
Stephanie Siegmund), and Roger Chickering's standing seminar at
Georgetown University, especially Richard Stites. I also wish to
thank Michael Grossberg, Jeffrey N. Wasserstrom, and the anonymous
reviewers for the AHR.
1
See, for instance, the trajectory formed by the following works
in American history: Robert Sklar, Movie-Made America: A Cultural
History of American Movies (New York, 1976); John E. O'Connor
and Martin A. Jackson, eds., American History/American Film:
Interpreting the Hollywood Image (New York, 1979); Ian C.
Jarvie, Movies as Social Criticism: Aspects of Their Social
Psychology (Metuchen, N.J., 1978); Robert A. Rosenstone, "Genres,
History, and Hollywood: A Review Article," Comparative Studies
in Society and History 27 (1985): 36870; Daniel J. Walkowitz,
"Visual History: The Craft of the Historian-Filmmaker," Public
Historian 7 (Winter 1985); Robert Brent Toplin, "The Filmmaker
as Historian," AHR 93 (December 1988): 12127; and
the volumes written and edited by Rosenstone in the 1980s cited
below, n. 9.
2
The multiple and sometimes apparently contradictory meanings of
the term play an important part in the discussions of the concept
of ideology to arise since the late 1970s. See, for instance,
Raymond Williams, Keywords: A Vocabulary of Culture and Society
(1976; rpt. edn., New York, 1983), 15257; Terry Eagleton,
Ideology: An Introduction (London, 1991), 131; Michèle
Barrett, The Politics of Truth: From Marx to Foucault (Stanford,
Calif., 1991), 334. I reserve a more extended discussion
of the concept for the last section of this essay.
3
See Anton Kaes, From "Hitler" to "Heimat": The Return of History
as Film (Cambridge, Mass., 1989); and Hans-Jürgen Syberberg's
film and book, Hitler, ein Film aus Deutschland (Reinbek
b. Hamburg, 1978), Joachim Neugroschel, trans., Hitler, A Film
from Germany (New York, 1982).
4
Goebbels's speech to the Propaganda Ministry staff on April 17,
1945, cited in Rudolf Semmler, Goebbels: The Man Next to Hitler
(London, 1947). This fantasy of life-as-film/present-as-history
was situated in the context of the troubled production of Kolberg,
the epic of German resistance to the Napoleonic onslaught, produced
at great expense, including the deployment of thousands of troops
as extras, during the last stretch of the war. This remarkable
comment has been cited very often by film historians and others,
and serves as the epigram of Saul Friedländer's Reflections
of Nazism: An Essay on Kitsch and Death, Thomas Weyr, trans.
(New York, 1984); on the film studies front, Kaes uses this quote
as a point of departure for his argument about the conflation
of the historical chronicle and the simulacrum of filmic representation;
see From "Hitler" to "Heimat."
5
Eric Rentschler, The Ministry of Illusion: Nazi Cinema and
Its Afterlife (Cambridge, Mass., 1996), 1.
6
Linda Schulte-Sasse, Entertaining the Third Reich: Illusions
of Wholeness in Nazi Cinema (Durham, N.C., 1996).
7
Critical reassessments of the entertainment/propaganda dichotomy
in relation to film in this period can be found in German-language
publications such as Stephen Lowry, Pathos und Politik: Ideologie
in Spielfilmen des Nationalsozialismus (Tübingen, 1991);
Leonardo Quaresima, "Der Film im Dritten Reich: Moderne, Amerikanismus,
Unterhaltungsfilm," montage/av 3, no. 2 (1994): 522;
and especially the work of Karsten Witte; but the reception of
this work by historians of National Socialism in Germany is even
more marginal than on this side of the Atlantic. Lowry's position,
discussed at greater length below, is offered in English in the
article "Fascist Film or Unpolitical Entertainment?" New German
Critique, no. 74 (SpringSummer 1998): 12549, where
he argues that the search for political content in these films
"often stifles a complete and more differentiated assessment of
the peculiar normality at work in Nazi films and of the complex
society in which they circulated . . . foreclos[ing]
scrutiny of less direct effects, of continuities with earlier
and later German cinema"; p. 127.
8
Compare Alan E. Steinweis, Art, Ideology, and Economics in
Nazi Germany: The Reich Chambers of Music, Theater, and the Visual
Arts (Chapel Hill, N.C., 1993), which focuses on three of
the Reich culture offices but not on the film office; and Jonathan
Petropoulos, Art as Politics in the Third Reich (Chapel
Hill, 1996), which focuses on institutional politics of visual
art and, most fascinating, collection practices. Yet another film
studies book appearing in English in 1996 does fill this sort
of role; see Klaus Kreimeier, The Ufa Story: A History of Germany's
Greatest Film Company, 19181945, Robert and Rita Kimber,
trans. (New York, 1996). Each of these works, in different ways,
offers a more complex reading of the relationship of Reich cultural
policy to cultural practice in the Third Reich, disturbing the
commonsense assumption that ideological doctrine drove cultural
policy, which in turn determined the form of aesthetic products.
9
Robert A. Rosenstone, Visions of the Past: The Challenge of
Film to Our Idea of History (Cambridge, Mass., 1995), see
esp. 6. See also the essays collected in Rosenstone, ed., Revisioning
History: Film and the Construction of a New Past (Princeton,
N.J., 1995).
10
See Siegfried Kracauer, From Caligari to Hitler: A Psychological
History of the German Film (Princeton, N.J., 1947); Erwin
Leiser, "Deutschland, erwache!" Propaganda im Film des Dritten
Reiches (Reinbek b. Hamburg, 1968), trans. by Gertrud Mander
and David Wilson as Nazi Cinema (London, 1974). Leiser's
book was published in the wake of his documentary film Deutschland,
erwache! which consisted of clips from German films from the
Nazi period organized by propaganda theme, introduced by brief
explications of the way they reflected Nazi political and ideological
goals.
11
Leiser, Nazi Cinema, 12.
12
David Welch, Propaganda and the German Cinema, 19331945
(Oxford, 1983). See also Gerd Albrecht, Nationalsozialistische
Filmpolitik (Munich, 1969); and Albrecht, ed., Film im
Dritten Reich: Eine Dokumentation (Karlsruhe, 1978). That
Welch's and Leiser's approach to reading propaganda themes in
Nazi film still holds considerable power is evident in a recently
translated study of Nazi documentary film; see Hilmar Hoffmann,
Und die Fahne führt uns in die Ewigkeit (Frankfurt
am Main, 1988), J. Broadwin and V. R. Berghahn, trans., The
Triumph of Propaganda: Film and National Socialism, 19331945
(Providence, R.I., 1996).
13
David Welch, Nazi Propaganda: The Power and the Limitations
(Totowa, N.J., 1983), 1.
14
George L. Mosse, The Crisis of German Ideology: Intellectual
Origins of the Third Reich (New York, 1964); and Fritz R.
Stern, The Politics of Cultural Despair: A Study in the Rise
of the Germanic Ideology (Berkeley, Calif., 1961); see also
Jost Hermand, Der alte Traum vom neuen Reich: Völkische
Utopien und Nationalsozialismus (Frankfurt am Main, 1988).
15
An excellent review of the controversy is in Thomas Childers and
Jane Caplan, eds., Reevaluating the Third Reich (New York,
1993), see esp. 613, 86113. See also Tim Mason, "Intention
and Explanation: A Current Controversy about the Interpretation
of National Socialism," in G. Hirschfeld and L. Kettenacker, eds.,
Der "Führerstaat": Mythos und Realität; Studien zur
Struktur und Politik des Dritten Reiches (Stuttgart, 1981),
2341.
16
In place of attempting to survey the entire literature, I offer
the following works as examples of these successes: Omer Bartov,
Murder in Our Midst: The Holocaust, Industrial Killing, and
Representation (New York, 1996); Michael Burleigh and Wolfgang
Wippermann, The Racial State: Germany 19331945 (Cambridge,
1991); Burleigh, Death and Deliverance: "Euthanasia" in Germany
c. 19001945 (Cambridge, 1994); Jeffrey Herf, Reactionary
Modernism: Technology, Culture, and Politics in Weimar and the
Third Reich (Cambridge, 1984); Detlev Peukert, "The Genesis
of the 'Final Solution' from the Spirit of Science," in Childers
and Caplan, Reevaluating the Third Reich, 23452,
and other essays in that volume.
17
In the 1980s, this research moved from an earlier focus on organized
political resistance to the realm of daily life. See among many
others Detlev Peukert, Inside Nazi Germany: Conformity, Opposition,
and Racism in Everyday Life, Richard Deveson, trans. (New
Haven, Conn., 1987); Alf Lüdtke, ed., Alltagsgeschichte:
Zur Rekonstruktion historischer Erfahrungen und Lebensweisen
(Frankfurt, 1989); Ian Kershaw, Popular Opinion and Political
Dissent in the Third Reich: Bavaria 19331945 (Oxford,
1983); Michael Balfour, Withstanding Hitler in Germany: 19331945
(London, 1988). The sophisticated turn such research has taken
in the 1990s is demonstrated in Michael Geyer and John W. Boyer,
eds., Resistance against the Third Reich, 19331990
(Chicago, 1994).
18
Daniel Jonah Goldhagen, Hitler's Willing Executioners: Ordinary
Germans and the Holocaust (New York, 1996); Victor Klemperer,
I Will Bear Witness: A Diary of the Nazi Years, 19331941,
Martin Chalmers, trans. (New York, 1998); and To the Bitter
End: The Diaries of Victor Klemperer, 19421945, Chalmers,
trans. (London, 1999).
19
See the review of the Goldhagen reception by István Deák,
"Holocaust Views: The Goldhagen Controversy in Retrospect," Central
European History 30, no. 2 (1997): 295307. Compare Jeremiah
M. Riemer and Andrei S. Markovits, "The Goldhagen Controversy,"
Tikkun 13 (May/June 1998): 4849; Manfred B. Steger,
"Genocide, Resistance and Willing Executioners: Reflections on
the Goldhagen Controversy," Southern Humanities Review
32 (Fall 1998).
20
Notably, Andrei S. Markovits, "Störfall im Endlager der Geschichte,"
in Julius H. Schoeps, ed., Ein Volk von Mördern? Die Dokumentation
zur Goldhagen Kontroverse und die Rolle der Deutschen im Holocaust
(Hamburg, 1996), 22840; and Elie Wiesel, "Little Hitlers,"
The Observer, March 31, 1996; but also the sharply critical
Omer Bartov, who attacked the author for his lack of moderation
and inexplicable claims to originality, while asserting that he
was not wrong to "stress once more the importance of anti-Semitism
. . . as an arguably crucial and (in recent mainstream
scholarship) somewhat underemphasized condition of the Holocaust."
In summarizing the dispute between Christopher Browning and Goldhagen
over Police Battalion 101, Bartov mentions the possibility of
a third position, "which stresses a crucial factor neglected both
by Browning's circumstantial interpretation and by Goldhagen's
essentialist view, namely the powerful impact of ideology . . .
on the perpetrators." Bartov, "Ordinary Monsters," New Republic
214 (April 29, 1996): 3238, see 34 and 35.
21
See Paul Lawrence Rose, Revolutionary Antisemitism in Germany
from Kant to Wagner (Princeton, N.J., 1990), where two distinct
Sonderweg argumentsthe one about a German revolutionary
spirit transcending left and right orientations, the other about
an anti-Semitism essentially different from other European anti-Semitismsare
interwoven into a single teleological fantasy spinning for centuries
toward the Holocaust. In fact, the remarkable attention given
to Goldhagen's 1996 book notwithstanding, it has been more the
rule than the exception that intellectual historical studies of
German anti-Semitism resort to sweeping exceptionalist diagnoses
about a unified anti-Jewish mindset running from Reformation to
Holocaust. See, for example, John Weiss, Ideology of Death:
Why the Holocaust Happened in Germany (Chicago, 1996). Compare
the enlightening critical review by Geoff Eley, "What Are the
Contexts for German Antisemitism? Some Thoughts on the Origins
of Nazism," Studies in Contemporary Jewry 14 (1997).
22
See Saul Friedländer, Nazi Germany and the Jews (New
York, 1997), 73112.
23
See Eric Rentschler, "The Elective Other: Jew Süss
(1940)," in Ministry of Illusion, 14969, 35563.
24
See Linda Schulte-Sasse, "Courtier, Vampire, or Vermin? Jew
Süss's Contradictory Effort to Render the 'Jew' Other,"
in Entertaining the Third Reich, 4791, see 90.
25
Marcia Klotz, "Epistemological Ambiguity and the Fascist Text:
Jew Süss, Carl Peters, and Ohm Krüger,"
in New German Critique, no. 74 (SpringSummer 1998):
91124, see 96102. Klotz's larger project in this essay
is the question of "epistemological ambiguity," or the "gray area
that lies between the realms of 'knowing' and 'not knowing,' a
realm generated within the field of Nazi ideology that was absolutely
crucial to the smooth functioning of the German fascist regime"
(p. 91). Such a project would appear to be indispensable for historians
of "everyday Germans." The problem historians might find with
Klotz's essay is one she acknowledges, and that I will address
below: the necessarily speculative nature of an inquiry into how
complex ideological messages were (and not just "could be") processed
by actual moviegoers. See Klotz, "Epistemological Ambiguity,"
124.
26
Indeed, the interpretation of La Habanera as Nordic/fascist
allegory was not dominant, according to Rentschler, due in part
to the pieties surrounding Sierck's presumed subversive filmmaking
(characterized by an exaggerated and therefore ironized mise
en scène) and Leander's oppositional associations.
Rentschler thus displaces these "myths" with a more complex reading
of ideological signifiers and their potential receptions. See
Ministry of Illusion, 12629.
27
Rentschler, Ministry of Illusion, 134.
28
This complex reciprocal relationship has been discussed by Omer
Bartov in the provocative article "Defining Enemies, Making Victims:
Germans, Jews, and the Holocaust," AHR 103 (June 1998):
771816, now in his book Mirrors of Destruction: War,
Genocide, and Modern Identity (Oxford, 2000). Bartov's discussion
dwells on the intersubjective level of collective identity and
memory constructions but in a very complex way, since it links
these constructions across time and space (the definitions of
fantasy "elusive enemies" and victimized selves from Jews in pre-Nazi
and Nazi Germany to Germans and Israelis after the Holocaust).
Bartov's goal is to use the exemplary case of German anti-Semitism
to expose the structure of an ideological complex that he suggests
is anything but unique to National Socialism.
29
Rentschler, Ministry of Illusion, 144.
30
Denise Youngblood, Movies for the Masses: Popular Cinema and
Soviet Society in the 1920s (Cambridge, 1992), 3.
31
Youngblood, Movies for the Masses, xivxv. See also
Denise Youngblood, Soviet Cinema in the Silent Era, 19181935
(Ann Arbor, Mich., 1985).
32
Richard Stites, Russian Popular Culture: Entertainment and
Society since 1900 (Cambridge, 1992), see esp. 3336,
94, 115, and 139.
33
New German Critique, no. 74 (SpringSummer 1998),
Special Issue on Nazi Cinema. In her contribution to the special
issue, "Nazi Cinema at the Intersection of the Classical and the
Popular," Patrice Petro also notes the explosion of interest in
Nazi films (heralded by, among other things, two symposia in 1997)
and its relationship to trends in histories of National Socialist
Germany, which "chart continuities as well as discrepancies between
National Socialist policy and everyday culture in the Third Reich."
Petro also notes that it is "curious (or perhaps not curious at
all) that historians of 'everyday fascism' have rarely looked
to cinema for evidence they seek of the mundane, everyday aspects
of life within which Nazism and its crimes unfolded. Indeed, what
better place than the cinema to find traces of the choices, emotions,
and coping mechanisms of ordinary Germans?"; pp. 4143.
34
See, for instance, Marc Silberman, German Cinema: Texts in
Context (Detroit, Mich., 1995), 4996; Sabine Hake, "The
Melodramatic Imagination of Detlef Sierck: Final Chord
and Its Resonances," Screen 38 (Summer 1997): 12948;
Thomas Elsaesser, "Hollywood and Berlin," Sight and Sound
7 (November 1997): 1417; the contributions by Anke Gleber
and Janet Lungstrum in Katharina von Ankum, ed., Women in the
Metropolis: Gender and Modernity in Weimar Culture (Berkeley,
Calif., 1997); the collection Der Star: GeschichteRezeptionBedeutung
(Munich, 1997).
35
As a marker of the shifting ground of interdisciplinary innovation
and resistance, see Peter C. Rollins's introduction to a special
issue of American Quarterly on film and American studies,
where historians are to provide the interdisciplinarity and traditional
film studies the resistance. Rollins is optimistic that the contextual
work begun in that issue indicated the greater promise of interdisciplinary
and historical work than the "myopic" concerns of film scholars.
See Rollins, "Film and American Studies: Introduction," American
Quarterly 31 (Winter 1979): 595.
36
In this sense, this 1943 article from the Teacher's Section of
a historical journal covers very familiar territory: Philip D.
Jordan, "Social Studies and the Sound Film," Mississippi Valley
Historical Review 30 (December 1943): 40811.
37
John E. O'Connor, "Teaching Film and American Culture: A Survey
of Texts," American Quarterly 31, Special Issue: Film and
American Studies (Winter 1979): 71823. An excellent article
from 1952 suggested a shift in focus to the interplay of spectator
and film; see David and Evelyn T. Riesman, "Movies and Audiences,"
American Quarterly 4 (Autumn 1952): 195202.
38
I have already cited some exceptions to this focus, including
within the pages of this journal. One further example is the excellent
article in the last issue, Charles Ambler, "Popular Film and Colonial
Audiences: The Movies in Northern Rhodesia," AHR 106 (February
2001): 81105, where the author reconstructs the ways in
which colonial audiences' experience of Hollywood films was not
engineered by the movies' overt messages or the censoring arm
of the colonial state. Historians may be better equipped than
their cultural studies counterparts to engage in such reconstruction,
but evidence such as that with which Ambler was able to work is
not always available, as I discuss further below. The question
of accuracy has been somewhat retooled within the explorations
of historical representation in film as a viable competitor to
narrative history in the works of Robert A. Rosenstone cited above,
and in an AHR Forum on the subject: Rosenstone, "History
in Images/History in Words: Reflections on the Possibility of
Really Putting History onto Film," AHR 93 (December 1988):
117385; David Herlihy, "Am I a Camera? Other Reflections
on Films and History," 118692; Hayden White, "Historiography
and Historiophoty," 119399; and John E. O'Connor, "History
in Images/Images in History: Reflections on the Importance of
Film and Television Study for an Understanding of the Past," 120009.
39
Geoffrey Cocks, "The Ministry of Amusements: Film, Commerce, and
Politics in Germany, 19171945," Central European History
30, no. 1 (1997): 7788.
40
Cocks, "Ministry of Amusements," 82.
41
Jay W. Baird, book review, AHR 103 (April 1998): 54546.
42
By "symptomatic," I mean that this review is a particularly clear
manifestation of a particular condition of historiography, and
exemplary in this sense only. That is not to say that Baird's
response is exemplary or typical for all historians or all German
historians, as Cocks's very different position demonstrates. There
is a great deal of receptivity to the lessons of cultural analysis
from other disciplines in the German history field, to be sure
(as several of my own footnotes will attest). The question I am
hoping to get at in this essay has to do with what the necessary
limits of these lessons might be, from the disciplinary perspective
of History. Hence this AHR book review helps me map out
this ground.
43
See esp. Jay W. Baird, The Mythical World of Nazi War Propaganda,
19391945 (Minneapolis, 1974). Rentschler, for his part,
is somewhat critical of Baird's scholarship; see Ministry of
Illusion, 320 n. 11.
44
Baird, book review, 545.
45
See, for example, George L. Mosse, "Beauty without Sensuality/The
Exhibition Entartete Kunst," in Stephanie Barron, ed.,
"Degenerate Art": The Fate of the Avant-Garde in Nazi Germany
(Los Angeles, 1991), 2532. The continuity of Weimar filmic
modernism and Volkish, authoritarian, or otherwise proto-Nazi
ideology was already established by Kracauer in From Caligari
to Hitler.
46
It is noteworthy that a review essay written for a more popular
audience displays some of the symptoms I am identifying in Baird's
treatment: J. S. Marcus stresses the centrality of film to
the Third Reich, the luster of its blockbusters, and hence "German
history's distraction from itself," ignoring the links Rentschler
makes between distraction and ideological message, and recoiling
from what he calls "Rentschler's modish academic style"; Marcus
also agrees with Baird that Rentschler has valuably "assembled
much sound historical detail, especially in his appendixes." See
Marcus, "Screentime for Hitler," in New York Review of Books
(March 4, 1999): 3942. Schulte-Sasse's work, with its principal
focus on the play of ideology within a structure of viewer fantasy-formation,
seems to be out of the view of historians and general public alike.
47
Baird, book review, 129.
48
Karsten Witte's work on entertainment film in the Third Reich
has been of singular importance as a source for all of the work
presently under discussion. See, for example, Witte, Lachende
Erben, toller Tag: Filmkomödie im Dritten Reich (Berlin,
1995); and "Visual Pleasure Inhibited: Aspects of the German Revue
Film," J. D. Steakley and Gabriel Hoover, trans., New
German Critique, nos. 2425 (FallWinter 198182):
23863. The previously discussed special issue of New
German Critique is an homage to Witte.
49
Susan Sontag, "Fascinating Fascism," New York Review of Books
(February 6, 1975), rpt. in Sontag, Under the Sign of Saturn
(New York, 1981), 71105.
50
See, for example, Mosse, "Beauty without Sensuality."
51
See Rentschler, Ministry of Illusion, 68.
52
Rentschler, Ministry of Illusion, 69.
53
Rentschler, Ministry of Illusion, 55.
54
Baird, book review, 546.
55
See Slavoj i ek,
"Introduction: The Spectre of Ideology," in i ek,
ed., Mapping Ideology (London, 1994), 133.
56
i ek,
"Introduction," 9. i ek
even suggests that the contributions within the volume can be
seen as organized along the tripartite axis of doctrine-belief-ritual,
which in turn parallels the Hegelian In-itselfFor-itselfIn-and-For-itself.
See pp. 910 and n. 9.
57
Louis Althusser, "Ideology and Ideological State Apparatuses (Notes
towards an Investigation)," Lenin and Philosophy and Other
Essays, Ben Brewster, trans. (New York, 1971), 12786.
58
This difficult question is a privileged one in literature departments
at the moment, constituting the central axis of approaches to
popular culture under the broad rubric of "cultural studies."
It may be too early to tell, but my own experience suggests that
the youngest generation of cultural historians, namely our graduate
students, have already overcome the disciplinary resistance I
have been describing, and that future work in history is likely
to incorporate more complex models of ideology than we have had
at our disposal in the past.
59
Ruth Ben-Ghiat, "Envisioning Modernity: Desire and Discipline
in the Italian Fascist Film," Critical Inquiry 23 (Autumn
1996): 10944, esp. 14243; see also Ben-Ghiat, Fascist
Modernities: Italy, 19221945 (Berkeley, Calif., 2001).
Film had already been seriously considered by as prominent a historian
of Italian fascism as Victoria de Grazia, but she focused more
on institutional frameworks and the film industry as a cultural
field, rather than engaging in the language of film as Ben-Ghiat
does. See de Grazia, "Mass Culture and Sovereignty: The American
Challenge to European Cinemas, 19201960," Journal of
Modern History 61 (March 1989): 5387.
60
Marcia Landy, Fascism in Film: The Italian Commercial Cinema,
19311943 (Princeton, N.J., 1986), 1819. This view
of ideology is drawn from Antonio Gramsci's prison notebooks (see
26061 of Hoare/Nowell-Smith edition), as well as Raymond
Williams's Marxism and Literature (1977) and Frederic Jameson's
work. Consistent with the German film work I have been exploring,
and particularly close to Schulte-Sasse, Landy points out how
"escapist" genre films, in spite/because of their conventions,
reveal "how desire is managed." This involves a complex reading
of their escapist dimensions not unlike those of Rentschler described
above.
61
Angela Dalle Vacche, The Body in the Mirror: Shapes of History
in Italian Cinema (Princeton, N.J., 1992).
62
Lutz P. Koepnick, "Fascist Aesthetics Revisited," Modernism/modernity
6 (January 1999): 5173.
63
Koepnick, "Fascist Aesthetics," 5254.
64
See esp. Slavoj i ek,
Everything You Ever Wanted to Know about Lacan, But Were Afraid
to Ask Hitchcock (London, 1991); Looking Awry: An Introduction
to Jacques Lacan through Popular Culture (Cambridge, Mass.,
1991); and Enjoy Your Symptom! Jacques Lacan In Hollywood and
Out (New York, 1992).
65
Miriam Hansen, Babel and Babylon: Spectatorship in American
Silent Film (Cambridge, Mass., 1991).
66
Hansen, Babel and Babylon, see 57.
67
As I noted above, for instance, Marcia Klotz is conscious of the
dearth of empirical evidence to support her own and Schulte-Sasse's
assumption of female viewer identification. Stephen Lowry works
on Nazi film within Frederic Jameson's influential model of ideology,
stressing the tensions between ideological program"closure,"
or "containment"and the viewers' desires, which are not
directly produced by that program but are immediately in a sort
of "horse-trade" with it. See Lowry, "Ideology and Excess," 12933;
compare Frederic Jameson, The Political Unconscious: Narrative
as a Socially Symbolic Act (Ithaca, N.Y., 1981), 2458;
and Jameson, "Reification and Utopia in Mass Culture," Social
Text 1 (Winter 1979): 94109. Lowry, in turn, confesses
the problem of reconstructing effects of these films on actual
viewers of the 1930s and 1940s, acknowledging the lack of reliable
empirical data, and laments the necessity to engage a text-oriented
analysis to speculate on extratextual effects. He sees this as
a problem for the historian and an opportunity for interdisciplinary
dialogue.
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